All 20 Parliamentary debates in the Lords on 9th Nov 2021

Tue 9th Nov 2021
Tue 9th Nov 2021
Environment Bill
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Tue 9th Nov 2021
Royal Assent
Lords Chamber

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Tue 9th Nov 2021

Grand Committee

Tuesday 9th November 2021

(2 years, 5 months ago)

Grand Committee
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Tuesday 9 November 2021

Arrangement of Business

Tuesday 9th November 2021

(2 years, 5 months ago)

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Announcement
15:45
Baroness Healy of Primrose Hill Portrait The Deputy Chairman of Committees (Baroness Healy of Primrose Hill) (Lab)
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My Lords, Members are encouraged to leave some distance between themselves and others and to wear a face covering when not speaking. If there is a Division in the Chamber while we are sitting, the Committee will adjourn as soon as the Division bells are rung and resume after 10 minutes.

Green Gas Support Scheme Regulations 2021

Tuesday 9th November 2021

(2 years, 5 months ago)

Grand Committee
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Considered in Grand Committee
15:46
Moved by
Lord Callanan Portrait Lord Callanan
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That the Grand Committee do consider the Green Gas Support Scheme Regulations 2021.

Relevant document: 14th Report from the Secondary Legislation Scrutiny Committee (special attention drawn to the instrument)

Lord Callanan Portrait The Parliamentary Under-Secretary of State, Department for Business, Energy and Industrial Strategy (Lord Callanan) (Con)
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My Lords, since this draft SI was laid before the House on 9 September, a minor correction has been made to the Explanatory Note to highlight that the scheme is intended to end in March 2041.

The UK is the first major economy in the world to set a legally binding target to achieve net zero greenhouse gas emissions by 2050. Between 1990 and 2019, our emissions have decreased by 44%, which is the fastest reduction in the G7, and we are continuing to advance sustainability through the Government’s Ten Point Plan for a Green Industrial Revolution, the net-zero strategy and, most relevant to this policy, the heat and buildings strategy.

Currently, the heating of our homes, businesses and industry is responsible for 21% of the UK’s greenhouse gas emissions. The decarbonisation of heat is recognised as one of the biggest challenges in meeting our climate targets, requiring virtually all heat and buildings to be decarbonised. Increasing the proportion of green gas in the grid is a practical, established and cost-effective way of reducing carbon emissions and contributing to the UK’s net-zero target, lowering carbon emissions from both domestic and industrial gas boiler use.

The green gas support scheme is a Great Britain-wide tariff-based scheme supporting new biomethane plants injecting biomethane produced by anaerobic digestion into the mains gas grid. It is expected to contribute 3.7 million tonnes of CO equivalent of carbon savings over carbon budgets 4 and 5, and 8.2 million tonnes of CO equivalent of carbon savings over its total lifetime. This is equivalent to taking approximately 3.6 million cars off the road for a year. The green gas support scheme is expected to help support high quality jobs in the renewable energy sector at a time when economic recovery is, of course, so important. It is anticipated that, when taking into account both direct and indirect jobs, the green gas support scheme could support up to 1,600 jobs per year during the construction phase of plants and up to 1,000 jobs once plants are fully operational.

Our analysis suggests that over two-thirds of existing biomethane plants are in fact located in rural areas, with 80% of all GB plants located in areas with a lower than average gross value added. We expect plants supported by the scheme to follow similar trends and therefore contribute to the Government’s levelling-up agenda. The Government believe that it is appropriate for gas consumers to pay towards decarbonising the gas grid, and therefore we have taken the decision to fund the green gas support scheme through a levy. The levy will be the sole funding source for the green gas support scheme and will be applied to all licensed fuel gas suppliers.

Of course, the Government acknowledge the impact of rising gas prices on consumer energy bills, and we are implementing stringent budget control measures to ensure that the costs of the levy are as low as possible and cannot rise unexpectedly. The cost to an annual gas bill will be relatively low, starting at around £2.50 per year, and it will peak at around £4.70 per year in 2028 for an average gas bill, assuming that we make a transition to a volumetric levy.

During peak years of production, biomethane plants incentivised by the green gas support scheme will produce enough green gas to heat around 200,000 homes, which would otherwise have been heated by natural gas.

While we are launching with a per-meter point levy that provides a high certainty of costs to both suppliers and consumers, the Government recognise the benefits of a volumetric levy that aligns costs more closely to gas consumption. We have committed to transition to a volumetric levy as soon as possible, subject to overcoming the feasibility issues, which include the impact on energy-intensive industries and other important UK businesses.

In conclusion, the scheme established by this statutory instrument will support ongoing investment in the biomethane industry and enable the development of new production plants for the injection of biomethane into the gas grid. In supporting this investment in new anaerobic digestion capacity, we expect to support more jobs, growth and innovation in the biomethane industry, while delivering important carbon savings, which are a vital part of meeting our overall net zero targets. I therefore commend these draft regulations to the House.

Lord Naseby Portrait Lord Naseby (Con)
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My Lords, I have come to learn rather than to criticise or analyse in much depth. I was on the Select Committee on energy in the other place and I have tried to keep up to date with developments. I congratulate my noble friend on the fact that, according to his statement, we are the first in the world to go down this track.

My questions are really exploratory. I looked particularly at page 70 of the extensive documentation. First, I have a question about energy crops. It seems that if we are starting in a new area, the bringing together of waste collection is quite a challenge, whereas energy crops by definition are probably on a 12-month cycle. Therefore, the 50% limitation that is mentioned here, while probably the right strategy in the medium term, seems a bit of wishful thinking, certainly in the initial stages. You have to have energy crops to get the thing going.

Secondly, what is the estimated time required to set up any of these plants? Are we talking about a year, 18 months or two years? That is fairly key.

Thirdly, there is the question of the intermix of the gas provided by this route alongside gas from the North Sea. As far as I can see—I have not done an in-depth analysis—there is no reference to this. Is there complete compatibility or does there need to be treatment one way or the other to ensure compatibility in the mix of gases going into the grid?

There is another area that concerns me. Like so many others, I was previously in local government. How will we ensure that local government waste collections collect food waste and other waste suitable to feed these new plants? I do not know the proportions, but at this point in time we in central Bedfordshire are separating only recyclable and non-recyclable waste. I do not know what is happening in the rest of the country, and an update on that would be very helpful.

I thank my noble friend for taking this forward; it is crucially important. I will do my very best to help him on the journey forward.

Lord Grantchester Portrait Lord Grantchester (Lab)
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I thank the Minister for his explanation of the regulations before the Committee. They are important, because they establish the new green gas support scheme as a replacement for the renewable heat incentive, which closed to new applicants on 31 March this year. This scheme will begin on 1 April 2022, with a reach back to the scheme’s launch date, due to be 30 November this year.

This new scheme is for new deployment and excludes equipment and plants used to register under the RHI scheme, so can the Minister confirm that there will be no crossover of payments between the schemes and that there is therefore little likelihood of much new biomethane coming forward, certainly during the retrospective six months but also for some time to come as new plants come on stream? How soon, and in what number, does the Minister’s department expect applications for new plants to be built and come on stream? It would appear to be quite quickly, as payments will last for only 15 years in a scheme of 19 years until 2041. I presume that the department has confidence in the speed of decision-making, the planning process and the construction phase, all of which will need to go smoothly to encourage speedy deployment.

I must also admit to having some déjà vu moments as I read through the details of the scheme, with recollections of how Conservative Governments regarded such schemes in the past. When I read under paragraph 7.3 of the Explanatory Memorandum that tariff rates

“will be set at a level that aims to encourage continued deployment and ensure value for money”,

and, then, under the very next paragraph, that

“a degression mechanism … will reduce tariffs if certain triggers are met”,

I recall the devastating cutbacks introduced by the Conservative Cameron Government, which slashed support for wind and solar, devastating the industry and undermining investor confidence so tragically. The misprint in paragraph 7.4—

“compromise of an annual tariff review”—

only underlines the impression that undermining support for deployment, especially in conjunction with some sort of levy control framework coming back disguised as a budget cap, will be another feature of this scheme.

It also suggests that few lessons have been learned by the Government. The levy control framework became a politicised mechanism that defied industry understanding and eventually had to be scrapped. Can the Minister give more details today to give confidence that the balance between encouraging deployment and payback to investors will not suddenly lurch towards ill-defined value-for-money analysis being undertaken at the stroke of the department’s pen? Those lost years after those experiences for the solar industry, as well the jobs that were lost, have contributed to the climate emergency that is yet to be recognised fully across government.

Continuing further into the details, I commend the Government on the impact assessment accompanying the regulations. It gave greater insight into the set-up of the scheme and the changes from the RHI regime. This scheme will mandate biomethane producers to produce at least 50% of their biomethane from waste. On page 70 of the impact assessment, the full feedstock energy mix is identified, with 50% of the waste expected to be food waste. Can the Minister confirm whether there is a full definition of food waste that includes food waste in all its various unfortunate and distinguishing forms? My understanding is that this refers not merely to restaurant, domestic household and other post-consumption end-of-the-food-chain waste. It should also include waste that does not even reach the food chain, such as food being rejected or suddenly no longer wanted by supermarkets; this can befall farmers and growers, especially in salad crops and vegetables.

Has the Minister’s department worked closely with colleagues at Defra who are working to reduce food waste through recycling schemes and local authorities? Can he also say what analysis has been undertaken by the department to consider the effects on the renewable fuel obligation undertaken by the Department for Transport, which reuses cooking oils?

I am not aware of the definitions and analysis of “food waste” under the RHI scheme, but I remember that, at one time, miscanthus growing was an important feature of biomethane production plants. In the department’s analysis, maize is the next important feedstock, at 20%, along with agricultural waste. However, I note, under “Non-monetised costs and benefits”, which the Minister mentioned in his opening remarks, the effect on the rural economy. The analysis states that

“two thirds of … plants are located in rural areas, with 80% of all GB plants located in areas with a lower than average GVA.”

I welcome the positive effect that this will have on rural areas. I also note that many properties are not on the gas grid in these rural areas.

16:00
This scheme will apply the levy to the gas grid only and will not include electricity supplies, producing enough green gas to heat about 200,000 homes. In the context of the application of the levy, which is adjudged to have minimal effect on bill payers, this does not amount to a significant impact. Does the Minister’s department see this as an interim scheme in its thinking about a framework to bring hydrogen gas to the grid? Hydrogen would certainly bring far greater benefits to, and have a greater impact on, the decarbonisation of gas and is recognised as a possibility in the memorandum. Will this be a key feature of the reviews being built into the scheme? How often will the reviews be undertaken? Will they be public documents, and will they become part of the reporting structure to Parliament that monitors progress towards reaching net zero by 2050?
Another key feature of this scheme is that payments will be made only in respect of supplies that reach the grid. The Minister will know that many plants are considered for the savings they would generate in the industrial process—for example, sugar—and that therefore do not reach the grid. The Minister will also know that tanked or bottled gas goes to many properties off the gas grid, and that there are many district heating schemes. Can he explain why this scheme is so restrictive and does not look at the decarbonisation of gas in the round? Will this type of extension be considered under a review or excluded altogether?
Finally, it is important to note that the scheme represents yet another new levy on households—a change from the Treasury-funded RHI. It is also therefore a potentially regressive scheme, affecting poorer households already in fuel poverty. According to the analysis in the document, in the initial phases the effect on consumers starts at about £1.40 per year, and at £2.50 according to the Minister’s remarks today. Nevertheless, it will increase over the lifetime of the scheme, while moving to a levy on volume consumption. I understand that the devolved Administrations have looked at the effect on their schemes and appear to be content with it.
However, there are many simultaneous dynamics. Will the department be able to assess and review each change individually, as well as the cumulative effects that could have a meaningful impact on certain income levels and households? How will these reviews be conducted?
I grant approval today for the scheme and thank your Lordships’ Secondary Legislation Scrutiny Committee for its report. Nevertheless, there are many important areas of concern as the UK moves forward with plans for net zero, and I welcome further dialogue along that pathway.
Lord Callanan Portrait Lord Callanan (Con)
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Let me start by thanking both noble Lords for their valuable contributions to this debate. The need to make progress with decarbonisation of course remains an absolute priority for the Government, so we have to keep up the pace of change to fuel what will be a green, sustainable recovery as we build back better from the pandemic. So, to keep us on track, as noble Lords will be aware, the Government recently launched a landmark net zero strategy setting out how the UK will secure 440,000 well-paid jobs and unlock £90 billion-worth of investment by 2030—all on our path to ending a contribution to climate change by 2050.

However, to meet net zero, we are of course aware that virtually all heat in buildings will need to be decarbonised. Moving away from burning fossil fuels for heating is a great challenge, but it presents enormous opportunities for jobs, growth and levelling up. We are clear that achieving net zero will require a range of technologies and solutions for buildings, and that there is no single silver bullet. It is not a question of choosing whether electrification, hydrogen or heat networks are the answer, but of doing something on all of them, and everything that we can to deliver on all these fronts.

As I said in my introduction, within that framework biomethane has a clear role to play in decarbonising our energy supplies. The Committee on Climate Change stated that biomethane will be valuable across all decarbonisation pathways and recommended continued government support. Injecting biomethane into the gas grid means that more of the gas used in a gas boiler in a home or in industrial processes across Great Britain will be from renewable sources, meaning lower carbon emissions and a lower impact on climate change. Continued policy action is essential for maintaining investment in the biomethane industry and enabling the development of new production plants for biomethane to allow injection into the gas grid.

The green gas support scheme will also help to meet our commitments made in the 2019 Spring Statement and 2020 Budget to increase the proportion of green gas in the grid. It will help to promote a circular economy by encouraging the use of domestic and industrial food waste to heat our homes and businesses. It will contribute to achieving short-term carbon budgets and our broader target of net zero emissions by 2050. In addition, it will support high-quality jobs in the renewable energy sector as well as the development and diversification of the rural economy, in line with our net zero levelling-up agenda.

My noble friend Lord Naseby made a point about energy crops. Using waste feedstocks can contribute to carbon savings and to a circular economy, but given the uncertainty around food waste availability, a higher threshold could have had a negative impact on plant deployment and encouraged unintended competition within the anaerobic digestion industry. We will undertake a mid-scheme review in 2023 to review the waste feedstock thresholds, and we will adjust if necessary. My noble friend asked about the length of time needed to set up a plant. The answer depends on the size of the plant and the location, but in general it is about 12 to 18 months. He also asked how we will ensure that local government will collect waste to feed the new plants. We certainly expect food waste volumes to increase significantly over the lifetime of the green gas support scheme as a result of Defra’s household food waste collection policies. Those are outlined in the Environment Bill, which the House is debating as we speak.

I turn to the noble Lord, Lord Grantchester, who asked whether there will be crossover payments from the NDRHI and the green gas support scheme. We have carefully ensured that the regulations do not allow one plant to receive payments from both schemes; that would clearly be unfair to the taxpayer. We understand from market intelligence that roughly 53 plants will be deployed on the scheme, and we hope that building will begin on several of them later this year. The noble Lord also asked about value for money for the scheme. The degression mechanism will act to prevent the risk of overcompensation for deployment that exceeds forecast expenditure thresholds in year. The mechanism has been designed specially and revised in the light of the lessons learned under the RHI—for example, the degression triggers have been adjusted to mitigate some of the dynamics that were seen under the RHI. As always with these schemes, we need to balance our ambitions for biomethane plant deployment against the possible impact the scheme will have on the bills of domestic and industrial consumers. Budget management measures are designed to ensure that the decarbonisation of the gas grid occurs at the best possible value for money for bill payers.

Moving on to the noble Lord’s question about the definition of food waste, my department works closely with Defra, including on the waste hierarchy. This requires the prevention of waste in the first place; that is a good starting principle. Where that is not possible, we support the reuse, reduction or recycling of materials before, ultimately, disposing of any remaining waste safely through incineration, with the appropriate energy recovery. My department also works closely with the Department for Transport to ensure that the green gas support scheme and the renewable transport fuel obligation seamlessly work together to support industry, again ensuring no element of double subsidy.

On the question about miscanthus, energy crops are allowed on the scheme—up to 50%. As I said earlier, that threshold will be part of the mid-scheme review. On the noble Lord’s question about whether this levy will bring about any new levies on hydrogen, it is important to confirm that the green gas levy is the sole source of funding for the green gas support scheme. The Government have set out separate hydrogen and net-zero strategies, with the intention that, from 2025 at the latest, all revenue support for hydrogen production will be levy-funded. This is subject to consultation and the appropriate legislation being in place.

The noble Lord also asked me about reviews of the scheme and, as I said, a mid-scheme review will take place to ensure that it is meeting its aim to look at the balance of food stocks and energy crops. The broader decarbonisation of gas in the round is considered in the recently published Heat and Buildings Strategy and the various consultations alongside it.

On the noble Lord’s question about how this will impact households in fuel poverty, the Government’s impact assessment found that, even at the peak of the levy, the impact on both the number of people in fuel poverty and the size of the fuel poverty gap was minimal across Great Britain compared to the baseline scenario, where the levy is not imposed. The Government recognise the benefits of a volumetric levy, as opposed to a meter-point levy, which aligns cost more closely with gas consumption. We have committed to transitioning to a volumetric levy as soon as possible, subject to overcoming the various feasibility studies of which the noble Lord is aware, including the impact on energy-intensive industries and other important UK businesses. We are clear that any volumetric levy design must be simple to administer and must deliver and minimise the costs to consumers. Before we proceed on this, we will ensure that we fully consult on any new proposals in this area.

The noble Lord also asked how the Government will manage the cumulative impact of levies. The Government are committed to ensuring that the costs of decarbonising the energy system are fair and affordable for all energy users. We are considering the benefits and costs of the different approaches and, as always, are committed to working with industry and consumers to keep costs down and identify ways to incentivise behaviour change towards decarbonisation. As we announced, we will launch a fairness and affordability call for evidence on options for energy levies and obligations to help rebalance prices and support green choices, with a view to taking final decisions on that next year.

I think I have dealt with all the questions that were asked of me and, with that, I commend these draft regulations to the Committee.

Motion agreed.

Corporate Insolvency and Governance Act 2020 (Coronavirus) (Amendment of Schedule 10) (No. 2) Regulations 2021

Tuesday 9th November 2021

(2 years, 5 months ago)

Grand Committee
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Considered in Grand Committee
16:14
Moved by
Lord Callanan Portrait Lord Callanan
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That the Grand Committee do consider the Corporate Insolvency and Governance Act 2020 (Coronavirus) (Amendment of Schedule 10) (No. 2) Regulations 2021.

Relevant document: 14th Report from the Secondary Legislation Scrutiny Committee

Lord Callanan Portrait The Parliamentary Under-Secretary of State, Department for Business, Energy and Industrial Strategy (Lord Callanan) (Con)
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My Lords, the regulations were laid before the House on the 28 September 2021.

Following the emergence of Covid-19, the Government quickly implemented the Corporate Insolvency and Governance Act 2020, which introduced a set of permanent and temporary measures aimed at helping companies through the shock effects of the pandemic. In addition, many businesses have also benefited from an exceptional economic package of support from the Government in excess of £400 billion through the furlough and self-employed income support schemes, and through various grants and loans, and business rates and VAT relief.

Since their introduction last year, these measures have proved invaluable in protecting many businesses that were unable to trade from unnecessary insolvency due to the restrictions imposed in the national lockdown periods to deal with the pandemic. Most of the temporary insolvency measures, including the relaxation of wrongful trading, lapsed at the end of June this year, but the restrictions on company winding-up petitions were extended for a further three months until the end of September.

Without doubt, the pandemic has presented a huge challenge for us all, but we have listened and taken action to protect businesses whose very existence has been threatened by the lockdown restrictions that were necessary to keep us all safe. However, we recognise that these measures, and in particular the restrictions on the use of company winding-up petitions, are a severe restriction on creditors’ rights to enforce recovery of their debts and as such should not remain in place for longer than is necessary.

Now that we are back to full trading following the successful completion of the Government’s four-step roadmap out of lockdown on 19 July, all businesses are able to fully reopen without restriction. The signs are indicative of a strong economic bounce-back and the time is right to begin to restore the insolvency regime to its normal operation by returning some creditor rights.

We must bear in mind, however, that many businesses, particularly those sectors that were most affected by the lockdown restrictions for over a year, such as retail and hospitality, have been severely impacted and their solvency will be endangered by accrued debts and low cash reserves before they have been given a chance to trade back to profitability and financial health. As such, it is crucial that we do not pull the rug completely at this pivotal moment and instead allow the previous measures to end in a controlled way that provides affected businesses with a further period of protections.

These regulations therefore introduce a new kind of temporary restriction on winding up companies that is less of an impediment to creditors and tapers the version that has been in place since last year. The instrument replaces the previous high bar for winding-up petitions on the grounds of inability to pay debts, which required that petitioners satisfy a court that the debts were not Covid-19 related, with new targeted criteria for creditors which seek to encourage dialogue with their debtors prior to pursuing a winding up.

The new and temporary criteria for petitioning creditors, which came into force on 1 October 2021 for a period of six months, are: first, a requirement for creditors to demonstrate that they have sought to negotiate repayment of a debt before seeking to wind a company up; secondly, that the debt owed must be at least £10,000; and, thirdly, that a company winding-up petition cannot be brought in respect of a commercial rent as described by the provisions in the Coronavirus Act 2020.

On the first of those criteria—a new requirement for creditors to demonstrate that they have sought to negotiate the repayment of a debt—before presenting a winding-up petition a creditor must send a notice to the company giving it 21 days to respond with proposals for paying the debt. Creditors will then be required to confirm to the court that they have sent the notice, whether they have received any proposals from the company and, if so, state why they are not satisfactory. A creditor is not obliged to agree to the proposals put forward by the company. However, the court will be able to draw on its existing discretion to refuse to make a winding-up order where it appears that a creditor is attempting to abuse the winding-up process.

I am aware that, throughout the pandemic, many creditors and debtors have continued to work closely to find solutions together. I know that many businesses have come to agreements, and I thank them for their efforts in what are challenging circumstances for both sides. This measure reinforces the Government’s message that creditors and debtors should collaborate to find solutions to address arrears that have accrued as a result of the pandemic.

The second of the temporary criteria is that to present a company winding-up petition the debt owed must be at least £10,000. Ordinarily, there is no minimum amount that must be owed before a winding-up petition can be brought, although, when it is based on a statutory demand, the debt owed must be at least £750. A temporary increase in the minimum debt level to £10,000 will prevent petitions for relatively small debts that would otherwise be presented. In particular, this is likely to reduce the number of petitions presented against SMEs, which tend to have smaller debts and less cash reserves, making them most in need of additional support. The £10,000 limit also aligns with the current £10,000 limit for issuing proceedings in the small claims court and is easily identifiable as a measure to prevent winding-up petitions being presented for small debts and to allow businesses to focus on recovery.

The final element of the criteria is that a company winding-up petition cannot be presented in respect of commercial rent. The Committee will be aware that, during the summer, the Department for Levelling Up, Housing and Communities announced an extension of the moratorium on the forfeiture of commercial tenancies until 25 March 2022. This is to allow time for the implementation through primary legislation—the Commercial Rent (Coronavirus) Bill, which is being introduced to Parliament today—of a rent arbitration scheme to help industry deal with commercial rental debts that have accrued to a significant level during the national restrictions periods. Subject to parliamentary passage, it will come into force next year.

The restrictions on the commercial rent arrears recovery scheme have also been extended to 25 March 2022. This carve-out in relation to winding up is necessary in order not to destabilise the proposed rent arbitration scheme before it is introduced, and again reinforces the Government’s message that, wherever possible, creditors and their debtors should work together to find a way to come to amicable agreements on rent debt accrued during the periods of national lockdown. We recognise that this could cause continuing uncertainty for commercial landlords who themselves may be under pressure as a result of the pandemic. However, the rent arbitration scheme will deliver certainty to both the landlord and the tenant when an agreement to pay lockdown rent arrears has been unachievable. Furthermore, while rent debts accrued during lockdown are ring-fenced for the purpose of the arbitration scheme, all commercial rent owed after 19 July 2021 should be paid in full as and when it falls due.

In conclusion, these new targeted criteria demonstrate that the Government have listened and taken into account the concerns raised repeatedly about the potential cliff-edge scenario leading to a sharp increase in insolvencies when government regulatory and fiscal support end. The new targeted criteria reinforce the importance of striking a balance between the rights of creditors and the further protections needed by businesses most affected by the pandemic. I cannot stress enough that discussion is crucial between creditors and their debtors, as the best way to recovery will be the one where they work together. I ask them please to continue to negotiate and find solutions together, wherever possible. That would be my message to both sides. With that, I commend these regulations to the Committee.

Lord Sikka Portrait Lord Sikka (Lab)
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My Lords, this is the latest instalment of long-running legislation, which may well come to an end fairly soon. None the less, there are a number of issues, and I should be grateful for clarification.

A recurring issue has been the relative absence of any cliff-edge arrangements to prevent a high number of business and personal bankruptcies. With the relaxation of the insolvency constraints from 1 October, the number of bankruptcies has already begun to accelerate and may well get worse. Further problems will come when businesses need to repay their Covid loans and, inevitably, their cash flows will be squeezed. The Government made a fundamental mistake in not taking an equity stake in large businesses; if they had done so, those businesses would not have to repay the loans and interest and their cash flows would have been preserved for productive use and investment in productive assets.

As far as I can make out, the statutory instrument does not amend the sections of the Insolvency Act 1986 that deal with the disposition of property between the presentation of a winding-up petition and the date of the winding-up order. This suggests to me that banks are perhaps already able to freeze the accounts of their clients, which might actually force some into bankruptcy. Perhaps the Minister could clarify whether that is the case.

The Minister also referred in passing to the 16 January 2021 announcement in a press release entitled Eviction Protection Extended for Businesses Most in Need, in which the Government promised that they would legislate to ring-fence Covid-related rent arrears that had been accrued as a result of trading restrictions placed on businesses, and introduce a system of binding arbitration for landlords and tenants who cannot come to a negotiated settlement on payment. Could the Minister say when this legislation will be enacted? I might have missed something; I am not aware that it has been enacted.

None Portrait A noble Lord
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It has been.

Lord Sikka Portrait Lord Sikka (Lab)
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It has been? You may be right; I probably missed it.

Why are the same arbitrations terms not available to individuals? Why are they restricted to commercial landlords and commercial property? The increase in the threshold—from £750 to £10,000—for presenting a winding-up petition may give temporary reprieve to some small businesses, but the Government have missed an opportunity to offer permanent help to small businesses in matters of bankruptcy. This would have required a change in the order in which the creditors of an insolvent business are paid. Currently, secured creditors, which include banks, private equity, hedge funds and wealthy individuals, walk off with most of the proceeds from the sale of the assets of a bankrupt business, leaving little, if anything, for unsecured creditors, comprising employee pension schemes and supply-chain creditors, including many small businesses.

The insolvency law is forcing employees to forgo some of their pension rights. It also strangles many small businesses, because, in their capacity as unsecured creditors, they will receive next to nothing from the bankruptcy of a large customer. So, unlike financial conglomerates, they are forced to bear a highly disproportionate amount of risk arising from the bankruptcy of their clients. I cannot think of any moral or economic reason that justifies financial conglomerates being able to walk away with most of the assets of a bankrupt business, leaving small businesses and pension schemes with little or nothing.

It would be helpful to hear what moral and economic justification the Minister can offer; it is actually strangling SMEs and damaging employee pension interests. Could the Minister indicate whether, perhaps before the end of this Parliament, the Government have any plan to introduce legislation that will facilitate the equitable sharing of bankruptcy risks among all creditors? As I said, there is no economic or moral reason why secured creditors have to be prioritised. That law goes back to the 18th century, and here we are in the 21st century still not having changed it. Is it not time that we did?

Lord Lennie Portrait Lord Lennie (Lab)
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My Lords, as the Minister has said, the statutory instrument introduces new temporary tapering measures that restrict the use of winding-up petitions. From 1 October, this instrument introduced a tapering effect, we are told by government, to protect companies from aggressive creditor enforcement as the economy opens up. The new temporary measures will be in place until 31 March 2022, but, ultimately, it is an extension of some support and a withdrawal of other support in the way it has been tapered.

We believe that it is right to maintain restrictions on serving winding-up petitions under Schedule 10 to the Corporate Insolvency and Governance Act 2020. It is vital that businesses that have sustained so much pressure during the last 18 months be supported right through to the end of the pandemic. This pressure was clearly demonstrated by the recently published annual report from the Insolvency Service, which found that although some measures had mitigated the impact of the pandemic on businesses, the number of people who have accessed the Redundancy Payments Service was up around 20% on normal levels.

16:30
Turning to the SI, we acknowledge and welcome the raised limit. At least there is considerable protection now for small businesses with debts below £10,000. This is important and is in line with the measures we have called for since June, when other support was withdrawn, to ensure that there are effective ways to deal with debt through the period of recovery. Without it, many more businesses would go bust. We have to remember that the economy is nowhere near out of the woods just yet: Covid is not over, and there is still uncertainty about what might happen going forward and whether there will be further restrictions.
So I hope that the Minister will be able to answer some questions on the specifics of the SI today. How many businesses did the Government speak to before moving forward with this tapering measure? The SI details the process of notice that needs to be given—21 days of consultation, allowing a response from the debtor then to be taken into account. What happens if, unreasonably, the creditor does not wish to accept the proposal? Would it then be for the courts to decide? Could any court fees then be payable? If the debtor does not win the case against them, will they then have to pay court fees as well as, possibly, the creditor? If the 21-day period begins just a few days before the measures are due to end in March next year, what does that mean for any of the disagreements going through between a creditor and a debtor? Will the 21 days that might start with the end of these provisions continue, with those rights secured? What are the Government doing to ensure that those who are concerned about the ending of the temporary insolvency measures seek effective advice early? How will the Government keep the measures under review?
The Joint Committee on Statutory Instruments drew this SI to the special attention of the House because it failed to comply with proper legislative practice. The most serious incident was a drafting error in a previous version, which meant that there would be a brief period during which no restrictions would apply, with the revocation provisions coming into force at the beginning of 28 September, before they were laid before Parliament. Does the Minister accept that the Government’s drafting mistake meant that Parliament was sidelined? With regard to the two-day gap—28 to 30 September—that was created by the initial version of this instrument, how many businesses were issued with winding-up orders on 29 and 30 September?
The Explanatory Memorandum states that the instrument is intended to
“help business get back to normal without facing a ‘cliff edge’”,
but Ministers need to recognise that the tail of recovery is set to continue well into next year and even the year after that. Therefore, I would like to hear from the Minister what assessment has been made of additional support that might be needed to get businesses through the next few months—especially when we place this statutory instrument in the context of the fuel supply, HGV and supply-chain crisis or crises in general. With a tough winter ahead and given the high number of Covid cases, the Government must ensure that support is not removed from businesses prematurely, which would have a catastrophic effect on businesses, high streets and communities across the country.
Lord Callanan Portrait Lord Callanan (Con)
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I first thank both noble Lords for their interesting and valuable contributions. Throughout this pandemic the Government have helped the companies that have been most affected by the restrictions that were necessary and were introduced to keep us all safe. Some of the issues raised today highlight how essential it is that we do not withdraw prematurely the help and support for those companies, now that they are able to reopen. We do not want to risk allowing them to fail now, because to do so would mean that all the support we have given so far is rendered pointless; and, of course, there would be a negative effect on the economy—on businesses and people’s jobs.

These new criteria seek to strike the right balance between the rights of creditors, who have not received payment for many months, and of their debtors, who would otherwise be viable were it not for the pandemic. In many cases, an unnecessary insolvency would be the worst outcome for all involved: for the company in question, for the employees and, of course, for the creditors.

These measures underpin the Government’s consistent message that discussion is essential between creditors and their debtors. They should continue to negotiate where possible to promote a return to full profitably for all involved, allowing debtors to return to their full pre-Covid financial health and to repay all their debts, not just debts to petitioning creditors.

The points raised have highlighted the importance of tapering the effects of the current temporary measures, and these targeted criteria seek to minimise the risk of unnecessary insolvencies while facilitating a gradual return to the normal operating of our world-class insolvency regime. These regulations will continue to provide much needed support for businesses, allowing them to concentrate their energies on continuing to trade and build upon the foundations of our economic recovery.

I will move on to address some of the points raised, starting with those made by the noble Lord, Lord Sikka. The SI does not amend the section of the Insolvency Act 1986 relating to winding-up orders. I note the point raised by the noble Lord about freezing bank accounts on a petition, but this was intended as part of the return of the framework back to normal operating. The noble Lord also raised several issues relating to company and insolvency law, none of which relates to this particular statutory instrument. A number of them went well beyond the scope of these regulations, but I can tell the noble Lord that we keep wider company and insolvency law frameworks under constant review and will not hesitate to bring forward amendments to the House if and when needed.

The noble Lord, Lord Lennie, asked how many stakeholders the Government have consulted and asked about user criteria. We have been in close dialogue with businesses and professional groups about these measures and their likely impact. Given that the effects of the Covid-19 crisis are still with us and businesses are still dealing with its impact, the consensus was that these measures are necessary to provide ongoing support to businesses that need it, while restoring some creditor powers.

The noble Lord asked how the court would decide whether a repayment proposal is reasonable. The courts are well versed in adjudicating on the grounds upon which a company winding-up order should be made and will be able to draw on their existing discretion and experience in that regard. If the company has had the time to present its proposals for repayment and still cannot satisfy the creditor, in many cases it is right that it should be wound up. However, having said that, the court will be able to refuse to make a winding-up order where it appears that a creditor is attempting to abuse the winding-up process.

The noble Lord also asked why the moratoriums preventing the forfeiture of commercial leases and the suspension of the CRAR regime end on 25 March 2022 when the rest of the measures expire on 31 March 2022. The primary objective of the tapering measures is to allow a gradual return to the normal operation of the insolvency regime, whereas the commercial rent element was included so as to not undermine the rent arbitration system before it is introduced.

I remind the noble Lord, Lord Sikka, that I said in my opening remarks that the legislation is being introduced in the House of Commons today. The Government will monitor closely how this temporary measure is working and, as ever, we will bring amendments to this House if necessary. No petitions were made during the period that the noble Lord referred to.

I think I have dealt with all the questions that were asked. I thank noble Lords again for their contributions to this debate and commend these regulations to the Committee.

Motion agreed.

Social Security (Scotland) Act 2018 (Disability Assistance for Children and Young People) (Consequential Modifications) (No. 2) Order 2021

Tuesday 9th November 2021

(2 years, 5 months ago)

Grand Committee
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Considered in Grand Committee
16:39
Moved by
Viscount Younger of Leckie Portrait Viscount Younger of Leckie
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That the Grand Committee do consider the Social Security (Scotland) Act 2018 (Disability Assistance for Children and Young People) (Consequential Modifications) (No. 2) Order 2021.

Viscount Younger of Leckie Portrait Viscount Younger of Leckie (Con)
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My Lords, I beg to move that the draft order, which was laid on 7 September 2021, be approved. This order, which delivers for the people of Scotland, is fully supported by the UK and Scottish Governments. It is the result of close contact between the two Governments over the past year and highlights the importance the UK Government place on the effective functioning of devolution and the strength of the union.

We have a long tradition in this country of supporting children with extra needs through disability benefits. Since the mid-1970s, we have provided support through the attendance allowance and mobility allowance and, since 1992, the disability living allowance. There are nearly 43,000 disabled children in Scotland entitled to the disability living allowance. These amendments will ensure that their treatment is equitable to the 479,000 children in England and 27,000 in Wales. Children must be able to access adequate care, including unpaid care from family members. The order before noble Lords today will ensure that can happen by making the child disability payment a qualifying benefit for the carer’s allowance in England and Wales.

The Scottish Government have the authority to deliver new forms of disability assistance, using social security powers devolved to them through the Scotland Act 2016. The Scottish Government introduced their first form of disability assistance for children and young people on 26 July 2021. This is called the child disability payment. The child disability payment will operate in a very similar way to the existing benefits currently provided by the DWP. It is therefore the intention of the UK and Scottish Governments to ensure that there is equal treatment for child disability payment recipients to those who receive similar benefits in England and Wales.

I shall explain the purpose and effect of the order. The UK Government have agreed that, as the child disability payment will operate as broadly equivalent to the disability living allowance for children, provided by the DWP, it should also act as a qualifying benefit for the Christmas bonus. The Christmas bonus is a one-off tax-free £10 payment made annually before Christmas to customers who get certain qualifying benefits in a certain qualifying week.

For this change to happen, the Social Security Contributions and Benefits Act 1992 must be changed to list the child disability payment as a qualifying benefit to determine entitlement to the Christmas bonus. This order is being taken through Parliament now to ensure that those who are in receipt of the child disability payment in the qualifying week will be eligible for the Christmas bonus. A delay to the order being in force could result in eligible people missing out on reserved payments.

The order also makes some amendments relating to the carer’s allowance for England and Wales. There is the possibility that someone living near the Scottish border but outside of Scotland may be caring for someone in receipt of the child disability payment in Scotland. Although these cases are likely to be rare, this change to legislation in England and Wales would ensure that someone in this situation would still be entitled to the carer’s allowance.

This order also amends UK legislation to ensure that the child disability payment can be treated as a qualifying benefit for entitlement to class 3 national insurance carer’s credit, which protects individuals’ state pensions. This credit can be awarded, on application, to people who are looking after one or more people for at least 20 hours a week and the person being cared for is receiving the disability living allowance for children. To ensure equal treatment, we are amending UK legislation to ensure that the child disability payment can also be treated as a qualifying benefit for entitlement to the carer’s credit.

16:45
Lastly, the Scottish Government have committed to continue to pay child disability payment for 13 weeks after a claimant has left Scotland if they have moved to another part of the UK. This will reduce the risk of claimants experiencing a break in payment. Consequential amendments are therefore required to Northern Ireland regulations to provide for the interaction of child disability payment with benefits there during the 13-week run-on period. The Scottish Government have estimated that the number of people moving from Scotland to Northern Ireland who would fall under this order is likely to be very low. However, the amendments are considered necessary and beneficial to ensure that carers can access carer’s allowance and carer’s credit during the 13-week run-on period.
The Minister for Welfare Delivery in the other place presented this instrument to its committee on 2 November. It was regarded as wholly technical and passed with no concerns. I hope the noble and learned Lord agrees with that assessment based on what I have set out today. I therefore commend the order to the Committee and beg to move.
Baroness Thomas of Winchester Portrait Baroness Thomas of Winchester (LD) [V]
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My Lords, I hope that I have the right statutory instrument and that I am not speaking on the wrong one. I am particularly pleased to welcome this statutory instrument, which means that children will not have to go through compulsory face-to-face assessments and will not have to undergo repeated applications. I gather that clinical reports will be collected as a matter of course. I make a plea that a disabled child under three should, if eligible, be entitled to the highest mobility component so that parents are able to apply for a Motability car. It sounds as though lessons have been learned from the recent pilot and that the whole experience surrounding the benefit will be as stress free as possible.

Lord Falconer of Thoroton Portrait Lord Falconer of Thoroton (Lab)
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I thank the noble Viscount, Lord Younger of Leckie, for his clear exposition. We support this order and think that it is beneficial. We understand the effect to be that the child disability payment will be treated as a qualifying benefit for Christmas bonus, carer’s allowance and carer’s credit in the same way as the disability living allowance for children is currently treated, and that that is the primary purpose of the order for Scotland. I hope the noble Viscount can confirm that that is the position.

Can the Minister help me on two issues? In accordance with the correct procedure, this is a draft order, hence the name of the Secretary of State has not been put in at the end. The noble Viscount referred to this having effect for the “qualifying week” for the Christmas bonus. Can he indicate when this will come into force? If one looks at the beginning of the draft it says “made” and “coming into force”. Obviously “made” depends upon today, but I am not sure what date is envisaged for coming into force. Can the noble Viscount indicate what it is and what the qualifying week is for the purpose of the Christmas bonus?

I understand the key bit of this measure to be paragraphs (3) and (4) of the draft order. Does paragraph (3) get the disability payment to be treated in the same way as previously? What is the significance of

“the care component of child disability payment at the middle or highest rate in accordance with regulation 11”?

What does that mean? Is there an alternative that could have been used that might have been better?

Moving on from the technical detail of the order, the noble Viscount said that the DWP was in close contact with the Scottish Government on these issues. The compounding cost of living crisis, with rising energy bills, rising taxes and cuts to universal credit, has made the position of many families in Scotland particularly difficult. Has the department or the Minister had any discussions with Scottish Ministers about why it has taken so long for the Scottish Government to use the powers afforded to them to devolve benefits in Scotland? It will now take until 2025 for some benefits to be devolved after the Scottish Government sought to delay implementation. Why is that?

In our view, the Scottish Government have not gone far enough with those benefits which have been devolved—they could have made the carer’s supplement permanent or made eligibility for disability benefits fairer, but they have failed to do either. Has the Minister or his department discussed with Scottish Ministers their approach to the social security system, which seems more in keeping with the approach of the DWP in England than with a separate system? Has the Minister or his department identified any areas where savings could be made for the Scottish taxpayer—for example, by using existing UK government infrastructure to make payments, rather than setting up costly new methods which replicate those which already exist?

I end by expressing appreciation for the approach that the noble Viscount has taken in laying this statutory instrument before Parliament. As I said, it is one we support, so that families can receive the payments they are entitled to ahead of and during what could be a very difficult winter for many.

Viscount Younger of Leckie Portrait Viscount Younger of Leckie (Con)
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I thank the noble Baroness, Lady Thomas of Winchester, and the noble and learned Lord, Lord Falconer, for their comments. I shall try to respond to as many of them as I can.

The first point raised by the noble Baroness was on assessments of children and how many were face to face. Although I cannot answer that, what I can say—which would be the sensible thing to say and I am sure is true—is that assessments with children must be kept to the minimum, because I have no doubt that they could be challenging or traumatic. I shall definitely write to the noble Baroness if the answer to her question is any different from that which I have given. The handling of disabled children is a very sensitive matter and must be done with great care. I hope that helps.

Perhaps I may start by making some general comments, which I hope will help with some of the points raised by the noble and learned Lord. We believe that this order is a sensible and pragmatic step on the part of the UK Government to ensure that CDP can be treated as a qualifying benefit for the Christmas bonus, carer’s allowance and carer’s credit. To reiterate what I said at the outset, the UK Government are fully committed to devolution and honouring our commitments. All sections of the Scotland Act 2016 are now in force, meaning that the Scottish Parliament is able to legislate in every area where the Act has given it the power to do so.

We continue to work closely with the Scottish Government and have made significant progress in transferring the powers devolved to the Scottish Parliament. It may help to answer one question raised by the noble and learned Lord to say that our discussions with the Scottish Government are important and ongoing, and I have no doubt that the points that he raised are discussed regularly with them.

This order comes on top of other initiatives. On the back of what we have been doing, Scottish Ministers have been able to launch the child disability payment, the job start payment, child winter heating assistance, Fair Start Scotland, carer’s allowance supplement, Best Start Foods scheme, the young carer’s grant and funeral support payment as a result of such powers having been passed to the Scottish Parliament.

Let me address the specific question asked by the noble and learned Lord about what this order does. I can confirm that it will ensure that the child disability payment is added to the list of qualifying benefits for the annual Christmas bonus payment. It will also ensure that the carer’s allowance can be paid in England or Wales to those who care for someone in Scotland who is in receipt of the child disability payment. Further, it includes some time-limited provisions in relation to the carer’s allowance and carer’s credit in Northern Ireland. I think I said that, but I want to reiterate that that is what this order is about.

The noble and learned Lord asked about timings and when the order will come into force. That is a fair question. The target in-force date for this order is 17 November 2012—quite soon—and is obviously subject to parliamentary approval. He asked about the qualifying week for the Christmas bonus. It will be the first week in December. I hope that helps.

The noble and learned Lord also asked why it has taken the Scottish Government so long to deliver this. Again, that is a fair question. It is, as he will expect me to say, a matter for the Scottish Government. To give a little more breadth to this answer, let me say, as the noble and learned Lord might expect me to, that, to be fair to the Scottish Government, Covid-19 has had a major impact on the delivery of this measure. It is complex. Both the Scottish and UK Governments are committed to delivering this in a safe and secure way that makes sure that people continue to get the right money at the right time. However, as I say, it is for the Scottish Government to answer the noble and learned Lord’s question.

I was asked why the Scottish Government are not doing more and whether they are doing enough on these particular measures. I would argue that that is a little outside the scope of this order, but let me finish by saying what I said at the outset: we believe that the order is a sensible and pragmatic step in continuing the devolution of social security powers.

I believe that I have answered most of the questions from noble Lords. I hope that I have satisfied the noble and learned Lord. I will look carefully at Hansard to make sure that everything has been covered. I finish by thanking the noble and learned Lord for his time and interest in this order.

Motion agreed.

Motor Vehicles (Driving Licences) (Amendment) (No. 4) Regulations 2021

Tuesday 9th November 2021

(2 years, 5 months ago)

Grand Committee
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Considered in Grand Committee
16:58
Moved by
Baroness Vere of Norbiton Portrait Baroness Vere of Norbiton
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That the Grand Committee do consider the Motor Vehicles (Driving Licences) (Amendment) (No. 4) Regulations 2021.

Relevant document: 17th Report from the Secondary Legislation Committee

Baroness Vere of Norbiton Portrait The Parliamentary Under-Secretary of State, Department for Transport (Baroness Vere of Norbiton) (Con)
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My Lords, first, I bring to your Lordships’ attention a matter relating to one of the SIs to be debated in Grand Committee today. It relates to the SI that covers the removal of the car and trailer driving test, which was due to come into force on 15 November and was debated in the other place yesterday. For procedural reasons, the SI will now be unable to be approved by the other place by 15 November, so we are exploring all options with the House authorities about bringing in an identical SI with an amended date in the future. I hope that noble Lords agree with me that it remains appropriate to debate the substance of these SIs, as planned, in Grand Committee today.

These two statutory instruments, along with the Motor Vehicles (Driving Licences) (Amendment) (No. 3) Regulations 2021, which follows the negative procedure, are a package of measures designed to increase driving examiner availability and allocate this time to test heavy goods vehicle drivers, thereby helping to reduce the acute HGV driver shortage in this country. This is a global issue. It has affected the haulage industry for many years, but it has been further exacerbated by the coronavirus pandemic, which meant that driver testing had to be suspended for much of last year. During this time, the shortage increased further as new drivers could not join the industry to replace those leaving.

The shortage of HGV drivers affects the supply chains not only of fresh food but of fuel, medicines and medical equipment across Great Britain. We therefore need to tackle this matter with urgency, and these SIs are part of the 30 interventions that the Government are putting in place to tackle the shortage of drivers.

17:00
I turn to the contents of the SIs. The Motor Vehicles (Driving Licences) (Amendment) (No. 2) Regulations 2021 will remove the requirement for drivers who hold a category B licence, namely for driving a car, to take a separate car and trailer— category B + E—test before they can drive a vehicle combination in that class. Instead, category B + E entitlement will automatically be granted to car drivers and backdated to all valid category B car licences that have been obtained since the 1 January 1997. Of course, licences prior to that date already have that entitlement. Removing the test will free up around 2,400 more tests each month that can then be allocated to those wishing to take an HGV driving test. The public consultation showed support for the change, with 65% responding positively to the removal of the trailer test.
Road safety is, of course, of the utmost importance, and I understand why road safety concerns have been raised. That is why we have committed to review this legislation at regular intervals, initially after three years have passed and thereafter at five-year intervals. We recommend that all car licence holders—that is, anyone with a B licence and not only those issued after 1997 and so impacted by these changes—should undertake training to safely tow and manage trailers. We are developing an accreditation scheme, with help from the trailer industry and testing providers, to further incentivise drivers to get training and so maintain our excellent road safety record. This scheme, planned to launch early next year, will focus on specific driver needs when towing different types of trailers through the provision of specialised modules and will provide an opportunity to offer standardised training to any driver who wishes to tow a trailer, thereby enhancing road safety standards and delivering the specific skills that drivers who tow need.
I take road safety very seriously, and we should be proud that the UK has some of the safest roads in the world. I would like to reassure noble Lords that our support for the #towsafe4freddie campaign will continue, and we will draw attention to the importance of motorists doing safety checks whenever they are towing. We will also encourage drivers through our existing campaigns and will work with leisure and towing groups, as we already do, to reach out through their communications to offer training.
The second instrument, the Motor Vehicles (Driving Licences) (Amendment) (No. 4) Regulations 2021, will similarly free up driving examiner time, which can be reallocated to more driving tests. This SI will remove the staging element for provisional vocational licence holders wishing to obtain a licence to drive an articulated HGV, which is a category C + E vehicle, or a bus and heavy trailer licence, which is category D + E. Currently, a test for a rigid HGV or bus, a category C and D respectively, must first be passed before a person may then take a test for the articulated or trailer-towing vehicle.
This SI will remove the requirement for the trailer-less stage, although of course that does not mean that people will not still take that test, because many people drive a category C vehicle. However, people will not then have to get that before they get to the articulated licence. Anyone issued with a provisional licence for an HGV or a provisional bus licence will be issued with this + E entitlement from 15 November. Of course, the option remains for a person to stage their training, if they wish, or to take the category C test and stop there, because it is a very popular type of vehicle.
Streamlining in this way has the support of the haulage industry and received significant support in our public consultation, with more than 70% of people either agreeing or strongly agreeing with the proposals. It will free around 900 more tests every month and decrease the amount of time, and probably the cost, relating to becoming qualified. This will be achieved without losing the integrity of the full test or reducing road safety standards.
The final instrument in the package, which is subject to the negative resolution procedure, is the Motor Vehicles (Driving Licences) (Amendment) (No. 3) Regulations 2021. This allows for the off-road elements of the practical driving test for large vehicles to take place with a third-party examiner, overseen by the DVSA.
As we have seen in recent weeks, the HGV driver shortage has the potential to impact every aspect of our daily lives, so we must deal with it urgently. This is what we are doing today. Together, these measures free an additional 3,300 test appointments every month, which will help to reduce the acute driver shortage. I commend these regulations to the Committee.
Lord Naseby Portrait Lord Naseby (Con)
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My Lords, I very much welcome these proposals. Having said that, I have a number of questions to ask my noble friend. First, why is Northern Ireland not included? I am sure there is an obvious reason, but it is not clear to me. I note that, in paragraph 7.1 of the Explanatory Memorandum to the Motor Vehicles (Driving Licences) (Amendment) (No. 2) Regulations 2021, there is a statement, allegedly from the industry,

“reporting shortages of around 76,000 drivers.”

From the inquiries I have made within the industry, it is nearer to 100,000, so I wonder what the evidence really is for 76,000. Was that figure given to the department some months ago, before the build-up we have now? That is a concern.

I also made some inquiries about the EU. Quite frankly, it appears that we are top of the list of shortages. I have not covered the whole of the EU, but it seems that the major countries with which we are competing do not have the extent of shortages that we have now. That is a major worry. I put it to my noble friend that if we did not know about the challenge from Brexit in January 2020, we must have known of the beginnings of these difficulties in the summer of 2020. Here we are, well past the summer of 2021, and, at best, we will see the benefits of this early in 2022. Somehow or other, we have allowed ourselves to drift, which seems particularly damaging to the UK economy at this time.

I come on to timing specifically. Let us assume these go through, as I am sure they will, as they are welcome, how long before we can expect to see some change on the ground with new people driving heavy goods vehicles? Do we anticipate this will be in three, six or nine months? It cannot be a very short time, certainly not before the middle of 2022.

While one should always be cautious about one’s position, I declare an interest in that I applied for my driving licence. I was advised that it was speedier to do it online, so I carefully did it online towards the end of September. I got an acknowledgement online on 1 October, saying that it had been received, so I have the reference and everything. Here we are on 9 November, which is nearly six weeks later. I am no different from others; I have talked to some colleagues in my former constituency and they are all waiting six, eight or 10 weeks. I would like to know from my noble friend whether this is because the processing is being done by staff at home or is because the staff are in the department, but something is holding up the issue of these licences. To the best of my knowledge, my licence is clean, so this should be straightforward. My application was accepted. I am having a problem, as are others in my former constituency. This is a real problem, and I wonder whether my noble friend can address it.

I come back to two other areas that I have raised before. I put it to my noble friend that the loan scheme that was closed in 2019 should be reopened. Is it not to be reopened because Her Majesty’s Government think that the industry should do all that work, or is it that the Co-op, which was mentioned in the briefing I got, was helping to sponsor it? As a member of the Co-op, I am certainly more than happy to go back to it and suggest that it should continue to sponsor the scheme, if it was the sponsor. I say to my noble friend that, at this particular point in time, when there is a huge difficulty that will be there for a long time, it does not make sense that those people who would benefit from the loan scheme, particularly some of the younger people, should have to rely on what is currently available. I know what is currently available, and I do not think that it is sufficient.

Finally, I understand that drivers coming in from the continent on a short-term basis—that is to be welcomed—are doing so on a cabotage basis. I must say that that has gone down like a lead balloon among UK drivers, who are now asking, “Why can’t we have cabotage for a short period in this difficult time?” All is not well in this area. There are huge difficulties. I recognise that the Minister is doing her best but, nevertheless, this is a huge challenge. It seems to me that it will not get any easier for a considerable time, unless I have missed some particular point. I will listen to my noble friend when she replies.

Earl Attlee Portrait Earl Attlee (Con)
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My Lords, my first task is to apologise most profusely to the Committee for not being here at the start of the Minister’s comments. I am sorry about that; business progressed a bit faster than I anticipated.

I am extremely grateful to the Minister for her careful explanation of the new regulations. I should declare my interest: I hold a C+E HGV driving licence and am a qualified HGV driving instructor, albeit out of date. In addition, I hold what is called an H licence, which covers a track-laying vehicle that is steered by its tracks. From time to time, I drive vehicles in circumstances that require an H licence on behalf of the REME Museum and others. In the past few months, I have driven a tank transporter with a gross train weight of around 80 tonnes, so I think I know what I am talking about.

The Minister explained the reasons why these changes are desirable. I do not disagree with her thinking. She has also made changes to the drivers’ hours regulations, to which I and the noble Baroness, Lady Randerson, have tabled fatal amendments. I know that the usual channels are working hard to find us time to debate those regulations, but part of the problem is that the debate would not fit into a 60-minute dinner break business slot. It is unfortunate that, despite the severe problems arising from the shortage of HGV drivers, we still have not debated those regulations.

The regulations before the Committee are fairly technical. The No. 2 regulations dispense with the requirement for a separate test to drive a light vehicle towing a trailer. Since I passed my car test in the 1970s, I have always had a B+E entitlement. The proposed changes are relatively low risk and worth while, although the Minister should monitor the effect carefully. I do not believe that it is worth the effort of an additional test for light trailers. The vast majority of drivers would seek advice from a more experienced person before attempting to tow a trailer, but it is not a hugely complicated issue. The Committee should note that the regulations make a review at the three-year point mandatory. I point out that I see quite a few incidents involving light vehicles and trailers and know not whether inexperience was a factor, although I think that it is unlikely.

A more urgent issue with light trailers is the fact that such trailers are not subject to statutory annual testing. Furthermore, these trailers are often shared between friends and colleagues. In the past, I borrowed one and it collapsed under a modest load—it was quite a surprise. This would be a much more profitable area to regulate, rather than an additional driving test.

Turning now to the HGV testing regime and the Motor Vehicles (Driving Licences) (Amendment) (No. 4) Regulations, I can provide strong support to my noble friend the Minister. I shall explain why. In the past, I have trained both military personnel and civilians within a commercial context to drive all types of heavy goods vehicles. One of my pupils, whom I will call Paul, went on to drive articulated vehicles carrying Formula 1 motor racing teams and their precious cars around Europe.

17:15
It is important to understand that passing an HGV driving test does not make someone a professional lorry driver; that takes far longer. I want to make it clear that I have never supported a two-stage process for acquiring a C+E licence. I have always regarded this as a wasteful process with no road safety benefits. The gap between the two tests is often only an opportunity to gain bad habits that need to be eradicated before the pupil is ready for the C+E test with the trailer. Unfortunately, for a long time, it has not been possible to gain a car licence by passing an HGV test. My ideal HGV pupil would be someone who had never driven a car and was aged about 25. I would start them off on a full-size artic, initially off the public road.
The other changes the Minister proposes are merely simple efficiencies. To gain the HGV licence, the candidate has to reach a certain high standard of driving that is objectively measured by the examiner. The HGV test is not a short run out. It is an extended test that will expose any weaknesses in skill and competence. When I was undertaking commercial HGV driver training, I was always confident in the skill and objectivity of the department’s examiners. I have no recollection of any of my pupils failing their test when, in my assessment, they were up to the required standard. I assure the Committee that, in my opinion, these changes to the HGV testing regime are desirable, irrespective of the driver shortage.
There is a further saving on examiner effort that might be available. At one point, I was driving a tank transporter carrying a tank grossing 100 tonnes. However, I could not drive the tank in public because, at the time, I did not have an H licence, which covers track-laying vehicles steered by their tracks. This does not make sense. I will not weary the Committee with further technical details, but will the Minister agree to meet me and officials to discuss this matter? I do not think that the H licence test is required at all.
Baroness Randerson Portrait Baroness Randerson (LD)
- Hansard - - - Excerpts

My Lords, I thank the Minister for her explanation. I have some sympathy with the noble Lord, Lord Naseby, because, as the Minister knows, I waited five months for my licence.

Listening to the noble Earl, Lord Attlee, it is important to bear in mind that he has considerable experience. To me, experience is at the centre of all this. I note, and bear in mind in my comments, that one of the things he said was that passing the test does not make someone an HGV driver because this takes a lot longer.

Taken together, these SIs set out to simplify driving tests. They are part of the litany of what I understood to be 25 crisis actions—I gather it is now 30—that the Government are taking to try to tackle the shortage of HGV drivers. The logic is that, if you streamline driving tests, this will free up slots for tests, enabling more people to qualify. They will make the process of training to qualification quicker and easier, so the staged process is being abandoned.

I will make some general comments then ask some specific questions. Here, I bear in mind what the noble Lord, Lord Naseby, said. How has this crisis been allowed to get so bad? In a previous debate, the Minister told us that there had been a shortage since 2010, so it has hardly happened suddenly. The Government say that the crisis is of long standing and worldwide, but we are the worst in Europe. In percentage terms, only Poland has a greater percentage shortage of drivers, and that is a totally artificial situation because it services the rest of Europe—a very high percentage of Polish lorry drivers drive almost entirely, if not entirely, abroad—so we have the most acute shortage. The No. 2 order blames Covid, although the No. 4 order has the grace to admit that Brexit might be a factor and quotes shortage figures of between 39,000 and 100,000 drivers. To put that in context, the total requirement is estimated to be around 300,000.

Clearly the noble Earl, Lord Attlee, has driven trailers on many occasions, but I ask how many people in this Room—there is no need for noble Lords to put up their hands—have driven trailers? I reckon backing a trailer to be the trickiest driving manoeuvre that I have ever undertaken. It takes experience, judgment and the kind of steady nerve that only comes with practice. I wonder whether anyone has seen a trailer jack-knife? I have, on the M5. It blocked the road in both directions for two hours and led to some serious injuries. The cause, although one can observe only from the outside, was that it was a windy day and the driver was going very fast. That was probably the cause, and it was probably due to a lack of experience. Frankly, I am astonished that, having got themselves into this mess, and despite warnings from the haulage industry, the Government’s reaction is to simplify tests in a way that could have an impact on road safety. The Government admit that themselves. The Explanatory Memorandum to the No. 4 order says:

“Any impact on road safety ... may therefore be marginal”.


That is a hopeful statement, but it implies that there will be an impact.

However, although the consultation was held over the summer period and was relatively short—four weeks—it led to 9,541 responses, some of which, we are told, led to serious concerns about road safety. There has been no response by the Government to the public consultation yet; when can we expect that? The Explanatory Memorandum says that, of those who responded,

“the majority of people supported this proposal”.

I would be interested to know the percentage of people and organisations that supported the proposal because haulage organisations have expressed serious concerns. On 4 November, the Parliamentary Advisory Council for Transport Safety, of which I am a deputy chair, took note of the concerns of its road user behaviour group that the changes to the testing system and the relaxation of drivers’ hours, to which the noble Earl has referred, are a threat to safety. So why did the Department for Transport rush to announce these changes to driver training and testing two days before the end of the consultation period?

The Government have said that they will review this, which I am very pleased to hear, but the review period is very long—an awful lot of driving is going on in a period of three years. I believe that we can see a pattern very much sooner than that. Is the Minister in a position to give us a commitment that the Government, informally at the very least, will keep this under continuous review and take swift action if there are problems with safety?

There is a clear interaction between the availability of HGV drivers and that of bus drivers. Bus companies are already complaining about a shortage of drivers, who are being attracted into lorry driving because the pay has gone up recently. I am afraid to say to noble Lords that bus drivers’ wages are one of my hobby horses; I think they are seriously underpaid for the level of responsibility they take on. A shortage of bus drivers is having an impact on bus services, but I am concerned about any impact on the levels of experience and expertise that we can expect in future from newly qualified bus drivers. We are talking here about the safety of passengers as well as that of other road users.

One way in which the Government are trying to simplify the system is by reducing the required levels of expertise and qualification for those who can supervise a learner driver. This is a very risky path. Some years ago, a previous Government recognised the need for a certain level of experience before you could supervise. Decades of evidence indicate that you are much more likely to have an accident in the early years of your driving career. That underlines my point that experience counts.

One of the actions proposed to be taken is that backing the trailer should not be part of the main test but should be assessed by training organisations. Can the Minister explain in detail how this will work? I noted that she said that the Government “recommend” that people undertake this training rather than it being compulsory. I thought that it was going to be compulsory, but that it would happen not as part of the test but as part of training with a training organisation. If my original understanding is correct, can the Minister explain how the organisations will be chosen and accredited and how we can be sure that individual drivers have passed that aspect of the training?

One is endlessly concerned these days about the ability of organisations to fulfil the contracts they are awarded. A major question is whether these new tests and licences will be fully recognised in Northern Ireland and hence in the Republic of Ireland. Paragraph 7.6 of the Explanatory Memorandum for the No. 2 regulations refers to the fact that people may wish to take the B + E test for employment purposes. Is the implication therefore that some companies will still demand full qualification? It also refers to people wanting to take both tests in order to drive outside Great Britain.

Are the Government saying that the provision will not be recognised in the EU? The noble Lord, Lord Naseby, raised that, I believe. That will not just have implications for commercial HGV drivers; it will also have implications for people towing horseboxes, and dozens of other examples. When we left the EU, we were promised that there would be no watering down of standards, but here we are in a situation where that is effectively what is happening. Last night, in the police Bill, we concentrated on road safety, as the noble Earl, Lord Attlee, and the noble Lord, Lord Rosser, know. The message of that was that we should be dedicated to raising standards, yet that is not the message that we are getting with these two SIs.

17:30
Some weeks ago, I asked a Written Question about the number of people who had applied under the visa scheme to drive lorries in the UK. The Government have gone beyond the normal period of time for answering; it is on the list as not having been answered. If it is possible to answer it here, it would be good to get that information as well.
Lord Rosser Portrait Lord Rosser (Lab)
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My Lords, most of my comments will be directed towards the (Amendment) (No.2) regulations and to the report of the Secondary Legislation Scrutiny Committee, which homed in particular on that order.

Under these regulations, the obligation is removed for some car drivers towing a trailer to have to take the additional test. As the Minister said, that is to free up capacity and enable more test appointments to be fitted in each month for heavy goods vehicle licences in a bid to address the current shortage of HGV drivers. No doubt the Minister in her response may wish to comment on the extent to which that shortage has been eased or the extent to which it continues.

The regulations also remove the requirement in relation to the staged access route to licence acquisition for heavy goods vehicle and bus licences, which will also free up driving examiner time and shorten the amount of time that it takes for a driver to become qualified to drive the largest heavy goods vehicles.

I understand that the category B towing test will not be abolished, because it is still needed by anyone wishing to drive a trailer in the EU. The regulations simply remove the obligation to take the test before towing in the UK, and will be reviewed after three years and then every five years after that, which frankly suggests that the Department for Transport see these changes to all intents and purposes as being permanent, rather than being a short-term measure to address the current heavy goods vehicle driver shortage—unless, of course, the Department for Transport envisages that shortage going on for years and years.

The Secondary Legislation Scrutiny Committee has drawn the attention of the House to the regulations, not least in respect of the potential safety implications. There are, apparently, about 1,000 collision injury accidents or incidents involving trailers each year. It is not clear whether the Government do or do not expect that figure to be affected by the removal of the towing test. Frankly, at the moment, I do not think the Government even have a view, since the Department for Transport has indicated that a risk assessment on road safety will form part of the impact assessment, which is fine, apart from the fact that the impact assessment will not be cleared for publication until the end of this month at the earliest. I note what the Minister said at the beginning, and that the regulations were intended to come into effect this coming Monday.

The Secondary Legislation Scrutiny Committee said:

“We view this as poor practice.”


It is right. Once again, the Department for Transport has been slow to react, caught out by a driver shortage that it did not address in time, despite it being in large measure of the Government’s own making, thanks to their own particular brand of hard Brexit. The committee commented:

“It is part of the purpose of an IA”—


an impact assessment—

“to provide information on what options, including non-legislative options, were considered and why they were not adopted. Because the IA has not been made available to the House alongside the instrument, we are unclear about why possible alternatives were rejected … From the date this instrument comes into effect, any car driver will be able to tow a trailer but DfT has provided no estimate of the additional numbers that that might attract or the likelihood of incidents that might follow.”

However, the department asserts:

“There is not currently any statistical evidence to suggest that competence and skills will worsen if drivers do not take a statutory test to tow a trailer … it is therefore difficult to identify how much the car trailer test … has made a difference since it was introduced in 1997 or that there is a causal link between road safety and the test.”


I do not know for how many years that has been the Department for Transport’s view—perhaps the Minister could respond to that point in the Government’s reply—but if the Government do not know whether there are any safety benefits to the statutory test to tow a trailer, and have not taken any steps over the past 11 years to find out, that does not appear to say much for their much-vaunted campaign to reduce bureaucracy and unnecessary red tape.

Safety was, however, a concern of a significant percentage of those responding to the consultation on the amendment to the regulations: a third of the 8,750-odd respondents expressed safety concerns. As I understand it—I am sure that I will be corrected if I am wrong—the DVSA advises that anyone intending to drive a car with a trailer for the first time should still first take training from a driving instructor. What steps are being taken to publicise this advice?

Moving on, is it not the reality that the Government hope that people affected by these regulations will, either individually or through their firms, still undertake the aspects of the required training that these regulations will remove? This was indicated frankly in the Minister’s response to the chair of the Secondary Legislation Scrutiny Committee, in which there was a reference to the Driver and Vehicle Standards Agency

“exploring industry-led accredited training that could offer a standardised non-statutory testing approach. The DVSA has received strong support for an accreditation training scheme which is also generating considerable interest from companies who tow as part of their business and we are progressing discussions urgently.”

That letter also stated:

“We know through DVSA’s stakeholder engagement, that there is a strong indication from professional business users that they will continue to undergo Category B+E training to ensure staff are safe and competent and that their corporate responsibilities are fulfilled.”


This certainly indicates that, as far as professional businesses are concerned, they regard the B+E training as necessary to ensure that staff are safe and competent. The Secondary Legislation Scrutiny Committee concluded:

“The Department failed to provide any indication of the instrument’s wider effects when the instrument was laid and, in response to our follow-up questions, DfT was unable to explain what effect the removal of the BE licence will have on road safety.”


I conclude by simply asking whether the Government will in their response comment on the recommendations of the Secondary Legislation Scrutiny Committee in its report on the Motor Vehicles (Driving Licences) (Amendment) (No. 2) Regulations 2021. The first was,

“We recommend that the DfT should review the current complex arrangements for what car and van drivers are permitted to tow and, if needed, replace them with a simpler licensing system. That decision should be based on evidence rather than the current experimental approach”.


Secondly, it said that the department should

“provide an annual Written Statement setting out towing accident figures as a reassurance that it will be in a position to undertake remedial action swiftly if a problem emerges”

and, thirdly, that the Minister should provide “more specific details about” the “wider safety implications” of the instrument, since the House

“has insufficient information to enable proper assessment of the policy”.

Baroness Vere of Norbiton Portrait Baroness Vere of Norbiton (Con)
- Hansard - - - Excerpts

I thank all noble Lords for their contributions today and for enabling this debate to go ahead in the circumstances. I am very grateful, and I have appreciated the input of all noble Lords. I have listened to their concerns and suggestions very carefully, and I will write, as there is a bit of extra detail that I will give.

Returning to the overall driver shortage, the Government have been aware of it since 2010, but the issue is that it so is multifaceted that it is very difficult to pin down. We estimate the size of the acute shortage to be around 39,000, but there are numbers out there of 70,000 and 100,000, so what is not being delivered if those drivers are not available? I have asked the sector many times. The reality is that the lack of those drivers is about sector resilience and ensuring that people who are in the sector are not feeling that their shifts are too long, or whatever. We believe that the acute shortage is around 39,000. I am not going play EU bingo with the various shortages in the other countries. Suffice it to say that there are shortages in other countries, and they are something we are all dealing with.

To briefly pick up on the point made by the noble Baroness, Lady Randerson, about visas, I will check that, because we do not do late parliamentary questions. I think it is because it might have gone to Defra, and that will be the reason—not that it does late parliamentary questions, but there is the transfer, if you know what I mean.

There is an international shortage. We sort of know the size of the shortage, but I would love firmer data on it. It is incredibly difficult to assess a precise number in this fast-moving environment. It has got better. One of the things that I have been following very closely is the number of people asking for application forms from the DVLA to apply for an HGV provisional licence, which has gone up massively, as has the number of licences and provisional licences going out of the other end. Now we have to get those people into the training system and then into the testing system. Having sorted out DVLA and testing, I am now turning my attention to the bit in the middle, which is obviously a private sector affair, but we will be working with it so that it increases its capacity as much as possible.

I am so sorry to hear about my noble friend’s issue with his driving licence. I have some good news: my daughter passed her driving test a couple of days ago, and she received her licence like that. I am happy to take up any concerns noble Lords have about their treatment by the DVLA, but I am pleased to say that on HGV licences it is back to normal processing times. That also applies to buses.

On the road safety aspect of this, it is incredibly complicated and we are working at pace. I appreciate that we do not have an impact assessment that noble Lords can point to, so I will do what I can to assuage noble Lords’ concerns.

Again, there is a significant challenge with data here. People will often come up with anecdotes about how they saw a trailer doing X, Y, Z—I have seen cars and buses doing all sorts of dreadful things—but actual data is one of our big challenges. As the noble Lord, Lord Rosser, pointed out, in STATS19, 865 incidents involved a car or vehicle with a trailer, which is 0.45% of the total incidents in the entire year. That is a very small amount, but it does not matter; it still has to be considered.

17:45
The issue then becomes how you disaggregate the fact that the vehicle was towing a trailer from it being a contributing factor to the incident in the first place. Police officers can put down six contributing factors but, if they put down speeding, that was not the fault of the trailer; it was the fault of the driver. The same incident could have happened to a car. That is the challenge we face: we are looking to disaggregate the data such that we can see the impact on whether the trailer was a factor or it was just that the vehicle happened to be towing a trailer at the time.
It is important for noble Lords to understand that the B+E test is relevant only to a certain type of trailer, not all trailers. It is for the heavier, not the lighter, end. Some of these incidents would be people towing around their garden waste in a 750-kilogram trailer.
Earl Attlee Portrait Earl Attlee (Con)
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My Lords, may I make a suggestion? I believe the noble Baroness has ministerial responsibility for the Highways Agency. Will she ask it to do 100% reporting to the department on incidents involving trailers, because then she would find out whether we are having a sudden influx of accidents caused by novice drivers? I do not think that will happen, but it would give her some data to which we could return later on.

Baroness Vere of Norbiton Portrait Baroness Vere of Norbiton (Con)
- Hansard - - - Excerpts

My noble friend makes a good suggestion. I am responsible for National Highways, but it does not collect incident data; it all comes from the police. We will of course look at any data that we can get from various sources. This will be part of the work we do in the coming period because the other issue in all this is that incidents often happen because of poor trailer maintenance. That has nothing to do with the B+E test; it is caused by people driving around trailers that are not roadworthy. DVSA enforcement picks up vehicles that are not roadworthy all the time, and may prohibit them from being on the road, but again, that is not related to the B+E driving test. I am happy to have a meeting with my noble friend about the H licence.

The noble Baroness, Lady Randerson, brought up the response to the consultation. The consultation closed on 7 September and we announced it on 10 September. We were able to do that so quickly because much of it came through electronically, and we were monitoring responses as we went. There is a short summary of our response on the web, but we will issue a fuller response in due course.

I am not entirely sure about the issue with us reducing the standard of bus driver trainers. If the noble Baroness writes to me, I will look into that more, because we have not changed the standards for trainers in the bus sector at all. Again, they have no delay in getting licences or tests; it is the bit in the middle. But many bus companies have good training departments, so I am pleased about that.

A number of noble Lords mentioned the impact assessment. We recognise that we need one and that it cannot be rushed because it requires an awful lot of analysis. We will try to publish it as soon as possible, once it has been through the Regulatory Policy Committee. Once again, I am happy to have a meeting with noble Lords once that is available.

On recognition overseas, my noble friend Lord Naseby asked about Northern Ireland, which is responsible for its own road regulations. It would therefore make its own decision about this. GB licences continue to be recognised in Northern Ireland. Drivers who travel abroad will be covered under international road traffic regulations. We are in discussions with other countries to make them aware of these changes and will report back if there are significant changes to this.

The accreditation scheme is one of the other factors we need to think about when it comes to road safety. When it is set up, it will be targeted at everybody who wants to tow a trailer of any weight when, previously, training was very much for people who needed it to pass the test or tow a heavier trailer. We will be looking at all people towing trailers, particularly the 16 million of us—I sense noble Lords are in the same bucket as me—who have grandfather rights: “I am going to tow a trailer. I have always been able to tow a trailer. I have just chosen not to, as I prefer larger articulated lorries when I am given the opportunity”. This is one of the other factors that we need to consider. It may well be that we will see a significant increase because all sorts of people will take up this accredited scheme because it is available and widely communicated. We will work with the industry and all sorts of people to make sure that people are aware of the scheme.

The noble Lord, Lord Rosser, asked about employers, who we know are very keen on this—but that is not unusual. Employers often provide a higher level of training for their workforce for all sorts of different reasons. It is not just the case that you pass your driving test and head into a haulage firm, for example, and that is it, your training is done. So, whether it be for a vehicle and a trailer or an articulated lorry, it is always the case that more training goes on, so I am not surprised to hear that that is what the industry will do.

I have rattled through most of what I wanted to say. I will definitely pick up Hansard to make sure that I have gone through all of the points, and I would be very happy to meet noble Lords in due course, perhaps to chat about this again, when the accreditation scheme is developed a bit further and when we have the impact assessment. We can look through all of the information we have at that time.

Motion agreed.

Motor Vehicles (Driving Licences) (Amendment) (No. 2) Regulations 2021

Tuesday 9th November 2021

(2 years, 5 months ago)

Grand Committee
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Considered in Grand Committee
17:51
Moved by
Baroness Vere of Norbiton Portrait Baroness Vere of Norbiton
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That the Grand Committee do consider the Motor Vehicles (Driving Licences) (Amendment) (No. 2) Regulations 2021.

Relevant document: 15th Report from the Secondary Legislation Scrutiny Committee (special attention drawn to the instrument)

Motion agreed.

School Admissions Code 2021

Tuesday 9th November 2021

(2 years, 5 months ago)

Grand Committee
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School Information (England) (Amendment) Regulations 2021
Motion to Take Note
17:53
Moved by
Lord Lucas Portrait Lord Lucas
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That the Grand Committee takes note of the draft School Admissions Code 2021 and the School Information (England) (Amendment) Regulations 2021 (SI 2021/570).

Relevant document: 3rd Report from the Secondary Legislation Scrutiny Committee

Lord Lucas Portrait Lord Lucas (Con)
- Hansard - - - Excerpts

My Lords, I am not so much concerned with these regulations, which seem to me to be a good thing, but I really want to encourage the Government to go further because the school admissions system needs some attention. If it were a set of teeth, it would not need a trip to the dentist, but it would certainly need the attentions of a hygienist. It has accumulated a lot of tartar, is not working well and needs improving.

Admissions regulations perform a set of very important functions in the education system. They are there to give everybody a chance of getting to a decent school and of knowing how to get there. Parents need to be able to tell what the chances of getting into an individual school are and what they have to do to establish their rights to do that. They also have a strong role as a driver for school improvement. Parental choice works well only if parents are actively choosing.

As things are, this does not work. If you look at an ordinary local authority publication on school admissions, you will find that most of the data is not there. So many schools are now their own admissions authorities that all the central source of information says is that information is available from the school. You cannot look at one document, in one place, and begin to have an idea of which schools you might actually get into.

You have to go round each individual school and ask it for the information—it is often not easy to find. You have to compare this year’s admissions policies with last year’s, to guess at how these are working. This is hard work for someone who is time-rich and capable and absolutely impossible for someone whose life is at all stressful or who does not have the necessary resources to do it. They are thrown back on going to the local school, because that is the only thing they can be sure of in the time they have. The whole business of school choice ceases to operate.

This is really just a matter of getting schools to do as they should and provide their local authority with the data on how their admissions structure works, so that the local authority can put it in its brochures. It is a matter of enforcement. Parents need this and it should not be hard to do. I really hope that the Department for Education will take that step.

The second set of problems comes from a lack of consistency between local authorities. Each local authority displays its information in its own way and with its own structure. There is no common format. If you live close to the border of a local authority, you are faced with learning two different ways of interpreting schools data and looking at what is going on. This also prevents anybody producing a coherent, consolidated app or website which could really inform a parent as to which schools they might have a chance of getting into and how to go about applying to them.

One company tried to gather this data once and it cost it £250,000. That was in the days when there were not a lot of individual schools that you had to “FoI” to get the data out of them. It is now completely impossible for anybody to gather this data and look at ways of making life easier for parents, which is why nobody does it. However, it would not be difficult or costly. All that has to be done is to require local authorities to make this data available in a standard format. They all have this data in an electronic form and converting data from one electronic format to another is not an expensive thing. All you have to do is produce a database that they can dump the stuff into and there it would be.

The immediate consequence of that is that there would be a scramble by commercial companies—I rather suspect that my own Good Schools Guide would be one of them—to pick up this data, make useful tools for parents with it and allow them free access to them. The department would not have to spend anything on using the data. This would happen because it is such an obviously wonderful thing for parents to have and quite a lot of organisations want parents to look at their websites.

Without doing anything that requires investment—and it does not require much effort—the Government could make huge improvements to the effectiveness of the school admissions information system and make it work much better for parents individually, in terms of finding the best school for their child and really knowing what schools are available, and for the operation of parental choice as a mechanism for improving what is going on in schools.

18:00
I hope that the Government will also take the chance to study how the current system works. There is a great deal of data out there. We have had several years’ experience of a very diverse system of school admissions; it should be possible to use that data to find out what is working well and what is not. To my mind, one key objective in school admissions is to give as many people as possible a chance of getting to a good school. Where is that working? What forms of school admissions actually achieve that and what forms achieve the opposite? That ought to be something that the department wants to know, and I very much hope that it is something that the department will set out to find out. I beg to move.
Lord Storey Portrait Lord Storey (LD)
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My Lords, I want to make a number of comments about school admissions, and follow up on some of the points that the noble Lord, Lord Lucas, made. On the statutory instrument, I do not have any particular issues, although maybe there are a couple of questions. On the issue about catch-up and the code, that will help parents, particularly those of disadvantaged pupils.

The whole business of school admissions is fraught with all sorts of problems. You cannot just wave a magic wand, even with increased data, and expect that everybody will get the school that they want. That just does not happen. What is true is that parents who can afford it will often move house to get into the catchment area of a local school so they can get their child or children into that school, whereas disadvantaged parents and pupils obviously cannot do that.

I remember from my experiences in Liverpool before the advent of academies that it was an absolute nightmare. Often, decisions were made not on what a school was achieving or not achieving; it was often the case that inner-city schools with very successful examination results were disregarded by parents, who wanted to go to the leafy suburbs. So you had the leafy suburbs and aided schools with huge waiting lists, while inner-city schools such as Paddington Comprehensive, which was built in the early 1970s, a 10-form entry school with state-of-the-art equipment, ended up with one and a half forms of entry. As an aside, I remember trying to persuade Shirley Williams, who at the time was Secretary of State for Education, to turn it into a tertiary college—but she was having none of that.

I make these comments just to show how difficult the whole situation is. Yes, it is important to have all the data, and the composite way in which the data is portrayed will help parents. But when the noble Lord, Lord Lucas, talks about local authority schools he is, presumably, talking about academies as well. Academies choose their own admission requirements so, if we are going to have a standardised approach, it should be for all schools. He made the point, which I do not disagree with, that from looking at the various websites you realise that the workload of the staff means that it is something that they have not given their full attention to. Equally, when looking at the websites of academies, one might say the same as well.

The school admissions process, especially where it helps disadvantaged children or children in care, is hugely important. It is one way in which we can change life chances. We want to ensure that every child is treated in a fair and accountable manner, with local schools and local authorities working together to make sure that the needs of young people in that community are met. Sadly, we often see that that is not the case where schools almost jealously guard their independence from a local authority, and both sides do not want to collaborate in the way they should. Local authorities should have responsibility for place planning to ensure that academies co-operate in providing places. While it is slightly beyond this SI, we think that schools should be able to set aspects of their own admissions policy in compliance with the national code that allow them to specialise in, for example, music or business if they so wish. However, the local admissions process to administer the policy and allocate individual children to schools should be carried out by the local authority rather than by individual schools.

Where the code refers to the oversubscription criteria, are we talking about the waiting list? Is that what we mean? When I have had parents contact me and say, “Oh, I didn’t get a place, but the school’s put me on the waiting list”, is that what we mean by the oversubscription criteria? Would looked-after children be top of that list of criteria, irrespective of the type of school it is? If not, why not?

We talk about admission for disadvantaged children, but we do not define what we mean by disadvantaged children. Perhaps we ought to. It is a very general term. I presume that we are talking about looked-after children, or are we talking about children with special needs? Can they be in separate categories? The explanatory note just talks about disadvantaged children. Maybe I have missed something.

I welcome the fact that mid-term admissions are more codified—that absolutely makes sense, so I do not have any problem with this SI.

I did not realise that the year 7 catch-up premium had been discontinued, for the reasons stated. I presume that there was an SI to establish it. When we have the arts premium, will there be an SI for that?

Lord Watson of Invergowrie Portrait Lord Watson of Invergowrie (Lab)
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My Lords, may I start by saying how grand it is to be back in the Grand Committee Room after pretty close to two years? I always enjoy debates in this particular Room.

I should declare an interest of sorts, in that I have a son, aged 10, and we have just made an application for his senior school through the admissions policy applying in our London borough. I have no reason to believe that we will not be successful, but it has sharpened my preparations for this debate.

I am grateful to the noble Lord, Lord Lucas, for tabling this take-note Motion allowing noble Lords to debate these regulations and the wider issues around school admissions that he outlined, with which I would agree. I found the Explanatory Memorandum to the school information regulations very helpful in providing clarity on links with the new admissions code.

I shall not say much today about the removal of the year 7 catch-up premium grant. I challenged the Minister’s predecessor on this on more than one occasion last year, principally concerning fears that the overall amount allocated from the national funding formula would not meet the level of support provided by the year 7 grant. However, I noted that, in July this year, the Government announced that the amount allocated through the secondary low prior attainment factor for the 2020-21 academic year would increase from £924 million to £973 million, so it is only fair that we give the benefit of the doubt and reassess that position in a year’s time.

I think it is fair to say that there have long been concerns about the fairness of in-year admissions. The DfE’s own Review of Children in Need, published in June 2019, found that such children

“were more likely to seek a school place outside the normal admissions round and that delays in securing a school place in-year could lead to children missing education.”

Children in care are among the most vulnerable in society, of course. Surely it is of paramount importance that a school place that is in the child’s best interests is found as quickly as possible. We therefore welcome the DfE’s decision to reform the admissions code to give priority to children in care, or those who have previously been in care, in its oversubscription criteria. It is hoped that this will improve the clarity, timeliness and transparency of the in-year admissions process to ensure that all vulnerable children can access a school place without delay.

We also welcome the additions to the fair access protocol outlined in chapter 3 of the code. There are, it is fair to say, more serious deficiencies in the admissions code, which raise questions about social inequality. That is why Labour believes that local authorities should have responsibility for school places, with oversight and control of all admissions within their boundaries. I was pleased to hear the noble Lord, Lord Storey, support that change. Surely it is nonsense that, at present, councils have legal responsibility for finding a school place for any child arriving in their area, yet they cannot force an academy to accept a child even if the academy is not at capacity. Surely that is not an efficient way to operate school admissions.

All too often, the current system results in school segregation by family income, which has implications for social mobility—or social justice, as I prefer to call it. The point here is the extent to which a child’s family background determines their success. If a child’s chance of attending a high-performing school is effectively determined by their family income, that will clearly act as a major brake on social improvement. There is also a further issue around the social and political implications of young people from different socioeconomic backgrounds being educated separately. That hardly seems likely to assist in building a fair and cohesive society—something that, it might be assumed, is a key component of the Government’s much-vaunted levelling-up agenda.

The Minister will know that many education specialists, commentators and school leaders have called on the department to make further changes to the admission code to close the disadvantage gap, which has spiralled due to the impact of the coronavirus pandemic. The leaked presentation on the needs of schools and pupils following the pandemic from the Government’s sadly short-lived recovery tsar, Sir Kevan Collins, revealed:

“Children from poorer households, who have often struggled most to learn from home, have lost most learning with the attainment gap expected to widen by 10-24%”.


Labour has committed to an education recovery premium, which would support every child to reach their potential by investing in the children who faced the greatest disruption during the pandemic, from early years to further education. We also advocate doubling the pupil premium for children in key transition years, delivering additional support for the children who need it most.

The former Chief Schools Adjudicator, Sir Philip Hunter, has warned that, although the admissions code requires schools

“to adopt, publish and administer admission criteria which are objective and reasonable”,

the very criteria that allow schools to

“give priority to children who live closest to the school, live in a defined catchment area, have siblings already at the school or, in the case of aided schools, are members of a particular church or religion … will, if unregulated over time, result in priority being given to children from privileged backgrounds”

at the expense of their disadvantaged counterparts,

“so the criteria will need to be even more rigorously applied”

as this will lead to schools becoming “yet more selective” and “more elitist”.

On disadvantage, the Minister may have had drawn to her attention by her officials what I regard as a worrying report, published three months ago by Humanists UK. Entitled Careless or Uncaring? How Faith Schools Turn Away Children Who Are or Were in Care, the report found that, in their admissions policies,

“41% of all state secondary schools of a religious character discriminate against children who are or were in care not of their faith … In Kensington and Chelsea, 50% of all state secondaries (religious or otherwise) discriminate against children who are or were in care not of their faith.”

18:15
As others have highlighted, the school a child attends makes a difference to their academic success. Estimates vary, but about 10% to 20% of the difference in pupils’ academic outcomes is down to the school they went to. As academic achievement, in turn, strongly influences life chances, particularly earnings, the effectiveness of the school a student attends potentially has life-long implications, so it would be unwise to assume that the current system is fair.
There are many excellent schools in disadvantaged areas, but the economics of property ownership mean that disadvantaged families lack the ability to afford homes in areas near popular schools that are rated as good or outstanding. In Great Education for Every Child – The ASCL Blueprint for a Fairer Education System, published last month, the Association of School and College Leaders demonstrated that this injustice is entrenched and reinforces an unhealthy division between affluent and disadvantaged areas and their children.
In some areas, high-performing schools are located close to schools that have been struggling to produce good results for years. Sometimes, an underperforming school can take action to improve results and thereby attract more pupils, but many cannot overcome the disadvantage of reputation or of serving areas where families have low expectations for their children. This can also impact on school funding, with fewer pupils remaining in school or being put on a pathway to higher education. What consideration have the Government given to contextualising school admissions, perhaps by increasing the number of pupils prioritised for school places based on their home circumstances or extending priority rights to children eligible for the pupil premium to all those living in persistent poverty?
In conclusion, on their own, the changes to the admissions code in these regulations are minor, and we are perfectly happy with them, although they are not unimportant, but for reasons including those that I have enunciated, the code itself is in need of a wider overhaul. Although I am an optimist, that is not a development I expect to see from a Conservative Government.
Baroness Barran Portrait The Parliamentary Under-Secretary of State, Department for Education (Baroness Barran) (Con)
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My Lords, I thank my noble friend Lord Lucas for the welcome he gave at the beginning of this debate and the Secondary Legislation Scrutiny Committee for its consideration of the new school admission code and the School Information (England) (Amendment) Regulations 2021, which came into force this September, without objections from either House. I depart from my noble friend on his dentist analogy but, apart from that, we are in agreement on the new code.

Our priority as a Government is to ensure that the admissions system fully supports parents to secure a suitable school place for their child. It is important, as the noble Lords, Lord Watson and Lord Storey, emphasised, that the admissions process works effectively for all children, particularly the most vulnerable, so that children can secure places in a timely way.

In contrast to the description given by my noble friend, we believe that, on the whole, the normal admissions round and the overall admissions process work well. However, there have been delays to in-year admissions, which can have a particular impact on vulnerable children, who we know are more likely to move school in year. That is why our recent changes focused on improving in-year admissions.

The noble Lord, Lord Storey, talked about the importance of co-operation and stressed the role of the local authority on admissions in an area. The anecdotal feedback I received is that, particularly during the pandemic, there was much closer co-operation between local authorities and multi-academy trusts, which all would like to see continue.

The changes that we have made involve setting a clear process for in-year admissions, including clear deadlines for processing applications and strengthening requirements to make better information available, which I know my noble friend will be particularly pleased to know. This will enable parents to navigate the system more easily and to secure places more quickly. We have also made changes to improve the fair access protocols, which are of course the safety net used for the most vulnerable children.

The noble Lords, Lord Storey and Lord Watson, asked about where the focus has been in ensuring that the most vulnerable children get school places quickly. The top of the list in this regard are looked-after children and previously looked-after children, including those who have been adopted from state care outside England. For other children, priority was increased or the mandatory category was extended to include them: children on a child-in-need or child-protection plan, children in refuge, children in formal kinship care arrangements and children who have been out of education for four or more weeks. There are other categories, which the noble Lord, Lord Watson, is aware of, I am sure, including homeless children, which go some way to addressing the points about disadvantage that he rightly raised.

As I mentioned, overwhelming support has been shown for these changes, and we now know that schools and local authorities are taking the necessary steps to ensure that they are being implemented. We have had a bit of anecdotal feedback about how that early implementation is going. Inevitably, there are some teething issues in some areas, but I was very encouraged to hear that we have had direct feedback saying that local authorities felt that they had been supported to get really quick decisions for these children in a matter of days, where previously they dragged on for much longer, quickly placing children in a school, which we all know to be critically important.

I now turn to the specific points raised by my noble friend. I start by saying that, clearly, we share his ambition of having a simple admissions process and ensuring that parents have the information that they need to make the best choices for their child. As the noble Lord, Lord Storey, articulated so well, choosing a school for a child is one of the most important decisions that a parent makes. I hope that the noble Lord, Lord Watson, gets the school of his choice for his child.

A variety of information is available to support parents in making that decision. Local authorities are required to publish annually, and then keep up to date, a composite admissions prospectus that needs to be published online, with hard copies available, bringing together all the information on school admissions within their areas. I know that my noble friend suggested that this does not always happen. I agree with him that they vary in the approach that they take, and some perhaps appear more accessible than others, but I ask my noble friend perhaps to write to me with examples of where he thinks it is not happening so that we can follow that up, because I am not aware of that.

Individual admissions authorities are also required to publish a range of information on their websites, all of which is designed to support parents in making good choices. My noble friend also talked about the need for information about the likelihood of getting into a particular school. That is one of the things that is stipulated: the number of preferences expressed for places at each school for the previous admissions year is one of the elements that it is stipulated that local authorities must publish, so that, as my noble friend said, parents can judge how popular a school is.

There are also websites, such as Get Information about Schools, and the department’s performance tables, which provide links to Ofsted reports. They give easily searchable databases for parents to compare local schools, including information on performances. Finally, school open days are a key opportunity to hear directly from school leaders and teachers about local schools.

We believe that requiring the admission arrangements to be published in a machine-readable format would be another pressure on schools and local authorities and would duplicate information they already provide in formats that, we believe, are already accessible and friendly to parents.

My noble friend questioned the effectiveness of the system more broadly. As I am sure he is aware, in the past year 93.4% of secondary applicants and 98% of primary applicants received offers from one of their top three school choices. We look at appeals from parents and, on average, about 20% are upheld in favour of parents and about 2.7% of admissions are heard at an appeals panel. If we look at the role of the schools adjudicator in assessing the fairness of admissions policy, to which the noble Lord, Lord Watson, referred, 123 cases were referred last year. The other critical point in all this is that if a school has availability, it must take all the children who apply. We will continue to keep the system under review to ensure that it works effectively for parents and that they are able to navigate it and secure a good place for their child in a timely manner.

The noble Lord, Lord Storey, asked what we mean by oversubscription. Oversubscription criteria are used to judge all applicants, not those on a waiting list. We do not have an oversubscription code, but both looked-after and previously looked-after children are at the top of the oversubscription criteria. The noble Lord also asked what we mean by disadvantage; we are referring to children in receipt of the pupil premium.

The noble Lord, Lord Watson, challenged the role of faith schools. They play a very important part in our education system and have done for centuries. Faith schools remain popular with parents and are more likely than other schools to be rated by Ofsted as good or outstanding. As the noble Lord knows, schools that are designated as having a religious character are allowed to prioritise children for admission based on their membership or practice of the faith when a school is oversubscribed but, if places are available, all schools with a religious designation must admit children of other faiths or of no faith.

The noble Lord, Lord Watson, rightly challenged what the Government are doing to make sure that particularly vulnerable and disadvantaged children have access to a good school. He will be aware that the proportion of good and outstanding schools has risen over the past few years from 68% to 86%, so the best thing we can do for all children, particularly vulnerable and disadvantaged children, is to make sure that they go to a good or outstanding school.

I close by thanking all noble Lords who have contributed to the debate today. I hope I have gone some way to reassuring your Lordships that the support we have in place for parents to make informed school choices is effective and enables them to obtain a good school place for their child. We believe that the new code will greatly improve access to schools for all children, especially the most vulnerable.

18:30
Lord Lucas Portrait Lord Lucas (Con)
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My Lords, I am very grateful to my noble friend for her careful explanation of the regulations and her replies to our various comments. I will certainly take her up on the offer of writing to her with examples of information not being provided well. If she will allow me, I will also pick up again the argument about a machine-readable format. If somebody is telling my noble friend that this is difficult, what she is being told is not right.

This information is in a machine-readable format in local authority systems, so it is merely a question of flicking a switch and dropping this out into a common system. That should not take a local authority more than five minutes and, as there are only 100 of them, nationally this will take a few hours’ effort. It would do enormous good because parents need to know which schools their children might get into. If they have to research each school individually, they will never see the ones that are a little further away or a little more obscure that happen, for one reason or another, to be available to them because of their particular characteristics and admissions criteria.

You can get into some very good schools on some very odd criteria. If you are disadvantaged and not well-informed, and you have to research everything individually, you will never get there. This becomes a privilege for the middle classes. Making things available automatically means that all those who are setting out to help the disadvantaged suddenly have all the information at their fingertips; it is as easily available to them as it is to everybody else. If I may, I will put that to my noble friend.

These regulations make some decent improvements to the way that looked-after children and similar children are treated. I very much hope that my noble friend will gather information over time as to how they are working. From what hints I have been able to gather, I suspect that the previous facilities were not as well used as they should have been and that many looked-after children were not helped to take advantage of the privileges they had to get into really good schools. We should know that the advantages being given to them are being well used, or else understand why they are not. That said, I am immensely grateful to my noble friend and I thank her for the attention she has given to this Motion.

Motion agreed.
Committee adjourned at 6.33 pm.

House of Lords

Tuesday 9th November 2021

(2 years, 5 months ago)

Lords Chamber
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Tuesday 9 November 2021
14:30
Prayers—read by the Lord Bishop of Bristol.

Sport: Transgender Inclusion

Tuesday 9th November 2021

(2 years, 5 months ago)

Lords Chamber
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Question
14:37
Asked by
Lord Triesman Portrait Lord Triesman
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To ask Her Majesty’s Government what assessment they have made of the Sports Council Equalities Group’s Guidance for Transgender Inclusion in Domestic Sport, published on 30 September, and in particular the conclusion that “the inclusion of transgender people into female sport cannot be balanced regarding transgender inclusion, fairness and safety in gender-affected sport where there is meaningful competition”.

Lord Parkinson of Whitley Bay Portrait The Parliamentary Under-Secretary of State, Department for Digital, Culture, Media and Sport (Lord Parkinson of Whitley Bay) (Con)
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My Lords, the Government are committed to promoting diversity and inclusion, as well as safety and fairness, across all levels of sport. We believe that this guidance is well researched and well considered. It acknowledges the complexity of balancing inclusion, fairness and safety and it provides a decision-making framework to help individual sports decide what is right for their circumstances. It thereby helps to address a gap which has been present for too long in the sports sector.

Lord Triesman Portrait Lord Triesman (Lab)
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My Lords, I thank the Minister for that response and I declare my interest as a former chairman of the Football Association. In 2009, we successfully invested £11 million to boost a brilliant sport: women’s football. As with all sports, the aim was to compete in a fair way and to do it with integrity, player safety and inclusion. The Sports Council Equality Group’s report makes it undeniably clear that including male-bodied transgender people in most female sports vitiates these principles and will undermine those sports. Sports administrators admit that their current confused approach is not fit for purpose but they fear an angry response. Will the Minister meet me and other sports administrators to generate advice on securing appropriate transgender involvement while protecting the fairness and safety of female sports—advice which will wholly guarantee women’s genuine sporting competition and integrity?

Lord Parkinson of Whitley Bay Portrait Lord Parkinson of Whitley Bay (Con)
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My Lords, if I may, I will start with the very opening words of the foreword from this guidance:

“We want sport to be a place where everyone can be themselves, where everyone can take part and where everyone is treated with kindness, dignity and respect.”


The guidance is based on evidence and research and it took a lot of views and consultation. It is right that sports bodies have their own rules and will work on implementing these in relation to their own sport. It probably will not be for me to meet the noble Lord, but I will certainly take the request back to the Sports Minister and I am sure he will be happy to have that meeting.

Baroness Noakes Portrait Baroness Noakes (Con)
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My Lords, the latest guidance allows for the possibility of testosterone suppression to permit transgender women to take part in women’s sports, but this is costly and intrusive for them and does not guarantee fairness for women. Does my noble friend agree that for almost all sports, the only rational solution which is safe and fair for all is to have two categories: an open category for everyone and one reserved for natal women only?

Lord Parkinson of Whitley Bay Portrait Lord Parkinson of Whitley Bay (Con)
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The guidance looks into the question of testosterone suppression, and many people working or competing in sport do not consider that that has created fairness or safety in their individual sports. The evidence is clear that there are retained advantages in strength, stamina and physique for the average transgender women, with or without testosterone suppression; that has not proved the silver bullet that many hoped it would be. That is why the sports councils are encouraging governing bodies to consider alternative approaches for their sport. In some cases that will be universal participation and in others it will not, but it is right that they do that on a case-by-case basis.

Lord Cashman Portrait Lord Cashman (Non-Afl)
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My Lords, I do not refer to the debate around this question but I am deeply concerned about the public debate around trans issues and trans women in particular, and the continuous depiction of them as a threat. Therefore, does the Minister agree that whenever we raise issues with regard to any minority, we should be specific and evidence-based and should never knowingly or unwittingly fuel prejudice, hatred or misrepresentation, especially against minorities such as trans women, who daily face dangerous defamation and misrepresentation?

Lord Parkinson of Whitley Bay Portrait Lord Parkinson of Whitley Bay (Con)
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I strongly agree with the noble Lord and I am pleased to say that the sports councils’ work has followed that approach. The intention of their guidance is to encourage sports to think in innovative ways to ensure that nobody is left out. I am mindful that these exchanges will be followed by many people affected on a personal level, so I want everyone to hear very clearly that we want everybody to have every opportunity to enjoy, compete in and excel in sport.

Lord Hunt of Kings Heath Portrait Lord Hunt of Kings Heath (Lab)
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My Lords, does not that mean that we should ensure that there is a way to have full, open and tolerant debate; and that those organisations that proselytise a “no debate” concept and accuse people who raise legitimate issues of being transphobic should desist? The Minister cannot instruct sports organisations what to do; he can encourage them to have courage to take on board what is in this guidance.

Lord Parkinson of Whitley Bay Portrait Lord Parkinson of Whitley Bay (Con)
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Again, I agree with the noble Lord about the importance of tolerant debate, such as we have in your Lordships’ House. As the sports councils say in their guidance:

“We hope to see sports bodies across the UK engaging in the conversation in a respectful way and develop policies in this area which help facilitate access for everyone to participate.”


A number of governing bodies have already said what they will do in the light of it, and we encourage others to look at it as well.

Lord Addington Portrait Lord Addington (LD)
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My Lords, the report seems a fairly reasonable attempt to try to square a circle between the safety and integrity of sport and the right of inclusion. Will the Government assist those governing bodies in making sure that they do not have a policy that excludes people from low-level recreational sport if they are in the trans category? Will they also ensure that it is not used in any way to restrict people in sports where men and women compete on even terms? I refer to the equestrian sports as a starting point.

Lord Parkinson of Whitley Bay Portrait Lord Parkinson of Whitley Bay (Con)
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Yes, I agree. The sports councils’ guidance supports that as well, as it aims to help governing bodies determine the right position for their particular sport. As the guidance says,

“what is right for one sport may not be right for another.”

Of course, it looks at low-level and recreational sport as well as competitive sport, and that is a job for the governing bodies then to take forward in relation to their sport.

Lord Bassam of Brighton Portrait Lord Bassam of Brighton (Lab)
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My Lords, for many of us, sport is a unifying force, whether it is taking to the pitch with a diverse group of teammates or supporting a team from the grandstand. As the Sports Council Equality Group noted, the two main views on this matter “couldn’t be reconciled”, requiring

“a reset and fresh thinking.”

Rather than attempting to shut down this exercise, as some might, does the Minister endorse the group’s suggestion that individual sports explore whether more than one version of their sport can be offered in order to meet different aims?

Lord Parkinson of Whitley Bay Portrait Lord Parkinson of Whitley Bay (Con)
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Yes, as the guidance says, there can be no one-size-fits-all approach that covers every sport at every level in the country, and that is why it is right that the governing bodies look at what might be appropriate in their particular sport, so that they can balance, as far as they can, inclusion, safety and fairness.

Lord Farmer Portrait Lord Farmer (Con)
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My Lords, allegedly, the Ministry of Defence’s inclusive language guide, which quotes verbatim from Stonewall, advises staff to take care using “female”. The aim is to avoid erasing gender-nonconforming people and members of the trans community. As this risks erasing women instead, and cuts across the Defence Secretary’s drive for the military to become more female-friendly, is this an example of a lobbying group obstructing the policy of the elected Government?

Lord Parkinson of Whitley Bay Portrait Lord Parkinson of Whitley Bay (Con)
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I will leave colleagues in the Ministry of Defence to answer about their guide, but the sports councils’ guidance does not contain this wording or offer any advice on language. It aims to helps sports consider how to be inclusive without erasing anybody.

Baroness Wilcox of Newport Portrait Baroness Wilcox of Newport (Lab)
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I am sure that the Minister would agree that we should do all we can to increase participation in sport, so does he share the aspiration of the five sports councils to see increased transgender participation in sport and support their message to create novel or modified versions of some sports to increase inclusion?

Lord Parkinson of Whitley Bay Portrait Lord Parkinson of Whitley Bay (Con)
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Yes, increasing everybody’s participation in sport is the main aim of the Government’s strategy, Sporting Future, so I certainly support the message from the sports councils to individual governing bodies to think in innovative and creative ways to ensure that no one is left out. As the noble Baroness says, that might involve novel or modified versions of their sport. Creating the right environment is important so that everybody, whoever they are, can take part and get active.

Baroness Fox of Buckley Portrait Baroness Fox of Buckley (Non-Afl)
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My Lords, it is clear that trans women cannot belong in the female sports category because they have a male performative advantage, however they identify, which is inherently unfair. Obviously, trans women should be able to compete fairly in sport. Will the Minister meet Dr Nicola Williams and colleagues from Fair Play for Women, which has some excellent, detailed proposals for including trans people in sport without disadvantaging women, and is courageous enough to open up the debate, not close it down?

Lord Parkinson of Whitley Bay Portrait Lord Parkinson of Whitley Bay (Con)
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My Lords, this varies from sport to sport. I took part in your Lordships’ full-bore rifle shooting match against the other place, which I regret to say that we lost. That is a sport on which men and women already compete on an equal basis. Some sports are games of skill, some of stamina and some of strength. That is why it is right that there is a case-by-case approach for each sport. I will take forward the meeting suggestion, as I did for the noble Lord, Lord Triesman.

Baroness Hoey Portrait Baroness Hoey (Non-Afl)
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My Lords, sport really does have the power to change lives. I saw that when I was Sports Minister. Competition is also hugely important for enjoyment in sport, but it must be fair and it must be seen to be fair. Does the Minister agree that the evidence increasingly suggests that the approach of simply measuring testosterone levels in the blood does not take into account the full breadth of biological differences between those who have gone through male versus female puberty, and that this can lead to unfairness in competitive sport?

Lord Parkinson of Whitley Bay Portrait Lord Parkinson of Whitley Bay (Con)
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As I said, the sports councils looked into this and said that

“the research that we currently have shows that testosterone reduction or suppression does not negate all the physiological advantages of having developed testosterone-driven strength, stamina and physique.”

That is why the advice to the individual governing bodies is to look at what is right for their sport and to balance inclusion with fairness and safety, so that people can enjoy sport, whether it is competitive or recreational.

Sarah Everard: Home Office Inquiry

Tuesday 9th November 2021

(2 years, 5 months ago)

Lords Chamber
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Question
14:48
Asked by
Baroness Chakrabarti Portrait Baroness Chakrabarti
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To ask Her Majesty’s Government what criteria they will use in deciding whether the Home Office inquiry into the matters arising from the murder of Sarah Everard should be converted into a statutory inquiry by way of the Inquiries Act 2005.

Baroness Williams of Trafford Portrait The Minister of State, Home Office (Baroness Williams of Trafford) (Con)
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My Lords, the Home Secretary, in consultation with the chair, determines that if the inquiry cannot fulfil its terms of reference on a non-statutory footing, it can be converted to a statutory basis.

Baroness Chakrabarti Portrait Baroness Chakrabarti (Lab)
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My Lords, just yesterday we read that the Centre for Women’s Justice is proposing to judicially review the Home Office on this matter, complaining that correspondence with that department has been substantively unanswered from the middle of last month. Does the Minister not agree that the breadth of concern, the depth and importance of the problem, the need for independence to be seen and done and the need, unfortunately, for powers to compel co-operation, all point to every rational criterion for a full Lawrence-style statutory inquiry having already been met?

Baroness Williams of Trafford Portrait Baroness Williams of Trafford (Con)
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My Lords, the duty to co-operate is already in place. It has been in place since February 2020. Regarding the Centre for Women’s Justice, we have not ignored the letter. We have been focused on identifying a chair so that the details of the inquiry’s scope and how it will operate can be confirmed as quickly as possible. The inquiry can then start addressing our concerns, those of the public and those of organisations such as the Centre for Women’s Justice. We will respond to them as soon as possible.

Baroness Lawrence of Clarendon Portrait Baroness Lawrence of Clarendon (Lab)
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My Lords, the Macpherson report has been quoted many a time in this House because it stands for many changes in the legal system and beyond. In the case of Sarah Everard, many women up and down the country are demanding a judge-led inquiry where witnesses can be called to give evidence. I know how important it is to have a judge-led inquiry. As in the Stephen Lawrence case, the truth must come out, so will Her Majesty’s Government support a public inquiry into the Sarah Everard case?

Baroness Williams of Trafford Portrait Baroness Williams of Trafford (Con)
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I could not agree more with the noble Baroness that the truth must come out—both at pace and conducted in a way that would satisfy the family. As I have said, if the non-statutory inquiry cannot meet its commitments, it can be converted to a statutory inquiry.

Lord Brown of Eaton-under-Heywood Portrait Lord Brown of Eaton-under-Heywood (CB)
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The Minister must be aware of the deep public concern following the Sarah Everard case. Does she not agree that the fiercely independent Macpherson inquiry and report into the tragic death of Stephen Lawrence went a long way towards restoring the trust of the black—and wider—community in policing? Can the Minister suggest any reason why a similar, judge-led inquiry with similar powers, now under the 2005 Act rather than the Police Act 1996, would not be the obvious best way of examining predatory police culture in certain quarters and restoring the trust of young women in this country in our police force, which is surely a vital consideration today?

Baroness Williams of Trafford Portrait Baroness Williams of Trafford (Con)
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I think the House agrees that trust and confidence in the police must be restored. We wish this inquiry to proceed at pace and to get to the nub of the various issues that it will look into. If the Home Secretary is not satisfied that a non-statutory inquiry is fulfilling those commitments, she can convert it to a statutory inquiry, but I must say that I think the whole House seeks the same end from this inquiry.

Baroness Sanderson of Welton Portrait Baroness Sanderson of Welton (Con)
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My Lords, on a slightly separate, but related, matter, what are the implications of the Sarah Everard inquiry for the Daniel Morgan inquiry, which reported in June, described the Met as institutionally corrupt and found numerous failings? Some work has already begun but, given the potential for overlap here and the Morgan family’s long wait for justice, will the Government consider including the delivery of the panel’s recommendations in their cross-government task force?

Baroness Williams of Trafford Portrait Baroness Williams of Trafford (Con)
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My noble friend is absolutely right that there is inevitable overlap here. HMICFRS is already inspecting the Metropolitan Police Service in relation to vetting and countercorruption, at the Home Secretary’s request, and findings from this will feed into the broader inspection that she has asked HMICFRS to undertake across all forces. There is work ongoing in the Metropolitan Police Service and in the Home Office to respond to the Daniel Morgan Independent Panel recommendations, and the Home Secretary has already committed to provide an update in due course. Of course, any relevant evidence from this work can then be considered by part 2 of the independent inquiry, which will look more broadly at standards in policing.

Lord Rosser Portrait Lord Rosser (Lab)
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We have made it clear that there must be a full statutory inquiry. The Government say that a statutory inquiry is too slow, yet the Home Office review of the Daniel Morgan case, which has already been referred to, took years, precisely because its work was made more difficult by the fact that the panel was not established under the Inquiries Act 2005, with its powers of compulsion. The evidence also indicates that the public spotlight of a statutory inquiry, and what it reveals during the hearings, promotes action while the inquiry is in progress and makes it harder for the final recommendations to be ignored or watered down, which is at least as important as any issue over the length of time the inquiry takes. Why do the Government continue to resist a full statutory inquiry under the Inquiries Act 2005, in which the public can have full trust and confidence?

Baroness Williams of Trafford Portrait Baroness Williams of Trafford (Con)
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My Lords, as I have said, given the need to provide assurance as swiftly as possible, this will be established as a non-statutory inquiry because we want to get to the stage where conclusions are reached and changes are recommended quickly. This cannot be an inquiry that takes years to get to that stage. A non-statutory inquiry allows for greater flexibility, can be tailored to the issues and is likely to be faster, but we are able to turn it into a statutory inquiry if need be.

Lord Paddick Portrait Lord Paddick (LD)
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My Lords, the Minister keeps saying that the truth must come out at pace, but the Macpherson inquiry—a statutory inquiry under the Inquiries Act—took 20 months and the Daniel Morgan Independent Panel took eight years, mainly because the panel did not have powers of compulsion. What makes the Government think that the police have changed, when Her Majesty’s Chief Inspector of Constabulary only a few weeks ago described a “culture of colleague protection” in the police service?

Baroness Williams of Trafford Portrait Baroness Williams of Trafford (Con)
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The noble Lord is absolutely right that at the time there was not that duty to co-operate. The various things the noble Lord mentions will all be looked at in the course of the inquiry. He is absolutely right that some of the culture and practices will be interrogated deeply to see whether any changes are needed.

Lord Morris of Aberavon Portrait Lord Morris of Aberavon (Lab)
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My Lords, having served on your Lordships’ Select Committee examining public inquiries legislation, I am still baffled as to why the Government are reluctant to announce having a statutory inquiry now. Why the prevarication? Surely when there is great public disquiet, particularly as to the safety of women, the Government’s preference should be for a statutory inquiry. No one, particularly the police at the highest level, should be able to avoid giving evidence on oath if the powers are there to compel the giving of such evidence.

Baroness Williams of Trafford Portrait Baroness Williams of Trafford (Con)
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As I have said, there is the duty to co-operate. That has been in place since last year. I take this opportunity, given that the noble and learned Lord has served under every Prime Minister from Wilson to Blair, to wish him a very happy 90th birthday for last week.

Baroness Jones of Moulsecoomb Portrait Baroness Jones of Moulsecoomb (GP)
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I might have the answer why the Government do not want to make it a statutory inquiry: since the inquiry can compel police officers and other witnesses to come forward and tell the truth, what comes out might be extremely embarrassing for not only the police force but the Home Office. Could it be that the Government want to protect those organisations rather than hear the truth?

Baroness Williams of Trafford Portrait Baroness Williams of Trafford (Con)
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My Lords, if the Government wanted to protect the organisations, we would not be calling an inquiry. We absolutely want to get to the bottom of this for every woman and girl in this country, or any mother or daughter, who feels so keenly what happened to Sarah Everard.

Lord McFall of Alcluith Portrait The Lord Speaker (Lord McFall of Alcluith)
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My Lords, the time allowed for this Question has elapsed.

Gametes and Embryos: Storage Limit

Tuesday 9th November 2021

(2 years, 5 months ago)

Lords Chamber
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Question
14:58
Asked by
Baroness Deech Portrait Baroness Deech
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To ask Her Majesty’s Government what steps they are taking to ensure the rapid implementation of their decision to extend the storage limit for gametes and embryos.

Lord Kamall Portrait The Parliamentary Under-Secretary of State, Department of Health and Social Care (Lord Kamall) (Con)
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The department has been working with the regulator, the Human Fertilisation and Embryology Authority, to ensure that it gets a chance to input into how the new scheme is implemented and that the fertility sector is properly prepared for any future legislative changes. The department has just completed a focused technical consultation that informs the final policy detail for certain categories of storage. We will bring forward legislation to enact the new policy when parliamentary time allows.

Baroness Deech Portrait Baroness Deech (CB)
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My Lords, I declare an interest as a former chair of the HFEA. For years, there has been disquiet over the arbitrary 10-year storage period for frozen eggs, which has forced women to make less than optimal decisions about their careers and fertility. My Bill to extend the period was in 2019 and the Government’s consultation closed in May 2020. In September 2021, the Government rightly responded that the period should be extended to 55 years, but that has not happened yet. Thousands of women know that the period will be extended but face the misery of seeing their eggs destroyed because it has not yet happened. The two-year pandemic extension will soon expire. Will the Government commit to making that change now by an amendment to the Health and Care Bill or by regulation? Will they put a moratorium on the destruction of any frozen eggs right away?

Lord Kamall Portrait Lord Kamall (Con)
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The Government are still considering the responses from the technical consultation in terms of extension of storage, but as I said previously, and I hope the noble Baroness will be assured by this, we hope to bring forward legislation to enact a new policy when parliamentary time allows. If an amendment is laid, we will give it due consideration.

Baroness Walmsley Portrait Baroness Walmsley (LD)
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My Lords, accurate information about the benefits, risks and success rates of egg freezing is essential to enable women to make their own decision. What progress is being made by the Competition and Markets Authority and the Advertising Standards Authority to investigate whether the provision of information is done accurately and ethically?

Lord Kamall Portrait Lord Kamall (Con)
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I thank the noble Baroness for raising this very important issue, because not everyone is aware of the biological facts around fertility, particularly the decline of fertility with age. If a woman freezes her eggs in her 20s, she has a higher chance of success than if she does it in her 30s. In fact, while IVF treatment has improved over the years, the success rates of IVF are still only around 30%, so it is important that as many women and couples know as much as possible. On the detailed questions that she asked, I will write to the noble Baroness.

Lord Bethell Portrait Lord Bethell (Con)
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My Lords, I am enormously encouraged by the Minister’s warm words and look forward to holding him to account for them. We know that women have a much better success rate when freezing their eggs at a younger age. However, the Minister knows that there are also proposals to introduce requirements to renew storage permissions every 10 years. What arrangements is the Minister considering to put in place to ensure that this does not become a bureaucratic nightmare and does not create disappointment for those who somehow do not keep up to date?

Lord Kamall Portrait Lord Kamall (Con)
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I thank my noble friend for his work on the subject when he was the responsible Minister to help change the policy so that all people, regardless of medical need, may benefit from greater choice about when to start their family. The 10-year renewal periods will be put in place to give people the opportunity to decide whether they wish to continue with their storage of gametes or embryos. The department is currently working with the Human Fertilisation and Embryology Authority to set out the plans for detailed implementation, including on how the renewal periods should be handled by fertility clinics to ensure that they work.

Fertility clinics will be expected to contact people storing their gametes or embryos a year before a renewal period has ended, so there would be 12 months’ notice. In addition, people will have a six-month grace period following the expiry of any renewal period, in which they can get in touch with clinics to re-engage storage if they wish. I am sorry that I am going on longer than usual, but this is an important issue. It is our view that we would provide an appropriate amount of time for clinics to contact their patients, and for patients to decide what they wish to do with their gametes or embryos in storage.

Baroness Thornton Portrait Baroness Thornton (Lab)
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My Lords, I return to the question of the noble Baroness, Lady Deech, because we need some clarity here. For some people, months count. They will be having their eggs destroyed now, in the next few months. Therefore, while I congratulate the Government on the regulations that added two years to the 10-year period in recognition of the need to provide an extension during the pandemic, the Minister needs to be absolutely clear because time is fast running out. Are the Government going to provide interim transitional arrangements before the legislation is before the House? From these Benches, we are very keen and across the House there is an enormous amount of support for this to happen. Frankly, if the Minister brings forward the regulations tomorrow, they will go through.

Lord Kamall Portrait Lord Kamall (Con)
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I thank the noble Baroness for that very kind offer, but we have already stated that it is the Government’s intention that no one misses out on the opportunity to extend the storage of their eggs, sperm or embryos. As she will be aware, in 2020 in light of the Covid pandemic, we took steps to extend the storage. We are currently considering options to make sure that no one misses out on the benefits of the new policy. Given the detailed consultation we have just been through, we hope to announce details in due course. Of course, if an amendment is laid to the forthcoming Health and Care Bill, we will consider it.

Baroness Barker Portrait Baroness Barker (LD)
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My Lords, the Minister will have seen in the press today the case of Megan and Whitney Bacon-Evans, a lesbian couple required to undergo 12 cycles of treatment before they can access NHS-funded fertility treatment. In effect, that makes it impossible for them to access safe, well-regulated healthcare in this country. That is contrary to the aims of the Act under which lesbians were enabled to access fertility treatment, so will the Government move to stop it?

Lord Kamall Portrait Lord Kamall (Con)
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The noble Baroness raises a very important point about same-sex couples’ access to insemination services. In England, details of the local fertility services are determined by the clinical commissioning groups, which take account of the NICE fertility guidelines. These were updated in 2013 to include provision for female same-sex couples who have demonstrated a clinical infertility. The criteria in the guidelines were developed as a way of achieving equivalence between opposite-sex and male or female same-sex couples. However, it is clear that the NICE guidelines are now outdated, and the department has therefore agreed with NICE to start a review of these fertility guidelines. We want the same thing as the noble Baroness: equality.

Ministerial Code

Tuesday 9th November 2021

(2 years, 5 months ago)

Lords Chamber
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Question
15:06
Asked by
Lord Foulkes of Cumnock Portrait Lord Foulkes of Cumnock
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To ask Her Majesty’s Government what plans they have to change the Ministerial Code.

Lord True Portrait The Minister of State, Cabinet Office (Lord True) (Con)
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My Lords, the Ministerial Code is the responsibility of the Prime Minister of the day and is customarily updated and issued upon their assuming or returning to office. Any amendments to the code are a decision for the Prime Minister.

Lord Foulkes of Cumnock Portrait Lord Foulkes of Cumnock (Lab Co-op)
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My Lords, that is a disappointing but not unexpected Answer. However, does the Minister agree with me that the ways in which the Prime Minister dealt with the Hancock affair, the Jenrick planning fiasco and the Priti Patel bullying saga—where the wrong person resigned—were not exactly models of integrity and transparency, as required in the code? Will the Government now reconsider the recommendations of the Institute for Government and others that the code should have a statutory underpinning and that the independent adviser should be given some real powers before our parliamentary democracy becomes a laughing stock around the world?

Lord True Portrait Lord True (Con)
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My Lords, I do not agree with the noble Lord’s more general observations. I agreed with Mr Speaker in the other place yesterday that we should speak softly on these matters. The Prime Minister’s constitutional role as the sovereign’s principal adviser means that the management of the Executive is wholly separate from the legislature. The Prime Minister alone—we have discussed this in this House before—advises the sovereign on the exercise of powers in relation to government, such as the appointment, dismissal and acceptance of resignation of Ministers. Therefore, it is right constitutionally that the Prime Minister of the day has responsibility for the Ministerial Code, and I cannot see the Government being persuaded that a statutory basis for an inherently prerogative function would be appropriate or desirable.

Lord Tomlinson Portrait Lord Tomlinson (Lab)
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Does the Minister to any degree share my sense of shame and outrage at the extent to which the requirements of the Ministerial Code have been trashed by this Government? As there are no planned changes to the Ministerial Code, can we at least anticipate that the Government will take their existing responsibilities seriously as a solemn and binding duty to the British people?

Lord True Portrait Lord True (Con)
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My Lords, of course. Again, I do not agree with the political comment at the outset. The Government will carefully consider comments made by parliamentarians in both Houses, as well as the work of Mr Nigel Boardman, the CSPL and PACAC, when the committee reports. We will make a policy statement in due course but, as your Lordships would expect, we intend to consider these matters carefully.

Lord McFall of Alcluith Portrait The Lord Speaker (Lord McFall of Alcluith)
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The noble Lord, Lord Stunell, is not present. I call the noble Lord, Lord McLoughlin.

Lord McLoughlin Portrait Lord McLoughlin (Con)
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Will my noble friend agree that, while some Members of your Lordships’ House may have had memory blackouts of before 2010, they have always previously been very happy for this to be a non-statutory body? Does he agree that it is right that the Prime Minister, who is elected, is the sole arbiter of who serves in his Government.

Lord True Portrait Lord True (Con)
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I agree with my noble friend, but I will continue my policy of not throwing political stones—we all know that they exist. The Prime Minister is accountable to the electorate, as well as to Parliament. As my noble friend says, the electorate will be the ultimate judge of what I consider to be his high service to this country.

Baroness Smith of Basildon Portrait Baroness Smith of Basildon (Lab)
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My Lords, following on from the question asked by the noble Lord, Lord McLoughlin, does the Minister understand why the Ministerial Code being made statutory is such an issue now? I put it to him that, whether it is ignoring the judgment of HOLAC about the appointment of Conservative Party donors to your Lordships’ House, ignoring the judgment of the independent adviser on allegations of bullying by the Home Secretary, or the shenanigans that have brought shame on Parliament as the Government attempted to defend Owen Paterson and defy the Commons standards commissioner and the committee, there is increasing evidence that this Prime Minister considers the rules to be for other people and not to apply to him or his close chums. Will the Minister now accept, as many others have done, and as my noble friend Lord Foulkes raised, that this Prime Minister—this Prime Minister—cannot be trusted to uphold the Ministerial Code?

Lord True Portrait Lord True (Con)
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No, my Lords.

Lord Wallace of Saltaire Portrait Lord Wallace of Saltaire (LD)
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My Lords, I am sure that the Minister is fully briefed on the report last week from the Committee on Standards in Public Life. Paragraph 2.25 says:

“It is clear to the Committee that the degree of independence in the regulation of the Ministerial Code … falls below what is necessary to ensure effective regulation and maintain public credibility.”


Do the Government accept this criticism and, if so, are there plans to strengthen the independence of the adviser on ministerial interests?

Lord True Portrait Lord True (Con)
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My Lords, I have partly answered that, in saying that the Government are obviously considering all the very important and thoughtful reports that have been presented on these matters in recent weeks and months. We take matters of ethics extraordinarily seriously, as I believe every Member of your Lordships’ House does, on all sides. I give an assurance to the House that we will come back with a Statement on these issues in due course.

Lord Moylan Portrait Lord Moylan (Con)
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My Lords, does my noble friend agree that the vast majority of Ministers, of all parties, have been honourable, decent, hard-working people, committed to the public weal, and that the current Ministers have been facing a challenging pandemic and emergency of unprecedented character, and that the sound of the wolf pack in your Lordships’ House is particularly disedifying?

Lord True Portrait Lord True (Con)
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My Lords, I would never characterise Her Majesty’s Opposition as wolves, but my noble friend makes a point of great importance. We should all reflect that the overwhelming character of British government and public life is not corrupt but driven by a sense of public duty that goes right to the top of this Government.

Baroness Hayter of Kentish Town Portrait Baroness Hayter of Kentish Town (Lab)
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I feel for the Minister. I know him—indeed, I think the whole House knows him—to be a particularly honourable Member, and we value everything that he has done here. However, I have to ask him whether he is at all ashamed of some of his colleagues in the other place.

Lord True Portrait Lord True (Con)
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My Lords, I do not comment on the other place, but I refer noble Lords to the observations made by my right honourable friend the Chancellor of the Duchy of Lancaster at the outset of the debate in the other place yesterday.

Lord Campbell of Pittenweem Portrait Lord Campbell of Pittenweem
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My Lords, the Speaker in the other House invited the Members to speak softly. The Prime Minister took that literally, because he was 400 metres away—

None Portrait Noble Lords
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Miles!

Lord Campbell of Pittenweem Portrait Lord Campbell of Pittenweem (LD)
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I beg noble Lords’ pardon; I have moved rather too quickly away from imperial measures.

The Prime Minister certainly did not contribute—he spoke softly. The issue is not one of changing the code. Is not the real problem getting the Prime Minister to implement it?

Lord True Portrait Lord True (Con)
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My Lords, I have explained the constitutional position. So far as the Prime Minister’s movements are concerned, I am thankfully not responsible for them, but he was on a prearranged official visit to the north-east. My right honourable friend the Chancellor of the Duchy of Lancaster, who heads up the Cabinet Office and is responsible for this, led in the parliamentary debate. The Speaker was informed that both my right honourable friend and the leader of the Scottish nationalists would be unable to attend.

Lord Hannan of Kingsclere Portrait Lord Hannan of Kingsclere (Con)
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My Lords, until a generation or so ago there was almost no statutory regulation of Ministers, Members of the other place, or Members of this Chamber. Does my noble friend the Minister see a danger that the proliferation of codes, statutes and commissions skews incentives, encouraging politicians to tick the boxes, rather than asking themselves whether their behaviour is, in the broader sense, moral or edifying? Is there not a danger that we are replacing a culture of conscience with one of compliance?

Lord True Portrait Lord True (Con)
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My Lords, my noble friend is absolutely right to say that the background, provisions and guidance have changed and evolved over time, and they will continue to evolve.

Lord Rooker Portrait Lord Rooker (Lab)
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Does the Minister agree that, when you are in position of leadership, asking people to do things, it is always good if you can set an example? Can he give us two examples of where the Prime Minister has done something under the code to set an example to other Ministers?

Lord True Portrait Lord True (Con)
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My Lords, with nine seconds left, I deliberately gave rather a short answer to my noble friend to enable the noble Lord, who I very greatly admire, to make his point. I wish it had been a better point. My right honourable friend the Prime Minister adheres to high standards of behaviour, and he expects the highest standards of behaviour from Ministers every day—far more than on two occasions; every day.

Afghanistan: Food Shortages

Tuesday 9th November 2021

(2 years, 5 months ago)

Lords Chamber
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Private Notice Question
15:18
Asked by
Baroness D'Souza Portrait Baroness D’Souza
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To ask Her Majesty’s Government what discussions they are having with the Government of Afghanistan regarding food shortages and what assistance they are providing civilians in that country.

Baroness D'Souza Portrait Baroness D'Souza (CB)
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I beg leave to ask a Question of which I have given private notice. In doing so, I declare an interest as the co-founder of a school for girls in Kabul, more than 20 years ago. I also note that there is a drafting error on the Order Paper. The Question should say: “the authorities in Afghanistan”, not “the Government of Afghanistan”.

Lord Ahmad of Wimbledon Portrait The Minister of State, Foreign, Commonwealth and Development Office (Lord Ahmad of Wimbledon) (Con)
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My Lords, as we all know, the humanitarian situation in Afghanistan is dire and of deep concern. It has been a central subject of all our conversations with all players, including at an operational level with the Taliban. We have pressed the Taliban directly to respect humanitarian principles and to allow aid agencies to operate freely. My right honourable friend the Prime Minister has announced that the UK will double its assistance to Afghanistan to £286 million this financial year and, on 31 October, my right honourable friend allocated £50 million for immediate needs. This will provide around 2.5 million Afghans immediately with life-saving food, emergency health services, shelter and warm clothing.

Baroness D'Souza Portrait Baroness D’Souza (CB)
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I thank the Minister for his Answer. It is agreed generally that there is no time now to use food or indeed money as bargaining tools. The severe food shortage in Afghanistan has long been anticipated, and the purchase, transport and distribution of large amounts of grain takes time and organisation. I ask the Minister to work not only through the UN but with a larger number of NGOs, both here and abroad, that still have a presence in Afghanistan and in neighbouring countries, which, if co-ordinated with judicious cash injections, could help to stabilise market grain prices and distribute food in the worst-hit rural areas.

Lord Ahmad of Wimbledon Portrait Lord Ahmad of Wimbledon (Con)
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My Lords, I agree with the noble Baroness, and I assure her that the Government are doing exactly that. I myself, as the Minister responsible for our relations with Afghanistan and south Asia, have been working closely with near partners. We have been working directly with UN agencies, including OCHA, UNHCR and UNICEF. We have been having regular calls on this issue. I am happy to discuss the engagement in detail with her. Yesterday, for example, I had a further meeting with UNICEF on the importance of humanitarian support and health provision in Afghanistan. We continue to work with key partners and other international near neighbours as well as the wider global community.

Baroness Blackstone Portrait Baroness Blackstone (Ind Lab)
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My Lords, many people are in danger of starvation in Afghanistan and the death rate will be highest among young children. To stop huge numbers of deaths, action is imperative. Will the Government intervene to secure the release of some of the Afghan assets that have been frozen in the USA and elsewhere, doing so in a targeted way that will support the prevention of complete economic collapse in that country? Will the Government provide additional funding for the International Committee of the Red Cross, which is continuing to operate in Afghanistan across public services, including education, but especially in the provision of healthcare?

Lord Ahmad of Wimbledon Portrait Lord Ahmad of Wimbledon (Con)
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My Lords, on the noble Baroness’s first point, we are working with international partners including international financial institutions on the issue of cash that is held, but of course there are notable provisions and conditionality in terms of releasing funds to the current Administration. On her second point, I further assure her that I have met Peter Maurer at the ICRC on a number of occasions, and part of the £50 million funding that I have announced will be in support of the ICRC programmes on the ground.

Lord Purvis of Tweed Portrait Lord Purvis of Tweed (LD)
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My Lords, the International Relations and Defence Committee of this House, which I served on when we carried out our inquiry into Afghanistan, laid bare the challenges, particularly for women and young girls, and this crisis will have a disproportionate impact on them. One month ago precisely, Simon Gass, the Prime Minister’s envoy, met the Taliban. Part of that discussion was about the normalisation of relations. On a number of occasions the Minister has directly indicated to me that we will not be working directly with the Taliban. Have the Government received any commitments that humanitarian aid and foodstuffs through international bodies will actually be directed via Taliban authorities to the people who need it most? What assurances have the Government been given that the humanitarian assistance committed to will get through to the people?

Lord Ahmad of Wimbledon Portrait Lord Ahmad of Wimbledon (Con)
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I am engaging directly with a number of women leaders. Most recently I met Hasina Safi and Fatima Gailani to inform our policy in the medium term, particularly on the issues of girls’ education and women’s health. On the point about direct humanitarian aid, we do not intend in any of our support to give money directly to the Taliban. Its co-operation is required but the money will be handed to established players operating on the ground, such as the ICRC and the Aga Khan Development Network—I recently met with it—which is operational and is a respected partner for the UK as well.

Lord Cormack Portrait Lord Cormack (Con)
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My Lords, no one who heard the interview yesterday with John Simpson could have failed to have been moved and angered. Will my noble friend assure me that Her Majesty’s Government will raise this matter as one of urgency at the United Nations Security Council with a view to getting an international delegation to assess the situation and act urgently on it?

Lord Ahmad of Wimbledon Portrait Lord Ahmad of Wimbledon (Con)
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My Lords, as far as the Security Council is concerned, I assure my noble friend that I myself directly engaged in a recent debate on Afghanistan. On delegations, we are engaging at senior level with near partners, including other key countries such as Pakistan and Qatar, and we are of course working directly with the UN agencies that are already on the ground. Now is the time to get aid through the door and to the people, and that is what we are focusing on.

Lord Collins of Highbury Portrait Lord Collins of Highbury (Lab)
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While I welcome the Minister’s comments, on 18 October only £35 million of the £286 million had been allocated, according to the Government. I welcome the £50 million he has announced today, but David Beasley—who I know, and the Minister knows—is not one for hyperbole, and he has said that the position is absolutely dire and that the WFP requires $220 million a month. What is the Minister doing to ensure that we get that aid out quickly to stop the disaster that David Beasley said would happen?

Lord Ahmad of Wimbledon Portrait Lord Ahmad of Wimbledon (Con)
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My Lords, I share the view that the noble Lord has expressed, and indeed of what my noble friend said about the report of John Simpson. I have met directly with those fleeing the Taliban, and I have been long engaged on the evacuation process. These heart-rending stories are not just stories for me; they have been direct testimonies. I assure the noble Lord that I am engaging on practically a daily basis to ensure that our funds are allocated at the earliest opportunity through trusted partners, some of which I have already named. Equally, we implore other countries to stand by their verbal commitments to ensure that money and, importantly, humanitarian support get through immediately.

Lord Campbell of Pittenweem Portrait Lord Campbell of Pittenweem (LD)
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My Lords, I declare my interest as an ambassador for the Halo Trust, a charity engaged in mine and improvised explosive device clearances in Afghanistan. Looking at this objectively, we invaded the country and left the people to fend for themselves—is not the least we can do to save them from starvation?

Lord Ahmad of Wimbledon Portrait Lord Ahmad of Wimbledon (Con)
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I totally agree with the noble Lord, and that is exactly what we are focused on.

Lord Udny-Lister Portrait Lord Udny-Lister (Con)
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My Lords, it is quite clear that one of the reasons for starvation in the country is that so many women and girls are now no longer able to work and are being deprived of that. One of the conditions that must be imposed on the Afghan Government is that those women and girls can go back to proper employment and not be barred, as they are today.

Lord Ahmad of Wimbledon Portrait Lord Ahmad of Wimbledon (Con)
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Again, I agree with my noble friend, who speaks with great insight on this issue. Let me assure him that we are focused on dealing directly with women leaders in identifying which provinces we have seen real progress in. Indeed, in certain provinces we have seen girls returning to higher education and to work and employment. We are focused on ensuring that the objectives that he just highlighted are part of our discussions.

Lord Anderson of Swansea Portrait Lord Anderson of Swansea (Lab)
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My Lords, the urgency of the situation is such that we should surely not be overeager to impose conditions on aid. Can the Minister say where the bottlenecks are? Is the Taliban fully co-operating with efforts to provide aid?

Lord Ahmad of Wimbledon Portrait Lord Ahmad of Wimbledon (Con)
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My Lords, I have not minced my words. I do not believe the Taliban has changed; I have always sustained that belief. However, with every dark cloud there is a glimmer. For example, we have recently seen the Taliban supportive of the continuation, or restart, of the polio campaign, and we need to take encouragement from that. But logistics are a challenge, and that is why we must work with trusted partners which have the established networks. The ICRC, UNICEF and the Aga Khan Development Network are three organisations which have such structures in place.

Viscount Waverley Portrait Viscount Waverley (CB)
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My Lords, would the Minister care to look at and reflect on the experiences learned from the early days of aid distribution in Afghanistan, which quite frankly were a total mess even from the aid community and the head of the whole body? Maybe there will be some lessons learned going forward.

Lord Ahmad of Wimbledon Portrait Lord Ahmad of Wimbledon (Con)
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I assure your Lordships that we have learned the lessons of other conflicts as well, including those in Yemen, and ensure that those lessons are put into practice here.

Baroness Ritchie of Downpatrick Portrait Baroness Ritchie of Downpatrick (Lab)
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My Lords, 22.8 million people are identified as food insecure in Afghanistan, a position that has become more acute with the Taliban takeover. While I welcome the financial announcement today, could the Minister indicate what further work will be undertaken with the World Food Programme in Afghanistan, with particular reference to addressing poverty and reducing malnutrition?

Lord Ahmad of Wimbledon Portrait Lord Ahmad of Wimbledon (Con)
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My Lords, I assure the noble Baroness that we have engaged at the highest level with the World Food Programme, established agencies on the ground and, indeed, all UN partners. I have engaged directly with the Secretary-General, the Deputy Secretary-General and all the heads of the different agencies and we are working directly with the World Food Programme. What is needed is co-ordination on the ground and that is why we have implored the UN to ensure that all humanitarian activities are co-ordinated. I assure your Lordships’ House further that both my right honourable friend the Prime Minister and the new Foreign Secretary, my right honourable friend Liz Truss, are engaging directly on issues with key partners. Indeed, she is currently visiting Asia, where she will be having discussions specific to the role of the Muslim world in leading on ensuring that the Taliban stands up for its promises. She will be having discussions with the likes of Indonesia, and continuing discussions with the likes of Qatar and Pakistan.

Baroness Coussins Portrait Baroness Coussins (CB)
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My Lords, will the Minister agree to revisit the list of ODA cuts to NGOs that are running programmes of volunteering within Afghanistan to do with health, education and food distribution, such as VSO, for example, to check whether, in these circumstances, instead of their budgets and programmes being cut, they could be cranked up and reinforced instead of being decommissioned?

Lord Ahmad of Wimbledon Portrait Lord Ahmad of Wimbledon (Con)
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My Lords, I have already said that the Government have announced an increase in funding to £286 million, but it is appropriate that we allocate this funding in a structured way, with trusted partners, to ensure support gets through to the people who need it most. On the issue of volunteering, the challenge in Afghanistan is that volunteers at the moment, particularly non-Afghans, are unable to enter. Equally, Afghan nationals are unable to operate.

Baroness Uddin Portrait Baroness Uddin (Non-Afl)
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My Lords, may I say how pleased I am that the Minister mentioned the role of Muslim countries? What discussions has he undertaken with the Administration of Afghanistan and the leadership of Qatar to ensure that not only the ICRC, the World Muslim League and the Qatar Foundation are taking a lead, but also that we do not become oblivious to the vulnerable families while they become statistics of gross poverty, death and destruction, as has happened in Yemen?

Lord Ahmad of Wimbledon Portrait Lord Ahmad of Wimbledon (Con)
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My Lords, I assure the noble Baroness that operationally, as I said, Sir Simon Gass and Martin Longden met with the Taliban and pressed on the importance of human rights within Afghanistan, as well as humanitarian corridors. Through our close liaison with UN agencies, we have seen that those corridors are operational and that support is beginning to get through, but it needs co-ordination. The picture is sketchy, depending on which province of Afghanistan we talk about. On the role of the Muslim world, and the Islamic world in particular, I am very clear that there is no better way of challenging the negative narrative on women and girls that the Taliban peddles than through esteemed leaders who are from the Muslim world—and, yes, they are women as well. We need to ensure that we reel in behind them to show that Islam does not negate women’s rights but actually promotes them.

Lord Stirrup Portrait Lord Stirrup (CB)
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My Lords, co-ordination with the Taliban is clearly crucial if aid is to get through to the people, but, alas, the Taliban is not wholly in control of Afghanistan—certainly not of large swathes of it. To what extent does the Minister assess that the conflict between the Taliban and ISK will hinder the delivery of aid to the people?

Lord Ahmad of Wimbledon Portrait Lord Ahmad of Wimbledon (Con)
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My Lords, the noble and gallant Lord speaks from great insight and experience of the region. He is quite right about the situation with ISKP, but he will also be aware that there is fragmentation within the Taliban; there are different parties within the Taliban who are also wrestling for control and, depending on who has the greatest influence, they will have the greatest influence over respective regions. We are working through the nuances of that. There is one thing I will say about the Taliban—it is realising that it may have wanted administration, but being in government is not an easy job.

Lord Grocott Portrait Lord Grocott (Lab)
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I am sure the Minister knows well enough that even prior to the national takeover by the Taliban, large swathes of Afghanistan were in effect controlled by the Taliban, and in those areas, although it is patchy, there was co-operation between the Taliban administration and NGOs, food agencies and the like. Can he tell us whether that is still the case now that there has been a national takeover? If not, what circumstances have changed?

Lord Ahmad of Wimbledon Portrait Lord Ahmad of Wimbledon (Con)
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My Lords, the noble Lord is quite correct. Indeed, in the initial stages of the takeover by the Taliban of Afghanistan, it was very clear that in those areas that had been under its control—not in all, but in some—there had been operational co-operation with aid agencies: UNICEF, for example. My first meeting very early on, in August, verified that fact and, indeed, UNICEF has increased its footprint, not decreased it, since the Taliban takeover. The other area we are still working through, of course, is that until we have the security in place to ensure that aid can be delivered, we need to work province by province and ensure that, whichever agency has the greatest influence on the ground, we can leverage its operational capacity and support it accordingly.

Lord McNicol of West Kilbride Portrait The Deputy Speaker (Lord McNicol of West Kilbride) (Lab)
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My Lords, the time allocated for this PNQ has now elapsed.

Commons Reasons and Amendments
15:35
Motion A
Moved by
Lord Goldsmith of Richmond Park Portrait Lord Goldsmith of Richmond Park
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That this House do not insist on its disagreement with the Commons in their Amendments 31A and 31B on which the Commons have insisted for their Reason 31D, and do not insist on its Amendment 31C in lieu to which the Commons have disagreed for the same Reason.

31D: Because the Bill and Amendments 31A and 31B make appropriate provision in relation to guidance and the independence of the OEP.
Lord Goldsmith of Richmond Park Portrait The Minister of State, Department for the Environment, Food and Rural Affairs and Foreign, Commonwealth and Development Office (Lord Goldsmith of Richmond Park) (Con)
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My Lords, this is a momentous month for the environment. We are hosting the world at COP 26, the world’s best chance to reach agreement on the action needed to avert catastrophic climate change and support those already experiencing its effects. Huge global progress has already been made in this forum. Over 130 countries representing more than 90% of the world’s forests have committed to halt and reverse deforestation by 2030. We have secured an unprecedented $20 billion to protect the world’s forests. Financial institutions with assets worth nearly $9 trillion have committed to align with nature. We secured the commitment from the big multilateral development banks, including the World Bank, that they too will align their portfolios not only with Paris goals but with nature as well. And, crucially, we secured a commitment from the 12 biggest buyers of agricultural commodities—including China Oil and Foodstuffs Corporation—that their buying policies will be aligned with 1.5 degrees and our overall deforestation goals. Each of these commitments is new and unprecedented; combined, they are mutually reinforcing, and this represents a turning point in our relationship with the world’s forests. Our job is now to inject real accountability into the process and to ensure that these promises are kept in full. This landmark Environment Bill, which we hope is now so close to its conclusion, will be an integral part of that action.

Noble Lords will have seen that this Government have moved significantly on a number of the issues which your Lordships’ House insisted on at Third Reading. I will begin by discussing Amendments 31C and 75C, tabled by the noble Lord, Lord Krebs, and the noble Baroness, Lady Ritchie of Downpatrick, and Amendments 31A, 31B, 75A and 75B which have been re-tabled by my honourable friend Minister Pow in the other place.

I thank the noble Lord, Lord Krebs, the noble Baronesses, Lady Parminter, Lady Jones of Whitchurch and Lady Ritchie of Downpatrick, and my noble and learned friend Lord Mackay of Clashfern, for their work in this important area. I thank the noble Lord, Lord Krebs, in particular for his conversations with me and with the Secretary of State on the power in the Bill to offer guidance to the OEP. As a direct result of those conversations, there are a number of points that I would like to put on the record today, in the knowledge that ministerial statements in Hansard could be drawn on by the courts as a legitimate aid to statutory interpretation in the future.

The OEP is and must be an independent body capable of holding public authorities to account on their environmental responsibilities, including through the use of their enforcement functions. That is why the Government have given the OEP a remit and powers of unprecedented breadth in this Bill. In order for the OEP to work effectively, it must act strategically and take action only when there is an environmental and public interest in doing so. On this point, everyone is agreed.

As the Secretary of State is ultimately accountable for the OEP’s performance and use of public funds, the Government consider that this accountability power in Clause 24 is necessary to ensure that the body continues to use public resources effectively to achieve the greatest public good. However, I must be clear that the content of guidance is limited to the areas of the OEP’s enforcement policy listed in Clause 22(6). It cannot be used to direct the OEP as to the content of any report they might produce or any advice to the Government. Indeed, it cannot be used as a power of direction at all. It would also be inappropriate for the Secretary of State to issue guidance on specific matters relating to the enforcement of environmental law against the Secretary of State for Defra, given that there would be a conflict of interest.

I do not want to be disingenuous: the OEP would be expected to have regard to any guidance issued, but it retains the ability and discretion to make its own decisions and is not bound to act in accordance with the guidance where it has clear reasons not to do so. I know that the noble Lord, Lord Krebs, and others have previously raised concerns that the Secretary of State might be able to use guidance to preclude the OEP investigating a broad category of individual cases or subject areas, such as nuclear power stations. I must say unequivocally that it is our view that the power could not lawfully be used in this way.

Any guidance issued must be consistent with the duty in paragraph 17 of Schedule 1 for the Secretary of State to have regard to the need to protect the independence of the OEP. Any guidance that diverts OEP scrutiny away from entire policy areas, outside existing statutory steers on prioritisation, would not be in keeping with that duty. This is not a power that could be used simply to divert the OEP away from investigating issues that could be in some way inconvenient to government. The provision for guidance on how the OEP intends to exercise its functions means that the guidance will in its nature be on the OEP’s approach to these issues, rather than defining specific areas to prioritise or deprioritise.

The OEP will operate with a very high degree of independence, especially when it comes to making individual enforcement decisions. In exercising its discretion in individual cases, the OEP would need to have regard to all relevant factors, but ultimately must take all its decisions objectively, impartially and independently of government.

Furthermore, the Environment Bill already provides that the OEP should focus on cases that have national implications. Guidance could not be issued that goes against these existing provisions and could instead add further detail. However, it will remain up to the OEP, within the framework provided by the Bill and any guidance, to determine whether cases that have a discrete local impact also have national implications, or for some other reason have sufficiently broad or widespread impact to be considered serious, or to be prioritised, for the purposes of its enforcement functions.

It is important to note that the Secretary of State is also able to offer guidance on how the OEP should respect the integrity of other bodies and existing statutory regimes. With such a huge and broad remit, the OEP will be able to scrutinise all public authorities, including many expert scientific bodies. This ability will be important for the OEP to be able to take a broad view and identify systemic issues.

Although I am sure the OEP will be extremely effective, it will be a relatively small body with a broad remit. The decisions of organisations such as Cefas, for example, which employs hundreds of world-leading marine scientists, will be based on deep expertise and often highly technical scientific data. The OEP will need to be mindful of this in its own decision-making when scrutinising these bodies. It is important to get this balance right to maintain confidence and integrity within existing regimes, and guidance could help to address this.

We believe that this power is important to ensure accountability, so that the OEP can contribute to delivering environmental improvements in the way I think we all agree it should: by acting strategically, not just in the short term, but long into the future. I can also confirm that this Government will not issue guidance to the OEP before its initial set-up or before it has had the chance to develop its own enforcement policy.

I recognise the points that noble Lords have raised, which is why the Government previously reintroduced a provision for Parliament and the Northern Ireland Assembly to scrutinise any draft guidance before it is issued. I hope my assurances regarding what this power could and could not be used for, as well as the additional parliamentary scrutiny we have provided for, serve to reassure noble Lords about this provision.

Turning to Amendments 33B and 33C, I thank all noble Lords for their contributions on this topic, but in particular the noble Lord, Lord Anderson of Ipswich, for his detailed and continuously constructive conversations with me and my officials. On environmental review, the key area of debate has been the remedies available in the event that a breach of environmental law is confirmed by the court. At the heart of this issue has always been the fact that, through environmental review, the OEP will have the ability to bring cases to court outside standard judicial review time limits, potentially long after the decisions in question have been taken. For this reason, the Government have maintained that bespoke provision is necessary to ensure certainty and fairness for third parties who have acted in line with decisions made by public bodies, and to protect good administration.

15:45
The OEP may pursue cases for enforcement action only if it considers that the conduct in question would constitute a “serious” failure to comply with environmental law. Clause 23(7) states that the OEP must have regard, among other things,
“to the particular importance of prioritising cases that it considers have or may have national implications”.
While the OEP will have discretion to interpret these criteria, setting out its approach in its enforcement policy, it follows in the Government’s view that cases which only have a local concern—for example, the majority of individual planning and environmental permitting decisions—are unlikely to have sufficiently broad or widespread impact to be prioritised. The OEP could pursue such cases if it considers them indicative of a broader or more systemic issue or failure, or if especially serious harm has resulted, or may result, from the potential failure. The OEP, for example, could consider this in relation to the destruction of a nationally important population of a rare and protected species, but this should not be the norm.
However, we have listened to and carefully considered the views and concerns raised in this House and in the other place and agree that it is important that these protections are balanced with the need to prevent or mitigate serious environmental harm. As such, I am pleased to be able to propose an amendment in lieu which strikes this important balance. In introducing it to your Lordships, I must repeat my earlier acknowledgement that ministerial Statements in Hansard could be drawn on by the courts as a legitimate aid to statutory interpretation in the future, as I put a number of points firmly on the record.
This amendment will ensure that a high bar is still set for the granting of remedies where third parties may be affected. This is set out in Condition A of our amendment. However, critically, it will also provide that, even where Condition A is not met, if the court is satisfied that it is necessary to prevent or mitigate serious damage to the natural environment or human health, and there is an exceptional public interest reason to do so, the court will be able to grant a remedy. This is set out in Condition B, which provides the court with discretion to undertake a real and meaningful, albeit weighted, balancing exercise. This means that there would no longer be a blanket prohibition on the granting of remedies where third parties are likely to suffer substantial hardship or prejudice.
In the rare cases where third parties may be affected, however, I would like to illustrate how this provision could operate with an example. Potentially, on an environmental review, the court could rule that an environmental permit had been granted to a factory operator with such inadequate conditions that it was unlawful. If the court concluded that Condition A was not met, because substantial hardship to the factory operator would be likely to result from the quashing of the permit, it would then turn to Condition B. If in the absence of a quashing order it is likely that the factory would continue to release harmful air pollutants with serious impacts for the health of the local population, the court may conclude that it is necessary to grant a remedy to prevent or mitigate serious damage to the natural environment or human health.
At this point the court would need to weigh the public interest in preventing serious harm against the public interest in preventing substantial hardship occurring to a third party. To grant a remedy, the court would need to be satisfied that the public interest in preventing this serious harm substantially outweighed the interest in preventing hardship, thereby constituting an “exceptional public interest reason” to grant the remedy. In cases such as this, where severe damage to the environment or people’s health could occur or continue if no remedy was granted, the court may choose to grant a remedy.
Given the types of serious cases the OEP is likely to bring, we consider that this test strikes the appropriate balance. I have every faith that it will do so, and that this amendment will therefore serve to be a valuable addition to the OEP’s enforcement framework as a whole. I hope that this amendment serves to provide reassurance that the Government are thoroughly committed to protecting against environmental harms through the OEP’s enforcement functions. On this basis, I hope that noble Lords can support this amendment so that we can proceed to finalise the Bill, establish the OEP in law and enable it to begin its important work.
Finally, on Amendment 45B, tabled by the noble Duke, the Duke of Wellington, and Amendments 45C and 45D, tabled by Rebecca Pow in the other place, I recognise at the outset the enormous efforts of the noble Duke, the Duke of Wellington, the noble Lord, Lord Oates, the noble Baroness, Lady Quin, and my noble friend Lady Altmann in their work on this issue.
I am pleased that the Government’s amendment in lieu, which I announced on 26 October, was agreed yesterday in the other place. The frequency with which sewage is discharged from storm overflows into our waters is of course absolutely unacceptable. I want to be clear with the House that there have been some factually incorrect claims online that the Government are somehow through this Bill legalising sewage dumping; that is not only not true but very clearly the opposite of the truth. Claims to that effect are factually inaccurate and undermine the integrity of this debate.
I am pleased to confirm that our new amendment says that water companies
“must secure a progressive reduction in the adverse impact of discharges”
from their storm overflows. The word “must” means that we are placing a direct legal duty upon water companies to do this. Water companies face a choice: reduce sewage discharges or face the consequences of strong enforcement action.
Turning to the specific amendment from the noble Duke, the Duke of Wellington, we have redrafted it to ensure both proper legal effect and more effective implementation, and we have gone further in places. My counterpart in the other House has had many discussions with the noble Duke in recent days and weeks, and I would like to reiterate some of the points that she has made for the benefit of this House.
First, this amendment is a clear duty on water companies to deliver improvements, which the noble Duke pressed for throughout the passage of the Bill. Indeed, our amendment contains a stronger duty than in his initial wording; it will ensure that they have to take the necessary steps relative to the size of the problem.
We have taken the “progressive” reduction wording directly from the Lords’ amendment. “Progressive” means that water companies must continue to take action even after the next price review period and even after they have achieved a significant reduction and tackled high-priority sites, as required in the draft policy statement to the regulator, Ofwat.
We have also gone further than the noble Duke’s amendment in other areas. First, our amendment clearly specifies that “adverse impacts” includes impacts both on the environment and on public health. I know the noble Duke was particularly interested in enforcement, and rightly so. Our version goes further because it will dock in with the existing enforcement regime in the Water Industry Act. This means that Ofwat can issue enforcement notices to direct specific actions, or fine companies up to 10% of their annual turnover, which could run to many millions of pounds. The Government will also be able to take enforcement action and we will not hesitate to do so if we do not see sufficient progress. Furthermore, the OEP will be able to take enforcement action against the Environment Agency, Ofwat or the Government should it feel that any of us are not adequately discharging our duties.
I extend my thanks very sincerely again to the noble Duke, the Duke of Wellington, for championing the cause of our rivers, and I hope that he will now be able to support our amendment today. More broadly, I acknowledge the exceptional work on the Bill by all noble Lords, whose scrutiny and advice has led to it being immensely strengthened, with new, world-leading measures added to it. This is a testament to the cross-party working, dedication and expertise of noble Lords in protecting our natural environment. Noble Lords have improved our Bill immeasurably, and I hope that, like me, they want to see it pass into law today, as the world is watching from Glasgow. I beg to move.
Motion A1 (as an amendment to Motion A)
Moved by
Lord Krebs Portrait Lord Krebs
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Leave out from first “do” to end and insert “insist on its disagreement with the Commons in their Amendments 31A and 31B on which the Commons have insisted for their Reason 31D, do not insist on its Amendment 31C in lieu to which the Commons have disagreed for the same Reason, and do propose Amendment 31E in lieu—

31E: Clause 24, page 14, line 30, leave out subsections (1) and (2) and insert—
“(1) The OEP has complete discretion in the carrying out of its functions and in preparing and publishing its budget (but subject to this section).
(2) The Secretary of State may issue guidance to the OEP on the matters listed in section 22(6), but this should not include matters relating to the enforcement of environmental law against the Secretary of State for Environment, Food and Rural Affairs.
(2A) The OEP must have regard to the guidance in preparing its enforcement policy, unless there are material considerations that indicate otherwise.””
Lord Krebs Portrait Lord Krebs (CB)
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My Lords, I thank the Secretary of State, the Minister and the Bill team for the very helpful discussions that I have had with them throughout, and particularly during the last week. In spite of this, here I am with a further amendment, and I feel slightly embarrassed to be pressing yet again on the matter of the independence of the OEP. However, the strength of opinion across this House was clear at the first stage of ping-pong, when my amendment passed with a majority of 51.

The Government clearly have an umbilical attachment to the guidance powers in Clause 22, and my amendment makes a major concession in that it does not seek to remove the guidance power. I expect that there will be some noble Lords who believe that this concedes too much. However, the proposed new subsection (2) in the amendment would introduce a specific constraint on the Secretary of State in issuing guidance, namely that guidance cannot be issued on

“matters relating to the enforcement of environmental law against the Secretary of State”.

The aim of this subsection is to prevent the Secretary of State having a conflict of interest. Without it, he or she could, in effect, mark their own homework.

The proposed subsections (1) and (2A) of my amendment state that, in spite of any guidance, the OEP

“has complete discretion in the carrying out of its functions”,

and that, while it

“must have regard to the guidance”,

the OEP does not have to follow it if

“there are material considerations that indicate otherwise.”

These subsections are designed to ensure that the OEP has the operational independence that we all want, in spite of the guidance power.

I turn to the Minister’s opening speech and quote back two key sentences. The first is:

“It would also be inappropriate for the Secretary of State to issue guidance on specific matters relating to the enforcement of environmental law against the Secretary of State for Defra, given that there would be a conflict of interest.”


The second is:

“the OEP would be expected to have regard to any guidance issued, but it retains the ability and discretion to make its own decisions and is not bound to act in accordance with the guidance where it has clear reasons not to do so.”

Although the wording is slightly different from my amendment, the implications of the points made in the Minister’s speech are more or less identical. I hope that, later in this debate, the Minister will confirm that my interpretation is indeed correct. The only piece that is left out is the OEP setting its own budget, but there are some other safeguards in other parts of the Bill.

I consider it a great pity that the Government were not prepared to accept my amendment, as the Minister’s speech implies that its intent has indeed been accepted. However, as the Minister stated at the start of his speech, ministerial statements in Hansard could be used by the courts in future as an aid to statutory interpretation. I look to the lawyers, because it is well above my pay grade to judge the value of that statement and, therefore, whether what we have heard is a sufficiently robust protection for the OEP’s independence.

The Minister also made three other important points that respond to earlier concerns expressed about the guidance power. First, the guidance power could not be used to preclude the OEP from investigating a broad category of cases. The example I used in an earlier debate was new nuclear power stations. Secondly, it is up to the OEP to decide whether cases have national implications. For instance, a case that has specific and local implications, such as the destruction of a unique habitat, could also be of national significance. Thirdly, the Secretary of State will not issue guidance to the OEP before the initial setup and before the OEP has had a chance to develop its own enforcement policy.

I thank the Minister for his speech. I believe that we have converged on a way forward that protects the operational independence of the OEP. The solution may not be perfect, but it gives me some reassurance on this absolutely central plank of the Bill. I beg to move.

Lord Cameron of Dillington Portrait Lord Cameron of Dillington (CB)
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My Lords, it appears that there has been some sort of rapprochement—albeit, I suspect, reluctant. On the one hand are us, from all sides of the House of Lords, who wish to see a strong and independent OEP; on the other side is the current Defra team, which still, I get the impression, wishes to guide its activities as far as is politically possible. It would appear that we are gradually getting closer together. Sadly, however, we are not seeing a total volte-face by the Government, as we have over sewage and CSOs—or, for that matter, on breaches of parliamentary rules on lobbying.

Unfortunately, the independence of the OEP, a body that has yet to exist, is a concept too esoteric for the public to even know about, let alone to get hot under the collar about. If they knew about it, bearing in mind the Government’s behaviour in recent weeks, I should have thought that they would be concerned that future Secretaries of State could be exercising guidance over this body, whose primary function, let us face it, is to hold the Government, its Ministers and their quangos to account.

As my noble friend Lord Krebs said, his Motion A1 is very much in line with what my good friend Rebecca Pow, the Minister in the other place, has already said on the Floor of that House, as echoed by the Minister in this House today. It would have been good to get it on the face of the Bill to make the sentiment more certain and, above all, more durable, because that is really what matters. Bearing in mind that we are unlikely to get another environment Bill for some decades, I for one would have preferred us to move beyond just the commitments of this excellent team of Ministers and to a properly constituted, independent OEP that will stand the test of time. However, although I strongly support the amendment in the name of my noble friend Lord Krebs, I recognise that the rapprochement we have achieved is now probably as far as we are going to get.

16:00
Baroness Ritchie of Downpatrick Portrait Baroness Ritchie of Downpatrick (Lab)
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My Lords, I support the amendment in the name of the noble Lord, Lord Krebs. While I agree with the noble Lord, Lord Cameron of Dillington, that we have achieved some rapprochement, I was looking for total independence for the office for environmental protection and the consequences of that for Northern Ireland. While welcoming the progress, I am therefore still disappointed that the Government have rejected attempts to strengthen the independence of the office for environmental protection in law. I felt that needed to be placed on the face of the Bill.

I have carefully read what the Minister in the other place, Rebecca Pow, said yesterday on this important matter and note that she put some helpful statements on the record, including to confirm that the Government have no intention of issuing guidance before the OEP is up and running and has developed its own enforcement policy. She also recognised the conflict of interest inherent in this guidance power involving the implementation of environmental law by the Defra Secretary of State.

While these are welcome statements, my fear is that they could be forgotten or ignored by future Secretaries of State. I repeat the point made in several debates on the importance of future-proofing. I recall that I had amendments about the need for the independence of the OEP in Northern Ireland in Committee, on Report and during the last ping-pong. My great wish remains for such assurances to be written into the Bill, but sadly—like the noble Lord, Lord Cameron of Dillington —I believe we have achieved as much as we possibly can. Regardless of the outcome of this debate, I will write to the DAERA Minister in Northern Ireland to ask for similar assurances to be provided.

I ask the Minister here to tell the House whether he is confident that the Bill and this OEP will be totally accountable, and what discussions he has had with the DAERA Minister in Northern Ireland regarding the accountability of the OEP. We have a five-party Executive in Northern Ireland, and it is not always easy to achieve consensus on a wide range of issues. I would welcome answers to those questions.

Lord Anderson of Ipswich Portrait Lord Anderson of Ipswich (CB)
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My Lords, having pestered the Minister since well before Second Reading for meaningful judicial remedies on environmental review, I will speak to Motion B and Commons Amendments 33C and 33D, which I believe are the product of negotiations between a variety of departments —some of them powerfully opposed to what they see as constraints on development.

While I thank the Minister and his colleagues at Defra for shouldering that task, I sense that the imprint of the Treasury and the Department for Levelling Up, Housing & Communities is visible on the end result. The good news is that the courts are now to be trusted with a discretion over whether to grant a remedy, even if substantial hardship or prejudice may be caused to developers or other third parties. The bad news is that this discretion is, as the Minister has said, weighted: weighted in favour of the developer. Uniquely in our law, the court will be barred—save for an exceptional public interest reason—from granting a remedy in such cases, even if it is satisfied that a remedy is necessary to prevent serious damage to the environment or to public health. The Minister’s example of the harmfully polluting factory makes just that point.

The noble and learned Lord, Lord Mackay, spoke in Committee of an underlying feeling that environmental law is to be

“a grade below some other laws so that, although you fail to comply with it, you can still be all right”.—[Official Report, 30/6/21; col. 815.]

I regret that, while this amendment does achieve a limited upgrade for environmental law, a good deal of truth remains in his comment.

It was tempting—but would in the end have been futile—to fight on so, making the best of it, I end with two positive remarks. First, I draw attention to the helpful indication that the Minister has just given about what is intended by the obscure phrase “exceptional public interest reason”. By his own account, such a reason will exist whenever the public interest in preventing serious harm to the environment or to human health substantially outweighs the interest in preventing hardship to a third party. Less benign interpretations of that phrase might have been imagined, so I am grateful to him and his counterpart in the other place, Rebecca Pow, for their clarity and their express acknowledgment that their statements may in future be drawn on by the courts as a legitimate aid to statutory interpretation under Pepper v Hart.

Secondly, I take comfort in the fact that even after what we must assume to be the passage of the Judicial Review and Courts Bill, the full panoply of court remedies will remain available on judicial review—if not at the suit of the OEP, which will be allowed to bring judicial review proceedings only in urgent cases, then at least to other claimants with a sufficient interest. In that context, I note the Government’s view, expressed from the Dispatch Box on 30 June, that

“the OEP’s complaints and enforcement functions would not affect the rights of other persons to bring legal challenges against public authorities by way of a judicial review”.—[Official Report, 30/6/21; col. 823.]

In those circumstances, with profound thanks to the noble Lords from all parties and none who have signed and supported various amendments on this theme, and to the Minister and the Bill team, I offer a qualified but sincere welcome to Amendments 33C and 33D.

Baroness Jones of Whitchurch Portrait Baroness Jones of Whitchurch (Lab)
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My Lords, I will speak specifically on Motions A, A1, B and D. My noble friend Lady Quin will then return to Motion C later in the debate. I thank the noble Lords, Lord Krebs and Lord Anderson, for their perseverance and commitment to achieving proper OEP independence and enforcement powers. As we have said repeatedly, these measures are necessary to ensure that the environmental standards set out in this Bill, and indeed elsewhere, are protected for the longer term. I am also grateful to the Minister and the Bill team for listening and engaging on the issues that we have raised.

However, what we have before us today is not ideal, and we believe that the Government could have gone further to amend the Bill to give the assurances for which noble Lords across this House have repeatedly pressed. Throughout the process, we have supported the noble Lord, Lord Krebs, in his determination to protect the independence of the OEP. This has been a fundamental issue and we continue to support Motion Al, which he has tabled today. We believe, as his amendment sets out, that the OEP should have complete discretion to carry out its functions free from the interference of government.

In this context, there have been a number of areas of detail which have been helpfully clarified by the Government in the Commons and, again, in this Chamber by the Minister today. For example, despite the Government’s insistence on the right to issue guidance to the OEP, we welcome the recognition that this should be limited to the areas of OEP enforcement policy listed in Clause 22. Quite rightly, it has been made clear that the Secretary of State cannot issue guidance on enforcement issues against the Defra Secretary of State, as this would be a clear conflict of interest. It has also been helpfully clarified that it would be within the scope of the OEP’s remit to investigate broad categories of individual cases that might have a common theme. This includes cases that have a discrete local impact but national implications.

We also reiterate our support for the proposal that Parliament should scrutinise the draft guidance before it is issued. All this goes some way to providing reassurance on an issue that we nevertheless believe continues to represent a flaw in the overall construct of the legislation. Can the Minister also assure us that before the Government publish any draft guidance, they will consult the OEP? Can he also assure us that the framework which will be agreed with the OEP will also set out its commitment to a five-year indicative budget? These are issues which the Minister will know are outstanding from earlier debate.

On the issue of enforcement, we welcome the tabling of the Government’s amendments to Clause 37(8), which address the concerns that the threshold for achieving a successful judicial review was insurmountable and anyway gave precedence to the interests of third-party polluters rather than those of the environment and the community. The amendment recognises that, on occasions, granting a remedy to address behaviour or damage will be necessary even if it may cause substantial hardship to the rights of a third party.

We have argued from the beginning that the courts should have the discretion to weigh all these factors equally in the balance. The Government’s amendments do not achieve that objective, but nevertheless we support the noble Lord, Lord Anderson, in the view that this compromise wording is a step forward and the best that we will get at this stage of the process. No doubt the exact meaning of “the exceptional public interest” test will be played out in the courts in years to come, and we very much hope that the widest possible interpretation of it will become the norm.

The Minister will not be surprised to hear that we still have reservations about the final wording in the Bill on these issues, but nevertheless, we accept that progress has been made, and hope that he can reassure us on the remaining outstanding questions about the OEP’s independence.

Duke of Wellington Portrait The Duke of Wellington (CB)
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My Lords, I speak to Motion C, introduced by the Minister.

Members of both Houses of Parliament and the public have become increasingly aware during the passage of this Bill that our rivers, of which we are so proud, are being despoiled every day by sewage discharges, both legal and illegal. The BBC and national newspapers have carried so many disturbing stories and even Ministers have learned to what extent our aquatic environment is being continuously mistreated.

I thank the Government for tabling in the other place the amendment in lieu, which the House of Commons passed last night by a large majority. I also thank Rebecca Pow, the Environment Minister, for discussing the amendment with me last Thursday and I thank several Ministers and the Secretary of State for various meetings which we have had in recent weeks.

Since this House passed the cross-party amendment on 26 October, which placed

“a duty on sewerage undertakers to take all reasonable steps to ensure untreated sewage is not discharged”,

there has been considerable public support for this wording. Even Water UK, the industry body which represents the water companies, put out a statement the following day that MPs should back the Lords amendment to strengthen the Environment Bill. I was surprised by this as I had assumed that the water companies would oppose my amendment, but they want the Government to go further. Specifically, they want the Government to instruct regulators—I assume that means Ofwat—to authorise investment in sewers. From the Minister’s words when moving the Commons amendment, it appears that the Government will be giving suitable directions to Ofwat. The government amendment requires by law that the water companies secure a progressive reduction in the adverse impacts of discharges. I particularly welcome the reference to “public health” in the new amendment.

16:15
Part of the problem at the moment is that there are very few prosecutions. My original amendment would have required the Secretary of State and the regulators to exercise their powers of enforcement. The Government have chosen to reword this. Now, the duty on the water companies is enforceable by the Secretary of State and others, and I was pleased to hear the Minister in the other place, and indeed the noble Lord, Lord Goldsmith, state that Ofwat and the Government will not hesitate to take enforcement action and are able to fine water companies up to 10% of their annual turnover. In addition, the office for environmental protection will be able to take enforcement action against the Government, the Environment Agency or Ofwat if it feels they are not adequately discharging their duties.
I cannot disguise my concern that the new government amendment is weaker in certain respects than my own, but the Minister’s statement last night and the noble Lord’s from the Dispatch Box this afternoon have greatly strengthened the amendment. It is interesting that both in the other place and here the Ministers have specifically said that they wish to put a number of points on the record in the knowledge that ministerial statements in Hansard could be drawn on by the courts as a legitimate aid to statutory interpretation in future.
I regret that I cannot support Motion C1 in the name of the noble Lord, Lord Adonis. Although it is worded very similarly to my amendment from last week, the Government’s amendment takes on so many of my points. I hope the Minister will acknowledge that they have been pushed to this point by strong opinions in both Houses of Parliament and in the country. In fact, it is surprising that Governments of both parties have allowed the pollution of our rivers to continue for so long and to such a degree.
As a result of improvements to this Bill, Parliament and the public will be better informed about sewage discharges, and the Government will have the power and, we hope, the will to take action. It will be a measure of the success of this part of the Bill if these discharges are dramatically reduced in the near future. Ministers are now required to report to Parliament on progress, and I know that we will want to hold Ministers to account on this matter.
Pollution of our rivers by sewage is a national embarrassment; I hope that these clauses in this Environment Bill will bring it to an end. I conclude with this thought: our children and grandchildren will surely be surprised that we allowed this revolting state of affairs to continue for as long as it did.
Baroness Jones of Moulsecoomb Portrait Baroness Jones of Moulsecoomb (GP)
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My Lords, my coughing is not Covid, in case anybody is concerned.

I am so sad and disappointed that we have got to this place: we are under pressure, because of the primacy of the other place, to pass a Bill that is not as good as the one we amended. It seems that the Government do not understand what they have done in stripping out some of the safeguards we have put in. This will come to haunt MPs, because people will not forget the campaign to stop the sewage discharges into our rivers. Some people were also concerned about the office for environmental protection. This will not be forgotten.

I know the Minister said that this was not true, but I would argue that the Government have legitimised the sewage discharges that will be happening from now on. There is no timetable and there are no targets. Quite honestly, it seems that the Government do not understand the pressure that is coming from the grass roots—from dog walkers, fishing enthusiasts, Surfers Against Sewage and wild swimmers, who have seen this and really care about it. We have returned to the 1970s version of ourselves as the “dirty man of Europe”.

I hope that the Government will now admit the deliberate confusion that they created about the cost of stopping any further discharges. The figure—was it £60 billion or £600 billion?—that they put forward was absolutely outrageous; of course, they quickly withdrew it when people started to check. The Government could loan the money to the water companies to put in the infrastructure that we need to prevent discharges in a relatively short space of time. However, that would mean, of course, that those water companies could not pay dividends to investors, senior people and shareholders until the debt was paid off. If we had a tough regulatory system, the scandal would never have been able to escalate in the way that it has. It has been a failure of the Government, Ofwat and the Environment Agency and, unfortunately, the Environment Bill does nothing to deal with our relatively toothless system of enforcement.

I had hoped that we would be able to pressure the Government even more. Quite honestly, if any votes are put this afternoon—I cannot give up—I will vote for them, because the Government have still not achieved what we hoped would be achieved and what the general public want us to achieve: a cleaner Britain. I am hoping that the Government will at some point come forward with more safeguards, but at the moment I am not holding my breath and, as I said, I will vote for any amendments that are pressed.

Baroness McIntosh of Pickering Portrait Baroness McIntosh of Pickering (Con)
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My Lords, I take this opportunity to congratulate the noble Duke, the Duke of Wellington, on bringing us this far and I add my congratulations to my noble friend the Minister.

I want to ask two small questions. My noble friend said that he would look for the water companies to achieve a progressive reduction in the discharge of sewage over a period and admitted that this would go beyond one price review. As we are so far into the current price review, what will the level of expenditure be within this review, and does he admit that the majority of expenditure will probably fall in the next price review?

He is aware of my concern about the delay in introducing the regulations under Schedule 3 of the water Act 2020. Does he not share my concern that we will still potentially be front-loading raw sewage as surface water will be allowed to mix with the overflow from the combined sewers, pumping more raw sewage into the rivers? I am deeply unhappy that we have not yet fulfilled one of the outstanding requests of the Michael Pitt report from 2007, when surface water flooding first became an issue, and even after the awful floods that we have had since. We have not managed to achieve an ending to the automatic right to connect and, until these regulations are introduced, we will not do so.

Is my noble friend able to put a timetable on when these regulations will finally come into place, so that we can have a pincer movement on the raw sewage going upstream and downstream, as addressed by the amendments before us this afternoon?

Lord Adonis Portrait Lord Adonis (Lab)
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My Lords, I will speak to Motion C1. I know enough about military strategy to know that where a Duke of Wellington does not lead a forward manoeuvre, it may be unwise to try to advance when he is not leading. So I am very mindful of the views of the House, and other noble Lords will speak before I decide whether to press Motion C1.

The point he made, which I think still holds, is that, although there has been movement on the part of the Government, in two key respects—the scope of the duty on water companies and the timescale in which it is intended to be met and in which we are intended to see improvements—the amendment that the Government have moved is unsatisfactory. I think there is general recognition in the House that we are not talking about a minor matter. We are talking about 400,000 discharges of raw sewage into Britain’s rivers in the last year alone. All the evidence is that the number is increasing, not reducing. We are not moving in the right direction; we are moving in the wrong direction and indeed, because of the impact of Brexit and the supply chain problems and all of that, and the shortage of relevant chemicals, the Environment Agency has issued formal advice exempting water undertakings from having to meet their prior conditions.

The noble Duke’s first amendment referred to taking “all reasonable steps”, which would imply a short timescale, and my amendment refers to

“a period specified by the Secretary of State”

in which defined objectives are to be met. My question to the Minister, which I think will be of great importance to the House since there is no reference to any timescale in his amendment, is: in what timescale does he envisage that there will be significant reductions in sewage discharges?

The second issue relates to scope. The noble Duke’s amendment put a direct duty on water companies to improve the performance of sewerage systems to get at the heart of the problem—inadequate sewage treatment facilities to reduce discharges of raw sewage. Now, the Government’s amendment refers to reducing

“the adverse impact of discharges”,

which is an indirect duty and does not require at all, necessarily—but certainly not in a defined timescale—significant improvements in the performance of sewerage systems. I ask the Minister why the Government are so focused on the indirect impacts—which we accept are important, and the noble Duke referred to that—rather than a direct duty on water companies to improve the performance of their sewerage systems?

A final point of some significance is: who can enforce this duty? Because, as everyone has accepted, without enforcement the duty will probably go unfulfilled. Philip Dunne—to whom we pay tribute and who has done great work in the other place on this issue—in his speech yesterday referred to his continuing concerns about enforcement, particularly in the context of a cut in the Environment Agency’s staffing and budget of two-thirds in the last 10 years, which has dramatically reduced its capacity to enforce or indeed even to inspect—and of course, unless you have inspected, you cannot enforce.

The noble Duke’s amendments would have given any individual or body corporate the power to enforce or to bring enforcement action or legal action because of the non-fulfilment by a water company of the duty. I think in particular of local authorities. Of course, it is local authorities that best know what is going on in their area and have the professional staff who are able to make assessments. Under the Government’s amendment, only the Secretary of State and defined state institutions can hold water companies to account for the enforcement of their duties. That is a very significant limitation on the noble Duke’s amendment.

So my third question to the Minister is: why are the Government not prepared to allow local authorities and non-state bodies, many of which are highly expert in this area, to bring proceedings against water companies that are not fulfilling the duty that is now set out in the Government’s amendment?

To me, these are three very significant issues: timescale, the scope of the duty and enforcement. In all three respects, the Government’s amendment is wanting at the moment. It does not lead me to have any expectation that the noble Duke’s aspirations, which we all share, will actually be fulfilled, because the timescale for meeting these objectives could be inordinately long. I look forward to hearing the contributions of other noble Lords, and in particular of the Minister at the end of the debate, before I decide whether, even if the noble Duke himself is retiring from the field, others of us might feel that it is in the public interest that we should attempt to advance none the less.

16:30
Lord Chidgey Portrait Lord Chidgey (LD)
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My Lords, in response to the public outcry at the Government’s opposition to the noble Duke’s original amendments, the Government promised us that they would deliver the wishes of the public in a new amendment, in keeping with the intentions of the Duke. That is something that we really should bear in mind today when we consider the intricacies of the back-and-forth of the various comments that have been made.

It would have been better if, yesterday evening, our MPs had stood firm and insisted on clarity and action by Ministers. That is what is needed to stop our rivers and seas being treated like an open sewer by the water companies. It is the case that the public must never again be faced with an annual figure of 400,000 releases of raw sewage into our rivers and seas.

In that regard, I have three quick points to make. Will the Government confirm that they will, in due course, do three things? First, will they work with the Environment Agency to immediately start setting tougher permits for sewage works and CSOs, and on the monitoring, inspection and enforcement regimes, by way of ministerial direction? Secondly, will they tell Ofwat that it has a central role to play in cleaning up sewage using existing regulations, and will they make Ofwat accountable to Parliament on an annual basis for progress in reducing sewage discharges? Finally, will they strengthen current schemes to generate clear investment plans, backed by resources, to begin eliminating the worst and most damaging sewage pollution?

I think we all understand that the public will be watching, particularly in the towns and villages represented by those MPs who supported the Government so robustly in the other place last night.

Baroness Neville-Rolfe Portrait Baroness Neville-Rolfe (Con)
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Although this is not strictly relevant, I congratulate my noble friend the Minister on the important international agreement on rainforest protection in recent days. I am so pleased.

I am content with the government amendments as outlined by my noble friend the Minister, especially the improved parliamentary scrutiny that is provided for on guidance. I do not agree with the noble Baroness, Lady Jones of Moulsecoomb, or indeed with the proposals of the noble Lord, Lord Adonis, which we have not really been able to debate properly. I think we are on the way to a cleaner Britain through these proposals, so I am extremely grateful for them.

However, I have a question for clarification on the new untreated-sewage provisions, which I do not think has been covered by what has already been described. How will we know what is happening in terms of the success of progressive improvements in sewage disposal into our rivers and the sea? What are the monitoring arrangements? These are important to all of us and to the water companies, on which we rely for our water and for investment, whatever the agreed timetable on the new proposals.

Baroness Quin Portrait Baroness Quin (Lab)
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My Lords, I shall also speak to Motion C. I begin by giving my renewed congratulations and thanks to the noble Duke, the Duke of Wellington, for all his efforts, which have not only caused the Government to concede in various ways but highlighted the issue to the wider public, so that many of our citizens who were previously unaware of the extent of sewage discharges are now very much engaged and determined to see that these large-scale problems are addressed. It is a pleasure to have been involved in the cross-party work with the noble Duke, the noble Baroness, Lady Altmann, and the noble Lord, Lord Oates. I wish the Government had included all the elements of the noble Duke’s amendment, but I recognise some of the commitments that have been included, and which represent a considerable improvement.

I will make three brief points which I think have not been fully covered so far. The first point is about cost. There is a lot of controversy about the costs of the clean-up, and the Government’s estimates of the costs have been challenged by many people as being far too large. I hope that the Government, in determining the costs as they move forward, will consult widely—not just with the water companies but with all stakeholders and communities—particularly looking at the claims of some people who believe that much more can be done quickly and relatively more cheaply than the Government claim.

For example, the Thames tideway scheme is claimed to be able to eliminate 90% of storm overflows at a cost of £20 to £25 on London water bills a year, which is not a huge cost, given some of the figures that have been bandied around. Many individuals and environmental groups think that a substantial reduction of spills can be achieved in the short term without, for example, having to replace wholescale networks of Victorian sewers. We need to look at what can be achieved with a fairly modest increase in water bills.

Secondly, I still believe that we need improved take-up of technology by the water companies. For example, when looking at the figures on smart meters and comparing what is happening in this country with the United States, we can see the introduction of technology in a much more widespread way in the United States.

Thirdly, we need a holistic approach to particular rivers and coastal waters. It makes no sense to upgrade—as sometimes happens—one treatment works on a river but not another one just a few kilometres downstream, which means that the environment for aquatic life improves only for the distance between the two and there are no proper, fundamental effects. Within an overall approach, there must also be priorities. I believe that the chalk streams and the SSSI areas—particularly sensitive coastal areas and places where there is an effect on health—should still be very high priorities.

I share some of the frustrations expressed by the noble Baroness, Lady Jones of Moulsecoomb, particularly when she talked about European battles of the past. I remember campaigning, a long time ago, and feeling ashamed that our own country was so far behind in, for example, the clean-up of waters around our beaches and coastal areas. It is very depressing that we need to once again express shame for what is happening in our rivers and coastal waters today.

In conclusion, I welcome the progress that has been made during the course of the Bill’s passage, but the issue remains a crucial one. I hope that the Government will find themselves under close scrutiny from all parties, across both Houses, to ensure that they deliver on their promises, and that we will see an end to the appalling amount of sewage discharges which have occurred in recent months and years.

Baroness Altmann Portrait Baroness Altmann (Con)
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My Lords, on Motion C, I too congratulate my noble friend the Duke of Wellington on all his amendments throughout the passage of the Bill to which I have added my name. It has been a pleasure to work co-operatively across the House, including with the noble Baroness, Lady Quin, and the noble Lord, Lord Oates.

Indeed, noble Lords’ scrutiny has achieved many important improvements. I therefore thank our excellent Ministers—my honourable friend Rebecca Pow in the other place and my noble friend the Minister—my noble friend Lady Bloomfield, and the entire Bill team for their engagement, hard work and willingness to be persuaded to finally accept the need to place duties on the water companies. I also commend the work of my honourable friend Philip Dunne in the other place, who did so much to move this forward.

At last, the Bill places a direct legal duty on the water companies. The government amendment seems to me to produce what we and my noble friend the Duke of Wellington were aiming to achieve with the most recent amendment. There is considerable public concern that the Environment Agency is not using its existing powers, has relied too much on self-reporting and has consistently tolerated repeated illegal discharges which damage our waterways and public health. I am grateful to the Government that they have now specified both the environmental and human health aspects.

It will also, as other noble Lords have said, be important to monitor and oversee sewage discharges far more rigorously and to track and reduce such unacceptable discharges so that companies do not rely on not being caught as the most cost-effective way to proceed. I have sympathy with the frustrations of the noble Lord, Lord Adonis, and the noble Baroness, Lady Bennett, but I believe that, although in an ideal world we would not want to start from here, we are not dealing with the situation that we would all wish to see. After years of neglect and companies having behaved so egregiously, I do not believe that this can be addressed instantly. Therefore, it will take time to undo the neglect. I believe that the Government must and will take the necessary actions, but of course we will see over time.

Currently, we have two excellent Ministers who are committed to the aims of the Bill, for which I am most grateful. I also briefly congratulate the noble Lords, Lord Krebs and Lord Anderson, on the pressure they have put on to improve the independence of the OEP. Overall, I believe that this House has achieved a significant amount. We have pushed the Government as far as we possibly can, and I hope that we will now accept the government Motions and be rightly proud of this landmark Bill.

Baroness Butler-Sloss Portrait Baroness Butler-Sloss (CB)
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My Lords, I have rightly stayed silent up to now, having been content with listening, as I have done throughout. I think noble Lords are hugely to be congratulated for encouraging and indeed pushing the Government into a much more favourable position which I think, as the noble Baroness has just said, we ought to accept. I remain particularly concerned about one thing: the discharge of sewage into rivers and chalk streams. How on earth will the Government really see that this is properly monitored? Because if it is not monitored, it is a waste of time.

Lord Cormack Portrait Lord Cormack (Con)
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Very briefly, I was very keen that all the amendments in your Lordships’ House, when they went down to the other place a couple of weeks ago, should be accepted, but we are where we are and it is a good illustration of a degree of co-operation between the two Houses. I do wish that the other place would not look on us as competition, or adversaries, but rather as a complementary Chamber very much influenced by those with real knowledge and experience, as has been marvellously illustrated this afternoon by the speeches of the noble Lords, Lord Krebs and Lord Anderson of Ipswich, and the noble Duke, the Duke of Wellington.

Led by our Cross-Benchers, we have achieved a considerable degree of improvement to a Bill that started out as a somewhat flawed flagship. I think now we can take a certain quiet pride. It is not perfect; it would have been better had more of our amendments been accepted and had those before us not been doctored a little, but we must not be churlish. However, I do hope that the other place will come to regard your Lordships’ House as not a competitor or an adversary but a complementary Chamber that can add real value. If one compares the depth of the debate in your Lordships’ House with what happened rather briefly in another place, we can be gently satisfied and quietly proud of what this House has achieved.

It would be churlish to sit down without saying to my noble friend Lord Goldsmith of Richmond Park that we appreciate what he has done. However, in future Bills it would be a good idea if Ministers in your Lordships’ House were given a little more latitude to be responsive at the Dispatch Box—a little more authority, because they deserve it, and my noble friend Lord Goldsmith of Richmond Park has given a lifetime of service to the causes embraced in the Bill. This is a satisfactory afternoon and it would be spoiled by any Division.

16:45
Baroness Parminter Portrait Baroness Parminter (LD)
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My Lords, I echo the comments of the noble Lord, Lord Cormack, with regard to the Minister and his team’s unfailing co-operation and ambition for the Bill, which is the most important Bill on the environment that we have seen in this country for at least the last 30 years. When it came to us at Second Reading, all of us welcomed it but said that it needed to go a lot further. It would be churlish not to reflect on the fact that it has gone somewhat further, if not as far as most of us—perhaps including the Minister—hoped we might be able to achieve.

On the three final hills on which we have chosen in this House to fight today, we are in the position of having to accept that we are where we are, given the majority of the Government on the other side. On the amendment in the name of the noble Lord, Lord Anderson—he has indeed been a champion redoubtable—on pushing for remedies for the OEP, that is an incredibly important issue and it is of deep regret that it will not go into the Bill. However, I hope, like I am sure other Members around this Chamber, that the assurances that the Minister has given today can bear fruit should there be—as I am sure there will—instances in the future in the courts as these issues are challenged.

On the independence of the OEP, on which the noble Lord, Lord Krebs, led so skilfully on behalf of this House, he is right to say that the Government seem to have an umbilical attachment to not wishing the OEP to have the independence that absolutely all in this House agree that it should. It is of deep regret that that has not made its way into the Bill. However, I think all of us in this House have confidence in the current holders of the OEP, and we hope that they will use the discretion given by Rebecca Pow in the other place so that they are not bound to the guidance if there are good reasons for not taking it forward. I hope that they will make full use of those powers and challenge the Government should they so feel the need.

Personally, where I am most concerned that the Government still have that guidance power to contain the independence of the OEP is on the issue of planning, which the noble Lord, Lord Krebs, mentioned. The Government still retain the ability to perhaps constrain the OEP from taking enforcement measures on planning applications, which may appear local and discrete but have nationally significant biodiversity implications. Given the fate of the biodiversity in our country at this time, we know just how important that may be.

Finally, on the issue of sewage, we on these Benches—particularly my noble friend Lord Oates, who has worked so closely with other colleagues from other Benches—thank the noble Duke, the Duke of Wellington, for the campaign that he has taken forward, and indeed Philip Dunne, who I see is with us this afternoon. It is good to be able to say to them that we in this House thank them both for their campaigning to bring this appalling issue, which is really important for both the environment and human health, to the attention of the Government and the public more broadly. On behalf of all of us, I thank both of them for doing that.

As I say, we have probably pushed the Government as far as they are prepared to go on this issue. However, in having made the general public so aware of what is at stake, the Government can be under no illusion that, while we have done our job here today and in preceding weeks, if they do not listen, act and take the necessary steps to stop these appalling sewage discharges, the public will notice, and it will not just be the environment that pays the price in the future. The Government will pay the price at the next general election.

Baroness Hayman of Ullock Portrait Baroness Hayman of Ullock (Lab)
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My Lords, I will particularly address the amendments from the Government and in the name of my noble friend Lord Adonis on water quality, in Motions C and C1. First, I thank the Minister and Defra officials for their time in listening to our concerns throughout the passage of this Bill. While we welcome the government amendment to improve water quality, we must be clear that the Government did not want to include stronger provisions in this Bill to improve and protect our rivers and waterways, including from sewage discharges. We have the government amendment before us today because of the refusal of your Lordships’ House, Philip Dunne in the other place and in particular the noble Duke, the Duke of Wellington, to give up on campaigning to protect both our environment and public health. Once again, the Minister has been dragged back to debate this because people have been disgusted that the situation was allowed to continue. The Government truly brought the pong into ping-pong.

While the government amendment before us today does improve the Bill, noble Lords have said that they are finding it in some ways unsatisfactory, as it does not go far enough to address some of the concerns that have been raised today. The noble Duke, the Duke of Wellington, talked about the considerable public support for his amendment, including from water companies, which he said just want more public investment from the Government in order to improve the sewerage system. He also expressed concern that the government amendment is considerably weaker than his in some aspects. We strongly supported the Duke on this issue, and believe that his original amendment was better than the government amendment before us today, and it is disappointing that Government refused to just accept it. My noble friend Lord Adonis has now picked this up, and he clearly laid out his reasons for doing so: his concerns that discharges have been increasing; that enforcement has not been what it should be; and that this is partly down to cuts to the Environment Agency, which have reduced its capacity to both monitor and take action.

I will now draw particular attention to three concerns raised by my colleague Luke Pollard in the other place. First, on prosecutions—the noble Duke mentioned their lack—will the Minister commit to reviewing the system of fines and penalties? The current penalties clearly do not have the effect of stopping certain water companies form routinely dumping raw sewage into our waterways. Penalties must be meaningful so that they change behaviour, or they are pointless. Water companies and the regulator, Ofwat, have consistently failed to stop damaging discharges. They know they that they are currently allowed to discharge raw sewage only in exceptional circumstances, but take no notice, which is why penalties and fines must be reviewed. Southern Water had committed no fewer than 168 previous offences before being fined this summer.

Secondly, we need to strengthen the duty of Ofwat to take action, to give water companies a clear direction on targets, ensure that there is a priority to clean up the most polluting discharges, and have oversight on progress from the relevant parliamentary committees. The regulator should have environmental experts available to strengthen its decision-making.

Thirdly, can the Minister further clarify what is meant by “progressive reduction”—the timescales mentioned by my noble friend Lord Adonis? By when, and by how much? Yesterday, I attended COP 26, as mentioned by the Minister in his introduction. Much is being made there of the importance of putting nature and the environment at the centre of policy-making and legislation. We know that one consequence of climate change in the UK is likely to be heavier rainfall. Without progressive reduction being pinned down properly, we are a very long way away from seeing an end to this persistent pollution.

In yesterday’s debate in the other place, the Minister, Rebecca Pow, ran out of time to respond to these questions from my colleague, so I would be grateful if the Minister could take the opportunity to answer these points today. I also look forward to his reply to other concerns raised by noble Lords in this debate, including my noble friend Lord Adonis, and whether he can reassure the noble Duke, the Duke of Wellington, that there will be proper parliamentary oversight and progress on ending the practice of discharging raw sewage into the waterways, because without proper oversight on progress, it will, as I said, take a very long time to change this behaviour at all.

I also look forward to the Minister’s response to the questions from my noble friend Lady Quin and the noble Baroness, Lady Jones of Moulsecoomb, regarding the true cost of tackling this issue. If he cannot answer these questions, can he explain why the Government are refusing to commit to addressing these very real concerns, which we have raised time and again?

Noble Lords are right: the Bill is in a better place now than when it started, and that is mainly down to concerns raised by your Lordships. But it is a shame that the Government have not been able to completely accept today’s important improvements.

Lord Goldsmith of Richmond Park Portrait Lord Goldsmith of Richmond Park (Con)
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I thank your Lordships for your contributions to this debate. This is a landmark Environment Bill, the benefits of which will undoubtedly be felt by future generations both in the UK and, as a result of, for example, our due diligence legislation and more besides, internationally. I thank your Lordships for the collaborative and expert manner in which you have approached this Bill. Your constructive support and knowledge have been invaluable in enabling the passage of this Bill and making it better than when it first came to this House.

I will begin by addressing points made by the noble Lord, Lord Krebs, whom I thank again for sharing his expertise, time and patience on this important issue, and for his words today. I am happy to reiterate my earlier statement, also in response to questions raised by the noble Lord, Lord Cameron, and the noble Baroness, Lady Jones, that, in exercising its discretion in individual cases, the OEP would of course need to have regard to a range of relevant factors but ultimately must take all its decisions objectively, impartially and independently of government. Furthermore, I am happy to confirm that the Government are committed to ensuring the operational independence of the OEP.

The noble Baroness, Lady Jones, asked whether, in preparing the guidance, we would consult the OEP. The answer is, of course, yes we would. She also asked whether the framework document that the Government will agree with the OEP will make explicit reference to the Government’s commitment to a five-year indicative budget ring-fenced within each spending review period. The answer is that the framework document will make explicit reference to the five-year indicative budget and Defra will provide a ring-fence within each spending review period, in line with previous government commitments. It will also add detail that will guide and give further clarity to the relationship between the OEP, Defra and the rest of government.

To answer the questions from the noble Baroness, Lady Ritchie, I assure her that Defra Ministers and officials continue to have very regular discussions with DAERA, as has my noble friend, who I see up in the Gallery now, as they have throughout the passage of this Bill. Northern Irish Ministers have consistently sought parity as far as possible between the two Administrations with regard to the OEP. I know that my friend, Minister Pow, will continue these discussions and will support Northern Ireland in setting up a fully independent OEP.

Turning to Amendment 33B on the environmental review measure, I reiterate that the changes made by the Government in the other place will provide discretion to the court to grant remedies if it is satisfied that it is necessary to prevent or mitigate serious damage to the environment or people’s health, and there is an exceptional public interest reason to do so. They also ensure that a high bar is still set for the granting of remedies where third parties may be affected.

I place again on the record my thanks to the noble Lord, Lord Anderson, for his important contribution to improving the Bill and the manner in which he has engaged with me and my officials. I am glad that my words have at least gone some way to reassure him sufficiently today.

I turn to Amendment 45B in the name of the noble Duke, the Duke of Wellington, and Amendment 45C tabled by Rebecca Pow on storm overflows. The Government’s new amendment in lieu will underpin the storm overflows measures in the Bill by requiring water companies to secure a progressive reduction—I will come to the definition of that in a moment—in the adverse impacts of their storm overflows. It will make our expectations unequivocal in law and enforceable with the full suite of sanctions available under the Water Industry Act 1991.

17:00
A number of noble Lords mentioned cost and the noble Baronesses, Lady Hayman and Lady Jones, mentioned figures. The £600 billion figure—I say at the outset that no one pretends it is a scientific figure; a huge range has been described, from £150 billion to £600 billion, which is partly a reflection of the fact that we do not know—is the cost not of dealing with the problem in the manner we are describing and discussing in this House but of eliminating all storm overflows. I do not think that is what anyone is pushing for, as elimination of storm overflows would also remove, for example, the use of sustainable drainage systems, reed systems and the like. That figure is not made up. It may be wrong—I will not pretend that we know for sure it is right—but it is not a figure that has been plucked out of thin air. It was set out by the Storm Overflows Taskforce in November. As I said, I do not think anyone anticipates spending anything like £600 billion to eliminate storm overflows. Our job will be to eliminate the harm from storm overflows; that is the basis on which we are continuing.
The noble Baroness, Lady Quin, mentioned the Thames tideway project. The cost of that is around £5 billion. That is for one river—albeit a big river—and £5 billion for one solution in one area strikes me as a very large sum of money, so it is not completely out of sync with the figures we have discussed in relation to what the cost would be for the whole country.
I hope I will not ruin her credibility by saying so, but I count the noble Baroness, Lady Jones of Moulsecoomb, as a friend and someone who I think has instincts that are absolutely right. She has been campaigning for many years on the environment in a very effective and positive way, so I say this with genuine respect, but I think she is wrong that we are heading backwards in any respect at all. There is an argument—it is one she has made—that the Bill does not go far enough, and we have discussed the issue many times. If it becomes a law, the Bill in its current form represents a big step forward. The protections we will have for our waterways, rivers and ocean will be greater than at any point in our history as a consequence of the Bill. Again, there can be argument about whether the laws have been sufficiently strengthened, but the idea that we are going backwards in any sense is just not objectively true.
The noble Duke, the Duke of Wellington—and I extend my comments to the noble Baroness, Lady Altmann—asked for acknowledgement by me that this amendment is a reflection of and testament to extraordinarily effective campaigning by both them and Philip Dunne, who is sitting over there. I really appreciate the pressure that they have applied because, as they know, decisions are made by the whole of government and pressure on one department enables that department to win arguments with other departments. I sincerely acknowledge the beneficial impact of the noble Duke’s very effective campaigning. On the back of that clear success, I hope noble Lords will feel able to support these amendments.
As your Lordships’ House will be aware, the Bill requires the Government to prepare and publish a plan to reduce storm overflows by September 2022. We have been clear that this plan—not secondary legislation, as would be required by the amendment tabled by the noble Lord, Lord Adonis—is the right place to set out guiding principles to reduce harm from storm overflows, including our level of ambition. The Bill requires us to consult publicly on that plan, and I can announce to the House that we will consult on the draft plan, including the level of ambition over the lifetime of the plan, in spring next year. The plan will help to inform and underpin the wider price review process, including guidance from the Environment Agency, the Water Industry National Environment Programme and the water industry strategic environmental requirements.
The noble Lord, Lord Adonis, and, I think, the noble Baroness, Lady Hayman, and the noble Lord, Lord Chidgey, all talked about the importance of enforcement. Our amendments will dock in with the existing enforcement regime in the Water Industry Act, which means that Ofwat can issue enforcement notices to direct specific actions or, as I said earlier, fine companies up to 10% of their annual turnover, which is a very significant deterrent. However, I acknowledge the point, and I think that the Government across the board would acknowledge that those tools needed to be more effectively used. I do not think there is any argument there; we need a much more muscular approach.
I think it was the noble Baroness, Lady Hayman, who asked about the definition of a “progressive reduction”. We took that term directly from the Lords amendment. “Progressive” means that water companies must continue to take action even after the next price review period and even after they have achieved a significant reduction and tackled high-priority sites, as required in the draft policy statement to the regulator, Ofwat.
In response to the noble and learned Baroness, Lady Butler-Sloss, and my noble friend Lady Neville-Rolfe, I say that the new monitoring requirements added to the Bill include near real-time reporting and attach a new duty to the Environment Agency. The need for very up-to-date and rapid reporting and monitoring is embedded in the amendments we have put forward and, indeed, across the Bill.
Baroness Neville-Rolfe Portrait Baroness Neville-Rolfe (Con)
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I appreciate the new provisions for real-time monitoring, which are obviously a move forward, but how do they get added together to make sure that we are tackling the sewage issue? That is what I was concerned about.

Lord Goldsmith of Richmond Park Portrait Lord Goldsmith of Richmond Park (Con)
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If the monitoring is done in the manner in which this legislation requires, that data will become immediately available, but it is for the regulators—indeed, the Government—to ensure that the data is processed and understood and that it informs next steps. It is hard to be more specific; that is the Government’s job and if the Government fail in their duties there are a number of other accountability mechanisms which we are introducing through the Bill—not least the OEP—to ensure that the Government do their job.

My noble friend Lady McIntosh asked about timelines. We have committed to review Schedule 3; I have put that on the record in the past, work has begun, and the review will report early next year.

I hope that I have answered the questions that were put to me today. I thank all those who have contributed to this debate and to the hours of debate since the Bill was introduced. It has had a challenging passage, but I have sincerely appreciated contributions—or most of them—from across the House and in the other place in support of the environment that we all cherish.

I once again thank all noble Lords who have tabled amendments throughout the passage. I also thank the stakeholders, who have used their voices so effectively. I particularly thank my counterparts on the opposition Benches—the noble Baronesses, Lady Jones and Lady Hayman, and the noble Lord, Lord Khan, and the noble Baronesses, Lady Parminter and Lady Bakewell, and the noble Lord, Lord Teverson. I very much take the point made by the noble Baroness, Lady Parminter, about the pong in the ping-pong, but the work—

Baroness Parminter Portrait Baroness Parminter (LD)
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It was the noble Baroness, Lady Hayman.

Lord Goldsmith of Richmond Park Portrait Lord Goldsmith of Richmond Park
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I am so sorry—I have just transferred that brilliant joke to another party. It may have been a brilliant joke but there was some truth in it—many a truth is told in jest, as someone said. The noble Baroness, Lady Hayman, makes a very good point, but I genuinely believe that the work of this House has removed much of the pong, and the ping-pong has, as a result, improved the Bill considerably. I genuinely thank her and others across the aisle for the work that they put into this.

I equally thank my exceptional private office staff, who have worked above and beyond the call of duty. This has been a very long process; it is one of the biggest Bills we have had to deal with. They have been working—in some cases—around the clock and I am very grateful to them and of course to the Bill team, who have been absolutely superb and extraordinarily patient, not just with colleagues in this House but with Ministers. I really appreciate their efforts and I look forward—as I know many in this House do—to the Bill continuing the crucial work that we have already begun to restore our appallingly depleted natural environment, improve the quality of our air and water, and end the scourge of plastic waste pollution. I commend this Motion to the House.

Lord Krebs Portrait Lord Krebs (CB)
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My Lords, I thank all those who have taken part in this debate and will reiterate something that was said at earlier stages of the Bill. The amendments I have been involved in, and many of the others, have been genuinely across all groups, and it has been a particular pleasure for me to work not only with the noble Baronesses, Lady Jones of Whitchurch and Lady Parminter, but with colleagues on the Conservative Benches: the noble and learned Lord, Lord Mackay of Clashfern, the noble Lord, Lord Duncan of Springbank and others. The concerns we have expressed are not partisan: they are genuine concerns about wanting to improve the Bill and protect the environment for our grandchildren and generations to come.

I also thank the Minister. In his reply, he did indeed utter the words I was hoping he would: namely, that the Government’s intention is to protect the operational independence of the OEP. I am very grateful to him for confirming that.

In concluding, I think that the noble Lord, Lord Cormack, said it far more eloquently and succinctly than I could. We have worked hard to try to improve the Bill and we have made significant gains, but there comes a point at which we say, “Enough is enough. We have done the best we can. We have brought our experience and expertise to bear on the Bill and we think we have got about as far as we can. It may not be perfect, but it is better than it was when we started.” On that basis, I beg leave to withdraw Motion A1.

Motion A1 (as an amendment to Motion A) withdrawn.
Motion A agreed.
Motion B
Moved by
Lord Goldsmith of Richmond Park Portrait Lord Goldsmith of Richmond Park
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That this House do not insist on its Amendment 33B to which the Commons have disagreed, and do agree with the Commons in their Amendments 33C and 33D in lieu.

33C: Clause 37, page 22, line 25, leave out from “if” to end of line 28 and insert “Condition A or Condition B is met.
(8A) Condition A is that the court is satisfied that granting the remedy would not—
(a) be likely to cause substantial hardship to, or substantially prejudice the rights of, any person other than the authority, or
(b) be detrimental to good administration.
(8B) Condition B is that Condition A is not met but the court is satisfied that—
(a) granting the remedy is necessary in order to prevent or mitigate serious damage to the natural environment or to human health, and
(b) there is an exceptional public interest reason to grant it.”
33D: Schedule 3, page 148, line 21, leave out from “if” to end of line 26 and insert “Condition A or Condition B is met.
(5A) Condition A is that the court is satisfied that granting the remedy would not—
(a) be likely to cause substantial hardship to, or substantially prejudice the rights of, any person other than the authority, or
(b) be detrimental to good administration.
(5B) Condition B is that Condition A is not met but the court is satisfied that—
(a) granting the remedy is necessary in order to prevent or mitigate serious damage to the natural environment or to human health, and
(b) there is an exceptional public interest reason to grant it.”
Motion B agreed.
Motion C
Moved by
Lord Goldsmith of Richmond Park Portrait Lord Goldsmith of Richmond Park
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That this House do not insist on its Amendment 45B to which the Commons have disagreed, and do agree with the Commons in their Amendments 45C and 45D in lieu.

45C: After Clause 78, page 73, line 29, insert the following new Clause—
“Reduction of adverse impact of storm overflows
In Chapter 4 of Part 4 of the Water Industry Act 1991, after section 141EB insert—
“141EC Reduction of adverse impact of storm overflows
(1) A sewerage undertaker whose area is wholly or mainly in England must secure a progressive reduction in the adverse impact of discharges from the undertaker’s storm overflows.
(2) The reference in subsection (1) to reducing adverse impacts includes—
(a) reducing adverse impacts on the environment, and
(b) reducing adverse impacts on public health.
(3) The duty of a sewerage undertaker under this section is enforceable under section 18 by—
(a) the Secretary of State, or
(b) the Authority with the consent of or in accordance with a general authorisation given by the Secretary of State.””
45D: Clause 139, page 125, line 41, at end insert—
“( ) section (Reduction of adverse impacts of storm overflows) (reduction of adverse impacts of storm overflows);”
Motion C1 (as an amendment to Motion C) not moved.
Motion C agreed.
Motion D
Moved by
Lord Goldsmith of Richmond Park Portrait Lord Goldsmith of Richmond Park
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That this House do not insist on its disagreement with the Commons in their Amendments 75A and 75B on which the Commons have insisted for their Reason 75D, and do not insist on its Amendment 75C in lieu to which the Commons have disagreed for the same Reason.

75D: Because the Bill and Amendments 75A and 75B make appropriate provision in relation to guidance and the independence of the OEP.
Motion D agreed.
Baroness Garden of Frognal Portrait The Deputy Speaker (Baroness Garden of Frognal) (LD)
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My Lords, before we move to next business. I think we will have a small pause to allow the Front Bench and other noble Lords to change places.

Professional Qualifications Bill [HL]

Tuesday 9th November 2021

(2 years, 5 months ago)

Lords Chamber
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Report
17:15
Clause 1: Power to provide for individuals to be treated as having UK qualifications
Amendment 1
Moved by
1: Clause 1, page 2, line 9, at end insert—
“(3A) For the purposes of subsections (1) to (3)—(a) a condition may be specified under subsection (1) whether or not it is connected to the specified UK qualification or specified UK experience concerned, and(b) a determination mentioned in subsection (2)(b) or (3)(b)(i) may be made—(i) on the basis only of the overseas qualifications or overseas experience concerned, or(ii) on such other basis as the specified regulator considers appropriate (such as on the basis of the overseas qualifications or overseas experience concerned together with the results of any test or other assessment given by any person).”Member’s explanatory statement
This amendment makes provision about the additional conditions that may be specified in regulations under subsection (1) of the Clause and makes provision about the basis on which a determination mentioned in subsection (2)(b) or (3)(b)(i) of the Clause may be made.
Lord Grimstone of Boscobel Portrait The Minister of State, Department for Business, Energy and Industrial Strategy and Department for International Trade (Lord Grimstone of Boscobel) (Con)
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My Lords, it is a pleasure to be back debating the Professional Qualifications Bill on Report. I thank noble Lords for continuing to meet my officials and me over the Summer Recess, and I think we shall see the fruits of those meetings as we progress through this stage of the Bill today.

May I also take this moment to wish many happy returns to the noble Lord, Lord Kennedy, who I understand is celebrating his birthday today? We all find our pleasures in different ways, but I can think of no better way to celebrate one’s birthday than on Report on this Bill.

I thank noble Lords for their careful consideration of this Bill and for the positive reception accorded to the previous iteration of this amendment in Committee. In particular, I thank my noble friend Lord Lansley for his careful and helpful consideration of the government amendment in Committee. I also thank him for his own amendment to Clause 1.

As I have said on a number of occasions, regulator autonomy is crucial to maintaining our world-class professional standards and high-quality services, and the public’s confidence in them. This includes, of course, making sure that regulators can take into account all relevant factors when considering applications for recognition. Since Committee, my officials and I have engaged extensively with regulators and have taken legal advice on how to best articulate this in Clause 1. There was consensus from Peers in Committee, and regulators throughout our engagement, that the amendment I previously proposed was helpful. However, there was recognition—and I am happy to acknowledge this—that we could make it yet clearer. I am therefore presenting a new amendment that provides three important clarifications.

First, the amendment would add to Clause 1 a new subsection (3A)(a) stating that other conditions, which could, for example, include regulatory criteria required to practise, can be specified in regulations under Clause 1(1). This is regardless of whether those criteria are connected to the specified UK qualifications or experience. These criteria must be satisfied before an individual is treated as if they had the specified UK qualification or experience.

Secondly, the amendment would add to Clause 1 new subsection (3A)(b). This changes how the conditions in Clauses 1(2) and 1(3) are interpreted. It provides legislative assurance that when regulators are obligated to put in place a process to assess individuals under Clause 1, they can assess applicants’ knowledge and skills on whatever basis they consider appropriate.

Thirdly, the new placement of the word “only” in new subsection (3A)(b)(i) makes it clear that a regulator can consider only overseas qualifications or experience, or—this is important—on any other basis it considers appropriate. This could, for example, include both overseas qualifications and experience, and the results of any test or assessment carried out in the UK. To avoid ambiguity in how this amendment is read, an illustrative example is also now included in brackets in proposed new subsection (3A)(b)(ii).

As I set out in Committee, regulators, including the General Medical Council and the Nursing and Midwifery Council, welcomed the previous clarificatory amendment to Clause 1 tabled in my name. I have continued these discussions in recent months and tested this revised amendment with them. They appreciated the clarifications that this amendment provides.

I have also carried out extensive engagement with other regulators. For example, I met with the Bar Council to discuss Clauses 1 and 2. I am happy to reiterate that the power in Clause 1, taken alongside the condition in Clause 2, does not act so as to remove powers from regulators where they already have them. I also met with representatives from the Education Workforce Council to discuss the Bill. I would like to reassure them that it is highly unlikely that the council would be specified in regulations under Clause 1. This is because, quite simply, as I understand it, they already have a global route in place to recognise overseas qualified teachers, underpinned by express legal powers in Welsh legislation, to help meet the demand for the services of their profession.

Clauses 1 and 2 are not intended to affect the existence or scope of any existing powers of a regulator in relation to recognition of overseas qualifications or experience. They are not intended to, and do not, constrain in any way a regulator’s ability to recognise overseas qualifications or experience derived from any other legal source.

Taken as a whole, this means that the amendment provides legislative assurance that the Bill will equip regulators with the tools that they need to make a thorough and rounded assessment and that, in so doing, the UK’s world-class professional standards will be maintained. I thank my noble friend Lord Lansley for his input, and I beg to move.

Lord Lansley Portrait Lord Lansley (Con)
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My Lords, I am most grateful to my noble friend for his introduction to his amendment and for speaking to this group, and for his very kind words about our very constructive discussions. I reciprocate by saying how much I have appreciated the discussions he and I have had and the support of the Bill team in bringing forward a number of amendments on Report which respond directly to the debates that we had in Committee. And government Amendment 1 is exactly such an amendment.

As my noble friend quite rightly said, we had general agreement that there was a need for the national authority, when making regulations under Clause 1, to do so in ways that enabled somebody with overseas qualifications and experience to be brought into the UK profession on the basis of those or other relevant qualifications or experience, or other factors.

The difficulty with the original Amendment 10, if colleagues can remember back to Committee, was the nature of the word “only” in that context, which ran the risk of being interpreted as meaning that it would either be on the basis of overseas qualifications and experience or on the basis of other relevant and appropriate factors. We did not want that to be the case; we wanted what my noble friend has put into Amendment 1, which says at proposed new subsections (3A)(b)(i) and (3A)(b)(ii) that it will be

“on the basis only of the overseas qualifications or overseas experience … or … on such other basis as the specified regulator considers appropriate”.

That is clarified with the words:

“(such as on the basis of the overseas qualifications or overseas experience… together with the results of any test or other assessment given by any person).”

To keep it simple, if, for example, a language requirement needed to be specified, it could be specified as an additional requirement by the regulator and then be combined with the overseas qualification or the overseas experience to give, in total, the appropriate basis on which to be admitted to the UK profession. For my part, I am very happy that the Government have brought forward the amendment in this form.

The purpose of my Amendment 2 is to make it clear that a UK regulator may have requirements for entry to a profession which extend beyond the relevant UK qualifications and experience. So while somebody from overseas might have something that is directly comparable to that qualification or experience, that is not the sum total of the professional requirements to be on many professional registers. Many regulators also examine people’s background, experience and suitability, and they look to fitness to practice requirements. We do not need to dwell on this at length, just to say that there is potentially a gap between qualifications and experience in a formal sense and fitness to practice in its total sense. If regulators need that gap to be filled, Amendment 2 says that they should be able to do so; the conditions should be specified in a way that enables that to happen.

Looking at it, I am content that, as long as the appropriate national authority consults the relevant professional regulators when making regulations, the power none the less exists in Clause 1 to make the condition one that extends beyond qualifications and experience into all the fitness to practice requirements that might be applied by a regulator in this country. That being the case—and we have the benefit of the consultation requirements that we are going to come on to later, which give us further assurance on this—I think we are in a position where the conditions in Clause 1 would be wide enough without the benefit of my Amendment 2.

In my own defence, I tabled Amendment 2 back in early July, so I am slightly defending Amendment 2 in the light of having not, at that point, seen all the amendments that are coming forward, not least from my noble friend. That being the case, I think we can be fairly confident that Clause 1 will be robust enough if need be, so I have no intention of pressing Amendment 2.

Baroness Hayter of Kentish Town Portrait Baroness Hayter of Kentish Town (Lab)
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My Lords, I too support Amendment 1. I pay tribute to the noble Lord, Lord Lansley, who has urged and pushed, with perhaps a little more oomph than we could have done from this side. We are very grateful for what he has been able to do there.

I think the Minister will be thanked by quite a few people in the next couple of hours, though there may still be one or two people with a “please” in there for him. He knows that, right from the introduction of the Bill, we were worried about the ability of independent regulators to decide who is fit to practice. The words that the noble Lord, Lord Lansley, used are useful ones around being fit to practice and whether the ability of regulators to decide that could be undermined by a government diktat to set up a new system to recognise overseas practitioners wanting to come here, and therefore potentially lowering standards to meet a government view that there is a homegrown shortage in the relevant profession.

That was a concern not just to us but to the users of regulated service providers. Their confidence in professionals stems very much from the high standards and, indeed, from the enforcement that our independent regulators are able to give in the interests of consumers. But the Government have heard these concerns.

When most of us were away during the summer, the Minister spent a lot of time in meetings, and that is reflected in Amendment 1, which confirms that the regulators can apply their chosen standards as to who should practice in this country. The Minister has already referred to some regulators, and we know that the Nursing and Midwifery Council, for example, and others, have signified that they are content with the amendments. It clearly has to be for a regulator both to determine standards and to make a judgment on who has actually achieved those and therefore can be let loose on consumers or users in this country. So on this amendment, it is a “thank you” from me, and it does not require a further “please”.

Baroness Finlay of Llandaff Portrait Baroness Finlay of Llandaff (CB)
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My Lords, I add my thanks to the Minister for having met with me and for having, as I know, consulted extremely widely on the Bill. I seek a tad of reassurance from him on his Amendment 1, fully accepting the comments that the noble Lord, Lord Lansley, made on the issues around fitness to practise. It would be very helpful if the Minister could confirm that the ability of any regulator to determine fitness to practise and other issues will be up to that regulator, and that that consultation will extend across the four nations of the UK.

17:30
There may be differences with some disciplines—a classic is the use of the Welsh language—but that could be taken account of in regulation and would not be overridden by this amendment. So I personally would like some reassurance on this in his summing up. But I would like to thank him and I recognise that my own regulator—I should have declared at the beginning that I am registered with the General Medical Council and so have a vested interest—is much happier than it was when the Bill first came to us.
Lord Fox Portrait Lord Fox (LD)
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My Lords, I first apologise for arriving a tad late; I was at the Economic Affairs Select Committee and had to sprint down the Committee Corridor when I saw the Bill coming up.

When this Bill went on its holiday in July, after Committee, I think we were all pleased that there would be a moment of reflection—and it has come back a much-refreshed Bill. The Minister did not go on holiday but worked with us across the Floor to help the refreshing process. We see evidence of that in both this and later amendments. At the beginning, we on these Benches shared the same suspicion that the noble Baroness, Lady Hayter, had: Clauses 1 and 2 looked as though they might have been Trojan horses for something far more dangerous to the system than the Minister wanted us to believe. This amendment works very well in dispelling that suspicion, so we are very supportive of it.

Briefly, on Amendment 2 in the name of the noble Lord, Lord Lansley, I agree with him that the combination of government Amendments 1 and 12, which will come later, do a good job in handing over the role that he envisaged to the regulatory authorities. In that respect, we believe that it is no longer necessary. So we welcome government Amendment 1 and look forward to rest of this debate, in which we will continue to make a few comments on outstanding issues.

Lord Kennedy of Southwark Portrait Lord Kennedy of Southwark (Lab Co-op)
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My Lords, I first thank the Minister for his kind wishes on my birthday. Where else would I want to be but at the Dispatch Box responding to the debate? This will be my only appearance on the Bill today. I did think when I became Opposition Chief Whip on 1 June that the House had earned a rest from listening to me speak at the Dispatch Box. People will have had views as to whether that was a good or bad thing, but it does not seem to have worked out that way; I am still here.

I feel at a bit of a disadvantage, having looked back at the debates and seen the quality of the contributions of Members who have spoken with vastly more experience than I have on these matters. At this point, I particularly want to pay tribute to my noble—but also dear and good—friend Lady Hayter of Kentish Town for all her work for the Opposition on this Bill and as Deputy Leader of the Labour Lords. We have been involved in several battles over the years—always on the same side, I am pleased to say—and I look forward to her work in her new role as chair of the International Agreements Committee.

Government Amendment 1 seeks, as we have heard, to address the concerns that we raised in earlier debates and which, as the noble Lord, Lord Lansley, said, he put into his amendment. In that sense, we as the Opposition are very happy with what has been proposed by the Government and we look forward to the next steps. In particular, I saw the point he made about the need to address those important clarifications—to ensure that we give legislative assurance to regulators that they will have the tools they need to ensure that overseas qualifications are effective, recognised and appropriate for the work that people do in our jurisdiction. I will leave it there, and I look forward to the Minister’s response.

Lord Grimstone of Boscobel Portrait Lord Grimstone of Boscobel (Con)
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My Lords, it is even more of a pleasure to do this Report with the debate having started in such a positive way. I thank noble Lords for that and say unreservedly that the scrutiny and discussions that I have had with noble Lords over the last few months have improved the Bill to the point that it has reached today.

It is a great pleasure to welcome the noble Lord, Lord Kennedy, back to the Front Bench, perhaps for the last time, and, of course, I have not seen the last of the noble Baroness, Lady Hayter of Kentish Town; I look forward to dealing with her in her role as chair of the IAC. If I may say so, I have never seen the noble Baroness lacking oomph in any way whatever, and I am sure that will be the case in her new role. I thank, in particular, my noble friend Lord Lansley for his input into this amendment. The eagle-eyed scrutiny that my noble friend gives to the legislation in front of this House always ends with improvements being brought forward.

I can completely reassure the noble Baroness, Lady Finlay of Llandaff, that fitness to practise sits absolutely with the regulators—we will be reaffirming this perhaps even more strongly when we discuss regulatory autonomy later on—and that all four nations will of course be considered on their merits. There is no desire whatever to impose any form of uniformity where it does not exist. With that, I thank noble Lords for the comments that have been made and beg to move my amendment.

Amendment 1 agreed.
Amendment 2 not moved.
Amendment 3
Moved by
3: Clause 1, page 2, line 27, at end insert—
“(5A) Regulations under this section relating to a regulated profession may not be made unless—(a) they have been published in draft form, and(b) the relevant regulators have been consulted on them for a period of three months beginning with the day on which they are published.”
Baroness Hayter of Kentish Town Portrait Baroness Hayter of Kentish Town (Lab)
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My Lords, we have moved faster than I anticipated. I rise to move Amendment 3 but give notice that I will in due course want to withdraw it in favour of government Amendment 13 in the name of the noble Lord, Lord Grimstone. It is in one way so obvious that regulators must be consulted that we would have hoped not to have to write it into the Bill. However, the Bill was published without even a complete and correct list of the affected regulators, and some were, as we have already heard, very worried at the start about their position. We also know that the Government have been a little tardy in consulting with the devolved authorities. This is about consulting regulators, so it is in a sense due to the experience of a slight lack of consultation—not in the Minister’s work over the summer, it is true, but prior to that—that we felt the need to write this on to the face of the Bill.

So it is partly because of that history, but it is also good for Parliament that this consultation must take place. It means that the regulators will be doing some of our job. They will be consulted, and they can alert your Lordships’ House and, indeed, the Commons, should they see any problems arising in this regard. Since they will have to be consulted, they will in a way be our eyes and ears over the implementation of the Bill and will alert us should anything be done contrary to the great reassurances that we have had. I am sure that that will not be the case, but it gives comfort to know that this consultation will have to happen. I beg to move.

Baroness McIntosh of Pickering Portrait Baroness McIntosh of Pickering (Con)
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My Lords, I congratulate the noble Baroness on her amendment and on her appointment as chair of the IAC. I too welcome and congratulate my noble friend the Minister on bringing forward his government Amendment 13. I also thank him and his officials in the Bill team for the meetings that I have had since we originally discussed this and other parts of the Bill.

I would like to put one question before we come to discuss later amendments of mine in relation to a later clause. Why have the Government limited their Amendment 13 to apply only to Clauses 1, 3 and 4 when there are other, even more—or just as—important parts of the Bill that I think would benefit from the amendment? We can come on to discuss this, but only Clauses 1, 3 and 4 will benefit from the amendment. I would be very interested to know why it has been limited to those clauses, for reasons that we will come on to discuss later.

I take this opportunity to thank the noble Lords, Lord Foulkes and Lord Bruce, for co-signing Amendment 4 and the noble and learned Lord, Lord Hope of Craighead, for his support. We are hoping to require the national authorities to consult on draft regulations under the Bill. I am sure my noble friend would agree that the measure contained in this clause is important and wide-ranging and affects a considerable number of professions—I think it is 160, as stated in the Explanatory Notes. Governments across the UK cannot be expected to have the in-depth knowledge of all these professions to enable them to legislate without pre-legislative consultation.

Let me repeat the remarks made by my noble friend the Minister in responding to a similar amendment I moved in Committee:

“I fully agree that it is important for the relevant national authority to engage with a range of stakeholders before making regulations. Because of the complexity of these matters, it would be the height of foolishness not to do that.”


I agree entirely. Does he therefore agree that in making the regulations, the range of interested parties should include the professions and others? I know that he had hoped—I think this is in connection with these amendments—that there would be agreement from the devolved Assemblies, and it would be interesting to hear why they were unable to agree legislation to put in place in this regard.

Amendment 7 is voiced in similar terms. Clause 3 grants a power to Ministers to amend legislation to put into effect provisions negotiated in free trade agreements, or other types, relating to the regulation of professions, such as the recognition of professional qualifications. We are seeking to introduce a similar requirement to consult before regulations are laid to implement international agreements under Clause 3. To quote again from my noble friend’s comments in Committee:

“In all international negotiations relating to professional qualifications, a key concern for the Government has been ensuring the autonomy of regulators and protecting UK standards, as I said earlier. In light of the Government’s concern, and the importance that we attach to this point, there are already extensive engagement mechanisms for consulting before and during these negotiations … I hope my noble friend is reassured that the Government, of necessity, would have concluded extensive engagement ahead of this point in order to actually create the free trade agreement in the first place.”


We would like an assurance from my noble friend the Minister this evening that there will be an obligation to consult, not just an intention to consult. There can be lots of good intentions, but they are never actually brought to fruition. It would also act as an aide-memoire for the Government to engage with those bodies and individuals who might be affected by the implementation of the international agreement.

Noble Lords will see that there is a theme here. Clause 5 looks at the revocation of the general EU system of recognition of overseas qualifications, and Amendment 8 seeks to pin down what will be a very wide regulation-making power. Accordingly, I ask my noble friend to agree that there will be a proper consultation. Amendment 8 introduces a requirement to consult before laying regulations that make consequential amendments following the revocation of the existing EU-derived recognition system.

In Committee, my noble friend the Minister said:

“I envisage that these enactments would be very limited in scope. They are necessary purely to tidy up the statute book after revoking the existing EU-derived system, for example by removing cross-references to the current system in other regulations. Given that these are primarily small fixes, it would be disproportionate to consult on them. The Government will, of course, work closely with interested parties to ensure that there are no unintended impacts of bringing forward these consequential amendments.”—[Official Report, 9/6/21; col. 1500.]

These amendments have come from the Law Society of Scotland, for whom I hold no brief. However, as a non-practising Scottish advocate—a non-practising member of the Faculty of Advocates—we always look to solicitors to give us instructions at the best of times.

17:45
Amendment 8 looks at the revocation of the bulk of retained EU law. Is my noble friend the Minister really saying that, when the noble Lord, Lord Frost, has undertaken to commit a full revocation of retained EU law, there are no circumstances whatever in which he would envisage that there would be a consultation, not just of the professions but of the devolved Administrations? Amendment 9 is in the same vein, looking at Clause 6 on the revocation of other retained EU recognition law.
I accept that my noble friend has come forward with a form of words in Amendment 13 that goes so far; it is great so far as it goes, but I would like to understand the background of why we have fallen short of a full consultation with the devolved Assemblies. This is really just following up the conversation that we had, and I pay tribute to my noble friend for all the contacts he has had. But perhaps he could put a little bit of flesh on the bones this evening as to why the devolved Administrations felt they were unable to come forward with a legislative consent Motion in this regard.
I would like to raise a couple of concerns from the Law Society of England in connection with this group of amendments. I think that it very much approves of what the Government have achieved through the EU-UK Trade and Cooperation Agreement and hopes that this will form the benchmark for future FTAs. However, I would like to quote from one part of its brief:
“We are concerned that legal services asks can too easily be dropped from current and future negotiations, especially if the going gets tough. Legal services are central to the export and investment agenda, as an enabling sector supporting their clients in their international strategy. If we cannot be there to support our clients, they will find it more difficult to realise the opportunities of the government’s work on international trade.”
There is a very real concern among the professions that, like we have lost free movement, we are not going to enjoy the mutual recognition and the right to practise that we had in the past. I state for the record that I have been very privileged to have worked in two law firms in Brussels some years ago, so I benefited from free movement and the right to establish myself and practise law in another jurisdiction.
I think my noble friend has to have regard to the well-documented importance of legal services to the whole of the United Kingdom, and I hope he will give me an assurance this evening that we can also look forward to making sure that this is the case in future trade agreements and co-operation agreements. Perhaps he can give us a concrete indication of how the legal service provisions will play out in those agreements that have been agreed, for example with Australia and New Zealand.
With those remarks, I ask my noble friend to look favourably on these amendments. Even if, at the end of the day, we prefer the contents of government Amendment 13 this evening, I have severe reservations as to why we are not in a position to consult with the devolved Administrations in the clauses to which the amendments I have just spoken to refer.
Lord Bruce of Bennachie Portrait Lord Bruce of Bennachie (LD)
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My Lords, I am pleased to follow the noble Baroness, Lady McIntosh, having co-signed three—and I probably should have co-signed four—of the amendments she has tabled. I will not repeat what she has said but I hope the Minister will answer her questions about why his amendment does not cover all the sections and exactly why the devolved Administrations are hesitant at this stage. However, I see from the report in the Scottish Parliament that it has acknowledged that amendments not yet passed might alter the position. Does the Minister have any intelligence as to whether the Scottish and, indeed, the Welsh authorities might be a little more inclined to recognise it? He acknowledged in Committee that consultation was effectively necessary, so it needs to be in the Bill.

There are one or two Scottish aspects where the professional standards are distinctively different, particularly in relation to teaching and, obviously, to law. It is probably worth commenting on the very disappointing decline in standards of education, particularly Scottish secondary education, in recent years. That is in no way attributable to the quality of training or the performance of the teachers, but because of the dysfunctionality of the curriculum and its failure to interact effectively with the exam authority, which of course is in the process of being abolished because of its proven long-term incompetence that has done so much damage to Scottish education.

This is not a question of pretentiousness or exceptionalism and saying that somehow Scotland has got it right. It is about recognising that Scotland is proud of the fact that it has pioneered an all-graduate teaching profession and certainly would not wish it to be eroded. It is also true that Scotland has had rather variable performance in recruitment and retention of teachers. Some years it has trained too many and not been able to absorb them, and in other years not as many have come out as are needed and it has had to recruit from Ireland and Canada. There is no suggestion that there is not scope for importing a professional qualification but there is a perfectly legitimate reason to say that, if the UK Government were minded to allow for them, they should take full account of Scottish circumstances and allow the Scottish authority to be consulted and indeed to comment on and shape things.

Similarly, Scots law—criminal law, land law and other aspects—is distinctively different. The noble and learned Lord, Lord Hope, will know much more than I do about that. There are areas of law that are similar and areas that are clearly different. I would find it bizarre if a Secretary of State who is effectively in an English department felt able to pass legislation that affected practising law in Scotland without consulting the relevant body. The question quite simply is: would it not be better to make it clear on the face of the Bill that consultation would be a statutory practice, rather than something that is there for a matter of good will?

The noble Baroness, Lady McIntosh, also mentioned European qualifications. There was an aspect of the trade agreement—the Brexit agreement—where it appeared that the potential for professional qualifications to be better recognised in future than they have been in the past was in the offing. It may still be in the offing. However, for that to be secured, it clearly requires a highly delicate determination of professional qualifications in the context of the single market and other aspects of trade negotiations that the Government will be pursuing.

I finally say to the Minister that it would be good to have reassurance that, in pursuit of these amendments, the Government will recognise that they have to take account of all aspects of professional qualification recognition both with the EU that we have left and with the other countries with which we are trying to engage, and not trade the one off against the other. Professional bodies that represent these qualifications in the UK need to be consulted in advance of that, rather than being presented with a fait accompli that may damage both the ability to recruit people to meet the UK’s needs and UK-qualified people having the opportunity to practise abroad. If we lose one because it is traded off against the other, that is not a win-win; it is a lose-lose.

Lord Foulkes of Cumnock Portrait Lord Foulkes of Cumnock (Lab Co-op)
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My Lords, it is a great pleasure to follow the noble Lord, Lord Bruce of Bennachie—if I have got the pronunciation right. Bennachie is a wonderful part of Scotland but he reminds me that maybe I should declare an interest. I am a proud father in that my daughter is a teacher and therefore registered with the General Teaching Council. I am just as proud that my granddaughter is training to be a nurse so she will come into one of these categories as well. I am not sure that I really have to declare that interest, but it is nice to say that anyway, is it not?

I am also pleased to be one of the three signatories to some of the amendments; in other cases, I am one of four signatories, with the noble and learned Lord, Lord Hope. That makes for all-party support for the amendments, most of which are the brainchild of our mutual friend Michael Clancy of the Law Society of Scotland, for whom we have to give many thanks and wish him well, at the moment particularly. I was thinking that not only is it an all-party amendment, but that the route from Pickering to Bennachie via Cumnock would be a wonderful trip for Susan Calman. I hope you all watch that wonderful programme where she drives a little campervan called Helen, named after Helen Mirren. I am not sure if that is a compliment or not, but it is certainly a very good programme. I am probably running off the topic a little. Fortunately, the Chair does not have the same powers here as I used to suffer from in the other place when I was drawn to—

Lord Foulkes of Cumnock Portrait Lord Foulkes of Cumnock (Lab Co-op)
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Oh! I will see the noble Baroness later; I thank her for drawing my attention to that.

I wholly support what the noble Baroness, Lady McIntosh, has put forward. This is the only speech I am going to make today although I support a number of other amendments. I want to make two points. I take every appropriate opportunity to criticise the UK Government. I did so earlier today at Question Time, so no one can accuse me of not being critical when it is appropriate. However, today I join in with what others have said to the Minister. From all that I have heard from the noble Baronesses, Lady McIntosh and Lady Hayter, and from a number of others, the Minister has been really helpful in taking account during the summer of all the representations, and all credit to him for that.

My second point is that sometimes I feel in some areas—not in all—the UK Government are a bit better than the Scottish Government. The Scottish Government are not good at consulting. They do not consult local authorities. They do not devolve powers in the way that they should in Scotland. Scotland is a third of the land area of the United Kingdom. It is a big country. Scotland is not a unified, homogenous country. It is a very diverse country. The highlands are very different from Glasgow, which is different again from the borders, which are different again from Edinburgh and different again from Dundee. They are very different and I am afraid that the current Scottish Government do not seem to fully recognise those differences and take account of them from time to time. I am very pleased that we are suggesting two things today. One is that they should consult all the appropriate regulatory bodies; I agree with that. That is what we are talking about today in these amendments; I am in order now. Also, later we should consult with the devolved authorities in areas where they have competence and an interest. It is right to do that.

Sometimes we talk about treating them as equals; I have heard the noble and learned Lord, Lord Hope, and others do so. I do not want to disagree with those noble Lords, but they are not equal. We should treat them with total respect, but they are not equal to the UK Government. The UK Government are the sovereign Government of the UK, and devolved authorities are devolved. There is a big difference between devolution and separation. The SNP tries to forget about that and elide the two, pretending that one just moves into the other, but it does not. Devolution is power devolved from the UK Government. There ought to be more power devolved in England; that is where the democratic deficit is.

18:00
So we should make sure that the Scottish and Welsh Governments and the Northern Ireland Executive are consulted appropriately, but we should not say that they are exactly the same. The word “equal” can be misconstrued. We should treat them with total respect; we should respect them in relation to all the devolved powers, give them control and indeed encourage them to take control over those. In fact, I wish they would do that more often; sometimes in Scotland they want to pass powers back to the UK because they are not able to exercise them properly.
As I say, this is the only time that I am going to speak, and I am grateful to the Whips for allowing me to wander over the topic a bit. I support the noble Baroness, Lady McIntosh, and the work that she has done on these amendments and on the others, which I fully support.
Lord Hope of Craighead Portrait Lord Hope of Craighead (CB)
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My Lords, the noble Lord, Lord Foulkes, has drawn attention to the fact that I have not put my name to these amendments, although I have done so to Amendment 10. It was an accident; it was just that at the last moment we were trying to gather together who was to sign up to what. I fully support these amendments, just as I do Amendment 10. In some respects, the case for consultation is stronger in the case of these amendments because they are talking about regulations, not just advice, which is what Amendment 10 is talking about. It is particularly important when one is drafting regulations that complete information is obtained before regulations are finalised.

To pick up a point made by the noble Lord, Lord Bruce of Bennachie, I want to mention that Craighead lies north-east of Cumnock and is a convenient way to get to Bennachie, so we are all part of the same bit of geography.

The noble Lord made the point about Scots law being different from English law, which of course it is. There are two important aspects of Scots law that are very different from English law, apart from land law, and are much more frequently encountered: family law, which is entirely different, and criminal law, the procedures and much of the substance of which are very different too. That is just a reinforcement of the point that the noble Lord was making about appreciating and understanding the differences before the regulations are finalised.

I support entirely the points made by the noble Baroness, Lady McIntosh, in introducing this group. She mentioned a point that I want to pursue, which is the question of whether the Welsh and Scottish Administrations were willing to support a consent Motion. I am a member of the Constitution Committee, and one of the advantages that I have had of doing that—I am waiting for the Minister to listen to this because it is rather important—is that we took the opportunity to go to Wales to meet members of the equivalent committee in the Senedd and to Scotland to meet members of the committee in the Scottish Parliament. One point that came across in both meetings was grave disquiet about the way that the legislative consent process is being handled.

The worst example that was quoted frequently is what happened in the case of the United Kingdom Internal Market Act. I would be grateful if the Minister would say a bit more about the process with which he was involved in consulting with the Welsh and the Scots with a view to obtaining consent to this measure. Among the points made was that they were consulted too late, they were not given enough information to be able to form a view and, when changes were made to the Bill, they were not fully informed about what those changes were in time for them to rethink and reconsider.

I know I am pressing the Minister to a point that he may not be fully prepared for and, if so, perhaps he would be kind enough to write to me to explain what went on. I am speaking on behalf of the Constitution Committee when I say that we would be very interested to know from the perspective of the UK Government about how the process was handled. Did they give the Government enough reasons for not wanting to give consent? Was there enough of a dialogue to enable the disagreement to be flushed out and see whether it could be resolved? These are very important issues that extend well beyond this Bill, and any help that the Minister can give about how the process was handled would be extremely helpful.

Lord Lansley Portrait Lord Lansley (Con)
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My Lords, I hope noble Lords will forgive me, but I want to intervene briefly in the debate. I am Lord Lansley, of Orwell, which is nowhere on the route that has been mentioned; it is not even between the locations in Scotland and Boscobel. You could not even go via Orwell to get to Boscobel, which is where I hope we are going to end up.

I shall say just a couple of things. First, I was interested in what the noble and learned Lord was saying about the Constitution Committee and the legislative consent Motion process, but I have to say, in relation to this Bill, that we completed Committee stage at the end of June and I tabled my amendments in the early part of July. We are now in November. There has been no lack of opportunity for the devolved Administrations to see precisely what the Bill is intended to do, what the remaining issues of controversy might be and what the intended outcome looks like. Frankly, they have had every opportunity to consider a legislative consent Motion and to have passed one, so if they do not then I do not know why not.

Secondly, I am grateful to my noble friend Lady McIntosh. She was looking at why we are consulting with regulators over the powers to make regulations in Clauses 1, 3 and 4—that is in Amendment 13, which I support—but not other clauses. As it happens, I agree with my noble friend, or at least I hope I do, that Clauses 5 and 6, in so far as they are about tidying up the statute book, are not really appropriate for consultation processes; they are essentially just working out the legal statute-book consequences of the Bill.

However, I suddenly realised that there is a regulation-making power in Clause 10 that the Government are not intending to consult upon. I thought, “Hang on a minute, I thought I agreed with the Government because I tabled an amendment at the beginning of July to press the Government on the question of consultation with regulators”, so I looked back at it. Of course I subsequently withdrew it when the Minister tabled his own amendment, but when I looked at it I realised that what I said originally was, and I quote myself:

“Prior to making regulations under this Act, other than those made under sections 5, 6 and 18”—


that is, Clauses 5 and 6 relating to retained EU law and Clause 18 on commencement—

“the appropriate national authority must consult such regulators of regulated professions as appear to the authority to be likely to be affected by the regulations.”

So my amendment would have included consultation on the regulation-making power in Clause 10, which relates to the duty to make information available to overseas regulators. I freely confess that I had not noticed the difference and that gap. While I very much support what the Minister has tabled in Amendment 13—I very much endorse it because it largely achieves what I was hoping for in the amendment that I tabled way back in July—I ask him to explain the process of thinking by which Clause 10 has been left out.

Lord Purvis of Tweed Portrait Lord Purvis of Tweed (LD)
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My Lords, I support my noble friend Lord Bruce in his questions. As other noble Lords have indicated, this is an opportunity for the Minister to give a clear position on the situation regarding legislative consent Motions. If the Government are not able to provide an assurance that there will be LCMs during the passage of the Bill, we will be in the uncomfortable position of now having a number of Acts where there have been no LCMs and the Government will have considerable regulation-making power over devolved regulators if the Westminster Government believe that the devolved Government are not acting. This could create those sensitive areas where there are devolved regulators which will then be instructed under regulations to change their procedures for areas where the UK Government will have considered that there is unmet demand but the devolved Administration may not, and there is no vice versa equivalent. Therefore, if there is no LCM process, and the Government will be acting over the top of the devolved Administrations, this will be a potentially problematic area, not least in those professions that are not likely to be exempted under these areas. So transparency will be helpful, if the Minister could give that indication.

Regarding consultation, this will be a consistent theme that the House will return to time and time again. We did so on the Internal Market Bill, and here, and, until the common frameworks are in a state of readiness—and I understand that they are quite far away from such a state—we will have to press the Government on how operations will cover the whole of the UK. Could the Minister give clarity on that?

Lord Kennedy of Southwark Portrait Lord Kennedy of Southwark (Lab Co-op)
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My Lords, the Opposition have been clear through the passage of the Bill that regulators need statutory protections to ensure that they are consulted on the regulations made under it. That is why my noble friend Lady Hayter of Kentish Town tabled Amendment 3. Other amendments in this group, Amendments 4, 7, 8 and 9, seek to achieve the same thing. I had a very positive meeting with the noble Lord, Lord Grimstone, a couple of weeks ago, and was happy to see a copy of his Amendment 13, which we support. It is welcome. The Government have listened, as the amendment requires the appropriate national authority to consult the regulator of a regulated profession before making regulations under Clauses 1, 3 and 4. We are happy to accept that, and my noble friend has no intention to divide the House on her Amendment 3.

The noble Baroness, Lady McIntosh of Pickering, made some very important points on consultation with the devolved Administrations. I very much agreed with those, and with the comments of my noble friend Lord Foulkes of Cumnock that we must always treat the devolved Administrations with respect for their mandate and the work they do. Equally, the United Kingdom Government is on a different level, and we are all proud citizens of the United Kingdom. I support the comments he made, and of course enjoyed his speech very much. I hope on his trip he will pop down to the London Borough of Southwark, a wonderful borough with historical connections to Geoffrey Chaucer, William Shakespeare, Charles Dickens, Michael Faraday, John Ruskin and many others.

Lord Kennedy of Southwark Portrait Lord Kennedy of Southwark (Lab Co-op)
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Yes, absolutely. But if he cannot, I know that he knows it is a wonderful place and I enjoyed his speech very much. I also agree with the key points made by the noble Lord, Lord Bruce, that it is different in Scotland. We recognise that. So I am very pleased with the amendment from the Government Front Bench and I look forward to the Minister’s response.

Lord Grimstone of Boscobel Portrait Lord Grimstone of Boscobel (Con)
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My Lords, I will speak first to the amendment in my name on consulting with regulators, and then respond to the other amendments in this group. A later group deals specifically with consulting the devolved Administrations, and I will leave the points raised by noble Lords in relation to that and to LCMs until then, which is the appropriate place. That would include the points made by the noble and learned Lord, Lord Hope of Craighead, who spoke from the perspective of the Constitution Committee. I will write to him as he requested, but I do not recognise at all the description he gave of the process I have undertaken with the devolved Administrations. I will come back to this, but nobody could have reached out more than I did, or held more meetings with my counterparts in the devolved Administrations. The schedule of the meetings that my officials have held with the devolved Administrations runs to several pages, and I will make sure that I give that information to the noble and learned Lord when I write to him.

18:15
I am proposing an amendment to place a duty on appropriate national authorities to ensure that regulators are consulted before certain delegated powers in the Bill are used. This was a matter we dealt with extensively in Committee. I listened carefully and I am pleased that the amendment I put forward today seems to cut the mustard. I thank your Lordships, who over the course of these debates have highlighted the need for transparency and scrutiny, and the importance of regulators being involved in shaping any regulations made under this Bill.
Noble Lords have also challenged the Government on the use of delegated powers in this Bill, particularly in Clauses 1, 3 and 4. In reply to my noble friend Lady McIntosh as to why these three clauses were chosen, it is very much that they are the guts of the Bill which either will most affect regulators by placing substantive obligations on them regarding recognition, or for which there has been clear challenge in this House about the use of delegated powers.
Others in this Bill, such as regulations under Clauses 8 or 10, are highly unlikely to do so, as they would result in minor updates only. Regulations under these clauses would place only a very limited burden on regulators, as set out in the impact assessment. Indeed, consulting could place more burden on regulators to respond to the consultation on those clauses than the regulations themselves. It would be disproportionate to attach a duty to consult on them—but that is not to say for one moment that we will not keep closely in touch with regulators as the Bill is implemented, as I hope it will be in due course, and of course we will listen to regulators when we have those consultations with them. But I draw a distinction between the statutory duty to consult and the consultation that we always do in the normal course of business with regulators.
I appreciated during our debates in Committee that noble Lords were raising valid concerns. While I have repeated at the Dispatch Box my commitment to ensuring that appropriate consultation takes place, I understand that this House requires greater certainty. That is why I am introducing this new clause, which places a duty on the appropriate national authority to consult with regulators prior to making regulations under Clauses 1, 3 and 4. I have described why those clauses have been chosen. Regulations made under these clauses will interact very directly with regulators and their powers, for example through empowering regulators to assess overseas qualifications under Clause 1, placing obligations on them under Clause 3, or enabling them to put in place recognition agreements under Clause 4. These clauses also attracted particular interest from the DPRRC. We have therefore listened and responded with this amendment, and I will be talking later to my amendment about regulators’ autonomy, which will further reinforce this point.
As noble Lords have heard, my officials and I have engaged extensively with regulators over the summer, and I am pleased to say that they have consistently welcomed the inclusion of a provision of the sort I have tabled. Of course, as I said earlier, the inclusion of a statutory provision does not mean that the department’s regular and existing engagement with regulators will stop.
My amendment includes provision for consultation on regulations made under Clause 3, used to implement international agreements. I emphasise that I understand the importance of engaging with regulators on the negotiation of those agreements before such regulations are made. The noble Lord, Lord Bruce of Bennachie, and I share exactly the same sentiments on this. That is why I have also established the new regulated professions advisory forum, a dedicated forum for the Government to discuss with regulators the negotiation and implementation of provisions in trade deals and for regulators to advise on their priorities in relation to these agreements. I chaired this forum’s first meeting in September and look forward to continuing to engage with its members and chairing future meetings as and when appropriate.
I hope this amendment will give the House the reassurance it needs about the scrutiny of any material actions following the Bill that would affect regulators. Regulators support the amendment, and I hope your Lordships will too.
I turn now to the amendment in the name of the noble Baroness, Lady Hayter of Kentish Town. I recognise the strength of feeling in this House in relation to the need for appropriate scrutiny of regulations made under the Bill. I am grateful to the noble Baroness for recognising that my amendment will ensure that where a regulator might be affected by regulations, there will be appropriate consultation. I consider that this more than meets the breadth of consultation set out in the noble Baroness’s proposed amendment.
I gave careful consideration to the point in the amendment about a three-month period of consultation ahead of regulations being made, but the amendment tabled in my name ensures that consultation periods can be flexible, rather than requiring a specified time period. Consultation will naturally take into account the nature and impact of the proposed regulations and will therefore be proportionate to the regulations being made. I therefore believe there is no need to specify a fixed time for consultation. It risks forcing a consultation exercise that may be inappropriate to the regulations in question. For example, it could drag out consultations where the regulations have been drafted in collaboration with the regulator prior to the formal consultation. Equally, it could inappropriately cap the time needed for consultations on regulations that are complex and may require longer than three months to complete.
I believe that the best way forward is to adopt a broad and appropriately flexible duty to consult, as set out in the amendment tabled in my name. I am grateful for the noble Baroness indicating that she may withdraw her amendment.
I turn now to the amendments tabled by my noble friend Lady McIntosh of Pickering and supported today by the noble Lords, Lord Bruce of Bennachie and Lord Foulkes of Cumnock—I am very much joining him on his journey and would welcome his daughter coming with us, if he felt it appropriate. These amendments seek to introduce a duty on the appropriate national authority to consult such persons as it deems appropriate before introducing regulations under Clauses 1, 3, 5 and 6.
I stress again that the amendment tabled in my name requires the appropriate national authority to consult affected regulators and any other appropriate regulators before making regulations under Clauses 1, 3 and 4. I believe that this is a stronger commitment in relation to the consultation of regulators than the one suggested by my noble friend in her amendments. Referring explicitly to regulators “affected by” regulations, as well as those the national authority considers appropriate, ensures that consultation is targeted to those impacted or likely to be impacted by proposed regulations, while still providing the ability to consult other regulators.
Regulations laid under Clauses 1, 3 and 4 are those most likely to directly affect regulators, and that is why my amendment applies to them. I understand, though, that the amendments being discussed now are designed to cover a broader range of interested parties and apply to a different set of clauses than the amendment in my name. I assure your Lordships again that while my amendment specifies consultation with regulators, the Government will continue to work closely with all other interested parties.
I turn to the final two clauses that these amendments would introduce a duty to consult on, Clauses 5 and 6. I do not believe that adding a duty to consult to these clauses is appropriate. They revoke the interim measures put in place to retain elements of EU law beyond the end of the transition period, which was always intended to be temporary. I can assure the House that legislation would not be revoked or modified under Clauses 5 or 6 until any necessary new regulations were made under Clause 1, and that those regulations would be subject to consultation under the government amendment tabled in my name. I also note that the DPRRC reported that the delegated powers for Clauses 5 and 6, and the procedure chosen to use them, were satisfactorily set out in the memorandum for the Bill. Indeed, the need for regulations under these clauses is already agreed, and I believe the House has noted the vital purpose of this part of the Bill.
The Bill provides an opportunity for Parliament to revoke and modify retained EU recognition law and to scrutinise the Government’s plans regarding a domestic regime for the assessment of individuals with qualifications and experience obtained overseas. I listened carefully to the arguments put by my noble friend Lady McIntosh, but I believe this is no longer a matter for consultation; I really think it is a matter for action.
I hope that my noble friend and the noble Lords, Lord Foulkes of Cumnock and Lord Bruce of Bennachie, who supported these amendments, agree that the amendment I am proposing for a duty to consult ensures that regulators’ voices will be heard under relevant clauses in the Bill.
My noble friend asked about the read-over of this to some matters in the Australia and New Zealand free trade agreements. With great respect, I suggest that the time to debate that will be when the full texts of those agreements are available to the House, as they will be in due course.
Having listened carefully to the points made today, I ask my noble friend and the noble Baroness not to press their amendments.
Baroness McIntosh of Pickering Portrait Baroness McIntosh of Pickering (Con)
- Hansard - - - Excerpts

Before my noble friend sits down, will he permit me to pursue the issue raised in a more general regard by the Law Society of England? It is concerned that legal services can be dropped too easily from current and future negotiations. I used Australia and New Zealand as a model, but can he give us an assurance that, in his view, that will not happen?

Lord Grimstone of Boscobel Portrait Lord Grimstone of Boscobel (Con)
- Hansard - - - Excerpts

My Lords, I am absolutely happy to give that assurance to my noble friend. Legal services are a very valuable part of the export of services from the UK. This is something we absolutely seek to protect and extend in free trade agreements, rather than in any way seeking to curb. I am very happy to give my noble friend that complete assurance.

18:30
Baroness Hayter of Kentish Town Portrait Baroness Hayter of Kentish Town (Lab)
- Hansard - - - Excerpts

I thank the Minister for his reply, and my noble friends Lord Foulkes and Lord Kennedy, the noble Baroness, Lady McIntosh, the noble Lords, Lord Bruce, Lord Lansley and Lord Purvis, and the noble and learned Lord, Lord Hope, for their comments. The noble Baroness, Lady McIntosh, and my noble friend Lord Foulkes both mentioned the Law Society of Scotland, and I think my noble friend mentioned Michael Clancy. Maybe those of us who know him can do a shout-out for his return to full health.

The Minister is right to say that we will discuss the main part of consultation with the devolveds in a later group, but we should point out two things. First, the government amendment will automatically mean that the relevant devolved regulators would be consulted, but also, in response to my noble friend Lord Foulkes’s comment about the Scottish Government not always being willing to consult, it will require them to consult with their relevant regulators. Maybe that is why they are withholding their consent Motion—I am not sure.

The problem I still have is why the government amendment does not cover the regulations in Clause 2—or actually Clause 10, which I had not noticed before. Clause 2 is quite important. In responding, the Minister used the words—I hope I got them down correctly—that it would be a duty to consult regulators “shaping any regulations made under this Bill.” He did not use the words “shaping regulations under certain parts of this Bill”, but “shaping any regulations made under this Bill”. However, his amendment does not do that. My concern is that, if there is no duty to consult, then there might be no consultation.

The Minister then said, “Oh, well, it doesn’t really matter because they may be very minor”—those were not quite his words; they were far more correct than that. Actually, if you read his amendment, it is a requirement only if

“the regulator is likely to be affected by the regulations”.

So if it was such a minor regulation that did not affect a regulator then it would be excluded from the duty anyway. I am slightly worried about that.

I wonder whether the Minister would agree to some further discussions about Clause 2 and why there is no consultation on it. Perhaps he might even be willing for us to bring this back at Third Reading if it looks as if it is actually an error and there is no good reason to exclude regulations made under Clause 2, which is the big one for some of the regulators—this is the one about whether there is a shortage of professionals. I do not know whether the Minister could indicate assent to some further discussions, so that we could clarify this at Third Reading.

Lord Grimstone of Boscobel Portrait Lord Grimstone of Boscobel (Con)
- Hansard - - - Excerpts

I believe the reason why we are not consulting on Clause 2 is that it has no regulation-making powers in it. The regulations dealing with the whole question of shortages are made under Clause 1, where there is a duty to consult. I stand ready to be corrected if anybody wants to look at the text of the Bill, but the regulations that would relate to Clause 2 are made under Clause 1, and there is a duty to consult on that clause. I hope that completely answers the noble Baroness’s question.

Baroness Hayter of Kentish Town Portrait Baroness Hayter of Kentish Town (Lab)
- Hansard - - - Excerpts

The noble and learned Lord, Lord Hope, would be looking at me now and saying, “Any good barrister knows not to ask a question to which you do not know the answer”—I just broke that rule. In the circumstances, I beg leave to withdraw the amendment.

Amendment 3 withdrawn.
Amendment 4 not moved.
Clause 2: Power conferred by section 1 exercisable only if necessary to meet demand
Amendment 5
Moved by
5: Clause 2, page 2, line 39, leave out “without unreasonable delays or charges”
Lord Lansley Portrait Lord Lansley (Con)
- Hansard - - - Excerpts

This group has two amendments, which do indeed relate to Clause 2, in my name and, for Amendment 6, that of the noble Baroness, Lady Hayter of Kentish Town. I am grateful for her support.

Noble Lords who were involved in Committee will recall that this clause, as my noble friend just explained, sets out the conditions under which the power to make regulations in Clause 1 might be used. To quote subsection (2):

“The condition is that it is necessary to make the regulations for the purpose of enabling the demand for the services of the profession … to be met without unreasonable delays or charges.”


Quite understandably, the central question is: what constitutes unmet demand? The discussion in Committee was around what we mean by “unreasonable delays or charges” in this context, and how people are to have sufficient clarity about the circumstances in which the national authorities concerned would deem it necessary to make regulations.

Noble Lords will recall that some of what the Government have outlined in the policy framework that we saw early on, and which has been amplified most recently in the fact sheets issued last week, sets out in some detail the process of thinking about what constitutes unmet demand for a profession. An illustrative scenario set out in the fact sheet enables those who want to explore this to see how it might work in practice. It includes consulting with regulators. The illustrative scenario includes talking to relevant professional bodies. It includes looking at costs and, interestingly, at value for money—the implication being that unreasonable charges are ones that do not constitute value for money. It includes vacancy rates, which are mentioned in Amendment 6, workforce statistics and modelling—again mentioned in Amendment 6—and whether an occupation is on the shortage occupation list.

I take comfort from the fact that the description the Government have given of the process by which a national authority would look at whether there was unmet demand corresponds with a set of factors that we set out in Amendment 6. I am comforted and glad that is the case, because they derive from the Government’s own explanations. It is just that I am afraid that I still do not think, even today, that Clause 2 in the form it is written tells people that that is the case. The guidance, the fact sheet and the policy framework tell people how it is to be done, but it is not all set out in the clause itself. What I set out to do in Amendments 5 and 6 is take out the offending words “unreasonable delays or charges” and incorporate all these factors into Amendment 6—which is, I take it, why the noble Baroness, Lady Hayter, signed it, because she felt that it served the purpose.

How do we proceed? Do we do so simply by taking the Government’s approach? It is not for me to make their argument; they might well say that we do not need to put all this in the Bill, because when people look at what constitutes unmet demand they will be able to look at the fact sheets and the guidance, and all these factors will be there. I am looking for the Government either to say that we do need to make a change, or to be sufficiently clear about the factors that will be brought into account, that they correspond directly to what we have set down in Amendment 6, and that we and other people can rely on them in future and look to what is said today as a basis for understanding how this process is to proceed.

In passing, let us just think for a moment about resting on the question of delays and charges alone. Charges in professional services are not necessarily always the product of the availability of professionals. Sometimes it is very much to do with the scarcity of specialisation within professions. So, trying to deduce that higher charges in a profession are necessarily the consequence of a lack of overseas practitioners is a difficult judgment to make. Many of the professions we are talking about are clinical professions, conducted, in the most part, in the National Health Service, where delays are the product, as we all know, of many factors, not just the availability of professionals, and where charges are very often irrelevant—they do not exist. I am afraid the idea that one can arrive at a conclusion about the necessity to bring overseas professionals into some of these clinical professions on the basis of delays and charges in the NHS is somewhat moonshine.

We need the other factors—workforce modelling, shortages in the occupational list, vacancy rates and all these other issues—to be there. We just need to make absolutely certain that they are there, and I hope that my noble friend on the Front Bench will be able to give us the assurance that we are looking for today to enable me to withdraw Amendment 5 in due course. I beg to move.

Baroness Hayter of Kentish Town Portrait Baroness Hayter of Kentish Town (Lab)
- Hansard - - - Excerpts

My Lords, as the noble Lord, Lord Lansley, said, I have added my name to the second of the amendments in this group. There are two parts to the Bill, as we know. One arises from the trade talks, where the Government may want regulators to talk to their opposite numbers in relevant third countries. The other, which is what we are looking at now, is about enabling—or maybe requesting—regulators to process overseas qualified people where there is deemed to be a shortage here. Unmet “needs” is the word used. That is where I and some of the regulators have some concerns.

In many sectors, such as nursing, it already happens. Structures are in place and there is no need for the Government to intervene. The powers are there, everything is fine at the moment. However, there are two serious questions that need answering. First, is there any danger that consumer interests are at risk if underqualified people practise here because the Government say, “We have not got enough of that particular profession”? I do not need to go into why that is a risk; it is fairly obvious.

Secondly, which the noble Lord, Lord Lansley, covered, is how the shortage is to be defined. He already referred to why high fees are not always an appropriate measure. Sometimes, there are high fees because there is an international shortage; the price is set on an international market and therefore bringing in more of that profession would not solve anything. Or will it be defined by users or consumers who need those services? Amendment 6 sets out some far more objective criteria, which is why I was happy to support it.

Since we are on this bit, I should raise the other concern of the Law Society, which was not raised earlier by the noble Baroness, Lady McIntosh of Pickering. It does not expect to be covered by Clauses 1 and 2, but were they to be applied to it, and should the SRA get involved in such discussions, the Law Society wonders whether this would jeopardise the perceived independence of the legal profession as seen abroad by foreign Bars. Clearly, the consultation is very important, but—I am not saying that it said this because it was high fees—I think it would have a concern if there appeared to be any interference by the Government that would in any way question the independence of the legal regulators, which I know is so important for our international reputation in the world of law. For the moment, the main issue is the definition of where there is unmet need and whether the assurances will cover what we have set out in Amendment 6.

Lord Purvis of Tweed Portrait Lord Purvis of Tweed (LD)
- Hansard - - - Excerpts

My Lords, it is a pleasure to follow the noble Baroness and to agree very substantially with what she said and of course, the noble Lord, who made a strong case. I, too, commend the Minister because, as we have indicated in previous groups and as my noble friend said, the Bill may have had a pause, but the Minister did not. He and his officials have worked hard in engaging with us and with those who will be affected by it.

18:45
Therefore, government Amendment 13, which we will debate soon, which guarantees the autonomy of regulators, has alleviated some of the concern when it comes to regulations being put forward for the regulators when there has a been a determination of unmet demand. However, there is still an area of uncertainty about how the Government will make the determination that there is unmet demand.
In October, when I was watching the Prime Minister on the telly, he said that the solution to labour shortages in this country is not to pull a lever to bring people from overseas into this country. We then got fact sheets from the department which said, “Let’s pull the lever to make it easier for foreign workers who we don’t have a mutual recognition agreement with to fill unmet demand.” Somewhere, both must be right, and this Minister has a much more nuanced position and his department has a greater view of reality that where there is demand for services part of the solution for that will be from those who have the same qualifications from overseas.
So, I agree with him, and it will be helpful, because every time that I am told that I am a remoaner who wants to open the floodgates, I will simply refer to the Professional Qualifications Bill and the methods within it. However, there is still an area of dissonance between what the Bill indicates and what the Home Office will be indicating for the shortage occupation list and the visas that will come with that. In the government fact sheet, which I commend the Minister for bringing forward, as he said he would, there is still no reference to the visa regime or the other elements that could be taken into consideration for determining unmet demand.
For example, and these may be two extreme cases, I had a look at the shortage list and there is an unmet demand for Gaelic teachers—the noble Lord, Lord Foulkes, is not in his place—we do not necessarily need to take a day trip into the Highlands, but there is unmet demand for Gaelic teachers. I am not necessarily saying that that will be filled by those coming from afar, but, more tellingly, there is also an unmet demand for paramedics across all of the UK, and paramedics are on one of the shortage lists. Certainly, where I live, north of the border, the lack of paramedics is a critical issue at the moment. It is literally a life and death situation in Scotland.
I cannot understand why the Government cannot have a straightforward situation so that professions under a legal regulator can be consistent with the shortage occupation list as far as visas are concerned. Unless the Government and the Minister are willing to say that they are going to bring this together, one part of the Government is saying, “We will put you on a shortage list to allow you to get an emergency or a specific visa to come and work here, but you are not necessarily on the list that says that we will recognise your professional qualification”, and vice versa. In many cases, it would just make absolute common sense if one part of the Government says that there is unmet demand.
Of course, there are other elements, as the noble Lord, Lord Lansley, and the noble Baroness indicated, such as geographical factors and market conditions, as far as demand is concerned, and it would help if the Government were able to indicate what they may be. It is not too late for the Government to do so, and it would be very helpful because this inevitably will be a high-profile and potentially controversial area when it comes to regulations being brought forward to allow those from overseas to work in the domestic market.
When the factsheet on unmet demand says that
“there is insufficient provision of the services of a regulated profession and consumers have to wait longer or pay more for those services”
without there being any clear definition, many consumers will say that pretty much all their services at the moment fit into those categories. If you are a consumer having to wait longer for your energy provider, or any others, and are having to pay more for those services without there being baseline information or a proper market assessment, ultimately the free hand of government to make the decisions about what is unmet in that consideration is very broad. The case for these amendments, which on one hand remove some of the specificity, in that of the noble Lord, Lord Lansley, but also add a degree of clarity, in the second amendment, have merit. I hope that, at this late stage in the Bill, the Minister is able to give more clarity from the Dispatch Box.
Lord Kennedy of Southwark Portrait Lord Kennedy of Southwark (Lab Co-op)
- Hansard - - - Excerpts

My Lords, I am conscious of the time, so I will not speak for long. A number of important points were raised in this short debate. The noble Lord, Lord Lansley, made a clear and compelling case for his amendment and I hope that the Minister takes up his challenge and sets out very carefully and clearly the reasons why it will not be necessary to test the opinion of the House. Amendment 6, in the names of the noble Lord and my noble friend Lady Hayter of Kentish Town, sets out, in proposed new paragraphs (a) to (f), points that are absolutely right and need to be taken into account. I will leave my remarks there, and I hope the Minister will respond carefully so that the noble Lord will not need to test the opinion of the House.

Lord Grimstone of Boscobel Portrait Lord Grimstone of Boscobel (Con)
- Hansard - - - Excerpts

My Lords, I thank my noble friend Lord Lansley for his amendments, which would alter the unmet demand condition in Clause 2(2). First, I give a complete reassurance to the noble Baroness, Lady Hayter of Kentish Town, that the amendment I will bring forward later about regulator autonomy absolutely preserves the independence of the legal profession and prevents any dilution of standards. That amendment, if accepted by the House, completely puts the determination of standards in the hands of regulators and is not something the Government can override in any way.

My noble friend’s amendments require the appropriate national authority to consider a specific set of factors to determine whether the unmet demand condition is met. I completely agree that the appropriate national authority should be transparent when determining whether the unmet demand condition is met. I find it hard to disagree with the factors set out in the amendments, because they are likely to form part of a sensible basis for making this determination for many professions. Your Lordships will have seen the recent publication referred to by the noble Lord, Lord Purvis of Tweed, explaining how the unmet demand condition might be determined. That factsheet sets out that this assessment should be tailored to the circumstances and context of each profession.

Appropriate national authorities are best placed to determine which factors to consider, according to the individual circumstances of a profession. For example, a devolved Administration will be best placed to determine the factors relevant to assessing whether there is unmet demand for a profession in an area of devolved competence, and it is important that they are able to decide how best to make such determinations and form their own views on which factors are most relevant to their own situation. Indeed, I absolutely agree that some of the factors proposed by my noble friend are good practice, although they may not be essential in every case to understanding unmet demand. For example, the views of professional bodies and workforce modelling may or may not be relevant, but it should absolutely be for the appropriate national authority to take those matters into account if it so determines. Having to work through, in a statutory sense, every factor on this list could cause delays and unnecessary administrative burden when there is an urgent need for regulations and the condition, as drafted, is clearly met.

However, I hope that it gives my noble friend complete reassurance when I say that the Government plan to publish guidance to support appropriate national authorities in their determination of unmet demand, and I undertake that the factors in his amendment will be included and explained in any such guidance. That answers, at least in part, the point made by the noble Lord, Lord Purvis of Tweed. I note that one of the factors listed by my noble friend includes whether the profession is on the occupation shortage list; that will be covered in the guidance.

Immigration is a different matter from the recognition of professional qualifications. The Government have introduced a new skills-based immigration system which treats people from every part of the world equally. I hope that a skills-based immigration system would properly recognise the quality of professionals seeking to practise their profession, but it is outside my remit to go further into the immigration system, as I hope the noble Lord appreciates.

Lord Fox Portrait Lord Fox (LD)
- Hansard - - - Excerpts

On that last point, I am interested to know, if the appropriate national authority has determined that there is a shortage but that profession is not on the Home Office’s list, which trumps which?

Lord Grimstone of Boscobel Portrait Lord Grimstone of Boscobel (Con)
- Hansard - - - Excerpts

I think these are both looked at from different perspectives, so I do not think it is a question of which trumps which; the question is “What is the appropriate decision to come to?”, looking at it from the perspective either of immigration or of considering professions or occupations where there are shortages.

Lord Fox Portrait Lord Fox (LD)
- Hansard - - - Excerpts

Who makes the decision?

Lord Grimstone of Boscobel Portrait Lord Grimstone of Boscobel (Con)
- Hansard - - - Excerpts

I think, on immigration matters, the Home Office is the primary decision-maker.

I believe that including these factors in the guidance will improve the clarity of decision-making by appropriate national authorities that my noble friend’s amendment seeks to achieve. I am grateful for the considerable thought that he has put into this.

Finally, my noble friend has questioned whether it is appropriate for a national authority to consider whether delays and charges are unreasonable. After consideration over the summer, and I have thought about it a lot, I believe that this is a useful qualifier. Retaining “unreasonable delays or charges” in the unmet demand condition ensures that a national authority considers whether there is consumer detriment—this was a matter that the noble Baroness, Lady Hayter, was concerned about—as a result of the delays and charges to access a profession’s services. I hope that your Lordships can agree that while there is merit in the factors set out in the amendment, it is not desirable to fetter, in a statutory sense, appropriate national authorities’ discretion by enshrining these in the Bill. As I have said, these are sensible factors to take into account, but it is more appropriate to include them in guidance, and I commit to do this. As such, I ask for the amendment to be withdrawn.

Lord Lansley Portrait Lord Lansley (Con)
- Hansard - - - Excerpts

My Lords, I am most grateful to my noble friend and to the noble Baroness, Lady Hayter, and other colleagues who participated in this short debate. We do not necessarily need to change the legislation for people to be able to look at our debates and what my noble friend has been able to say from the Dispatch Box by way of clarification and, in due course, to look at the guidance to understand the nature of decisions being made. I hope it will be clear to people in future that delays and charges are an important factor but not the only factor; other things may go to help construct it. If we were starting the drafting process again, we might draft it slightly differently but, given that we are where we are and with the assurances that my noble friend has been able to give, I certainly beg leave to withdraw the amendment.

Amendment 5 withdrawn.
Amendment 6 not moved.
19:00
Clause 3: Implementation of international recognition agreements
Amendment 7 not moved.
Clause 5: Revocation of general EU system of recognition of overseas qualifications
Amendment 8 not moved.
Clause 6: Revocation of other retained EU recognition law
Amendment 9 not moved.
Clause 7: Assistance centre
Amendment 10
Moved by
10: Clause 7, page 5, line 1, at end insert—
“(1A) Before making arrangements under subsection (1), the Secretary of State must—(i) consult such persons as the Secretary of State considers appropriate, and(ii) following that consultation, seek the consent of the Scottish Ministers, the Welsh Ministers and a Northern Ireland Department.(1B) If consent to the arrangements is not given by any of those authorities within the period of one month beginning with the day on which it is sought from that authority, the Secretary of State may make the arrangements without that consent.(1C) If arrangements are made in reliance on subsection (1B), the Secretary of State must publish a statement explaining why the Secretary of State decided to make the arrangements without the consent of the relevant authority.”Member’s explanatory statement
This amendment requires the Secretary of State to consult such persons as the Secretary of State considers appropriate and seek the consent of the devolved administrations prior to making arrangements for the assistance centre.
Baroness McIntosh of Pickering Portrait Baroness McIntosh of Pickering (Con)
- Hansard - - - Excerpts

My Lords, in a brief meeting with my noble friend Lord Grimstone earlier this week, he made a very good point, which was elaborated on by the noble and learned Lord, Lord Hope of Craighead, a moment ago. My noble friend had met the devolved Administrations and had some success with the Northern Irish devolved Assembly, but was disappointed that the Welsh and Scottish devolved Governments were not prepared to agree to a legislative consent Motion. Now that we have come to what I think is the appropriate moment, I should be very interested to understand a little more about why that is the case.

In this little group, Amendment 10 is grouped with Amendments 10A and 14, which I will leave the noble Baroness, Lady Blake, to speak to. I am very grateful to the noble Lords, Lord Foulkes of Cumnock and Lord Bruce of Bennachie, and the noble and learned Lord, Lord Hope of Craighead, for lending their support to my amendment, and apologise if I was precipitate in attributing support from the noble and learned Lord for my earlier amendments, for which I apologise. I hope that the noble Lord, Lord Foulkes, has not started the road trip without us; perhaps he has just gone to make it warm, comfortable and hospitable for our arrival.

It may be asked why I am pushing Amendment 10 in connection with Clause 7, which relates specifically to the assistance centre. The reason I think that is appropriate is that, in the fact sheet that was issued recently, the Government labour the importance of the assistance centre to encourage foreign professionals to come and practise their profession here and our home professionals to go and practise their professions elsewhere. That makes the case for me why I am introducing Amendment 10. It requires the Secretary of State to seek the consent of the devolved Administrations prior to making arrangements for the assistance centre—which is in place, but which, I understand operates under a different name.

Like the noble Baroness, Lady Hayter, and the noble Lord, Lord Foulkes of Cumnock, I would like to namecheck Michael Clancy for his help in preparing this and my other amendments this evening, and we indeed wish him well and a return to his normal good health. He has been enormously helpful in many Bills, not least the internal market Bill and this one.

The Law Society of Scotland welcomes

“the provisions regarding the assistance centre to provide advice and assistance about entry requirements to those seeking to practise a profession in the UK or to those with UK qualifications seeking to practise overseas.”

It further notes

“the obligation on regulators contained in subsection (2) to provide the designated assistance centre with any information it may need to carry out its functions.”

I argue that that is entirely appropriate in the circumstances.

Why am I asking for consent to be given? Because the obligation to make arrangements for the assistance centre lies on the Secretary of State. However, the assistance centre will provide advice and assistance covering the whole UK. It is entirely appropriate, and important, that the Secretary of State should consult such persons as he considers appropriate before making the arrangements and, having consulted, seek the consent of the devolved Administrations. This last approach reflects that contained in Sections 6, 8, 10, 18, 21 of, and Schedule 3 to, the United Kingdom Internal Market Act. I further argue that consulting appropriate persons and seeking the consent of the devolved Administrations is important where the assistance centre may be providing advice relating to professions which are within the devolved sphere, and reflects the acknowledgement of the role of the devolved Administrations in earlier clauses in the Bill.

If the consent of the devolved Administrations is not provided within one month of being requested, the Secretary of State can proceed to make the arrangements without that consent. That addresses the specific point raised on amendments we debated earlier this evening tabled by my noble friend Lord Lansley. We should hear from my noble friend Lord Grimstone in response to the point made by the noble and learned Lord, Lord Hope of Craighead, as to why the devolved Administrations—in particular, in this case, the Scottish and the Welsh—have not come forward with a legislative consent Motion. I have regard to the concerns raised by the noble Lord, Lord Purvis, in relation to an earlier group of amendments about how regrettable a position it would be if legislative consent Motions were withheld.

For all the reasons that my noble friend and the Government have set out in the fact sheet for the specific importance of the role of the assistance centre, and because I am mindful that my own profession of law is so different in Scotland from England, it is very appropriate that they consult and seek the consent of Scottish and Welsh Ministers and the Northern Ireland department in this regard.

I hope that my noble friend will take this opportunity to set out in more detail why Amendment 13 does not apply to Clause 7, which I argue it should, and why, in his view, an LCM has not been forthcoming from the Welsh or Scottish Ministers. I echo the remarks made by the noble and learned Lord, Lord Hope of Craighead. It is incumbent on the Government to be very clear and as helpful as possible in the spirit of co-operation with the devolved Administrations and Governments. The noble Lord, Lord Foulkes of Cumnock, hit the nail on the head: we in this place are the sovereign Parliament of the United Kingdom. The devolved Administrations are very conscious that they are devolved, but they hope to have as much advance notice of any changes to legislation in draft as possible, so that they can prepare their views.

I look forward with great interest to hearing the comments of the noble Baroness, Lady Blake, when she moves her amendment relating to common framework agreements, which have already been alluded to this evening but, with those few remarks, I look forward to hearing from the Minister and I beg to move.

Lord Bruce of Bennachie Portrait Lord Bruce of Bennachie (LD)
- Hansard - - - Excerpts

My Lords, I wish to intervene, as I am sure the noble and learned Lord, Lord Hope, will, and he may be able to comment on what I am about to say.

The noble Baroness has explained quite clearly what the purpose of the amendment is, and I do not need to repeat that, but we are engaged with the interaction between the Bill and the internal market Act. That is the nub of where the suspicion has arisen. I take account of the fact that the Minister has explained the consultations that have taken place, but they did not take place for the internal market Act, and that has led to a legacy of suspicion which has not gone away. This is where the problem arises. The Minister will clearly want to say that things have moved on, but he needs to reassure the devolved Administrations that that is genuinely the case if we are to secure their consent, unless there are other valid reasons that we have not heard about.

In answer to an intervention by the noble Lord, Lord Purvis, the Minister previously said that immigration is one thing and professional qualifications are something else—but they all impinge on each other. We all know that the Government are out in the world looking for all kinds of agreements, post Brexit, which they feel will liberate the UK and create huge opportunities, whether it is exporting skills or importing skills. Yet professional bodies are saying, “Is this going to threaten our standards?”, and the devolved Administrations are saying, “Are our specific circumstances going to be overridden by those priorities?” I contend that that is the nub of the problem.

I have signed this amendment, as have others, because I believe it is trying to put in the Bill a requirement that would categorically state that the concerns of the devolved Administrations and their politicians would not be justified if the consultation was statutorily required and the particular safeguards were in there. That still allows, of course, for the Secretary of State to override the devolved Administrations, but not without going through a clear, spelled-out process of both consultation and explanation, as and when and if an override is likely to be applied.

I am not sure I need to say more, other than that I think the Minister has acknowledged that he is suffering from a legacy that was not of his making. But it is there and, if it is not addressed, it will poison the Bill.

Lord Hope of Craighead Portrait Lord Hope of Craighead (CB)
- Hansard - - - Excerpts

My Lords, I put my name to this amendment because it is crucial that the arrangements that are made under Clause 7 are designed to give accurate and complete advice and assistance. The people who are seeking that advice and assistance are of course coming with at least a rather imperfect knowledge of the systems and the professions which they are seeking to engage with, and it is crucial that the advice and the assistance is well founded. I am quite sure that that is what the purpose of Clause 7 is, but this amendment is intended to reinforce that.

I hope that what I said in the earlier group, about the way in which the legislative consent process was handled by the Minister, was not thought to imply a criticism of him or the way in which he was handling it. If there was any such implication, I absolutely withdraw it. I am quite certain that he handled the discussions with the care which has characterised his handling of the Bill, at all stages in this House. We have appreciated greatly the depth of knowledge which he has brought to bear and the care and consideration which he has given to every issue that has been raised. I am certain that the discussions will have been conducted with the same courtesy as we have enjoyed in this House. It was not meant to be a criticism of the noble Lord at all.

I was searching for information; it is very unusual for us to be able to refer to the absence of a legislative consent Motion while we are in the course of a debate during the passage of a Bill. That is perhaps one of the shortcomings of our procedures; we do not know what is going on, and the Constitution Committee is in ignorance of what is going on. The purpose of my intervention on this point was to seek information to balance out the rather depressing impression we have been given by the devolved Administrations—including Northern Ireland, I should have said. If there is a balance to be struck, the information that the noble Lord will give me in the letter will be important. I hope he will allow me to share his letter with the Constitution Committee, because it would be extremely interested to know what he has to say.

19:15
While I am on my feet, I offer my support for Amendment 10A. It is important that the common framework on professional qualifications, if there is one, is not in any way impeded by other legislation, to any degree at all. These frameworks are operating independently, and the system which is operated for the discussion of frameworks could be rather distorted if there was to be any such interference. The amendment in the name of the noble Baroness is very well placed.
Before I sit down, I add my own words of good will towards Michael Clancy, in his present situation, that he may be restored to good health. I also thank him for the work he has done on the Bill, as he has done on so many others, to inform our discussions.
Baroness Noakes Portrait Baroness Noakes (Con)
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My Lords, I do not normally intervene where devolved matters are concerned but I was so surprised to see the amendments tabled in this group that I felt I had to make some observations.

To start with Amendment 10 and Clause 7, I was very critical of Clause 7 in Committee, in that it was setting up an advice centre which I could not see the real need for. Nevertheless, if one is going to have one, it should be complete and accurate; the noble and learned Lord, Lord Hope of Craighead, has referred to that. The existing advice centre under EU law, which will be migrated into the one under this Bill, is certainly not complete and is therefore not accurate.

While I believe that the arrangements being made would benefit from scrutiny, I am not sure what the purpose of adding on a consent mechanism would be. The arrangements should be between BEIS and whoever is providing this advice centre to have complete and accurate information, and I do not think anybody needs to consent to that at all, because that is perfectly obvious. While I do not see any need to have that additional mechanism, it is good to have scrutiny on the centre’s input, but that can be done by informal means; it does not need the seeking and giving of consent.

Similarly, in the case of Amendment 10A in the name of the noble Baroness, Lady Blake, I could not see anything in Clause 9 which could possibly be incompatible with a common framework agreement for professional services, if and when one emerged. All it says is that if somebody in one part of the United Kingdom wishes to practice in another part of the United Kingdom, the regulators in the two parts have to give each other information about that individual. It seems that there would never be any circumstances, under any form of common framework, where that would not be an essential part of it.

Lastly, on Clause 14 and Amendment 14, I was also mystified, because Clause 14 seems to respect the devolution settlements. It specifically creates the national authority’s powers in relation to things that are within the devolution settlements, so I could not see what would be added by the arrangements that Amendment 14 seeks. I could not think of any tangible, practical reason for the devolved Administrations to want to get involved in those areas in the way in which this is drafted. For me, this is something of a mystification. It may be partly explained by the bad feeling left by the internal market Act, but I genuinely do not see an issue of substance here that noble Lords should be getting excited about.

Baroness Randerson Portrait Baroness Randerson (LD)
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My Lords, the noble Baroness put her finger on it when she referred to the bad feeling engendered by the internal market Act. That has undermined confidence between the devolved Administrations and the UK Government. But there are also good, practical reasons why they need to be consulted. I support these amendments because it is absolutely crucial that, at the centre of this, the assistance centre truly represents the whole of the UK and can provide accurate information.

The history of this Bill is that the whole thing is a lot more complex than the UK Government originally thought. I think that the Minister would acknowledge that. The noble Baroness has played her part in pointing that out to the Government. It is not just a courtesy to seek consent. Things are different in different parts of the UK. I speak in this debate from the perspective of Wales, where our difference is partly underlined by language issues of significance. If you are looking at the clinical professions, or teaching, language is important in the delivery of those qualifications.

However, there is a key issue here in the interaction between this Bill and the United Kingdom Internal Market Act, which was designed to undercut devolved powers and which, despite some amendments, still has the power to do so. The UK Government deal internationally with what I am sure they see as the interests of the whole of the UK but, to give one example, the international trade deal with New Zealand provoked dismay in Wales because of the impact that it will have on Welsh sheep farmers. That may not be of direct relevance to this Bill, but it underlines the fact that, just because the UK Government are intending that it should benefit the UK, that does not mean that it will actually benefit the whole of the UK. The same applies with professional qualifications and the terms in which there could be an impact from an international trade deal on those qualifications.

The lack of legislative consent Motions is a symptom of the problem. Common frameworks are there and should be there to ensure harmonious working, but those of us speaking in this debate who are members of the Common Frameworks Scrutiny Committee—the noble and learned Lord, Lord Hope, my noble friend Lord Bruce and the noble Lord, Lord Foulkes, who was here earlier—know that common frameworks have been applied so far in a fairly haphazard manner in some situations, and therefore we cannot entirely rely on them yet. I am very pleased to see the amendments that relate to them, because that reinforces their importance in improving relationships between the Governments within the United Kingdom. Therefore, I support these amendments.

Baroness Blake of Leeds Portrait Baroness Blake of Leeds (Lab)
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My Lords, I start by saying a personal thank you to my noble friend Lady Hayter for her wonderful support over the past few months. We go back many years and we have worked on some very difficult issues, so it has been a great pleasure. I thank my noble friend Lord Kennedy for stepping in as a result of the very positive news of my noble friend Lady Hayter moving on to pastures new. I know that she will continue to bring all her enormous knowledge to bear.

I also thank the Minister for his unfailing patience and his recognition of the complexities of this Bill that were not fully appreciated when it first came forward for our consideration. There have been some extraordinary contributions from all sides of the House that exposed the original drafting, which have been incredibly important.

Her Majesty’s Opposition believe that a role for the devolved authorities has been overlooked in the drafting of this Bill and recognise that there is strong concern from them, as we have heard in this debate, about the legislation. Perhaps it is not an enormous surprise, given the Government’s track record, because the experience of the devolved Administrations is that they have been excluded too many times, going right back to the Brexit negotiations, as we have heard, and the United Kingdom Internal Market Bill, with UK powers imposed over devolved competences. The noble Lord, Lord Bruce, said very clearly something which struck home very forcefully: there is a legacy of suspicion. We would all do very well to remember that.

We also remember when it came to light that the devolved authorities only saw this Bill a week before it was published. Either the Government forgot about them or something else was happening, but again that growing suspicion has permeated the discussions that we have had throughout.

The importance of their engagement was underlined in the Government’s factsheets on the Bill, which were published at the end of last week and stated that professional qualifications and experience can vary across the four nations—surely in itself a reason for this concern. As we have heard, the concern is shared across the House, as demonstrated by Amendment 10, tabled by the noble Baroness, Lady McIntosh, the noble and learned Lord, Lord Hope, and the noble Lords, Lord Foulkes and Lord Bruce, which we strongly support.

This was the formula for the engagement of the devolved authorities, which the Government accepted with the United Kingdom Internal Market Bill. It would oblige the Minister to seek the consent of the devolved authorities but would allow them to proceed, albeit with a published explanation if no consent is received within a month. It is not an absolute veto, but it starts on the assumption of working towards consent. Her Majesty’s Opposition recognise the strength of feeling from the devolved authorities and, again, as has been so eloquently expressed by the noble Baroness, Lady Randerson, that is why we have tabled Amendment 14, which would apply this consult, seek and UK Government backstop formula to all regulation-making powers in the Bill.

Why are the Government against taking this approach with this Bill, which they accepted in the United Kingdom Internal Market Bill less than a year ago? Surely at the very least we need some consistency across post-Brexit legislation. Amendment 10A also seeks to ensure that the Bill does not impact on the development of a common framework on this issue. Can the Minister confirm that this will be established and in operation by the end of the year? As I understand it, there is still some confusion about departmental responsibilities on common frameworks post reshuffle, so can he also confirm which Minister and department are now responsible for them? We accept that the mood of the House has, with some exceptions, coalesced around Amendment 10, and we strongly support it, as I have said.

I would like to hear clear commitments from the Minister that the Government remain committed, first, to continuing engagement with the devolved authorities to find a way through on this issue, and, secondly, to amending the Bill as appropriate to reflect the devolved authorities’ concerns. As the Bill starts here in the Lords, the Government have ample time to bring forward amendments in the other place. If the Minister is not able to say this today, I will seek to test the opinion of the House on Amendment 14. I will be listening very closely to his reply.

19:30
Lord Grimstone of Boscobel Portrait Lord Grimstone of Boscobel (Con)
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My Lords, before I start, I will thank the noble and learned Lord, Lord Hope of Craighead, for the courtesy of his comments. I assure him that I took no offence at the words that he used in the earlier group. I thank the noble Baroness, Lady Blake of Leeds, for her Amendment 14, which I will address first. I unreservedly agree with the noble Baroness that the Bill has been greatly improved during its passage through the House, and I commend and thank noble Lords from all sides of the House for the work that they have done.

This amendment from the noble Baroness provides for the Secretary of State to consult appropriate persons. It then requires the Secretary of State to seek, on a time-limited basis, the consent of all the devolved Administrations before making regulations under powers in the Bill. If that consent were not forthcoming within one month, the UK Government could proceed to make the regulations without it, but would be obliged to publish a statement setting out why they had proceeded without consent.

I appreciate that this amendment recognises that there are occasions when the Government may need to make regulations without consent. It is a best-efforts approach, which requires the Government to evidence that they have made these efforts. However, as I have set out previously, it is absolutely not the Government’s intention to make regulations in relation to matters on which the devolved Governments could legislate without seeking their views. I have put this assurance on record many times, including in correspondence with my ministerial counterparts in the devolved nations. Perhaps because I am relatively new to the House, I was not tarnished by some of the discussions on the internal market, and I think I have maintained good and constructive relations with my counterparts in the devolved Administrations.

I am not convinced that the proposed amendment is preferable to the Government’s own, more flexible, proposals. However, I agree that working with the devolved Administrations is the way to make this Bill operate best for all our UK nations. That is why I wrote to my devolved Administration ministerial counterparts ahead of Report, offering to put a duty to consult with devolved Administrations on the face of the Bill. The offer was made to them and it also included a commitment to publish a statement setting out whether and how the regulations take account of any representations made in response to the consultation. I can give the House an assurance that we will continue to engage with the DAs, and if securing the LCMs, which is something that I would very much like and feel committed to do, means that we need to amend the Bill, this is something that we could consider. I am happy to give that assurance to the House.

Noble Lords will also be aware that the amendment tabled in my name on a duty to consult with regulators extends to regulators in the devolved nations; so, in addition to the consultation we would normally expect to undertake with the devolved Administrations, whenever appropriate we will be engaging directly with those in the devolved Administrations who are closest to the issues before making regulations.

I will continue to engage with my counterparts in the devolved Administrations to persuade them of the merits of the Government’s approach. If noble Lords from all sides of the House wish to join me in trying to convince them of this, I would very much welcome that. A Bill such as this, which provides benefit throughout all four nations of the United Kingdom, would be best dealt with on a consensual basis between the devolved Administrations.

Lord Purvis of Tweed Portrait Lord Purvis of Tweed (LD)
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I am very interested in what the Minister said, and the House will welcome his initiative. In order to help that process, would the Minister consider placing his letter to the devolved Administrations in the Library, along with any reply that comes? Then we would at least know what the current situation is—but I welcome the Minister’s initiative.

Lord Grimstone of Boscobel Portrait Lord Grimstone of Boscobel (Con)
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I thank the noble Lord for his welcome. Let me consider that: I am not prepared to agree to that right away, because these letters, of course, contain a number of matters that are the stuff of correspondence between one part of the United Kingdom and another. There is nothing suspicious about my saying that, but, if I may, I will just review the letters to make sure that I am not breaking any confidences with the devolved Administrations before agreeing to do that. I repeat, however, that I will continue to engage with my counterparts in the devolved Administrations to persuade them of the merits of the Government’s approach.

I turn now to the next amendment, tabled by my noble friend Lady McIntosh of Pickering, the noble Lords, Lord Foulkes of Cumnock and Lord Bruce of Bennachie, and the noble and learned Lord, Lord Hope of Craighead. This seeks to place a requirement to consult relevant persons and then seek the consent of the devolved Administrations before making arrangements for the assistance centre. With all respect, I believe that this is taking a sledgehammer to crack a nut. The Government will, of course, ensure that provisions for the future assistance-centre service work for all four nations of the UK, and the service will be designed to complement the roles of regulators and professional bodies. No issues have arisen from the approach taken by the UK Government in providing a single centre operating across the whole of the UK to date. This centre has been in operation for well over a decade, and these issues have never arisen during the course of the last 10 years. Of course, it would not be in line with normal practice—it would not be expected—for the UK Government to seek the consent of the devolved Administrations before tendering for, or launching, a support service. The Government regularly consult devolved Administrations on these things in the course of business, but I fear that introducing this as a statutory requirement here would create a significant and frankly unnecessary precedent.

Much interest was shown in the assistance centre in Committee. I have often felt at times that the interest shown in the assistance centre was out of kilter with the actual, rather restricted body that it is. As I have said previously, it will offer a very modest, targeted service, similar to that already provided by the UK Centre for Professional Qualifications. A heavy-handed consent requirement therefore feels disproportionate for this. Many regulators and professional bodies already have productive working relationships with the current assistance centre and have welcomed its continuation in the Bill.

I turn now to the amendment tabled by the noble Baroness, Lady Blake of Leeds, on common frameworks. This amendment seeks to ensure that nothing in the information-sharing requirements under Clause 9 will prevent the establishment or operation of a common framework agreement relating to professional qualifications. Noble Lords will recall that this issue was raised in Committee. Again, I say without reservation that I share the House’s firm commitment to effective common frameworks.

I previously explained that there had been a hiatus in the development of the recognition of professional qualifications common framework while work paused during the election period in Wales and Scotland, but I am very pleased now to be able inform the House that, since Committee, officials across all four UK nations have made very good progress on a common framework on the regulation of professional qualifications to ensure a collaborative approach on powers that have returned following our exit from the European Union and that intersect with devolved competences. This has included two workshops and correspondence that focused on co-design, with officials from all the devolved Administrations, following which my officials continue to drive development of the framework, in line with these discussions.

In addition to co-operation in relation to returning EU powers, the Government have offered, if the devolved Administrations would find it helpful, to include proposals on consultation and collaboration on the operation of the Professional Qualifications Bill, once enacted, in that framework. Let me be clear, in answer to the noble Baroness’s concerns and those expressed by the noble Baroness, Lady Randerson, that the provisions of the Bill in no way cut across the establishment or operation of a common framework. This is a separate process. As the common framework will be non-legislative in nature—a proper consensus developed with the devolved Administrations—I worry that referencing the common framework in the Bill may be confusing and could hinder rather than help the development of the common framework.

The development of the common framework is a collaborative process, not one that the Government can or should impose. However, as I have outlined, this process is now reinvigorated, and I am confident that the professional qualifications common framework can be agreed in provisional form by the end of this year. I will of course keep noble Lords in touch with this to make sure that those who have spoken in the debate in relation to this are kept properly informed of its progress. I hope that I have been able to address the concerns of this House in relation to this, and I ask that this amendment is withdrawn.

Baroness McIntosh of Pickering Portrait Baroness McIntosh of Pickering (Con)
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I am grateful to my noble friend for his response and to all those who have spoken. I am a little concerned, because we have not really got to the nub—unless I have missed it—of why there is no legislative consent Motion from the devolved Administrations, so that is still a source of concern. It leaves open the question whether, if my noble friend was minded to bring forward a government amendment in connection with Amendment 14 in this group, the Government would be minded to do that in the other place after the Bill has left this House. That would be a concern.

I am a little disappointed that the Minister said that it would set an “unnecessary precedent” to consider accepting Amendment 10 in my name and those of others. I argue that it would not set an unnecessary precedent, and it is certainly not seeking to introduce a layer of complexity or bureaucracy. The Government’s fact sheet says:

“Professionals and businesses can find it difficult to navigate the UK’s regulatory landscape. They need clear and accessible information about how professional qualifications can be recognised. Improved transparency and information-sharing between regulatory counterparts, where appropriate, will support better decision-making and more informed use of the framework.”


That is precisely why I argue that Amendment 10 is needed in this regard, because if you are not going to consult and seek consent from the devolved Administrations, at which point will the regulatory counterparts and the devolved Administrations have the right to make their case?

I listened very carefully to what my noble friend Lady Noakes said about her hesitation over the assistance centre. The Minister, my noble friend Lord Grimstone, went on to say that it has been in existence for 10 years. In that time, it was probably not needed, because if I was able to find out how to practise in another European country, many of my kinsfolk—Scottish advocates, Scottish lawyers, English lawyers, English nurses or whatever—were probably likeminded to do so too. But we have now left the European Union and are no longer covered by that umbrella of free movement.

So I will not press my amendment this evening for the simple reason that, if the House is going to take a decision on an amendment, the amendment in the name of the noble Baroness, Lady Blake, may well cover the same clause that I seek to cover because it would cover all clauses for which regulations are required. So, at this stage, I thank my noble friend for the reassurances that he has given. I hope that he commits to bringing forward a government amendment, and I beg leave to withdraw my Amendment 10.

19:45
Lord Grimstone of Boscobel Portrait Lord Grimstone of Boscobel (Con)
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My Lords, I beg leave to answer one of the points made by my noble friend Lady McIntosh. If she wishes to find out why LCMs have not been granted, I suggest that she addresses that question to the devolved Administrations, because I have been trying. I repeat what I said earlier: we will continue to engage with the DAs, and if securing the LCMs means that we need to amend the Bill, this is something that we could consider.

Amendment 10 withdrawn.
Clause 9: Duty of regulator to provide information to regulator in another part of UK
Amendment 10A not moved.
19:46
Consideration on Report adjourned until not before 8.50 pm.
19:47
The following Act was given Royal Assent:
Environment Act.

David Fuller Case

Tuesday 9th November 2021

(2 years, 5 months ago)

Lords Chamber
Read Full debate Read Hansard Text Read Debate Ministerial Extracts
Statement
The following Statement was made in the House of Commons on Monday 8 November.
“With permission, Mr Speaker, I shall make a Statement on the appalling crimes committed by David Fuller and the Government’s next steps. In recent days, the courts have heard about a series of David Fuller’s shocking and depraved offences. The legal process is ongoing, as you have just said, Mr Speaker. David Fuller is yet to be sentenced, so there are some things it would be inappropriate for me to talk about at this time. I am sure the House will understand why the majority of my Statement will focus on the steps that we are taking in response to those crimes and not the crimes themselves.
Before I do, I will briefly update the House on this shocking case. In December, David Fuller was charged with the murder of two young women, Wendy Knell and Caroline Pierce, in the Tunbridge Wells area of Kent in 1987. Last week, he pleaded guilty to their murders. My thoughts, and I am sure the thoughts of the whole House, are with Wendy and Caroline’s family and friends.
As well as that, the Kent and Essex serious crime directorate has been carrying out an investigation into his offences in hospital settings between 2008 and 2020. As a result, Fuller was charged with a series of shocking offences involving sexual offences committed in a hospital mortuary. He has also pleaded guilty to these offences. As sentencing has yet to take place, it would be inappropriate for me to comment on the case, but I will say that, in the light of what has happened, the Justice Secretary will be looking at whether the penalties that are currently available for such appalling sexual offences are appropriate.
It has taken months of painstaking work to uncover the extent of this man’s offending. The fact that these offences took place in a hospital—a place where all of us should feel safe and free from harm—makes this all the more harrowing. This has been an immensely distressing investigation, and I would like to thank the police for the diligent and sensitive way that they have approached it. They have shown the utmost professionalism in the most upsetting of circumstances, and I would like to thank them for their ongoing work. I would also like to thank the local NHS trust—Maidstone and Tunbridge Wells NHS Trust—for co-operating so closely with the police.
Officers have, tragically, found evidence of 100 victims. Of these victims, 81 have been formally identified, and specially trained family liaison officers have been supporting their families. Every family of a known victim has been contacted. We have been working closely with the police, the police and crime commissioner and the NHS trust to make sure that those families who have been directly affected receive the 24/7 support that they need, including access to dedicated caseworkers, and mental health support and counselling.
If anyone else is concerned that they or their loved ones may be a victim, or if they have any further information, they should search online for the major incident police portal, and select “Kent Police” and “Operation Sandpiper”. I know how distressing the details of these offences will be for many people. The local NHS trust has put arrangements in place to support staff who have been affected, and regardless of whether or not someone has been directly impacted by these offences, they can access the resources that are available on the My Support Space website.
This is a profoundly upsetting case that has involved distressing offences within the health service. The victims are not just those family members and friends who have been abused in this most horrific of ways; they are also those who are left behind—people who have already experienced loss, and now experience unimaginable pain and anger. They are victims, too.
Even as we look into exactly what happened, I, as the Secretary of State for Health and Social Care, want to apologise to the friends and families of all the victims for the crimes that were perpetrated in the care of the NHS, and for the hurt and suffering they are feeling. I know that no apology can undo the pain and suffering caused by these offences, but with such serious issues of dignity and security, we have a duty to look at what happened in detail, and make sure it never happens again, so I would like to update the House on the steps we are taking.
First, NHS England has written to all NHS trusts asking for mortuary access and post-mortem activities to be reviewed against the current guidance from the Human Tissue Authority. Trusts have also been asked to review their ways of working and to take a number of extra steps, including making sure that they have effective CCTV coverage in place, that entry and access points are controlled with swipe access, and that appropriate Disclosure and Barring Service checks and risk assessments are being carried out. NHS England will report directly to me with assurances that these measures have been taken, so that we can be confident that the highest standards are being followed and that we are maintaining security and upholding the dignity of the deceased. Next, the local trust has been putting its own steps in place. It has already conducted a peer review of mortuary practice, and it initiated an independent investigation into those specific offences.
I thank the trust and its leadership for its quick initial work to set up that investigation, but given the scale and nature of these sexual offences, I believe we must go further. Today I can announce that I am replacing the trust investigation with an independent inquiry that will look into the circumstances surrounding the offences committed at the hospital, and their national implications. It will help us to understand how those offences took place without detection in the trust, identify any areas where early action by the trust was necessary, and consider wider national issues, including for the NHS. I have appointed Sir Jonathan Michael to chair this inquiry. Sir Jonathan is an experienced NHS chief executive, a fellow of the Royal College of Physicians, and a former chief executive of three NHS hospital trusts. He had been leading the trust investigation, and will be able to build on some of the work he has already done. The inquiry will be independent, and it will report to me as Secretary of State.
I have asked Sir Jonathan to split his inquiry into two parts: the first, an interim report, which I have asked for early in the new year; the second, a final report looking at the broader national picture and the wider lessons for the NHS and other settings. We will publish the terms of reference in due course, and I have also asked Sir Jonathan to discuss with families and others to input into this process. Sir Jonathan’s findings will be public and they will be published. We have a responsibility to everyone affected by these shocking crimes to do right by those we have lost, and by those still left behind in their shock and their grief. Nothing that we can say in this place will undo the damage that has been done, but we must act to ensure that nothing like this can ever happen again. I commend this Statement to the House.”
19:48
Baroness Wheeler Portrait Baroness Wheeler (Lab)
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I thank the Minister for the Statement and its contents, and I fully welcome the Government’s announcement of an independent inquiry into this unspeakably vile and horrific crime. Across the House, our thoughts and hearts go out to the families of Wendy Knell and Caroline Pierce and those with deceased loved ones. These 100 victims—we are talking about the corpses of 100 women—were, as has been reported in the press, violated in the most monstrous, vile and sickening way.

Will the Secretary of State confirm that all the families impacted will have immediate access to the psychological counselling and support that they need? Will NHS staff at the hospital, many of whom will themselves be devastated, also have access to appropriate counselling and support? What steps are being taken to identify the 19 victims yet to be identified?

I also pay tribute to local Members of Parliament across Kent and Sussex who have spoken up on behalf of their communities in recent days. ln particular, the MP for Tunbridge Wells, Greg Clark, said over the weekend that authorities and politicians must

“ask serious questions as to how this could have happened and … establish that it can never happen again.”

This is why the inquiry is so crucial. Can the Minister set out its timetable and say when the terms of reference will be published? Can he confirm that its remit will allow it to make recommendations for the whole NHS, as well as for the local NHS trust?

Fuller was caught because of a murder investigation, which in itself prompts a number of questions about the regulation of mortuaries. The Human Tissue Authority, which regulates hospital mortuaries, reviewed one of the mortuaries in question as part of its regulatory procedures. It raised no security concerns, but found a lack of full audits, examples of lone working and issues with CCTV coverage in another hospital in the trust. Will the inquiry look at the way in which the HTA reviews hospital mortuaries, as well as its standards and how they are enforced? Will it be asked to recommend new processes that the Secretary of State will put in place if it is found that a mortuary fails to meet the necessary high standards for lone workers, security and care? If the HTA’s role is not to be included in the inquiry, how will this work be undertaken by the Government and within what timescales?

The requirement for NHS trusts to review their procedures and ensure that they are following current HTA rules and guidance is very welcome. This procedure must include the requirement for all mortuaries to document and record the access of all staff and visitors entering a mortuary, ensure that CCTV is in place comprehensively across all mortuaries, and that CCTV standards on usage and access records are fully enforced. Can the Minister confirm this? What is the timeframe for hospitals to adopt the extra rules that have been announced on CCTV coverage, swipe access and DBS checks in every single hospital and mortuary? Can the Minister confirm whether this will be guidance or a statutory requirement? There are, of course, other premises where dead bodies are stored, such as funeral directors, that do not fall under the regulatory remit of the Human Tissue Authority, so will the authority’s remit be extended? Will the inquiry look at regulations for other premises where bodies are stored?

The Minister will agree that the conduct of the inquiry itself will be very important for victims’ families. Will they be allowed to give evidence on the devastating impact that the crimes have had on them? When our loved ones are admitted into the hands of medical care, that is done on the basis of a bond of trust that they will be cared for when sick and accorded dignity in death. That bond of trust was callously ripped apart here. I repeat the offer from our shadow Secretary of State, Jonathan Ashworth, to work with the Secretary of State to ensure that something so sickening never happens again.

Baroness Brinton Portrait Baroness Brinton (LD) [V]
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[Inaudible]—but that such a prolonged period of abuse was able to take place without it being noticed. We echo the sincere condolences to the families and friends of Wendy Knell and Caroline Pierce, as well as the many families and friends of those whose bodies David Fuller so foully desecrated.

The Statement says that the families and friends will have access to mental health support and counselling. That is good, but can the Minister confirm that it will be available for as long as they need it and will not be time limited? Will the staff at the mortuaries and hospitals, as well as the police and the over 150 family liaison officers involved in this case, also have access to counselling? They too have had to deal with this very distressing series of events.

We must obviously be very careful in our discussions today pending the sentencing of David Fuller, but we welcome the Secretary of State’s announcement for the upgrading of the trust’s independent review to an independent inquiry, to be chaired by Sir Jonathan Michael.

In August 2018, the Health Service Journal reported that 58 mortuaries that had been inspected in 2017-18 revealed that more than 500 “shortfalls” were exposed during that period. Worryingly, that included eight critical failings. At that time, the Human Tissue Authority as regulator and the various other regulated bodies undertook to look at the large increase in failings that year and to review practice. What actions were taken following those 2017-18 reports and were measures on access by staff to mortuaries among them? I ask this because, looking at the Human Tissue Authority’s codes of practice online, almost the entire focus seems to be on those whose role is to be involved with bodies. In Code A: Guiding Principles and the Fundamental Principle of Consent, the only reference I can find that does not relate to those with direct responsibilities for bodies is in paragraph 14 on page 7, which begins:

“Quality should underpin the management of human tissue and bodies.”


It goes on to say that this means that:

“practitioners’ work should be subject to a system of governance that ensures the appropriate and safe storage and use of human tissue and which safeguards the dignity of the living or deceased”,

and that

“premises, facilities and equipment should be clean, secure and subject to regular maintenance”.

One of the concerning issues relating to this case is that Mr Fuller ceased to be an employee of the Tunbridge Wells health authority in 2011 when the maintenance contract was subcontracted out. Will the inquiry look at not just whether employees of subcontractors working in sensitive areas are subject to DBS checks but whether there is a duty on their employer to report any findings to the hospital, or in this case the mortuary? Mr Fuller had a previous criminal record, but it is reported that the hospital did not know this.

There is another issue which I have not heard referred to either here or in the Statement in another place yesterday, and that is our criminal justice system’s approach to the desecration of bodies. The respected criminologist Professor Jason Roach from Huddersfield University has analysed the policing of and law in Britain towards necrophilia. He found an almost complete absence of case studies, which is not true in the rest of the world. Indeed, it was not until the Sexual Offences Act 2003 that necrophilia became a criminal offence in its own right, but he says there is no evidence that anyone has ever been prosecuted. He reports that, as part of his research in 2016, he was told by one senior police officer that it was very unlikely that the police would ever urge the Crown Prosecution Service to charge an offender.

One hypothesis that Professor Roach explores in his 2016 work “No Necrophilia Please, We’re British” is that

“the attitude of the British criminal justice system towards necrophilia echoes that of the British public, i.e. one of embarrassment, whereby those caught are either not charged with a criminal offence or, perhaps for the sake of the deceased’s family, are charged with a less degrading offence such as grave robbing. Both routes will produce less attention-grabbing stories”.

Can the Minister say if the review will look at police and criminal justice system attitudes towards necrophilia or other forms of desecration of bodies? One of the deeply unsatisfactory legacies of Jimmy Savile’s extended abuse is the suspicion of his undertaking such activities. However, perhaps through embarrassment, there has been no real examination of that case and the cultures of the places where he was able to have access to the dead.

Can the Minister say if any lessons learned so far will be reported and implemented straightaway, before the full independent inquiry reports, to give the public confidence that hospital mortuaries are safe and secured? As ever, if the Minister does not have any of the answers to my questions to hand, please will he write to me with them?

Lord Kamall Portrait The Parliamentary Under-Secretary of State, Department of Health and Social Care (Lord Kamall) (Con)
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My Lords, this is one of the most difficult issues that we have had to address and discuss in my short career at the Dispatch Box. It is one of those crimes that are beyond imagination. Who could think that an act of such depravity would occur? David Fuller has pleaded guilty to the murder of Wendy Knell and Caroline Pierce, and all our thoughts are with Wendy and Caroline’s families and friends.

In recent days the courts have heard about a series of David Fuller’s shocking and depraved offences. He is yet to be sentenced, so I am sure noble Lords will understand that it would not be appropriate for me to comment on the details of the case while the legal process is still in progress. However, I will try to address as many of the questions about the response as possible.

This is a profoundly upsetting case that has involved distressing offences within the health service. I apologise to the friends and families of all the victims for the crimes that were perpetrated in the care of the NHS, and for the hurt and suffering that they are feeling. It has taken months of painstaking work to uncover the extent of this man’s offending. The fact that these offences took place in a hospital, somewhere all of us would hope to feel safe and free from harm, makes it all the more harrowing. This has been an immensely distressing investigation, and I thank the police for the diligent and sensitive way in which they have approached it. I also thank Maidstone and Tunbridge Wells NHS Trust for co-operating so closely with the police.

I am sure that in the inquiry all matters will be considered and that it will be as full and comprehensive as possible, but it is critical that we investigate this case thoroughly to ensure that lessons are learned. My right honourable friend the Health and Social Care Secretary is replacing the trust investigation with an independent non-statutory inquiry, which will look into the circumstances surrounding the offences committed in the hospital as well as their national implications. That will help us to understand how these offences were allowed to take place without detection in the trust and then to consider the wider national issues, including for the National Health Service. My right honourable friend has also asked the Human Tissue Authority to advise on whether changes are required to the existing legislation.

What will the independent inquiry do? We thank the NHS trust and its leadership for its quick initial work in setting up the investigation, but we have a duty to look at what happened in detail and to make sure that it never happens again. The Secretary of State has appointed Sir Jonathan Michael to chair the inquiry. Sir Jonathan is an experienced NHS chief executive, a fellow of the Royal College of Physicians and a former chief executive of three NHS hospital trusts. He has been leading the trust investigation and will be able to build on some of the work that he has already done. The inquiry will be independent and will report to the Secretary of State.

The noble Baronesses asked about the timeframe. Sir Jonathan will split his time into two parts. The first report will be an interim one, which has been asked for early in the new year. The second and final report will look at the broader national picture and the wider lessons for the NHS and other settings. We will publish the terms of reference in due course. Sir Jonathan has been asked to discuss with families and others to ensure that their feelings are fully considered and that they input into the process. Sir Jonathan’s findings will be public and will be published.

We all know that this is a shocking case. None of us ever thought that we would have to take part in a discussion such as this. Specialist police officers have contacted the families of the victims directly and privately. We want to, and we must, respect the families’ privacy at this difficult time. There is a comprehensive package of support for the families affected. This includes dedicated caseworker support, a 24/7 telephone support line and specialist support, such as mental health support and counselling, as needed and as appropriate. The trust is also talking to family members who wish to be contacted.

Kent Police has set up a major incident public portal and contact centre to manage calls, collect any relevant additional information and direct people to other sources of support. If people are interested in looking at that, they can search online for the major incident public portal and select Kent Police and Operation Sandpiper. We know that this is distressing for many people, both the families and more widely.

Wider support can also be accessed through the Ministry of Justice Victim and Witness Information page, which provides links to local support according to postcode, the 24/7 Victim Support helpline and My Support Space, a platform providing many guides and tools and access to a 24/7 live chat function. The trust has worked closely with the police to put in place a comprehensive package, and we thank the NHS trust for the measures it has put in place. We also recognise that, as the noble Baroness said, all those working in the trust and wider health service are profoundly shaken by the nature of these offences. The trust has put support in place for affected staff.

The trust and NHS Resolution are considering the right approach to compensation, but that involves getting further legal advice. The trust will provide support to the families concerned. As we have said, it is also important that we understand what is happening.

The police have so far found evidence of 100 victims of the offences committed in the hospital mortuary and have been able to formally identify 81 victims. They are seeking to identify all the victims, as is appropriate. Specially trained family liaison officers have spoken to all the families of those identified to date.

It is important to make sure that this is investigated thoroughly, and I want to be careful not to pre-empt the inquiry’s findings. Under the current regulations, the Human Tissue Authority regulates licences and inspects organisations that run mortuaries where post-mortems are carried out. Mortuaries that do not carry out post-mortems may not need to have a licence from the Human Tissue Authority. It is the responsibility of the organisation running a mortuary licensed by the HTA to ensure that the HTA’s licensing standards are met, including those relating to security. It is also for the organisation running the mortuary to ensure that safety procedures are in place.

I was asked about the DBS regime. In July the Home Office announced an independent review of the disclosure and barring regime. The review will consider the adequacy of current arrangements for criminal record checks for jobs that entail contact with the deceased. Ministers are finalising arrangements for the review, and further details will be announced as soon as possible.

I apologise to noble Lords if I have not answered their questions. I hope I will be able to follow up with answers.

20:07
Lord Hunt of Kings Heath Portrait Lord Hunt of Kings Heath (Lab)
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My Lords, I am sure that the appointment of Sir Jonathan Michael will be very welcome; I have no doubt that he will do a very robust piece of work. My noble friend mentioned support for families, and the Minister made a number of comments about the support given, including care worker support and compensation. If families wish to appear before the inquiry, will the department consider making financial support available to those families in relation to legal advice, so that they can articulate their concerns before the inquiry?

Lord Kamall Portrait Lord Kamall (Con)
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I am afraid I am not able to answer the noble Lord’s question directly, because clearly there are some legal issues around it. I am sure he will understand if I try to find an answer and write to him.

Lord Brownlow of Shurlock Row Portrait Lord Brownlow of Shurlock Row (Con)
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My Lords, I declare an interest as a former police officer, although it was some years ago. I warmly welcome the Statement made in the other place, particularly its tone in reference to the victims and those left behind. Among all those who have taken part in this horrendous episode, I pay particular tribute to the police and police authorities, particularly for the £1.5 million victim support package and the training and deployment of 150 family liaison officers. When does my noble friend the Minister, or the Secretary of State, expect the NHS England report to be made on the progress of measures? If he does not know at the moment, could he write to me?

Lord Kamall Portrait Lord Kamall (Con)
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As my noble friend anticipated, I am afraid I do not have a detailed answer. I am sorry; I wish I did have the answers, but I will write to him.

Viscount Stansgate Portrait Viscount Stansgate (Lab)
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My Lords, the Minister has quite correctly said that Sir Jonathan Michael has great experience of the NHS. Sadly, it is in the nature of this shocking case that his inquiry will have to range more widely than the NHS. Will the Minister therefore suggest to Sir Jonathan that he consults the National Association of Funeral Directors? It has a lot of experience, through the guidance it has issued on access to mortuaries, and advice that it could give the inquiry. I think it would welcome consultation. We must do all we can to restrict access in mortuaries to only those people who have an essential reason to be there.

Lord Kamall Portrait Lord Kamall (Con)
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I thank the noble Lord for that suggestion. As far as I understand, the inquiry will be as wide ranging as it can be and wants to include input from as many people and stakeholders as possible who are affected by, or will be affected by, the implications of the investigation. There are already a lot of calls. A number of people have spoken to me today informally, for example, with a number of suggestions, making me recognise how much wider this goes. It is not just about the storage of bodies in hospitals but in other places, including funeral directors’ premises. I am sure that the suggestion will be considered, but I will confirm that.

Lord Faulks Portrait Lord Faulks (Non-Afl)
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My Lords, I welcome the Statement and welcome the inquiry that is to be set up. I hope that lessons will be learned from it. The Minister mentioned the question of compensation and how legal advice was being sought in relation to that. I think that advice will indicate that the law is extremely complex in this area, unsurprisingly perhaps. Of course, it is also complex in the criminal area, as the noble Baroness, Lady Brinton, pointed out.

On the question of civil compensation, there have already been certain stories to the effect that millions of pounds of compensation are going to be obtained. There is the likelihood, I suspect, of there being some great case—as there was, for example, in the Alder Hey body parts litigation, and I declare an interest as being one of the lawyers involved in that. I respectfully suggest that that is not something that will benefit very much all those affected by these dreadful events. I respectfully suggest to the Minister, for consideration by his department, that, rather than embark on long, complex and uncertain litigation, it would be wise to set up a scheme to provide some form of statutory compensation for a set amount which would be an appropriate recompense for these dreadful events.

Lord Kamall Portrait Lord Kamall (Con)
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I thank the noble Lord for that suggestion. As we are all aware, there is a wide range of experience across this House, and it is important that we draw on that when it comes to considering the terms and parameters of the inquiry. The trust and NHS Resolution are considering the right approach to compensation and, as the noble Lord acknowledged, that does involve getting further legal advice. The trust has been quite clear that it will provide support to the families concerned. One of the things that this Statement has brought out is the wide range of experience and the suggestions that have been made by noble Lords for helping the inquiry along. I welcome those suggestions and will feed them back into the department.

Lord Selkirk of Douglas Portrait Lord Selkirk of Douglas (Con)
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Will the Minister very kindly pass on the condolences of this House to the families concerned? Will he accept that the presence of CCTV, as used by local authorities, can readily deter a great deal of crime, due to the fear of crimes being caught on camera? Pilot schemes have been tried out in Scotland and have been found to be very effective. I ask the Minister not to rule out the possibility of CCTV playing an increasing role against appalling crimes.

Lord Kamall Portrait Lord Kamall (Con)
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I thank my noble friend for that suggestion. In conversation today with my officials, as I was preparing for the response to this Statement, the issue of CCTV did come up. At the moment, it is clear that we do not want to draw any conclusions yet. The inquiry will be as wide as it possibly can be and will carefully consider such suggestions but also make sure that we are aware of the consequences of any suggestions, including possible unintended ones, and where there might be concerns about further use of CCTV. We have to make sure that we get the right balance. We know that, where CCTV has been deployed in the past, there have been concerns about civil liberties. That may or may not be relevant here, but we always have to be aware of concerns that, whenever the solution might appear simple to us, we understand the consequences, intended and unintended.

Public Health England (Dissolution) (Consequential Amendments) Regulations 2021

Tuesday 9th November 2021

(2 years, 5 months ago)

Lords Chamber
Read Full debate Read Hansard Text Read Debate Ministerial Extracts
Motion to Regret
20:15
Moved by
Baroness Merron Portrait Baroness Merron
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That this House regrets that the Public Health England (Dissolution) (Consequential Amendments) Regulations 2021 (SI 2021/974) have been introduced further to (1) the dissolution of Public Health England, and (2) the establishment of the UK Health Security Agency, via secondary legislation and without proper consultation or scrutiny.

Relevant document: 13th Report from the Secondary Legislation Scrutiny Committee

Baroness Merron Portrait Baroness Merron (Lab)
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My Lords, this regret Motion raises concerns about the lack of consultational scrutiny of the regulations introduced by secondary legislation associated with the dissolution of Public Health England and the establishment of the UK Health Security Agency. There is an important background to bringing this regret Motion before your Lordships’ House. The regulations are marked out by a lack of consultation and stakeholder engagement, the creation of a culture of blame for the shortcomings of government, confusion, and ongoing concerns about how the new arrangements will operate and be held to account.

In looking at how this came about, it is difficult to keep up with events, but, for the benefit of this debate, I will attempt to do so. In August 2020, during the parliamentary Recess, the then Secretary of State for Health and Social Care, Matt Hancock, announced in a press release that the Government were forming a new organisation, the National Institute for Health Protection, bringing together the existing health protection responsibilities discharged by Public Health England with the new capabilities of NHS Test and Trace, including the Joint Biosecurity Centre.

The press release advised that the new organisation was to be operational from 2021 and led by the noble Baroness, Lady Harding of Winscombe, who was appointed as the agency’s interim executive chair. This was followed by a Written Statement in March 2021, in which Matt Hancock announced the formal establishment of the UK Health Security Agency, which was previously the aforementioned National Institute for Health Protection, to take effect from 1 April 2021 and to be led by Jenny Harries, the Deputy Chief Medical Officer for England.

Later in the year, on 1 October 2021, the Government announced the launch of the UK Health Security Agency in a press release. On the same day, the Government also announced the launch of the Office for Health Improvement and Disparities, to be led by the incoming Deputy Chief Medical Officer for England. Confusion and obfuscation reigned throughout all of this, with the 2021 regulations—the subject of this regret Motion—being laid before both Houses of Parliament on 3 September 2021 and coming into force on 1 October 2021, as an instrument under the “made negative” procedure.

The House of Lords Secondary Legislation Scrutiny Committee noted in a report published on 16 September 2021that the regulations were “an instrument of interest”, due to the regulations making consequential changes to legislation that had referenced Public Health England. While Parliament was denied scrutiny and consultation was conspicuous by its absence, reaction to the dissolution of Public Health England was far from positive, with more than 70 health organisations, including the Academy of Medical Royal Colleges and the Faculty of Public Health, signing a joint letter.

The signatories were “deeply concerned” that the plans paid

“insufficient attention to the vital health improvement and wider functions of Public Health England”,

including necessary measures to target smoking, obesity and alcohol and to improve mental health. The signatories argued that it was a “false choice” to

“neglect vital health improvement measures”

to tackle Covid-19. I reflect that this is an observation repeatedly pursued in debates and Questions in your Lordships’ House.

Alexis Paton, chair of the Committee on Ethical Issues in Medicine at the Royal College of Physicians, argued that the decision to dissolve Public Health England was an attempt by the Government to save global face as a result of their response to the pandemic. Ms Paton stated that Public Health England had nearly 60 targeted programmes to improve health and well-being across the population, and that the loss of any of these services was too high a cost to pay. At the same time, the chair of the British Medical Association’s ruling council, Dr Nagpaul, queried the timing of this decision, questioning whether it was the right time for a major restructure, given the very immediate need to respond to the pandemic. Clearly, it was not the right time. The King’s Fund also stated that the Government’s decision to replace Public Health England with two new bodies would

“increase complexity locally and nationally”,

and indeed this is the case. There were also warnings that the restructuring of Public Health England would sap morale and focus and should have waited until the end of the pandemic.

I am grateful to the BMA for its views on this matter, including that the solution was not to reorganise in the middle of a pandemic but instead to restore funding and capacity, including increased support to local public health services. The BMA observes that previous reorganisations of public health services have not improved public health provision or the experience of the workforce, and that health inequalities have in fact worsened since the last reorganisations—even more so during the pandemic. Concerningly, the BMA also reports that morale is low, with widespread fatigue and burnout, while staff have also experienced inadequate consultation on the restructuring, despite the fact that they would have had so much to offer.

In a survey of public health doctors at the beginning of the year, over 60% said that they believed that the new form of organisation would actually worsen doctors’ ability to respond to public health challenges. Nearly two-thirds said that they were not confident that they would be able to contribute to the design of the new system, and almost three-quarters of respondents to a survey said that they had no confidence that the successor organisation to Public Health England would be sufficiently independent or able to speak truth to power. This is a serious charge sheet from those who work in the field and seek to improve the health of the nation by prevention rather than cure. I put it to the Minister that in the face of all this, it is hard to see how the new bodies could be independent or effective. They are not set up in statute and were created without parliamentary scrutiny or approval. I will be listening closely to the Minister’s response to the substance of this regret Motion. I beg to move.

Lord Howarth of Newport Portrait Lord Howarth of Newport (Lab) [V]
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My Lords, I want to take the opportunity of this debate, arising from the dissolution of Public Health England, to pay tribute to PHE and its chief executive, Duncan Selbie. I also want to ask the Minister to tell us more about the Government’s intentions regarding public health, a matter that certainly deserves consultation, as my noble friend Lady Merron has insisted, and more than the perfunctory scrutiny—or non-scrutiny—normally given to a statutory instrument.

With other parliamentary colleagues—including a good number from your Lordships’ House—in the All-Party Parliamentary Group on Arts, Health and Wellbeing, I worked for some years with Mr Selbie and others in his team at PHE. At a time when the Department of Health, NHS England and clinical orthodoxy were far from recognising the significance of the well-being agenda, social prescribing and the potential of the arts to support health and well-being, PHE was positive and far-sighted. During the three-year period of the inquiry which led to the publication of the APPG’s report, Creative Health, in 2017, PHE worked constructively and thoughtfully with us.

The three key messages in Creative Health, underpinned by evidence, were that the arts can help keep us well, aid our recovery and support longer lives better lived; help to meet major challenges facing health and social care, including ageing, long-term conditions, loneliness and mental health; and help to save money in the health service and social care. Duncan was one of a number of distinguished people, including Professor Sir Michael Marmot, who publicly endorsed the findings of Creative Health. He said:

“This is an impressive collection of evidence and practice for culture and health”.


The publication of Creative Health was, I think it is fair to say, a turning point in the recognition by the health establishment of the importance of social prescribing and the engagement of individual creativity in promoting health and well-being.

In a speech at the King’s Fund in November 2018, the then Health Secretary, the right honourable Matt Hancock, explicitly acknowledging the significance of the Creative Health report, said that from now on prevention must be fundamental to NHS strategy and social prescribing must be fundamental to prevention. He stressed the value of the arts and culture in social prescribing, and the NHS Long Term Plan of 2019 reaffirmed the centrality of prevention. Mr Hancock established the National Academy for Social Prescribing later in 2019.

Much has happened since then. While I can well understand that the new Secretary of State is preoccupied with Covid-19, the clinical backlog that Covid has so much worsened and the pressures on the NHS workforce, I would ask the Minister to reaffirm that the Government’s commitment to their prevention strategy is not diminished and that they continue to recognise the importance of personalised health and of the arts and culture in contributing to health and well-being.

I hope the Minister will also pay tribute to Duncan Selbie and PHE. When it was announced that PHE was to be abolished, I was shocked. It was hard not to believe that PHE institutionally and Duncan Selbie personally were being scapegoated for the Government’s own failures in the early stages of the pandemic. Of course, I wish the successor institutions well and look forward to working with them through the APPG and the National Centre for Creative Health. It is a shame, however, that Mr Selbie was cast aside.

I am concerned that the “build back better” plan envisages shifting the NHS towards prevention only as a long-term priority. However, integrated care systems surely offer an early opportunity for the NHS to work better with local authorities and the voluntary and community sector, including arts providers, on prevention. Will the Office for Health Improvement and Disparities be working with other government departments responsible for education, housing and employment in addressing the social determinants of health?

I hope we can be reassured this evening that the Government recognise their error in having reduced the public health grant by no less than 24% per head over the last six years, with terribly damaging consequences, and that the restructuring that has now occurred is intended to provide more, rather than less, support for public health.

Lord Cormack Portrait Lord Cormack (Con)
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My Lords, it is a very great pleasure to follow my friend, the noble Lord, Lord Howarth of Newport. I very much look forward to the day when he will be able to rejoin us here on the Floor of the House. He has made an immense contribution during his parliamentary life, both in the other place and here, and I associate myself with and endorse all his comments about the arts and health. But I wanted to make another, more parliamentary point.

20:30
I think it is, frankly, disgraceful that things are done by secondary legislation that should be done by primary legislation. I have addressed the House on this subject many times in a variety of contexts. I deplore the proliferation of Christmas tree Bills, Henry VIII clauses and all the rest of it. But to bring about major changes in our health service without the opportunity for adequate and proper scrutiny in this House and the other place shows a contempt for Parliament that I am afraid is becoming a hallmark of the present Government.
I do, of course, entirely except from any criticism my noble friend who will reply to this debate. He is a new Minister and is making a brave start. He has the good will of all of us and we genuinely wish him well, wherever we sit in the House. I am delighted to see my friend, the noble Lord, Lord Hunt of Kings Heath, nodding vigorous assent. But what my noble friend can do, and what I ask him to do, is take back to his ministerial colleagues a growing sense of unease and disquiet at the way in which Parliament—to which the Government, whatever their complexion, should always be accountable and answerable—is being sidelined time and again.
During the period of the pandemic we have had far too much retrospective legislation—a brief debate after certain things have come into force—but to have no proper discussion of the issues we are touching on tonight, which are the subject of an entirely justifiable regret Motion, is appalling. We have had enough of this. It is something up with which we should not put for much longer. I hope my noble friend will convey this message. It is a fairly empty House, but I think I speak for a lot of those who are not here in deploring this tendency. I trust my noble friend will talk to the Secretary of State and others and say that this must not happen again.
Viscount Stansgate Portrait Viscount Stansgate (Lab)
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My Lords, I will intervene briefly to support my noble friend’s Motion to Regret. She has outlined the government by press release approach that has been taken. I find myself in considerable agreement with the noble Lord, Lord Cormack. In fact, I remember him reacting last week or the week before to a Statement that had in its title on the annunciator “Announcement to the media”. The noble Lord quite rightly said that it is not the business of this House to have to debate something that has already been put out to the media. Ministers are supposed to come to the Dispatch Box and give the House the information directly.

I entirely agree on the issue of secondary legislation as a way of making progress rather than primary legislation. Although there are difficulties with primary legislation—look at the Police, Crime, Sentencing and Courts Bill, which is a mega Bill if ever there was one, so there are disadvantages even for large Bills—in general I support my noble friend’s Motion to Regret. Although this is not a matter for a vote, I hope the Minister will take back something of the cross-party unease expressed by the noble Lord, with which I find myself in considerable agreement.

Lord Hunt of Kings Heath Portrait Lord Hunt of Kings Heath (Lab)
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My Lords, I echo my noble friend Lord Howarth’s tribute to Mr Duncan Selbie, the former chief executive of Public Health England. He is a very fine public servant who led PHE with great skill and aplomb over a number of years. I feel very sad indeed that his career ended in the way it did. Shame on Ministers who allowed this to happen.

I also have to say shame on Ministers for the way in which Parliament has been bypassed in relation to these crucial decisions about the future of our national public health arrangements. Were it not for the fact that staff had to be transferred, there would be no parliamentary debate or scrutiny whatever about these important changes.

Why did it happen? It would seem to me that it was simply a panicked reaction which was merely a front for Ministers’ own mistakes, and the attempt by Mr Hancock and his fellow Ministers to shift blame for their own inadequate leadership in responding to the pandemic is really all too characteristic of the way the Government approached it. It was dishonest because Ministers pretended that PHE was an independent body that had its own life, but it did not. I know that PHE’s record is not without criticism, but the fact is that it was fully part of the Department of Health. The noble Lord, Lord Lansley, legislated for that and deliberately wanted to make it like that, and for Ministers to try to shift the blame from them to a group of officials —and they are officials—was simply not acceptable.

My fear is that the new arrangements are being set up in the same way, with the same uncertainties about who is actually accountable for what they do. The UKHSA is an executive agency sponsored by the department, so it is the same category of organisation as Public Health England, which was described on the Government’s website as

“an executive agency with operational autonomy.”

It is noticeable that, on 13 July, the Government published a document setting out UKHSA’s remit and priorities, in the form of a letter from the noble Lord, Lord Bethell, then Parliamentary Under-Secretary of State for Innovation, to Dr Jenny Harries, the UKHSA’s chief executive. It stated that:

“UKHSA is accountable to the Secretary of State for Health and Social Care and the Parliamentary Under Secretary of State for Innovation”,


which I think means to the Minister, but unlike PHE, the letter from the noble Lord, Lord Bethell, made no reference to UKHSA having operational independence from the Government. I ask the noble Lord, Lord Kamall, whether that omission was deliberate.

I have the same question about the Office for Health Improvement and Disparities. We are not debating that tonight, but it comes within the package of new measures that are being brought in. This is not, I understand, an executive agency but is described on the Government’s website as “a high-profile group”. The website does state that

“OHID is part of the Department of Health”,


So, again, there is no pretence at independence.

We are at risk of repeating the same mistakes that occurred with PHE. Ministers proclaim these new bodies, they are given a veneer of independence, but as soon as something goes wrong, or Ministers do not like the messages—and they often do not like the public health messages these bodies give out—Ministers jump in and attempt to micromanage. Accountability is confused, reporting lines are blurred, the public are certainly confused and Parliament is unable to scrutinise them effectively because they come within the Minister’s responsibilities as part of the department.

Of course, the ultimate test of these arrangements is how they will work if another dreadful pandemic hits us, or in relation to how we will improve the overall health of the people of this nation. Clearly, the jury is out on that—we do not know—but I would have more confidence if these bodies were more independent and subject to much greater parliamentary scrutiny than they are apparently going to be.

Lord Lansley Portrait Lord Lansley (Con)
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My Lords, it was not my intention to speak in this debate—I wanted to come and listen to it—but I am prompted by a number of contributions just to say one or two things in response to the debate and before my noble friend has a chance to reply. I share with my noble friend Lord Cormack his support for my noble friend in taking on these responsibilities, and nothing I have to say reflects on his role in this. Indeed, I think it has been handed on to the Secretary of State as well, so in a sense we have a new team and I hope they will think about things sometimes in new ways.

I want to make a few, very simple points. The noble Lord, Lord Hunt of Kings Heath, is absolutely right: Public Health England was an executive agency. It worked for the department. In so far as it had operational autonomy, that was not in the legislation; it was a choice made by Ministers. At any stage, as was the case during the Covid crisis, Ministers had all the powers they required in relation both to Public Health England and to the NHS under the emergency legislation.

Let us remember that this House went through the 2012 Act in scrupulous—I might almost say excruciating —detail. It arrived at a conclusion that NHS England should be independent and Public Health England an executive agency. Notwithstanding certain measures put into the legislation to make sure that Public Health England would be more transparent and accountable, that balance was struck not least because I and my colleagues on behalf of the Government said, “We want the NHS to be seen to be independent. We want Ministers to take personal responsibility for public health.”

The noble Lord, Lord Howarth of Newport, referred to one or two things that happened afterwards. I want to share in thanking Duncan Selbie for what he achieved. I want to make it absolutely clear that I understand that Ministers subsequent to the establishment of Public Health England did not give to public health the resources, either for PHE itself or for local government with its responsibilities, that were intended back in 2010-12 under the coalition Government. That did not happen.

Let us remember that, at the beginning of 2020, the King’s Fund produced a report saying that it thought that the public health reforms had worked but they had not been sufficiently funded. Internationally, Public Health England was regarded as being as prepared for a pandemic as virtually any other country in the world. That things fell down needs to be thoroughly examined by an inquiry. An inquiry has not even begun, yet we are already at the point where people have made judgments, reached conclusions and found scapegoats. Heads and deputy heads have rolled.

We are not going about this in the right way. I want Ministers in due course to think again in the light of the report of that inquiry about what constitutes the right mechanism for managing their public health responsibilities. They need an organisation that understands public health in its entirety. How many of us think that the pandemic was unrelated to the extent of non-communicable diseases in this country, to the extent of disparities in this country and to extent of the obesity epidemic that we suffered?

We have so many interconnections between inequalities and public health problems, and our resilience against communicable diseases, that we should never think of managing public health in separate, siloed organisations again, but that is exactly what the Government are doing, without, frankly, having thoroughly understood what happened in in 2020 and 2021. I hope that they will go back and say, “Prevention is not the job of the NHS. Prevention is the job of the Government.” Public Health England was the organisation whose job it was to do that. If it was not strong enough in 2020 to do it, Ministers might look at what they did in the preceding years that might have undermined that role and think carefully about how they should take on the responsibility of building an integrated and fully functioning public health organisation for this country in the future, certainly not simply fragment it.

Baroness Brinton Portrait Baroness Brinton (LD) [V]
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My Lords, I declare my interest as a vice-president of the Local Government Association.

From the Liberal Democrat Benches, we support the Motion of Regret in the name of the noble Baroness, Lady Merron, and the noble Lord, Lord Cormack and the noble Viscount, Lord Stansgate, are absolutely correct that this House does not like the fact that once again the Government have chosen to use secondary legislation to make major changes to the way the Government manage their business—in this case, public health.

The noble Baroness, Lady Merron, has set out the chaos of a series of announcements from August last year, followed by a variety of procedures and changes when the Government kept getting things wrong. I absolutely support her concerns, and, as have many other speakers, I start from the position that major reorganisations during a global pandemic are unsound and unhelpful, not just to dealing with the pandemic but to the performance of any successor bodies, including the UK Health Security Agency and the Office for Health Promotion and Disparities, with disparity work continuing in NHS England. I echo the comments of the noble Lord, Lord Howarth, and others on the work of all the PHE staff, and Duncan Selbie in particular.

20:45
As the noble Lord, Lord Lansley, reminded us, PHE was created in the coalition Government by him and Paul Burstow, the then Lib Dem Minister, to draw together the expertise on public health that had been so fragmented in many different places and bodies, none of which connected. It was done to support the coalition Government’s key aim to
“protect and improve the nation’s health”,
improving the health of the poorest fastest. That remains an admirable aim. After 2015, the subsequent Government cut its funding substantially, setting up Public Health England to fail.
PHE was to support the new systems of public health locally, whether the teams of directors of public health, other areas of public health such as CCGs or the work carried out by local authorities. PHE also did some key work on the public health burden of alcohol, and it certainly played its part in the global health response to Ebola—both significant pieces of work—before its funding was severely cut.
However, the pandemic has exposed a trait, all too familiar in Ministers in the Department of Health and Social Care, of placing blame elsewhere—in this case, on PHE. Anyone who was working out in the field from March 2020 onwards, whether CCGs, directors of public health, or local authority resilience forums, had to fight to get data and information from the centre. The Minister’s predecessor, the noble Lord, Lord Bethell, became familiar with weekly questions from your Lordships asking when the department and PHE would start to treat local bodies on the ground as partners. It took many months for that data to come through. We know where it was blocked; it was not blocked by PHE.
The new body, the UK Health Security Agency, seems to have got off to a somewhat mixed start—no surprise; we are still in the middle of a pandemic. Ten days ago, Sir David Norgrove, the chair of the UK Statistics Authority, said that it had published a misleading Covid-19 vaccination statement that had been used by anti-vaxxers to cast doubt on the effectiveness of vaccines. He said, at an event organised by University College London:
“Those numbers were misleading and wrong and we’ve made it very clear to UKHSA. I’m lost for words at the willingness to publish a table that led people to believe that, with a footnote that was too weak.”
Stian Westlake, chief executive of the Royal Statistical Society, called on UKHSA to
“turn the volume up to 11 on the corrections”.
This is particularly disappointing because, as we discussed yesterday in your Lordships’ House in relation to the vaccines Statement, anti-vaxxers are actively disrupting young people and those in key roles, such as care homes, from coming forward for their vaccines. But there are other worrying signs that these changes have been implemented too quickly. The UKHSA has been issuing muddled messages. Just one example will serve.
In September, it issued a statement about the new rules and guidance for those with underlying conditions that was quoted by the Department for Education in relation to return to schools and by the Health and Safety Executive in relation to whether it was safe for people to return to work. This was at the same time as shielding formally came to an end. Worryingly, UKHSA conflated vulnerable people with an underlying condition with the clinically extremely vulnerable, causing not just anger but real confusion for many. Worse, the advice for the CEV, as the Minister well knows, was very different, because, on 17 September, Sajid Javid issued a personal letter to all clinically extremely vulnerable, telling them completely different advice.
These two examples could just be one-off errors, but I fear that they are absolutely symptomatic of the hurried reorganisation of public health by this Government, at exactly the time when all staff were still trying to manage the Covid-19 pandemic because, as the Minister reminded us yesterday, it is absolutely not over yet. Can the Minister say what steps are being taken to ensure that public statements and statistics bear some relation to reality and that, when a particularly vulnerable group is given misleading advice, there is a correction? Finally, will the Minister take back from these Benches the message that secondary legislation in a hurry is not what the House wants to see?
Lord Kamall Portrait The Parliamentary Under-Secretary of State, Department of Health and Social Care (Lord Kamall) (Con)
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My Lords, I thank the noble Baroness for securing this important debate on secondary legislation in relation to the Government’s public health reforms, and also for this opportunity to explain why they were made, and the context.

Since the outbreak of the coronavirus pandemic, the country has faced its greatest health and economic challenge for decades. The pandemic has highlighted the immense economic, societal and personal costs that ill health can bring, particularly to the most vulnerable. It has also identified weaknesses in our public health system. That is why, in August 2020, the Secretary of State for Health and Social Care announced the Government’s intention to reform the public health system in England. Since that announcement, we have worked to transform our national health protection capabilities to put prevention of ill health and the tackling of health inequalities at the heart of government and to more deeply embed prevention and health improvement expertise across local and national government and the National Health Service. These reforms are driven by lessons learned from the pandemic and by the need to make sure that we have a public health system fit for the future.

From 1 October this year, a new public health landscape was established, and Public Health England was closed. The health protection capabilities of Public Health England, the at-scale operational capacity of NHS Test and Trace, and the analytical capability of the Joint Biosecurity Centre have been brought together into the new UK Health Security Agency to lead the response to Covid so that we now have an organisation dedicated solely to identifying, preventing and managing threats to health. As some noble Lords have acknowledged, the new Office for Health Improvement and Disparities has been created in the Department of Health and Social Care, and the OHID will help our health system to go further in promoting good health and tackling the top preventable risk factors for poor health and disparities.

One noble Lord raised the issue of prevention and cure. One of the conversations I have had with many health experts in my short time in this job has been about how we make sure that we save more money and lives and achieve better health by focusing on prevention rather than, necessarily, cure. I know that noble Lords will remember the debate we had the other day on obesity and what is being done by the OHID there. Now, working with a new cross-government Cabinet committee for health promotion, we will drive and support the whole of government to go further in improving health and tackling health disparities. Alongside this, we have strengthened NHS England’s focus on prevention and population health, transferring to it important national capabilities that will help drive and support improved health as a priority for the whole NHS. Important national disease registries have also moved to NHS Digital.

On the recently laid secondary legislation and the question of ensuring that there is consultation and scrutiny, the amendments themselves do not give effect to the establishment of the UK Health Security Agency, or OHID, or the dissolution of PHE. Public Health England and the UK Health Security Agency are executive agencies of the Department of Health and Social Care, and NHS Test and Trace was part of the department. The restructuring of public health functions in England was therefore an administrative process. The regulations in question were made and laid in accordance with the negative resolution procedure. They make minor consequential amendments to existing legislation, to ensure that the statute book accurately reflects the administrative changes that have taken place. They are not the vehicle for implementing the substance of our public health reforms. There will be further regulations containing references to Public Health England, which need to be updated. I assure noble Lords that they will be amended in accordance with the affirmative resolution procedure and will be debated in Parliament.

I turn now to some of the individual points made. On engagement with stakeholders, since the reforms were announced, a senior stakeholder advisory group was established to advise the Department of Health and Social Care on the best arrangements for national prevention and health improvement functions. I thank the noble Lord, Lord Hunt, for pointing out that praise for Public Health England was not universal. Many will have read articles from health experts, probably the most damning of which was You Had One Job. Questions had to be asked, but we looked at the stakeholder advisory group—its membership and terms of reference are published—and the group included public health, the third sector, think tanks, the health service, local government and other expertise. It worked quickly and we are grateful to all who contributed. Throughout the reform programme, we actively supported and welcomed views from key stakeholders across the spectrum of public health.

We have engaged quite widely, commensurate with the need to make quick progress and not foster a lingering uncertainty for staff, delivery partners and stakeholders. A Written Ministerial Statement was made in March, when we formally established the UK Health Security Agency from 1 April. We also published our evolved proposals in March, including the establishment of what is now OHID, and we invited views on a number of questions to support the successful implementation of the reforms.

Going forward, there is a new cross-government Cabinet committee for health promotion. This means that, across government, we will drive forward action on the wider determinants of health, ensuring that health is a shared outcome and priority. We will make sure that we work across government in a joined-up way.

Also, the creation of OHID—with the “D” for disparities—makes sure that, right at the centre of public health, we are looking at inequalities in the system. Far too often across this country, public health has been seen as the preserve of the privileged white middle class, as opposed to poorer communities. It is important that we make sure that this is no longer the preserve of the privileged white middle class, but of the working class, other people and immigrant communities, who understand some of these disparities in their communities.

Our reforms are explicitly designed to ensure that the different dimensions of public health have the dedicated national attention that each threat faces. The UK Health Security Agency focuses on health security; the Office for Health Improvement and Disparities, on better health and tackling these health disparities; NHS England, on delivery of NHS services to protect and improve health; and NHS Digital, on securing our gold-standard disease registers.

This year, we increased the local authority public health grant and allocated over £100 million of additional funding to local authorities. We are also investing £500 million over the spending review period to improve the Start4Life offer, and we have confirmed additional investment of £300 million to help people to achieve and maintain a healthy weight. Rather than proposing a one size fits all, we are also looking at pilot projects. We look at this as a process of discovery; we all have to admit that we do not have infinite knowledge and sometimes do not always foresee unintended consequences. By piloting projects and allowing the discovery process to take place, we can learn more.

In terms of the pandemic and future pandemics, the UK Health Security Agency’s sole purpose is to ensure the UK is protected from all future health threats, including pandemics, and to make sure we continuously assess our preparedness plans for infectious disease outbreaks. In future, critics can no longer say, “You had one job; why didn’t you do it?” We are focusing on health security.

We are hoping that the Office for Health Improvement and Disparities will work on prevention across all parts of government, given the cross-cutting nature of public health, making health improvement and disparities a focus of government. We are looking at a number of projects and key Covid programmes, making sure that we build back better and that we learn from the issues.

The noble Lord, Lord Hunt, asked about independence and accountability. The public health system in government needs a trusted source of independent scientific advice on health improvement to support evidence-led national decision-making and a focus on health inequalities. The Office for Health Improvement and Disparities will continue to make available and publish public health advice, research, evidence and data analysis, as Public Health England did previously, through a newly recruited Deputy Chief Medical Officer. The Chief Medical Officer will provide professional leadership for the Office for Health Improvement and Disparities, while Ministers will remain in charge of and responsible for policy decisions in that direction.

We hope that these reforms to the public health system that have been explained today will do that, and keep us safe and healthy into better times ahead. Vigilance, prevention and reform are the key words to keep us all safer and, I hope, improve the health of the nation, not only in certain communities but to tackle those disparities where they may have felt ignored in the past.

Lord Cormack Portrait Lord Cormack (Con)
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Does my noble friend accept that scrutiny by Parliament is essential?

21:00
Lord Kamall Portrait Lord Kamall (Con)
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Maybe it is because I speak rather quickly, but in my remarks just now I talked about the difference between the negative and affirmative procedures, and the affirmative procedure needing parliamentary scrutiny—so I do agree.

Baroness Merron Portrait Baroness Merron (Lab)
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My Lords, this Motion has given an opportunity to put dissent and concern on the record, and we have heard that through voices from across the House. I am left thinking as a result of this debate that any reorganisation, particularly one such as the one we have discussed, would have greatly benefited from proper parliamentary scrutiny. I literally regret that this was not the case.

I am grateful to noble Lords for their thoughtful contributions and consideration. I echo the words of my noble friend Lord Howarth of Newport in giving thanks and appreciation of Public Health England and the entire team, led by the chief executive as was, Duncan Selbie.

Improvement of the health of the nation and the equal chance to live a long, happy and healthy life is paramount. As my noble friend Lord Stansgate said, sidelining Parliament is not the way in which to tackle this advance. Similarly, my noble friend Lord Hunt highlighted the fact that there had been a shift of blame from Ministers to officials—which again, as we have heard in this House, cannot be an acceptable way forward. I hope that the Minister heard his noble friend, the noble Lord, Lord Lansley, who called for an inquiry and for Ministers to think again about the best way in which to manage public health responsibilities. I am sure that the Minister will listen to those words as well the others that we have heard today.

While I appreciate that the Minister has been left somewhat holding the baby on this one, I have heard what he has said. Although I am disappointed in many of the conclusions that he has drawn, I beg leave to withdraw.

Motion withdrawn.
Report (Continued)
21:03
Amendment 11
Moved by
11: Clause 13, page 10, line 20, after “modify” insert “subordinate or EU retained”
Lord Lansley Portrait Lord Lansley (Con)
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My Lords, there are three amendments in this group, characterised by the fact that they appear more or less in the same place in the Marshalled List. My Amendment 11, which leads the group, relates to the very specific point, to which we have referred on a number of occasions: whether secondary legislation, and regulations under the Act, should be able themselves to modify primary legislation. The amendment’s intention is of course to restrict that possibility and limit it to subordinate legislation and retained EU legislation. Of course, there is a separate power in relation to the very specific EU retained legislation relating to the recognition of overseas professional qualifications.

I will not make a long argument about this, because the time is late. Ministers will say that there is a lot of private legislation out there relating to these professions, but as it happens, we are amending the primary legislation relating to architects in the Bill. I am not sure to what extent, given all we know and have discovered about the processes of seeking to recognise professional qualifications from overseas, just how often they will need to amend primary legislation and whether it really is impossible to achieve it through a route that exposes the changes to primary legislation to the proper scrutiny of this House.

Because it is linked to this, I reiterate a point I made in Committee. Ministers will acquire a power under the Bill to implement international regulatory recognition agreements and these aspects of international trade agreements by secondary legislation. I hope that the Minister—I know it is his stated intention—would expect new significant trade agreements, wherever they impacted on our legislation, to be the subject of legislation brought forward for this purpose. I do not want us to find that the legislation we see in future relating to trade agreements leaves out the recognition of professional qualifications because it can be achieved through subordinate legislation and we are therefore not able to examine it in the same way as we can other issues relating to a trade agreement, through primary legislation.

I will not talk about the protection of regulator autonomy; that is very much for the noble Baroness, Lady Hayter, who raised these issues in detail in Committee, as did my noble friend Lady Noakes. I am rather grateful to my noble friend Lord Grimstone—as we are in many other respects—for bringing forward government Amendment 12, which would put a pretty cast-iron clause into the Bill to give the regulators the confidence about their future autonomy that they seek.

Baroness Hayter of Kentish Town Portrait Baroness Hayter of Kentish Town (Lab)
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My Lords, like the noble Lord, Lord Lansley, I welcome Amendment 12, which the Minister will speak to shortly. As has been said, right from the start we worried about the independence of regulators and indeed, as I suggested earlier today, the Law Society still retains a slight frisson of concern there, although I note the Minister’s words. Regulators have been worried about their independent ability to decide who was fit to practise in this country and that that might be undermined by a government diktat to co-operate with another country to accept their professionals or to drop standards in order to meet a government trade objective. As the Minister mentioned earlier, given that I am now looking at trade deals, I think he realises that I will be able to keep a beady eye on that as we go forward, along with the noble Lord, Lord Lansley, who will be looking at that as well.

As I mentioned before, it was also of concern to the users of regulated services in case their trust in professionals, which stems from a regulator keeping to standards and high quality of enforcement, might be in any way in jeopardy. However, the Government have recognised these concerns and have come forward with the very welcome Amendment 12; it must be good because there is even a Lib Dem name attached to it, so we know that this government amendment is well received. Needless to say, of course I still prefer the wording of Amendment 15, which was short and to the point, but I am content not to press it in favour of the Government’s own amendment.

Lord Fox Portrait Lord Fox (LD)
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On the subject of Amendment 11, I have full sympathy with the point made by the noble Lord, Lord Lansley. If my noble friend Lord Purvis were to speak, he would remind the Committee that at the outset we were promised primary legislation for trade deals, and I am gratified that at least two noble Lords will be keeping an eye on the overall process.

In Committee, back in July, the very first amendment that we discussed, in my name and that of my noble friend Lord Purvis, was very similar to Amendment 15. Its purpose from the outset was to protect the autonomy of the regulators. In that respect we are both delighted that the Minister has listened and, through the process of discussion, has come up with Amendment 12. It does a lot of the heavy lifting in dealing with what I referred to earlier as the Trojan horse of suspicion.

In protecting regulatory authorities from Clauses 1, 3 and 4, the amendment very much creates a situation where they are allowed to go about their business in the way that we want. It is for that reason that I took the unusual step—at least, unusual for me—of countersigning the Government’s amendment, which clearly indicates our support from these Benches for what we see as a welcome and important addition to the Bill.

Baroness Noakes Portrait Baroness Noakes (Con)
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My Lords, throughout our consideration of the Bill I have been critical of my noble friend the Minister and the Government for riding roughshod over regulatory autonomy, so I very much welcome Amendment 12 in his name and that of the noble Lord, Lord Fox.

I have a residual concern. While this protects the autonomy of regulators over whom they may admit to practise in their profession, there may still be a concern that significant costs will be loaded on to regulators from having to comply with the obligation to consider individuals or institutions overseas, because that is what has been negotiated as part of a trade treaty, which would result in a considerable cost for the predictable outcome of not approving those individuals or institutions, and those costs would inevitably be borne by UK professionals because there is nowhere else for costs to go. To some extent, therefore, I was unhappy with the formulation of Amendment 12. However, taking it in combination with the amendment that we have already considered relating to consultation with regulators, I have to hope that the Government would never proceed with regulations that imposed unreasonable burdens on UK-regulated professionals in the pursuit of something that would not be achievable, in terms of the recognition of individuals within an overseas profession. I think that taken together those amendments are okay, but I have a residual concern that burdens might end up on professionals.

Lord Kennedy of Southwark Portrait Lord Kennedy of Southwark (Lab Co-op)
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My Lords, from the outset of the consideration of the Bill, the Opposition have been clear that this legislation must not undermine regulators’ independence and that the Government cannot force them to accept professional qualifications. The public rightly expect that high standards of health, public safety and consumer protection will be maintained through the process of recognising overseas qualifications. This was repeated to us time and again in the meetings that my noble friends had with regulators and organisations across different sectors and professions.

My noble friend Lady Hayter of Kentish Town spoke in Committee about

“the Bill’s potential to undermine the independent standard-setting and public interest duties of what we have seen as autonomous regulators.”—[Official Report, 22/6/21; col. 201.]

A Bill compelling regulators either to enter negotiations with an overseas regulator or to put in place a process for recognising the qualification of applicants trained abroad, in order to fulfil a promise made by the Government in a trade deal or to fix a skills shortage as defined by the Minister, would not be compatible with the regulators’ independence. That concern was shared widely across the House during debates.

From looking through Hansard, I think it was the noble Baroness, Lady Noakes, who said that regulator autonomy needs to be in the Bill to recognise its importance. It was clear to many noble Lords that this could impact on our current domestic standards, with regulators perhaps being forced to accept lower levels of training requirements or changes to fit in with practice in the UK.

21:15
Amendment 15 in the name of my noble friend Lady Hayter reflects what the Minister promised on this issue from the Dispatch Box. It is the same amendment that was tabled in Committee. We have simply brought the commitments together to demonstrate the Government’s position.
We are very pleased with the amendment that the Government have brought forward. As other noble Lords have said, it is not perfect but it goes a long way to alleviating our concerns and those of other noble Lords. It prevents the appropriate national authority making regulations under Clauses 1, 3 or 4 unless regulatory autonomy is protected. It is a welcome development to ensure that our domestic standards across the now 205 regulated professions in the scope of the legislation are protected. You can see a clear crossover between Amendment 12 from the Government and Amendment 15, which my noble friend tabled.
I believe the Minister’s intention on this, and I am very pleased. We also had a welcome meeting a few weeks ago. He has understood the mood of the House and the concerns raised by noble Lords across all sides of the House, and has come back with an amendment that I think we can all get behind. My noble friend Lady Hayter will not test the opinion of the House on Amendment 15.
Lord Grimstone of Boscobel Portrait The Minister of State, Department for Business, Energy and Industrial Strategy and Department for International Trade (Lord Grimstone of Boscobel) (Con)
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My Lords, I will speak first to the amendment in my name on regulator autonomy and then respond to my noble friend Lord Lansley’s amendment and that of the noble Baroness, Lady Hayter of Kentish Town.

As your Lordships know, I am a great advocate of the autonomy of our regulators. I have no doubt that regulators are best placed to determine who is fit to practise in their professions. The consequence is that to interfere with this could undermine public confidence in those who provide important services.

The Bill absolutely will not undercut regulators’ ability to make determinations about individuals with qualifications, experience or skills from overseas. I have previously given this assurance to your Lordships. However, picking up the point from the noble Lord, Lord Kennedy, I began to realise that the mood of the House was not to rely on assurances in this area. No matter how eloquently I argued the case for assurances, it would not cut the mustard. I absolutely recognise the continued strength of feeling on this issue. That is why I am proposing to make the protection of regulator autonomy clear in the Bill, and to do so specifically for Clauses 1, 3 and 4.

Protecting the autonomy of regulators is particularly relevant to these clauses, because this is where regulations made under the Bill will most directly intersect with regulators’ existing powers. This could be through empowering regulators to assess individuals with overseas qualifications, enabling them to enter into recognition agreements or placing substantive obligations on them.

These clauses also attracted particular interest from the DPRRC, and your Lordships rightly asked for more assurances. The amendment in my name places two conditions on regulations made under Clauses 1, 3 and 4. The first condition is that the regulations cannot remove regulators’ ability to prevent unfit individuals practising a profession. The second is that the regulations cannot have a material adverse effect on the knowledge, skills or experience of individuals practising a regulated profession. To put it simply, regulations cannot lower the required standards for an individual to practise a profession in the UK or, importantly, part of the UK. Taken together, these two conditions will make sure, enshrined in statute, that regulators will retain the final say over who practises in their profession and that the standards of individuals practising professions are maintained.

I also reassure your Lordships that this does not ask regulators to change expectations where they differ between different parts of the UK with good reason. In the case of devolved regulators, such as the General Teaching Council for Scotland, this would mean the requirements of a regulator for part of the UK.

As I said, in framing this amendment I have drawn inspiration from contributions made in this House and from discussions with regulators. Indeed, I am particularly pleased that it has been recognised by the noble Lord, Lord Fox, who has chosen to put his name to this amendment. I hope that this will be the first of many amendments that I bring forward at the Dispatch Box that the noble Lord, Lord Fox, will feels able to do that to going forward.

I turn now to Amendment 11. Of course, I recognise that my noble friend wants safeguards around how powers that could modify primary legislation are used. That is entirely reasonable. But I hope that my explanation of the regulator autonomy amendment in my name provides reassurance that the Government have listened to both noble Lords’ and the DPRRC’s concerns that regulations made under the Bill will be an appropriate use of the powers in Clauses 1, 3 and 4.

In particular, I know that some noble Lords have questioned how regulator autonomy will be safeguarded in trade deals. First, I repeat what I have said previously: in all negotiations, a key concern for the Government is ensuring the autonomy of UK regulators and protecting UK standards. Now, of course, the regulator autonomy amendment in my name ensures, in statute, that this concern is reflected in any regulations made under Clause 3.

I come to the point that my noble friend Lord Lansley made in asking for an assurance that primary legislation will be used to implement any consequences of free trade agreements that affect professional qualifications. I am not able to give that assurance because, by this Bill making it statutory that we cannot undercut the autonomy of UK regulators and diminish UK standards, it is appropriate that secondary legislation will be used to implement those aspects of future trade deals.

This new clause that I am putting forward means that Clause 3 cannot be used, for example, to require the automatic recognition of overseas qualifications—it would not be possible to do that. Before regulations are made, the Government will engage extensively with regulators on trade negotiations. Earlier today, I spoke about how I have formalised that in the new regulated professions advisory forum, which provides regulators with a mechanism to inform UK objectives for trade negotiations and the implementation of commitments that we make in them. If I have learned anything from the Bill, it is that regulators will not shy away from telling the Government when they have concerns about their autonomy.

Should any of your Lordships remain in doubt about whether powers in the Bill should be used to modify primary legislation, I remind the House that the relevant sector-specific legislation can be primary or subordinate legislation. Why we have these differences is lost in the mystery of time, but there is no consistency at all between professions in this matter. For example, the qualification and experience requirements to be a doctor or vet are set out in primary legislation. By contrast, the requirements for pharmacists or social workers are set out in subordinate legislation. That is why regulations made under the Bill may need to amend both primary and subordinate legislation in order to work for all regulated professions.

To give a further example, Clause 4 ensures that regulators can be authorised to enter into regulator recognition agreements with overseas counterparts. Many regulators already have this power; however, not all do. The Architects Registration Board and the General Dental Council are examples of regulators which do not have this power and may therefore benefit from Clause 4. But their powers are set out in primary legislation, so my noble friend’s amendment would prevent them being authorised to enter these agreements under Clause 4 if necessary. To give a further assurance, of course the Government envisage that regulations made under Clause 4 would be made at the request of the regulator. It would seem unfair to prevent them entering into recognition agreements simply because their powers are set out in one type of legislation rather than another. There frankly is no rationale or sensible reason for this difference. I hope that I have provided the House with the necessary reassurance that we have taken seriously the concerns about the use of delegated powers. For this reason, I ask for the amendment to be withdrawn.

I thank the noble Lord, Lord Kennedy, for speaking to Amendment 15, and the noble Baroness, Lady Hayter, for her contribution. My amendment addresses the same core concerns as Amendment 15. Both amendments —I understand that the noble Baroness’s amendment was very well intentioned—ensure that the Bill does not require regulators to allow those whom they determine to be unfit to practise and that the Bill cannot lower professional standards. Amendment 15, however, would further specify the protection of regulators’ autonomy regarding flexibility in assessment practice. The ability of regulators to make assessments as is most appropriate is already accommodated in the amendment in my name to Clause 1.

Finally, Amendment 15 also seeks to prevent anything in the Bill affecting a regulator’s ability to determine to make a regulator recognition agreement. This point is unnecessary. FTAs—such as the UK’s current deal with Canada—often contain frameworks for agreeing regulator recognition agreements. However, there is no obligation on regulators to enter into these agreements in any deal the UK has entered into. I am concerned that specifying this in legislation could unhelpfully suggest that the Government are unsupportive of such agreements. The Government are keen to support regulators agreeing them, where they wish to do so. In view of my own amendment, I formally ask the noble Baroness not to press her own.

Lord Lansley Portrait Lord Lansley (Con)
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My Lords, I thought that my noble friend gave an extremely helpful response to the debate and explanation of the relationship between the Government’s new clause in government Amendment 12 and Clauses 1, 3 and 4. Regulators in particular looking at this debate will, I hope, look at subsections (2) and (3) of the Government’s proposed new clause and share their view with us. If that holds, it provides a central piece of protection for regulators in future, in relation to all the substantive powers made available through the Bill. I am grateful for what the Minister has brought forward, and what he has said this evening. I beg leave to withdraw Amendment 11.

Amendment 11 withdrawn.
Amendments 12 and 13
Moved by
12: After Clause 13, insert the following new Clause—
“Regulations: protection of regulator autonomy
(1) The appropriate national authority may make regulations under section 1, 3 or 4 only if satisfied that the conditions in subsections (2) and (3) are met. (2) The condition in this subsection is that the regulations do not remove the ability of any regulator of a regulated profession to prevent individuals who are unfit to practise the profession from doing so.(3) The condition in this subsection is that the regulations will not have a material adverse effect on any regulated profession in terms of the knowledge, skills or experience of the individuals practising it.(4) The reference in subsection (2) to individuals who are unfit to practise the profession is a reference to individuals who are unfit to practise the profession by reason of their character, a lack of knowledge, skills or experience or otherwise.(5) A reference in this section to practising a profession includes a reference to undertaking activities that comprise the practise of the profession or using a title associated with the practise of the profession.”Member’s explanatory statement
This amendment prevents the appropriate national authority making regulations under section 1, 3 or 4 unless satisfied that the conditions in subsections (2) and (3) of the new Clause are met.
13: After Clause 13, insert the following new Clause—
“Regulations: consultation with regulators
Before making regulations under section 1, 3 or 4, the appropriate national authority must consult a regulator of a regulated profession if the authority considers that—(a) the regulator is likely to be affected by the regulations, or(b) it is otherwise appropriate to consult the regulator.”Member’s explanatory statement
This amendment requires the appropriate national authority to consult a regulator of a regulated profession before making regulations under Clause 1, 3 or 4 if the authority considers that the regulator is likely to be affected by the regulations or it is otherwise appropriate to consult the regulator.
Amendments 12 and 13 agreed.
Clause 14: Authority by whom regulations may be made
Amendment 14 not moved.
Clause 15: Parliamentary procedure for making regulations
Amendment 15 not moved.
21:30
Amendment 16
Moved by
16: After Clause 15, insert the following new Clause—
“Protection for existing recognised qualifications
Nothing in this Act prevents, qualifies or otherwise affects the ability of those with existing recognised qualifications to continue practising the profession to which the qualifications relate in the United Kingdom or any part of the United Kingdom.”
Baroness Blake of Leeds Portrait Baroness Blake of Leeds (Lab)
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My Lords, as I said in Committee, there is a clear need to give those who already have their professional qualifications recognised in the UK certainty and confidence that this legislation will not affect them negatively, especially because, in many cases, the professionals and people working in these areas already live in our communities, have decided to call the UK their home and are people on whom all of us so often rely, particularly for our vital public services. Amendment 16 seeks only to enshrine the Government’s own central promise from the Explanatory Notes that

“nothing in the Bill prevents, qualifies or otherwise impacts the ability of those with existing recognised qualifications from continuing their areas of practice in the UK”.

The Minister said in Committee says that he completely agrees with

“ensuring that professionals who have already had their qualifications recognised in the UK should be able to continue to rely on those recognition decisions.”

Then why not put it in the Bill? Without this simple amendment, how can the Minister provide the reassurance that these workers so desperately need? He also stated in Committee:

“The regulations which commence Clause 5(1) will include saving and transitional provisions”


to

“ensure that professionals whose qualifications were recognised from the end of the transition period to the point when the 2015 regulations are revoked are unaffected”,

and to

“support a smooth transition to the new framework for recognising overseas qualifications.”—[Official Report, 14/6/21; cols. 1734-35.]

When will we see these regulations, and what does “a smooth transition” actually mean? Will it ensure that no one with qualifications recognised today will lose out on job prospects tomorrow?

We feel strongly about this issue, and I look forward to hearing unequivocal and clear commitments from the Minister tonight

Lord Purvis of Tweed Portrait Lord Purvis of Tweed (LD)
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My Lords, an issue raised in Committee that it would be helpful for the Minister to provide an update on—in writing would be satisfactory to me—concerns those European Union workers who had been providing services, with their qualifications recognised, and had applied for settled status but on the fast-track element, which did not ask them to provide any more information about the qualifications recognition. With Clauses 5 and 6 revoking the previous EU scheme and the move towards the domestic schemes, there is still potentially a grey area for those workers who will have to provide proof of their qualifications recognition if they change employer, or indeed if they seek new rental or property agreements, et cetera.

Previously, the noble Lord, Lord Grimstone, indicated that the Government were aware of this, and he provided assurances. It would be very helpful if the Government could say how many of these workers could be in this position. It emphasises the point made by the noble Baroness, which I agree with, that, even if there are unintended consequences of putting at risk some of these workers, we can ill afford it.

The second element is that it would be helpful to know the Government’s intentions for the timing of the revocation of the EU scheme. Previously, the Minister indicated that it would be when the Government were ready to do so but that they were not in any rush to do it. It will be helpful to know what timeframe we are looking at, because the noble Lord, Lord Frost, in a Statement he provided to the House in September, said that the Government were now carrying out a substantial review of previous European legislation and retained EU law. Are professional qualifications separate from that review or will they be considered as part of it? If the Minister could give some reassurance on that, I would be grateful.

Finally, because this will probably be my last comment on the Bill in this House—which I am sure the noble Baroness, Lady Bloomfield, will be pleased to hear—I want to put on record how she and the noble Lord, Lord Grimstone, have engaged in this process. I have been in this House a number of years, and we hear at the Dispatch Box fairly frequently that the Government value the input and scrutiny from this House and take on board whenever we amend legislation, and we always welcome that. But our amendments quite frequently get buried in the dust in the other House, when all our great counsel and wisdom is turned back.

The benefit of the noble Baroness and the noble Lord listening and then acting by tabling the government amendments is that this is now government policy, and the Bill is now substantially changed. If I understand it correctly, this will be the first time that the autonomy of regulators will be respected in primary legislation. That is a considerable achievement for the parliamentary process of a Bill of which we had been not only sceptical but critical at the early stages, but which we now support. Therefore, I commend both Ministers and their teams for the work they have done. Personally speaking, I think the Bill is in a much better position. For the benefit of our regulators and those who receive services that the professions operate, it is a better Bill as a result.

Baroness Bloomfield of Hinton Waldrist Portrait Baroness Bloomfield of Hinton Waldrist (Con)
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I thank the noble Lord, Lord Purvis, for his kind words; I will certainly try to continue to do my best at the Dispatch Box. I also thank the noble Baroness, Lady Blake of Leeds, for her amendment. In Committee, the House sought confirmation that professionals who have already had their qualifications recognised in the UK will be able to continue to rely on those recognition decisions. Indeed, those professionals will be able to continue to do so, provided of course that they meet any ongoing practice requirements. Nothing in the Bill, nor the regulations anticipated under it, will interfere with or reverse such decisions.

Regulations commencing Clause 5 will include saving and transitional provisions to ensure that professionals’ existing recognition will continue to be valid, and applications made before revocation comes into effect by the commencement regulations will continue to be assessed under the relevant retained EU recognition law. It is possible to make similar provisions in regulations under Clause 6.

The noble Baroness, Lady Blake, asked what a smooth transition would look like. It will include regulations which ensure that the UK meets its international obligations under the EU-UK withdrawal agreement, EEA EFTA separation agreement and the UK Swiss citizens’ rights agreement. It includes saving and transitional provisions to ensure that professionals’ existing recognition will continue to be valid, and applications made before revocation has commenced will be assessed under the EU system. Commencement of Clause 5(1) is timed to avoid burdening regulators or creating gaps in their ability to recognise overseas qualifications. The Government took a similar approach when amending retained EU recognition law in 2019 to ensure a smooth transition for businesses and professionals following the UK’s withdrawal from the EU.

The noble Baroness also asked why, if we are so committed to protecting the ability of those with existing recognised qualifications to continue practising, we are not putting this on the face of the Bill. We believe that this matter is best dealt with through saving and transitional provisions in secondary legislation. The UK Government and devolved Administrations took this approach when amending EU legislation on recognition of professional qualifications to prepare for leaving the EU. We see no reason to depart from this approach and enshrine this commitment in the Bill.

The revocation of the general EU-derived system will not impact the ability of professionals with recognition decisions awarded under that system to continue practising in the UK. This applies even where a professional takes a career break and chooses to return to a profession in which they were awarded recognition. The noble Lord, Lord Purvis of Tweed, asked about the fast-tracked settled status of EU citizens. We are unable to provide the House with the precise timetable at present, but we will engage with stakeholders as we go forward.

Professionals who do take a career break should check with their regulator to establish what, if anything, they will need to do to continue practising or to return to practice. This will of course vary between professions. If a profession has a continuing practice requirement, that will also apply for individuals currently practising. For example, where a registered medical professional has a licence to practise, they must revalidate their registration every five years. Similarly, when a professional returns to the UK, their first port of call would be to the relevant regulator in the UK to ascertain requirements for recognition.

The Bill does not make commitments in these areas, because that would be interfering with regulators’ ability to regulate. The main reason that this amendment has been proposed is to protect those with recognition decisions, but there is no threat from this Bill to those decisions. The Professional Qualifications Bill respects existing recognition decisions and any ability a regulator has to set professional standards. I therefore ask the noble Baroness to withdraw this amendment, if I have provided sufficient reassurance.

Baroness Blake of Leeds Portrait Baroness Blake of Leeds (Lab)
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I thank the Minister for her response, and the noble Lord, Lord Purvis, for his comments.

I think I can honestly say that there is still concern. I have heard it particularly from those professionals who are not practising at the moment—so there is a continual need for reassurance. However, I thank the Minister for her comments and beg leave to withdraw the amendment.

Amendment 16 withdrawn.
Lord Russell of Liverpool Portrait The Deputy Speaker (Lord Russell of Liverpool) (CB)
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We now come to the group beginning with Amendment 17. I remind the House that if Amendment 17 is agreed to, it will pre-empt Amendment 18.

Clause 16: Interpretation

Amendment 17

Moved by
17: Clause 16, page 13, line 16, leave out subsection (3) and insert—
“(3) For the purposes of this Act, a regulator is a regulator of a regulated profession if it is listed in Schedule (Regulators of regulated professions).(3A) The appropriate national authority or the Secretary of State may by regulations amend Schedule (Regulators of regulated professions) so as to insert additional regulators.”
Baroness Hayter of Kentish Town Portrait Baroness Hayter of Kentish Town (Lab)
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My Lords, I will move Amendment 17 and speak to its associated Amendment 20, which would place the list of regulators covered by the Bill into a schedule.

I know that the Minister is familiar with this because we argued it in Committee, but, interestingly, in asking a rather simple question—“Which regulators are covered by the Bill?”—we discovered that not only did the Minister not know but nor did the officials and indeed some of the very regulators covered. At the time, as we rather playfully looked through the list, we discovered that one of the regulators on the Minister’s list was the body regulating bouncers—which were hardly the professionals we quite had in mind on a trade deal, nor where we thought there was likely to be an unmet need. But there we are. We also found that others on the list already had the powers to authorise incoming professionals, so it did not actually require an ability for Ministers to make that possible if their own statute did not.

At the time, we noticed that the Minister was slightly uncomfortable with the absence of a comprehensive list and he very graciously said:

“I accept, without reservation, that it is not good enough that these lists have been incomplete and that noble Lords must have felt they were playing a game of blind man’s buff in trying to see who the Bill applies to.”—[Official Report, 22/6/21; col. 161.]


I confess that I was never very good at sticking the tail to the right end of the wretched donkey and I understand that it has taken BEIS a little time to get it right. I think we have had two updates of the list, with some regulators added and some gone. I see that the pig farmers have gone from the latest list and the aircraft engineers have also disappeared, as have analytical chemists. However, we have in their place chicken farmers, schoolteachers and waste managers—so it seems that the Government can turn flying pigs into chickens.

21:45
It may seem a bit of a joke, but the Bill is about giving Ministers quite a strong power to ask independent regulators to do something they would not otherwise do—because if they are already doing it, we do not need the Bill. So being absolutely clear to whom the Government can apply these powers is an important consideration. Therefore, it is vital that we in Parliament and, even more, the regulators concerned, know that they are caught by the Act and therefore liable to be caught by its provisions. I still maintain that the best way of ensuring that is to have the list on the face of the Bill.
One part of the purpose of our original amendment has in a sense been achieved, in that the Government have worked hard—I know that the Minister has worked across all departments and an enormous amount has been done—to get that list right and finesse it so that those covered by the Bill now know that they are covered. I also know that the Minister has given an undertaking to publish that list and keep it updated. The Government have also established what I think is called a professional regulators’ forum, and I assume that all the regulators on the current list would be included as members of that forum. So, while I accept that the list will change from time to time, I ask the Minister to confirm that everyone on it—all those organisations—will be included in the forum.
I am not asking for a promise or anything. I know that the list is on a website, but we do not all look at a website very often. If the list—or maybe just a link—could be included on the agenda for those meetings of the regulators’ forum, it would be really helpful. It would make sure that we knew on behalf of Parliament that someone was looking over the Government’s shoulder at the list; apart from anything else, it would save us from having to check that it had been updated.
I still think my schedule should be on the Bill, as it would be the best way of keeping it up to date, but I can tell the Minister that I will not push this to a vote. I will be asking at the end for permission to withdraw my amendment, so he need not go into great depths about why it is absolutely not necessary. However, I do ask for assurances that the list will be not only published but included as an agenda item for meetings of the forum and, importantly, that every organisation on that list will be invited to his forum. That would be a way of holding a grip over the list. I beg to move.
Baroness Noakes Portrait Baroness Noakes (Con)
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My Lords, I think it was in the briefing before Second Reading that I first asked which regulators were covered by the Bill—one of those naive questions where you are often surprised by the answer that you get. My noble friend the Minister said he would write to me, which he duly did, and it was a surprise to other members of the committee when we got the letter—and things sort of went downhill after that. We had another version of the list, with more regulators on, and then a more definitive version that appeared more recently and is on the website.

For me, this struck at the competence with which the Bill was put together, and nothing that has happened has made me change my view that it was not put together in a competent way. But I am satisfied that the Government have done a very considerable amount of work to try to establish the scope of the Bill and to whom it applies, and are committed to keeping an updated list on the website. So I am happy with where we have ended up—but, my goodness, it has been an extraordinary journey.

Baroness Blake of Leeds Portrait Baroness Blake of Leeds (Lab)
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I think we can all congratulate Members on their persistence on this issue and I have to tell noble Lords that my vocabulary has expanded at an enormous rate by being involved in the Bill. I have never heard the expression, “I am not assuaged” quite so often, but it clearly shows that we are moving in the right direction. As we have heard, there are still concerns and, given the lateness of the hour, I just want to add that with Amendment 18 we really feel that we would like to see statutory protection to ensure that the list is regularly maintained and updated. That is the question we have: we have achieved so much through the debate here, but how can we be reassured that the list will be kept updated and maintained, and how often will it happen? Because of our experience, we need a reassurance that the list will not be removed once the Bill has received Royal Assent. I will listen very carefully to the Minister’s reply.

Lord Fox Portrait Lord Fox (LD)
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My Lords, I think no one has had a bigger headache on this list than the Minister himself and the department, but it was a headache, frankly, of their own making.

I am with the noble Baroness, Lady Hayter, on this: I think it should be a separate schedule. We proposed a mechanism in Amendment 19 by which this schedule might be created and maintained. The noble Baroness, Lady Blake, talked about keeping it updated: if it had not been for the scrutiny of your Lordships and the constant harrying of the Ministers, this list would not have been nearly right now. I suspect there are still amendments to go into it. For that reason, we think Parliament should hold on to a regulatory process and, through a statutory instrument, that schedule can be updated.

What we have sought to do in Amendment 19 is not to second-guess where the list is now—because, as the noble Baroness, Lady Hayter, pointed out, that is like catching a knife—but to give the Government a process by which a definitive list may be created, put in a schedule and updated easily and, I would say, flexibly through a statutory instrument. Why? Because this is not just a list of organisations on a website: there are rights and responsibilities that come with being on this list and, indeed, not being on this list. Which professions are going to be scrutinised to see whether demand is met or unmet? This is a really important issue that Parliament should continue to maintain scrutiny over.

The noble Baroness, Lady Hayter, talked about the responsibilities of those organisations, but also the rights—which ones have the autonomy that the Minister’s amendment has granted and which are not part of this list? Furthermore, when the conversations are being had with the devolved authorities, a list gives weight to those discussions and gives a very clear indication of which professions are in and which are not. So, one way or another, putting it in the schedule is really important, as is a way in which that can be flexibly maintained, whereby Parliament maintains its ability to scrutinise that process; because without that scrutiny, where would we be now?

Lord Grimstone of Boscobel Portrait Lord Grimstone of Boscobel (Con)
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My Lords, I thank the noble Baronesses, Lady Blake of Leeds and Lady Hayter of Kentish Town, and the noble Lords, Lord Purvis and Lord Fox, for their amendments. These amendments return to the debate about the regulators and professions to which the Bill applies, a topic which has covered me in embarrassment at various stages during the Bill’s passage. I admit that it was not our finest hour. Noble Lords rightly asked that the Government fully and precisely articulate who meets the definitions in the Bill.

The Government too, of course, and the regulators want to be clear about who the Bill applies to. It was for this reason that I asked my officials to carry out a comprehensive exercise to determine all those regulators and professions that meet the definitions in the Bill. My officials worked closely throughout the summer with other government departments, devolved Administrations and regulators. I am grateful to all those who contributed. Every regulator that meets the definitions in the Bill has been directly contacted by my officials, and is aware that the Bill applies to them. My officials have also contacted those regulators that we no longer consider the Bill applies to. I have written to my counterparts in the devolved Administrations to confirm the professions and regulators that operate in those parts of the UK. I am pleased to report that they have fully co-operated in this exercise. This extensive engagement culminated in the drawing up of a list of regulators and professions affected by the Bill, which we published on GOV.UK on 14 October. This exercise has provided the additional clarity rightly demanded by this House. The Government remain absolutely committed to regularly updating a list of professions and regulators to which they consider the Bill applies, and to keeping that list in the public domain.

I have also asked my officials to ensure that the assistance centre will also publish the list and will signpost professionals to all the professions and regulators identified on it. This will be part of our future service requirements and our contractual requirements for the assistance centre. Building on our work with regulators to prepare the list, my officials will continue engaging with this network of regulators through a variety of avenues to ensure they are kept updated on our work in this area. In answer to the noble Baroness, Lady Hayter of Kentish Town, I say that it would not be sensible to use the new forum that we are setting up as a means for doing this. The forum would be so large that we would probably have to go to Rome to use the forum there for its meetings, and it would frankly be unwieldly to have a forum of that size. That forum is going to have a cross-section of all the regulators on it. We will refresh that cross-section from time to time to make sure that all regulators from all parts of the UK have a chance to put their views. Of course, we will have other networks where we will engage through a variety of avenues to ensure that regulators are kept updated on our work in this area.

Perhaps picking up a point made by the noble Lord, Lord Fox, I say that the regulators will of course want to know that they are on this list, because a regulator who is covered by the definition gets the benefit of regulatory autonomy. There is therefore a positive reason for a regulator wanting to be included.

Lord Fox Portrait Lord Fox (LD)
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On that note, in the event that I happened to be the chief executive of a regulator that was not on that list, it would help to know what the process was by which one sought to join the list or, indeed, to be taken off it. If we are not going to have a schedule as we discussed, the process by which a regulator puts itself in the frame or seeks to put itself in the frame would be really important, as well as publishing the list. Discussing that process would be useful.

Lord Grimstone of Boscobel Portrait Lord Grimstone of Boscobel (Con)
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Of course, the interesting thing is that this process derives entirely from the legal definition of a regulator that is governed in law. It is not a matter of grace and favour to say whether a regulator is included or not; it is a matter of fact as to whether the regulator statutes make it a regulator engaged in law.

Lord Fox Portrait Lord Fox (LD)
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It is more about having to draw attention to the fact that they believe that they are within the law. I cannot imagine that the department will have enough resources to continually trawl the horizon and find them, so individual organisations may find themselves asking how they go about getting on the list.

Lord Grimstone of Boscobel Portrait Lord Grimstone of Boscobel (Con)
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I think the simple answer is that they should write either to the Minister responsible, whoever that is—if it is me, of course, I will attend to that—or to the senior officials within the department or within the devolved Administrations. This will obviously be something that officials will monitor and keep up to date.

22:00
Amendments 17 and 20 proposed by the noble Baroness, Lady Hayter of Kentish Town, would enshrine a list of regulators as a schedule to the Bill, while also maintaining a definition of a regulator. I have some major reservations about this approach. A schedule to the Bill listing regulators, while there is also a definition of the regulators that the Bill applies to, immediately creates a conflict. Which one is correct? Is it the regulators in the schedule, or the regulators that a court considers to meet the definition?
This would also result in a conflict if a “regulated profession” could continue to be defined. A profession could meet the definition but its regulator be not listed in the schedule. Would that profession and regulator be covered by the Bill or not? Definitions and a schedule cannot coexist in the Bill; it would be legally inoperable. Therefore, if there is to be a schedule to the Bill, the definitions would have to be removed and it would be as if they were never there. As a result, such a schedule would have no statutory hook and would simply be an arbitrary list of regulators.
My clear preference is to retain the definitions in the Bill—and let me set out why. The professions regulated by law in the UK and their associated regulators will change; legislation will change; names of regulators will change; and administrative arrangements between regulators will change. With a schedule instead of the definitions, there would be no statutory reason to update who the Bill applies to.
We could intend to maintain the proposed new schedule in line with the definitions currently established in the Bill, but there would be nothing to oblige the Government, nor future Governments, to do that. As a result, I believe this risks a more arbitrary determination about who is a regulator under the Bill. We have to root the definition of who is covered by this Bill in a straightforward legal definition. Decisions regarding who is covered by the Bill should be made based on clear criteria—which are the definitions established in the Bill.
It is for the same concern over arbitrary determinations that I have reservations about the approach proposed in Amendments 18 and 19. First, let me say that, in considering the merits of Amendment 19, I have assumed that the noble Lords’ intention was to oblige the Government to publish in regulations a list of regulated professions, rather than “a list of regulators”, as the amendment says. These amendments would mean that a profession could meet the existing definitions of a regulated profession, as set out in Clause 16, but if that profession is not on the government website or listed in regulations, the Bill and any subsequent regulations made under it would not apply to the profession.
It should not be the Secretary of State who has the final say over who this Bill applies to. It should not be for this Government, nor future ones, to remove or add professions to the Bill arbitrarily—a risk that these amendments introduce. I hope that, with that further explanation, noble Lords fully understand the merits of a definitional approach.
So, while I of course recognise the good intention of noble Lords to bring greater clarity, the Government have already responded to that. The combination of scrutiny by regulators, the fact that this list will be easily accessible on GOV.UK and the fact that it will be a requirement for the assistance centre also to publish this list and keep it up to date will provide the confidence that the House is looking for—whereas these amendments, by contrast, risk greater ambiguity. For these reasons, I ask for the amendment to be withdrawn.
Baroness Hayter of Kentish Town Portrait Baroness Hayter of Kentish Town (Lab)
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I start with an apology to the noble Baroness, Lady Noakes: of course it was her. In fact, I have just seen in my files the letter where it was shared with her and then, afterwards, with us. I apologise for that oversight.

Something that the Minister said has caused me great concern. I was suggesting that, as a way of having someone overlooking the list on GOV.UK, it be linked to in the agendas or whatever for the forum. The Minister then seemed to suggest that it would be an enormous collection, but his own policy statement says that there are about 50 regulators, and around 45 went to the first meeting that he held, so there is not a great number. We are talking not about hundreds of regulators but about what has sometimes been 61. The most it has ever been was 80, and we are down to 70 at the moment, I think—I am sorry, but I do not have the absolutely up-to-date figure in front of me. My concern is that those are not all invited to the forum, which the Minister has given me to understand that he will, on the whole, chair—he may not always be able to, but that would give it a certain kudos. I am not saying that every regulator would want to turn up, but I would find it a bit surprising if he is setting up a regulator forum but not inviting all the regulators covered by the Bill to it.

I am not expecting him to pop up now and give me that assurance, but it may be that an exchange of letters afterwards could do so—because the regulators’ forum was seen by a number of us as something that is very important. But I hope that it will not just be a hand-picked selection of the 50 or 60 regulators that are covered. Having said that, as I said at the beginning, I will not test the opinion of the House on this. I still think that I am right and he is wrong, but there you are—it happens. I beg leave to withdraw the amendment.

Amendment 17 withdrawn.
Amendments 18 to 20 not moved.
House adjourned at 10.07 pm.