Higher Education and Research Bill

Lord Lucas Excerpts

Committee: 2nd sitting (Hansard - continued): House of Lords
Wednesday 11th January 2017 Lords Chamber

Clause 2: General duties

[Lord Lucas (Con)]

My Lords, I have a couple of amendments in this group. Perhaps I may start by speaking to Amendment 34. I have great hopes for it. My noble friend earlier enjoined us to be broad in what we put into this part of the Bill and not to be too bogged down in detail. I do not think that we can get much broader than the public interest, but it would be an important addition to this part of the Bill.

There are some very important things which will not get done under the current wording. One of them is consideration of what sort of system is wanted and what demand is out there. What do students want to see happening? What do those who recruit students when they graduate want to see happening? What pattern of provision is emerging? What strategy should be pursued to develop the higher education system which the country as a whole wants and needs? This is really important, and one can see that the current system does not function or at least functions extremely slowly. I shall give noble Lords a couple of examples.

The American university system is based largely on the liberal arts model. That has been very slow to come into this country, although our best students are flooding across to study it in America because it is the only place they can find it. A lot of good students want to stay abroad and to use universities to explore new subjects. We tend to take the view that you go to a university to study history or physics, and that is what you should stick to, but that is not what we all need afterwards. I studied physics; I could jolly well have done with a bit of essay-writing to go with it, not to say public speaking and maybe a bit of business. It would have done a great deal of good, because how many physics students go on to be physicists? It is not that many. But we have admission arrangements that pay no attention to breadth in the way that American universities do. There is clearly a great demand among students for good courses in the liberal arts style. That demand is not being responded to with any sense of rapidity by the established university system. Being universities, they all have the breadth of teaching ability and subject spread which would enable them to offer such courses if they chose to do so, but there is no pressure in that way.

The other example is acceptance of BTECs. It is noticeable how difficult it is to predict whether a university will accept a BTEC for its courses. For example, Durham has a very prestigious business course which accepts BTECs, but the course in Exeter does not. Why? Is this the pattern of response that we want in our education system as a whole? We agree that we do not want to tell individual universities what to do, but perhaps the conclusion is that we want more good courses open to BTECs. There seems to be nothing in the Bill which allows the OfS to consider such matters, and there should be.

My second amendment in this group is Amendment 47. The simplest thing would be for me to wait for an answer on that from Minister, rather than my taking up time telling him things about it when I want to listen to what he has to say.

[The Lord Bishop of Birmingham]

My Lords, I regret that my friend the Bishop of Portsmouth is not in his place tonight, having been exhausted, I suppose, by leading the debate on the Armed Forces covenant on Monday. He has asked me to bring before your Lordships Amendment 58 which relates to the general duties of the Office for Students. This is in the context of warmly welcoming the Bill’s commitment to greater diversity and improved choices for students, both in the wider choice of the number of institutions and in course and subject. However, we believe it is vital also to have a variety of institution types with distinctive characteristics. There are many universities with a particularly distinctive character: for example, the cathedrals group of universities, and others such as Goldsmiths, which has a focus on creative studies. It is this fact that the amendment seeks to recognise and pay heed to.

Your Lordships may know that there are more than 100,000 students enrolled across the 16 cathedrals group institutions. Collectively, undergraduates, post- graduates and research students are making the cathedrals group about the same size as the university sector in Wales. We do not for a moment wish to press this amendment to a Division, but we hope that the Minister and his officials will be willing to look afresh at the inclusion of and provision for universities with a distinctive character.

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[Baroness Brown of Cambridge (CB)]

My Lords, I shall speak to a couple of issues. First, although I generally support the reasons behind the amendments in this group, I have to express some concern about what I infer from the comments of the noble Lord, Lord Lucas, who was speaking about the role that the OfS might play in encouraging universities to take students with different qualifications. Until recently I was vice-chancellor of Aston University, which has the outstanding Aston Business School, which does indeed take students with BTECs. However, our experience at Aston Business School was that these were the students who were least likely to succeed in that course. They had the highest rate of third-class degrees and failures. They had real problems with the mathematical elements of the economics in the business degree, such that we put on a lot of additional teaching to try to assist them through it. It is very important that universities are allowed to set their own admissions criteria because their curricula will require different things of the students who attend. It is important to indicate to students what is going to be needed to get through those courses.

I therefore have a lot of sympathy with Exeter over not taking students with BTECs for the curriculum that it teaches. Aston and, I think, Durham are able to, but I am sure that they do so by providing additional help. I encourage the Minister to stick to what Clause 2(4) says—that the guidance from the Secretary of State must not relate to the criteria for the admission of students or how those criteria are applied—because that is hugely important to the autonomy and independence of our universities.

[Lord Lucas]

I entirely agree with the noble Baroness: it absolutely is not interference with an individual university; it is looking at the system as a whole and saying, “We need to do something about providing better courses for people coming out of school with BTECs”, if we have decided that BTECs are what schools are providing. BTECs are just being upgraded to address some of the problems, and I hope that works, because clearly there are problems with the old syllabus. Universities have to take their own decisions but the OfS surely ought to be looking at the system as a whole and changing the provision somewhere, because the system as a whole is not meeting people’s needs.

[Baroness Brown of Cambridge]

I thank the noble Lord for that clarification, which I strongly support.

I shall speak briefly to Amendment 56, in my name and that of my noble friend Lady Wolf. The Office for Students is tasked with promoting quality. Promoting quality seems a modest ask, and we feel that the Office for Students should be given a more dynamic and assertive challenge—not just to see that a particular objective or standard has been reached, but to be active in ensuring that quality is delivered in an environment of continuous improvement. We urge the Minister to consider some more active wording about the need to secure and improve the overall strength and quality of higher education provision in England, with a stress not just on ensuring quality but continuing to improve it.

Higher Education and Research Bill

Lord Lucas Excerpts

Committee: 2nd sitting (Hansard): House of Lords
Wednesday 11th January 2017 Lords Chamber

[Baroness Garden of Frognal (LD)]

My Lords, I beg to move Amendment 9 and shall speak to Amendments 31, 32 and 172. I have added my name to Amendments 41 and 46 in this group. The amendments all support adult lifelong part-time and distance learning. A prosperous part-time higher education market is essential now, more than ever, to address the challenges and opportunities which lie ahead to deliver economic growth and raise national productivity by closing skills gaps and increasing social mobility.

Only 13% of the 9.5 million people in the UK who are considering higher education in the next five years are school leavers; the majority are working adults. Up to 90% of the current workforce will still be in work in the next decade. Over the next 10 years, there will be 13 million vacancies, but only 7 million school leavers to fill them. Such learning is a cost-effective way of raising skills levels and training, so people can earn and learn, as do 75% of Open University students. The benefits are also felt immediately—from the first day of study—by the individual as well as the employer. One in five undergraduate entrants in England—22%—from low participation neighbourhoods either choose or have no option but to study part-time, and 38% of all undergraduate students from disadvantaged groups are mature students.

It is essential that these far-reaching proposals are not developed solely through the policy lens of an 18-year-old student entering higher education for the first time. Reskilling and upskilling the adult workforce are essential, as I mentioned. Economic success in the coming years depends on embedding a lifelong learning and training culture which rests on three coequal pillars: the highest quality further education and higher education, undergraduate and postgraduate, after leaving compulsory full-time education; the highest quality apprenticeships for all; and flexible lifetime learning opportunities.

Part-time study is often the way that people from disadvantaged backgrounds or places enter higher education. In 2015-16, almost one in five of all new Open University undergraduate students were from a low socioeconomic status background—that is, they came from the most deprived 25% of neighbourhoods across the UK and had no previous higher education qualifications. But the number of part-time students continues to decline. Data from the Higher Education Statistics Agency published in January showed that in England, 58% fewer students started part-time study in 2014-15 than in 2009-10. This equates to an almost 40% drop in the market, although the OU continues to be the largest provider, with a growing share of the market.

This decline is of particular concern in relation to widening participation in higher education by students from disadvantaged backgrounds. The Bill’s equality analysis references, on page nine, the dramatic improvement in the participation rate of disadvantaged young people but omits to point out that this has not been seen for mature students, most of whom can only study part-time.

There are opportunities in the Bill to give more explicit reference to the different modes of higher education provision and different types of student. Both the White Paper, Success as a Knowledge Economy, and the teaching excellence framework technical consultation on year 2 are explicit in this area. Amendment 9 provides an opportunity to make it clearer that the membership of all key agencies, boards and committees should reflect the full range of different types of higher education provider. Amendments 31 and 32 ensure that an express commitment to all forms of higher education is included in the general duties of the Office for Students to,

“promote quality, and greater choice and opportunities for students, in the provision of higher education by English higher education providers”—

Clause 2(1)(a). The wording used here is consistent with that used in the TEF technical consultation. This is also an opportunity to make it clearer that the membership of all key agencies, boards and committees should reflect the full range of different types of higher education provider—in this case, the Quality Assessment Committee. Amendment 172 fulfils this purpose.

If there is no dedicated board member on the OfS to represent part-time students, how do the Government envisage those students being represented by the OfS? Secondly, how will the new system improve part-time student understanding compared with existing arrangements? Thirdly, what further measures will the Government introduce to prevent a decline in part-time numbers? I beg to move.

[Lord Lucas (Con)]

My Lords, I have one amendment in this group, Amendment 53. Much of what the noble Baroness, Lady Garden, has said applies to my amendment, too. There are clearly going to be opportunities to change how we deliver higher education; there already are some, such as two-year degrees. We really need to make sure that this body is not discriminating in favour of the current pattern—and some elements of the current set-up do, such as funding rates for accelerated degrees. We need to take a broad view of what higher education could be, which is why I tabled my amendment.

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[Viscount Younger of Leckie]

I do not know about that, my Lords, but I reiterate that I take all remarks made this afternoon extremely seriously, as I do in all aspects of Committee. I will want to look very carefully at all the remarks that have been made, not least on this subject. I absolutely have listened to what the noble Baroness, Lady Blackstone, said. I will reflect on her remarks very carefully over the next few days.

[Lord Lucas]

My Lords, I am very grateful for what my noble friend said about my Amendment 53, but he prompts me to ask a couple of supplementary questions. Where, in the order of things, does consideration of credit accumulation come? Will that be in the Secretary of State’s guidance? Where, in this part of the Bill looking at what the OfS is to do, is it that it should pay some attention to what people want by way of higher education? We seem to be going to have a body focused on producers and on ministerial ideas of what it should be doing, but there is no mention of what students, employers and others want and need. Should not the OfS pay some attention to that?

[Viscount Younger of Leckie]

I thank my noble friend for that. Indeed, credit accumulation or credit transfer, however it might be defined, has come up and will come up in the Bill. I cannot explain to him exactly where, but it has been raised by the noble Lord, Lord Stevenson, and others. I reassure my noble friend that we will address and, I hope, debate this issue in due course.

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[Lord Sutherland of Houndwood]

My Lords, this amendment has two themes: transparency and accountability. I have to say to my colleague the noble Lord, Lord Willetts, that there is a degree of scepticism out there. He is right to have identified it but I think he is not right to have overly easily dismissed it. There is a degree of scepticism in the Committee and, indeed, in the academic community. It may just be the usual academic neurosis, but so be it; let us do what we can to reduce it.

This amendment is in the interests of transparency and accountability. There is a worry that we do not know a great deal from the Bill about the criteria that will be used to make judgments about academic and teaching quality. I am not surprised at this; there was the same problem when Ofsted was set up and there was a big argument. It is easier to begin to talk about academic quality there, and how we measure it, because school systems are much more homogenous than university systems. University systems range in teaching, and the range of teaching and types of teaching and courses is much less homogenous than in schools. That meant it was possible, at the end of the day, which is why Ofsted still lives, to produce an inspection system that carried some conviction.

We are not proposing through the Bill—I am pleased by this—a wholescale inspection system; we are proposing that judgments should be made about the quality of academic work, and teaching in particular, and the quality of academic education. I would like to know how that is to be assessed. Is it by student opinion, is it by degree results—it is easy to twiddle them—or is it by employability? The latter is important but it may depend on the part of the country in which you live or in which the university is situated. So one could give a whole range of possible criteria.

This amendment is actually a companion to Amendment 22. I did not realise it at the time because I had not seen Amendment 22—but it is. It is effectively saying to the Committee that there is room here for further consideration. The main line of accountability will be the annual report. I agree that that is not just worth doing but essential, especially in the early days. It may just be that the annual report gives us all the information we need, but in the Bill—not least in Schedule 1, which we are debating at the moment—the annual report looks much more like a request for an accountability report that you would send to a vice-chancellor to be sure that the money was spent above the board and in a due and appropriate fashion—which I am sure it is. But the Bill specifies a great deal about how you account for financing but not a great deal about how you account for the quality of research, which we will come to, and initially, at this stage, education. How do we do it?

I was stimulated further by—would you believe?—listening to Radio 4. The distinguished historian Diarmaid MacCulloch has a series at the moment on the Reformation. He started by reminding us that this is the 500th anniversary of the Reformation and set it in the context of the Renaissance, the Reformation and the Enlightenment. What do these three things have in common and what do they have to do with the Bill? What they have in common is that they were all the children of university activity: the kinds of activity that go on in universities. If we are going to assess the quality of education, where is our place in that great pantheon of Renaissance, Reformation and Enlightenment? These are the values on which western civilisation still exists. That is where they came from.

I am not asking for a committee that will assess the published works of academics and say, “Ah, we have a future Enlightenment contribution here”, but for much less: something that at least gestures towards the question of how you assess educational quality. I do not think that the Bill does that.

My solution—I cannot think of a better one at the moment but I may come back to this—is to say: let us have the annual report but insist that these matters which relate directly to the quality of education, and I list three or four, should be a specific point of report, not just whether the books are square. Let us see at the end of the debate that they will have in Parliament—that is the one concession that Ofsted got when it was set up; the annual report would be laid before Parliament and would not be a matter simply for the Department for Education—that the annual report laid there deals with these matters and is debated by the constitutional system that we have, with Members of Parliament in this House or in the other place able, because there is transparency in the information provided, to hold to account how the system is developing. I genuinely hope that it will develop well, and by and large I think it will. But that is not certain, and giving interested parties the opportunity to debate it on an informed basis in Parliament could be one way of making that more likely. I beg to move.

[Lord Lucas]

My Lords, I will speak to Amendments 28, 48 and 465 in this group, which have nothing at all to do with the amendment moved by the noble Lord, Lord Sutherland. Perhaps they were grouped together for the convenience of having a short debate. I hope to disappoint my noble friend on that front because here we come across what I hope will be one of the areas in which we choose to stand firm against the Government as a whole—but not at all against the Minister for Universities—with regard to the Government’s relationship with universities.

As we debated at some length a few weeks ago, universities face a very serious problem with the current attitudes being taken by the Home Office to immigration. The Home Office will not say what it seeks to achieve, why it seeks to achieve it or how it hopes universities can do better in forming a partnership with the Home Office to achieve its legitimate objectives and universities’ objectives at the same time. I find that a deeply unsatisfactory state of affairs and I greatly regret that the Home Office is choosing to take that position. There is a much more constructive position that it could take: one of seeking partnership with the university sector to address problems that we as a nation have and perceive and to resolve those problems in the interests of the country as a whole, not leaving out the financial, commercial and human interests of the university sector. With a more rational attitude taken by the Home Office, there could be a real resolution of these problems.

In the context of the Bill, with these amendments I am trying to search for ways in which the university sector could organise and present itself so that the nation would be on its side and it would be equipped with the data, the information and the means of self-improvement to make it an excellent partner for the Home Office when we get a change of heart in the Home Office—as eventually we must.

I do not lay any particular force on the wording of the amendments. Amendment 28 says that the sector, and therefore the Office for Students, should make it clear what contribution overseas students are making to this country—we should not wait on the Home Office to produce that information for us but do it as a sector. The Office for Students should have a responsibility for making sure that that information is gathered and published so that we have a clear, well-presented statement of the benefits that come from having overseas students.

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[Lord Sutherland of Houndwood]

My Lords—

[Lord Lucas]

My Lords, perhaps I can just sign off on my amendments before the noble Lord, Lord Sutherland, brings this to a conclusion. I am grateful to my noble friend for his detailed comments on my amendments and I will read what he has said carefully. I am not at all sure that he has convinced me, but these are subjects that we will return to several times in the course of this Bill—most focus will be, as has been said, on Amendment 462. I very much hope that the Government are thinking through what they will do to convince their own side, let alone the other sides in this Committee, that this Bill should be permitted to proceed without some forceful amendment on overseas students.

I was interested by the argument that my noble friend made on visa refusal rates. He is effectively saying that we should hide from students whether their university is about to go bust—not only overseas students who are going to start over here on a course that is about to be extinguished by the Home Office, but our own students who will find the university going down the plug hole because it no longer has the money from the overseas students. It is an astonishing attitude, I think, that the commercial interests of a failing university should be put ahead of those of both our own and international students. I very much hope that this House will manage to persuade the Government otherwise at a later stage.

[Lord Sutherland of Houndwood]

My Lords, as I was about to say a moment ago, this is a strange position that I find myself in. I feel a bit like an academic who has been conducting a really quite polite seminar and, as he finishes, he looks round and sees a herd of buffalo charging towards him full of fine thoughts and great wisdom. I want simply to make the point that I support very warmly the issues that have been raised about overseas students.

I spent a number of years working with the University Grants Committee in Hong Kong as one of its international advisers. I got to know quite a few of the Australian vice-chancellors, because some of the best of them went there also. When they heard what we were doing they guffawed as only an Australian vice-chancellor can guffaw—it is a powerful sound, I can tell you. Their reaction was, “We will clean up on this”, and they are doing so with great skill and expertise.

This is an ill-designed grouping of amendments. The point was made earlier that they have more to do with each other than perhaps we first realised, but one issue that has come up is that the Government have not yet reassured the wider community that all will be well. That is the point of the transparency that I am seeking. If they have not done that then they have not yet done their job. The finest illustration of this is the debate that we have just had. The wisdom of the Government in relation to overseas students is not a fine clarion call to support extra powers for government-appointed bodies to run the rule over the registering and deregistering of universities. We were told earlier this afternoon even that there will of course be people such as wise and mature academics and whosoever, but the evidence is sufficient for us to know that Governments can sometimes get things badly wrong. Although I will withdraw my amendment, such a mechanism is perhaps a partial safeguard against that, but I will come back to this in due course.

I thank the Minister for his comments, his offer of a meeting and his reference to the piece that was published in the autumn. I am one of those sceptics who likes things on the face of the Bill and we will come back to this in due course, but I thank him none the less.

Higher Education and Research Bill

Lord Lucas Excerpts

Committee: 1st sitting (Hansard - continued): House of Lords
Monday 9th January 2017 Lords Chamber

[Lord Lipsey (Lab)]

My Lords, I chair Trinity Laban Conservatoire of Music and Dance, which is part of the university sector. I feel, rising at this stage, a bit like an actor rising to play the porter in “Macbeth”. There have been hours of drama and extraordinary debate about matters of deep principle. I have to make a speech, if I can, that at the same time is amusing but makes a serious point. I am supposed to do it when three-quarters drunk. Unfortunately, I am not three-quarters drunk—there was not time during the dinner break to get that way—so I hope your Lordships will forgive me if I try to square this circle as the porter did.

A well-reputed blog of the higher education sector called, even more peculiarly than the office, Wonkhe, this morning said that there was no chance that the House of Lords would accept this amendment because the resulting body would be called OfHE. I must say that I thought that that was quite a strong argument for the name that I was proposing because “offie” is somewhere you really want to go down to—“go and buy a bottle from the offie”—whereas going for a meeting at the Office for Students sounds extraordinarily tedious and dull. However, it is not on that that I am relying in going for a change of name.

I say “going for a change of name” because I am not convinced that the name that I propose is in every regard absolutely perfect. It could be said that there are many things in higher education that lie outside the field of the OfS and there are certainly some things that lie within it—so I do not guarantee that the alternative that I proffer this evening, Office for Higher Education, is absolutely perfect. All I would say is that it is a great deal more perfect than the option that the Government have presented us with: OfS. I have no idea where “OfS” came from. I envisage in my “Yes Minister” mind a meeting with a special adviser there who said, “Yes, Minister, we could call it anything you like, but we did jolly badly in those university towns at the last election. OfS, so we appear to be on the side of students, would be a good title”—and these things tend to stick.

But the name is clearly inappropriate because much of what it is planned that OfS shall do has very little to do with students. Is registering universities a job for the OfS? Is removing the title from certain universities done in the interest of students? Is fee setting done in the interest of students? Actually, if you come to think of it, the strongest opponents of the Bill have been students, who are now trying to engineer a revolt against the teaching excellence framework. So if we must use this sort of title, perhaps it would be better to call it the Office against Students—which is the effect that I expect this Bill to have; I expect it not to be a successful Bill from the point of view of furthering the student interest.

More seriously, we have to be very careful before importing into our legislation titles which serve a propaganda purpose—who can be against OfS, against students or, in America, against patriots? Before long, we find that the whole of political language has ceased to be neutral in legislation and is starting to slip off into a language from the post-truth era where the titles of things no longer represent their reality but rather a sort of Orwellian other world in which things no longer mean what they are supposed to mean. Such propaganda reasons are not good reasons for the title of an institution.

At this time of night I do not want to detain the Committee further; this is a probing amendment to see whether the Government are at all interested in finding a better name. In the meantime, I will offer unconditionally to any Member of the House who can come up with a better title than I have—Office for Higher Education—a bottle of champagne, provided they can at the same time convince the Minister to accept it. I beg to move.

[Lord Lucas (Con)]

My Lords, I am a student activist in these things. If we are going to change the title, let us just call it OFFS. That is a suitable acronym. I am sure the noble Lord, Lord Lipsey, knows it well. His would be “Ofhed”, and I think the Minister would be that if he accepted the amendment.

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[Lord Stevenson of Balmacara]

My Lords, rather perversely, Amendment 4 is a drafting amendment consequential on Amendment 18, so I will start with the latter, which is about the important question of the structure of whatever we are going to call the OfS board, as it is currently named.

Amendment 18 brings parliamentary scrutiny into the question of who should chair this board. A very important theme, although perhaps one for another day, is that the Bill is relatively light in terms of its engagement with the parliamentary process. Although the intention is that the Bill should move away from scrutiny under the Privy Council and other similar regimes, it is not necessarily clear that the will is there on the part of Ministers to provide a different scrutiny arrangement, so we will definitely have to return to this issue. The noble Lord, Lord Lisvane, who is in his place, made a very powerful speech at Second Reading in which he pointed out a number of drafting infelicities in relation to statutory instruments, the use of Henry VIII powers and similar matters. I am sure that the recent report from the Delegated Powers Committee will feature in our discussions going forward and that this is another issue we might need to come back to.

However, I am interested in the Minister’s response to the particular question raised by Amendment 18, which is why the Government do not wish the appointment of members of such a key organisation as the OfS to be subject to the scrutiny now commonplace for many public appointments of this type. As discussed, under the Bill as drafted, this body will have incredible power in relation to higher education, effectively opening and closing universities and deciding who should or should not be preferred. It is inconceivable that there should be no scrutiny other than that of the Minister. It is important that we consider including in the Bill the idea that the chair of the OfS should be subject to scrutiny in the process that is now taking place.

Amendment 5 picks up the themes that I elaborated on in the previous group in relation to student representation. It is not convincing for the Minister to simply say that this area has been dealt with by ensuring that at least one of the ordinary members of the OfS board must be capable of representing students. We are all capable of representing students, but none of us present today—unless I am very much mistaken and more deluded that I normally am—can say that they are an active student and can bring that experience to the table. There are many teachers and others around who I am sure would be prepared to stand up and say they could do it, but I do not think they would want to if they were ever exposed to the full fury of the student body. It seems completely incomprehensible to us that the board should not have a student representative—indeed, there should be more than one.

Amendment 6 would ensure that the related criteria for all OfS board members are taken to be of equal importance. The worry here is that there may be vestigial elements from the current regimes, which have been alluded to in earlier discussions today. There is the sense that research takes precedence over teaching competence, that somehow older universities have more authority than newer ones, and that ones with different missions should be discriminated against. Then, there is the question, which I am sure will be raised during this debate—if not, it has been raised in previous ones—of how we make sure that the very necessary representations from our smaller institutions, conservatoires and specialist institutions are made properly.

It is one thing to have a series of representations and an equitable and appropriate way of appointing people, but quite another to be clear that this is done in practice. The amendment is drafted so that the appointment processes—one hopes they will be of an extremely high standard—ensure that broad and equal importance is given to all the elements that make up our university sector and our higher education providers, and that there should be no perception that a hierarchy exists in respect of any of them.

Amendment 7 makes the point, although I am sure this will happen anyway, that there must be current or recent experience among those appointed. I am sure that would be the assumption, but there is no reason at all to suggest that that is always going to be the case. The Schedule seems the appropriate place to put this provision, rather than in the main Bill.

Amendment 8 suggests that the experience of higher education and further education providers should also be taken into account when appointing board members. We have a tendency to speak about higher education as being exclusively in the existing university arrangements but, of course, further education institutions and other institutions such as those we have been talking about in the last few hours all have a contribution to make to higher education, and it is important that board members reflect that.

I agree with the noble Lord, Lord Lucas, that at least some of the members of the OfS should have experience of providing vocational or professional education. I am thinking here of the University of Law or BPP University, for example, but there are also wider groups that we would need to pick up on. I am sure the noble Lord will make that point when he comes to speak.

Amendment 10 contains a theme that will run in later amendments. We will be addressing ourselves in those amendments to the suggestion that the Bill is too narrowly constructed around traditional university syllabuses in particular, and to a model whereby students arrive at university having completed their school studies at 18 and then spend three years at university before graduating and going on to do other things. The reality is that the median age of students in our British universities is 22 or 23, that many students come in with different previous experiences, and that there is value in that. There is a real sense that the opportunity to build a structure that encourages people to take alternative routes to further education—to take time out to work, or to study while they do other things—has been missed. We need to address that opportunity. Amendment 10 would ensure that widening participation and associated issues are appropriately reflected in the membership of the board.

The final amendment in the group is Amendment 12, which suggests that the Secretary of State should have regard to the experience of higher education employees and teaching and research staff when making appointments. Valued contributions are made from that sector to boards of higher education institutions. Certainly, when I worked in higher education, there was very strong representation from the non-teaching staff—technical, clerical and administrative staff— who all felt that they were participating in the process of governing and managing the university. Why is that not also the case for the regulating body?

I look forward to the debate and to the Minister’s response. I beg to move.

[Lord Lucas]

My Lords, I shall speak to Amendments 11 and 13. I am mostly interested in hearing the Minister’s views on these matters. It seems to me that it is important for a board such as that of the OfS to have experience of the main sets of people and tasks that it is going to be faced with regulating. Amendment 11 would ensure that its members had an understanding of what happens in vocational or professional education. That would be very important because some of its charges will be very much in that part of the world.

Most of all, the amendment would ensure that the OfS has representative people who understand how people end up at university. The business of advising school pupils, looking after pupils who are looking for careers, the limitations of that, the sort of information you need on how 16 and 17 year-olds are, which is very different from 19 and 20 year-old students at university—that is vital experience for a board to have. A great deal of what the OfS is doing is concerned with giving information to people who might come to university and providing structures in order that they should be well looked-after when they get there, so it needs an understanding of what pupils are like.

[Baroness Bakewell]

My Lords, I speak from my background at Birkbeck University on behalf of a sector that has not had much of a hearing today—I hope it will have a hearing throughout further debate on the Bill—which is that of part-time university study and of lifelong learning. It is my conviction that this is the shape of the future and will bulk far larger than is acknowledged in the future lives of people struggling to qualify and retrain in a population who will need retraining in new skills throughout their lives. Part-time education to university level, which is carried out at Birkbeck, is enormously popular with those who do it but, as the Minister will know, has recently suffered an enormous fall in recruitment. This followed the introduction of student fees, and we are examining reasons why that should be so and seeking to remedy them. We need to include in the essence of the Bill the fact that part-time university study is a valid, important and growing sector.

It is for that reason that I have tabled Amendment 5A, which adds emphasis to Amendment 5 by stating that one of the members of the board should be dedicated to the interests of part-time further education. This is very important because we find that a much higher proportion of the students who graduate from Birkbeck are from disadvantaged backgrounds than from any other university. This plays absolutely into the Government’s intention of increasing access, so they have a very strong motive to facilitate this kind of education, which has not figured very much in all of today’s extensive debate. It deserves a much higher profile and it will reap rewards. It will benefit not simply 18 to 24 year-old students; people are graduating from Birkbeck in their 50s, 60s and 70s with full-scale degrees. They are retraining, they come from every kind of background and they really appreciate the training they get. A dedicated member of the board for further education among part-time students is very much to be desired.

Higher Education and Research Bill

Lord Lucas Excerpts

Monday 9th January 2017 Lords Chamber

[Baroness Blackstone (Lab)]

My Lords, I, too, strongly support the amendment in the name of the noble Lord, Lord Kerslake, which is extremely well worded and very appropriate for the legislation in front of us. I am absolutely convinced that the current Minister responsible for higher education will respect the institutional autonomy of universities, but some future Minister may not. As a former Minister responsible for higher and further education, I was rightly constrained by the 1988 Act and what Lord Jenkins managed to do with his amendment. There were sometimes times when I did not agree with what was happening, but I was unable to interfere, which would have been wholly inappropriate. That is an extremely good thing.

There is a second reason why I support the noble Lord’s amendment. I, along with Jo Ritzen, a very distinguished former Dutch Minister of Higher Education, and two other former European Education Ministers—Eduardo Grilo from Portugal and the former Hungarian Education Minister—embarked on a project led by Jo Ritzen entitled Empower European Universities. It looked at the position of universities across Europe—north, south, east and west—in particular at some of the problems some universities in eastern Europe experience, as in southern Europe. There was an incredible amount of state control over what these institutions could do. One of the outcomes of that is you get no innovation. Therefore, one of the reasons why we should promote autonomy in our higher education institutions is that we should be concerned to make sure universities do not stand still, that they take into account a changed environment and that they are innovative. By being autonomous they are far more likely to be innovative than if they are controlled by Governments, as we saw from the project we did across Europe.

[Lord Lucas (Con)]

My Lords, I join those who like Amendment 65, as my noble friend Lord Willetts predicted I would. I join him in saying that I do not share the fears expressed in Amendment 2. To take the example of BPP, which is the company that trained me as an accountant, it has been going a long time. It is the first among equals of a group of companies that have grown up providing professional training services to some very demanding customers. It has therefore developed an ethos of providing very good courses. It also sponsors women’s football, which I am grateful for. It has a broad and very encouraging ethos, which thoroughly justifies its status.

We have to be very careful about the quality of what is provided to students. Noble Lords will no doubt remember Ian Livingstone’s Next Gen report on training for the computer games industry. It found that 85% of courses provided by British universities were not up to scratch. We need to do a lot in the Bill and otherwise to provide students with better information about the quality of their courses, but the people who can demonstrate the best track record in this, who have the best sets of information and who have the most demanding customers are these commercial training companies and those who have come up by that route. We should not be frightened in any way by the fact that they are for profit. Despite that, they have proved that they can provide excellent education.

[Lord Judd (Lab)]

My Lords, it seems absolutely logical that if we believe that the considerations in the amendments before us are vital to the carat gold, the quality and the value of our higher education system, let alone its international standing and reputation, someone somewhere has to have specific responsibility for ensuring that everything done is to protect that role. We have seen in recent weeks a very interesting comparison. Our system of judges came under disgraceful and unprecedented attack in the media. Largely everybody in this House felt that it is a duty of Ministers to protect that system to the hilt. It is therefore absolutely self-evident that, to guarantee that what we want to happen will be protected, the responsibility of the Minister must be spelled out in the Bill.

Higher Education and Research Bill

Lord Lucas Excerpts

Committee: 1st sitting (Hansard): House of Lords
Monday 9th January 2017 Lords Chamber

[Baroness Lister of Burtersett (Lab)]

My Lords, I, too, support the spirit of this amendment, and I declare an interest as emeritus professor at Loughborough University and a fellow of the British Academy and the Academy of Social Sciences. I apologise that I was not able to speak at Second Reading, but I suspect that my contribution was not missed among the 70-odd people who did speak. I have read the debate, and very thoughtful it was. The clear thread running through a large number of contributions from all sides of the House was the perceived threat to university autonomy and academic freedom. I fear that those concerns were not assuaged by the Minister’s assurances, hence the motive behind the amendment.

The fears have to be set in the context of what is widely seen as the creeping marketisation and consumerisation of universities. As my noble friend Lady Bakewell put it, students are now consumers of a product, as if a university were a department store. Many would argue that all that is precious about universities in terms of the development of critical thinking, and in particular encouraging students to think critically and not simply accept what they are given, is being increasingly subordinated to an instrumentalist, economistic concept of a university as in effect a degree factory feeding UK plc.

I suspect the Minister will say that the amendment is not necessary because the Government have said they are committed to the key principles it contains. But surely there would be no better way of demonstrating that commitment than by either accepting the amendment or, given that a number of noble Lords have pointed to possible weaknesses in the wording—and my noble friend on the Front Bench has made it clear that he is not wedded to the exact wording—offering to bring forward their own amendment setting out what a university is and the principles it should pursue. That would show their commitment and establish a clear framework for our deliberations on the Bill. In doing so, the Government would go some way to reassuring both Members of your Lordships’ House and the many organisations and individual academics who have written to us to express their fears that the Bill is taking us too far down a road that is incompatible with the basic principles of what a university is and what a university should be.

[Lord Lucas (Con)]

My Lords, the amendment begins very well:

“UK universities are autonomous institutions”,

but the rest of the subsection abolishes that effect entirely. I am really worried about the ability in the Bill of a quango to abolish Oxford, to put it in cartoon terms. This proposed subsection gives anybody the right to abolish Oxford. The moment that anybody can argue that Oxford has not upheld the principles of academic freedom, and if that is argued in court and it goes against Oxford, it is no longer a university. That is an astonishing level of control. You really do not need the rest of the Bill. There would be complete government control over all universities just by having this amendment as the Bill. There is so much in here that allows universities to be controlled because it is mostly about telling universities what they have to do.

If we are going to have a clause such as this—and I really support the idea of it—let us have something that gives universities rights, declares that they are autonomous, and other things that we can think of that work, but let us not keep all these unstructured obligations on them, which can go only in entirely the opposite direction from that which is intended by the proposers.

[Lord Willetts]

My noble friend is making a really important point, which I strongly agree with. Will he accept that when we turn later to, for example, Amendment 65 in the name of the noble Lord, Lord Kerslake, we then have an approach which might be better at achieving this objective than the approach we are debating now?

--- Later in debate ---

[Lord Lucas]

My Lords, I entirely agree that there are some very interesting amendments later on, which may attract me, if not my Chief Whip.

[Lord Smith of Finsbury (Non-Afl)]

My Lords, I remind the House of my interest as master of Pembroke College, Cambridge. I support the amendment. We get the opportunity to legislate on higher education once every couple of decades. It is therefore really important that we get it right. It seems really sensible to put into the Bill a definition of what we are talking about. That is especially important because one thing the Bill does is give a fast-track procedure for new universities to be created. We ought therefore to be framing as part of that legislation a definition of what a new university should be committed to.

I have to say that I am taken by one or two of the points made by the noble Lord, Lord Willetts, about the precise wording of parts of the amendment. I think he has fastened on the one point where the amendment is weak; that is, in allying the word “must” with the extensive range of subjects. Actually, it is right to put “must” in the Bill in relation to the commitment of a university to academic freedom. If Oxford University were to abandon the principles of academic freedom, it would rightly be up in front of the court of public opinion or a court of law.

--- Later in debate ---

[Lord Storey (LD)]

My Lords, I feel incredibly nervous speaking surrounded by chancellors past and present, professors, masters, wardens et al, as someone who received a certificate of education and then did a part-time degree while he was working. I agree with the noble Lord, Lord Anderson, that the reason for the clause is the Bill itself and what it might cause to happen, and what we are seeing on some of our university campuses in terms of academic freedom and freedom of speech.

I agree with the noble Lord, Lord Smith, that the wording of any definition has to be precise. Subsection (3) of the proposed new clause states:

“UK universities must provide an extensive range of high quality academic subjects”.

It is the phrase “extensive range” that worries me. Your Lordships will be aware that there are specialist universities such as the University for the Creative Arts, the Arts University Bournemouth and, in my city, the Liverpool Institute for Performing Arts, which was set up by Paul McCartney to develop the creative and performing arts. By their nature, they do not have an extensive range of academic subjects; they have a specialist, narrow range. I am sure that the clause was not intended to exclude them, but that irks those colleges and goes to show how important it is to get the wording right.

As the noble Lord, Lord Cormack, said, the Bill is imperfect, and this is the opportunity to make an imperfect Bill perfect. The new clause can be simply dealt with if the Minister responds by saying, “Yes, it is important that we have a definition and state the functions of a university, and we will spend time getting the wording right”. If that does not happen, it will presumably have to be pressed to a vote.

[Lord Lucas]

Does the noble Lord agree that, under the conventions of this House, if we vote on the amendment today, we are stuck with it; we cannot change it any more? If we want to do better—to produce an amendment with the same sort of effects but which takes into account all the good advice from, for instance, the noble Lord, Lord Broers, and the noble Lord himself—we must not vote today; we must aim to vote on a better amendment.

[Lord Storey]

I agree with the noble Lord, Lord Lucas. That is why I said that when the Minister replies, he must state clearly his intentions regarding the functions of universities. If he spells that out, there will be no need to press this to a vote.

Coasting Schools (England) Regulations 2016

Lord Lucas Excerpts

Monday 12th December 2016 Grand Committee

I know from the informed and wide-ranging debate we had on coasting schools during the passage of the Education and Adoption Act that there is widespread support in this House for identifying and supporting those schools that are not fulfilling the potential of their pupils. We all want every child, regardless of their background, to have the opportunity to go to a good school and receive a high quality education. I hope, having heard again the detail of our proposed coasting definition and the principles that underpin it, that noble Lords will also agree that the definition we have set out in these regulations is the right one. I therefore commend the regulations to the Grand Committee.

[Lord Lucas (Con)]

My Lords I welcome these regulations; this is a very constructive approach to picking up on schools that are not doing as well as they should be. I am pretty happy with key stage 2. At the end of it, we have a criteria-referenced examination; we have set the bar at 85%, which is none too high and, as a result, I think we are going to pick up a number of schools that need help that we might otherwise have missed. I hope, though, that the Government will make some further progress on key stage 4.

First, we still have the problem that the GCSE has become a norm-referenced exam involving the use of comparable outcomes. It is assumed to be impossible for the secondary school system to produce improved outcomes year on year above the level of the increase, if any, in key stage 2 results. That really says that all we expect of secondary education is that it does just as well as it has ever done, and that there is no inherent improvement taking place. I know the Government are experimenting—or perhaps still thinking of experimenting—with national reference tests, but I would be very grateful if my noble friend told me where we are getting with those. Otherwise, we face a serious difficulty, because key stage 4 is still producing examinations that pupils need to carry on into life afterwards. If we are effectively limiting the percentage of pupils who can achieve a pass grade in these exams, we are doing our people a great disservice over the longer term; it may be all right for now, but it is certainly not all right for the future.

Secondly, I am disappointed that the Government have chosen to set the bar so low for selective schools. There are coasting selective schools, but at the level the bar is set, I really do not see that we are going to catch them. I very much hope that the Government will keep this matter under review, and that when enough time has passed and we have seen the first year of this system in operation, having looked at it and made judgments on it as a whole, the Government will find some way of reporting to us or to the public on how it has gone, enabling us to have a conversation about how it could go better.

[Lord Watson of Invergowrie (Lab)]

My Lords, I thank the Minister for introducing these regulations and talking us through some of the mechanics involved.

A year ago, during your Lordships’ consideration of what is now the Education and Adoption Act 2016, the Department for Education undertook public consultation on the proposed definition of coasting schools. It received more than 300 responses. The department claimed,

“wide support for the use of progress measures as the basis of the coasting definition”.

I noted what the Minister said about the consultation, and I understand why he said it, but it is a fact that only 25% agreed that the principles underlying the definition of coasting were correct. The Secondary Legislation Scrutiny Committee was fairly clear in its criticism of that spin, asserting that,

“the claim made in Explanatory Memorandum of ‘wide support’, does not accurately represent the views put to the Department”.

That, to some significant extent, highlights the rather flimsy foundations on which these regulations sit. I shall have more to say about the committee’s report in due course.

Identifying and supporting coasting schools was not an initiative of this Government, nor indeed of the previous one; it was of course a Labour government policy, introduced in 2007. At that time, it was based on a school’s performance in tests and examinations but it also involved a professional assessment by Ofsted and discussions with the identifying schools about improving performance. By contrast, the present Government’s “coasting school” concept is based solely on a calculating-machine approach to school improvement and does not use professional judgments.

Perhaps the major difficulty in identifying coasting schools using performance data alone is that not all pupils make the same rate of progress as judged against the former national curriculum levels. Those from lower starting points, who are often from disadvantaged backgrounds, tend to make slower progress than those from higher starting points, who are often from more advantaged backgrounds. Rates of progress in schools with a higher proportion of lower-achieving pupils tend to be lower for all pupils in that school, which can lead to a wrong designation of “coasting” for some schools, while those with highly advantaged intakes—including, as the noble Lord, Lord Lucas, has just mentioned, grammar schools—can escape the coasting designation.

Last month the department published Coasting Schools: Provisional Data, which includes a breakdown of where the schools are geographically and their type. Therefore, it is logical to assume that Ministers know precisely which schools have been identified from this exercise. The provisional estimate includes 479 schools at key stage 2 and 327 at key stage 4. Among primaries, a high proportion of academy schools meet the coasting criterion compared with local authority maintained schools, while at secondary level the proportion is the other way round. It appears that the schools most likely to fall within the scope of the coasting schools regulations are those already converted into academies as a result of government intervention.

No school will be formally identified as coasting until the 2016 key stage 2 results are finalised and published in three days’ time, although we will not receive the results for key stage 4 for a further month. For that reason, I ask the Minister why we are being asked to consider the draft regulations now. We believe that parliamentary scrutiny should have been delayed until both sets of results had been published with time allowed for them to be assessed. That would have permitted judgments to have been made, for example, as to whether this data-only approach to coasting schools, without professional Ofsted advice, was identifying good and outstanding schools in areas of significant deprivation.

On 15 December, nearly 400 local authority maintained primary schools will be labelled publicly as coasting. Can the Minister say whether regional schools commissioners have notified these schools, the relevant local authorities and Ofsted in advance? In how many of these schools is intervention already taking place? I say in passing to the Minister that I have quite a few questions to put to him and I shall be more than happy if he cares to write to me in due course, to use a familiar phrase.

Decisions about what happens to a school will be taken by regional schools commissioners assisted by their head teacher boards. There is some concern that those bodies are neither widely accepted nor operate with a great deal of transparency. This issue has been raised before and I do not intend to pursue it today, but it is an issue. That concern was stated unambiguously earlier this year by the Education Select Committee in another place in its report on regional schools commissioners, concluding that their role remained unclear. That point is now thrown into sharp focus by the fact that these regulations give extended powers to the commissioners to intervene when schools are designated as coasting. Yet one of the Government’s key performance indicators for the commissioners is not schools standards but how many schools they are able to convert into academies. There is a clear conflict of interest there and, as stated by the shadow Schools Minister, Mike Kane, when these regulations were considered last week in another place:

“That prompts the question whether the RSCs are independent arbiters in terms of judging whether our schools are failing, successful or coasting”.—[Official Report, Commons, 30/11/16; col. 7.]

It certainly does, and I hope that the Minister will seize this opportunity to answer that question.

That leads us to another question: what will happen to maintained schools once these regulations come into force? The ministerial Statement on primary education issued on 19 October stated that regional schools commissioners should work with local authorities to determine actions for coasting schools. However, additional information provided in the DfE memorandum of 26 October to the Secondary Legislation Scrutiny Committee states that even though the legislation allows local authorities to take action in a coasting school that they maintain, this is expected to have little impact on the public sector as the regional schools commissioners will predominantly take action when maintained schools are regarded as coasting. It goes on to say:

“We do not, therefore, expect the additional power to be burdensome for local authorities”.

Higher Education and Research Bill

Lord Lucas Excerpts

2nd reading (Hansard): House of Lords
Tuesday 6th December 2016 Lords Chamber

[Lord Lucas (Con)]

My Lords, so do I. I declare interests in that I publish books on American universities, am a member of the advisory council of the New College of Humanities and am a supporter of what I hope will turn out in the end to be a Catholic liberal arts university in London. Your Lordships will not therefore be surprised to know that I support the Bill and, in particular, am a fan of new entrants to higher education. None the less, I have listened with great interest to all that noble Lords have said, and I hope better to understand during Committee many of the points that have been raised. In particular, I hope we really manage to do something to improve the TEF, or to at least lay the foundation for its improvement. TEF means nothing at university level: it only means something to a student if it is applied at course level.

The idea of gold, silver and bronze is a ranking system for turkeys. It is deeply misconceived, and why the universities asked for it, I cannot begin to understand. I very much hope that we will overturn it. The point of data is to produce lots and then let people make up their own minds, given their own particular needs and context. That way, you have a lot more information around. How on earth can we think that we can reduce one of our great universities to the colour of an award? It really beggars belief that the universities have gone down that route.

My particular interests in the Bill centre on the provision of information. I would like the Government to have the right to communicate with every overseas student at every higher education institution. We ought, as a nation, to be developing a lifelong relationship of mutual support with people who have been to university here. We need to promote collaboration between universities on the presentation of British education overseas, and to enable us to focus on that, we need good information. We need better migration statistics. I would like us to legislate in the Bill to require the universities and government to collaborate in producing accurate immigration and emigration statistics for students, and I very much hope I will get the collaboration of the Opposition in pushing for that. I do not see why we should be content not to have information.

We also need information on university performance, a subject raised by my noble friend Lord Polak, who wants to know what is going on with anti-Semitism, and by the noble Baroness, Lady Rebuck, who wants to know what is happening to access funds. It is extraordinary to me that these research institutions do so little research into the effectiveness of the money they are spending on access—they certainly publish very little. I would really like to see that change. My particular interest is that we should take information on sexual harassment seriously. Having information and getting these things out into the open allow discussion, evolution and progress. There are a number of areas where we really need to open the university system up. Freedom of speech is one of them, although I exempt my noble friend Lord Patten from that, as he has been stalwart in its defence.

Most of all we need information for students. UCAS has been a horrible institution to deal with. It has kept its information to itself. It has guarded it and not let it out, and deliberately provided substandard information to students. All it publishes in terms of tariff is what universities say the tariff is. Independent schools know that of course that is not true. Yes, Imperial sticks to its tariff, but with other universities you can be two or three grades off and still be sure of getting in. That information is known to richer schools but not to ordinary schools, and means that our disadvantaged students are disadvantaged in the choices of university they make.

We have not had information on who attempts or indeed merely looks at going to university for a particular kind of course or degree but then backs away, which is essential to understanding how we can improve the interest the disadvantaged are taking in university as a whole and that women are taking in technology. We have not published information before on success rates or on the offers that universities make. Due to the monopoly system we have not allowed students to access other and better sources of information; it has only been UCAS’s interpretation of the information that has been permitted to them. This has to end. There are some good things in the Bill that have made progress in that direction but we need to go further. We need to ensure that all higher education institutions, particularly the private ones, provide the same level of information as the public ones, otherwise we will get commercial considerations fogging the scene.

We need some information on how tuition fees are spent. I know this is unpopular with universities; they have long regarded it as reasonable that they rob history students of £3,000 a year in order to give it to physics students. This must be out in the open. It should be a decision for potential historians to make if they wish to subsidise the scientists. If that is not tenable, which I do not think it would be, then we as a Government, and as a collection of institutions, must do something about it and get honest.

My final suggestion is that we should bring the Student Loans Company into the Bill. There are some things we can do to make it easier for the company to reclaim the debts of people who have gone to work overseas. I would also like it to be empowered—to be directed—to act as a channel of information between the Government and students who are paying off their loans, so we can get really good information on what is happening and information from people who have been to university about what they think their courses were like, which is the real measure of quality.

Schools: Admissions

Lord Lucas Excerpts

Thursday 8th September 2016 Grand Committee

Asked by

[Lord Lucas]

To ask Her Majesty’s Government what plans they have to support parents in navigating schools’ admissions arrangements.

[Lord Lucas (Con)]

My Lords, parents choose schools, or at least we make great efforts to give them that opportunity. Certainly I believe it is extremely good for parents to have that choice. They should have the chance to find the school that suits their preferences and those of their children and not simply be stuffed into whatever school happens to be closest to them. In my life outside this place as the editor of The Good Schools Guide I spend a great deal of time trying to make that happen. I feel and I think the Government agree that parents having a choice is good for the system as a whole. It is a slow mechanism. Parents change their views about schools and schooling quite slowly, but over time it works to improve the system and it certainly works to improve the relationship between schools and parents. When parents have a choice of school, that makes for a much better day-to-day relationship between parents and schools than was the case before when schools tended to shut parents out because they did not need their permission to exist.

In order to make a choice you need high-quality information that is easily available. It also needs to be accessible in the sense that it must be delivered in a form that enables parents to make sense of it without devoting their lives to doing so. Successive Governments have made great strides in this direction. Performance tables are now hundreds of columns wide and contain a great deal of data. Government websites are becoming ever more informative. The latest edition is just out and is a great improvement on the previous one, and no doubt we will see more of that. Apart from the occasional imposed idiocies—I am thinking of my great friend Nick Gibb and the noble Lord, Lord Knight —of excluding GCSE and similar exams from the data, it is pretty high quality and useful stuff.

The attitude of the department over the years has always been open and constructive. However, the one area where this is not true is information on admissions. Yes, it is available after a fashion. Local authorities publish brochures in physical or PDF form. They are all in different formats and do not by any means contain all the information they are statutorily supposed to show. Moreover, they are generally not set out in a way that encourages comparisons between schools and understanding what you as a person located in a particular place on the map with a particular set of circumstances have access to. As the fragmentation of the system has continued, the quality and availability of this information have declined. I know of only one organisation that makes a serious attempt to collect this data, which is 192.com, and indeed a lot of schools are simply delinquent about providing the data. The information is patchy even though it is the best that is available.

Availability also means accessibility, something that can be used to make decisions. Because the data is available only in PDF form, with no standard format within the PDF, it cannot be integrated in any way that helps parents to make decisions. That creates a complex system where, in somewhere like London, you have to look at several sets of data because people live close to local authority boundaries. You have an immense variety of catchment systems. Distance is measured six different ways, I think, in English catchment systems. There are feeder schools, selection or partial selection and multiple streams of entry.

The result is that the advantaged in society become yet more advantaged. They know enough, they know the people to talk to, they have the understanding to find out what opportunities are there, the schools that have ballots that they may take advantage of or understand how to navigate a banding system to their advantage—which band you want to get your child in to have the best chance of getting into Camden School for Girls, or whatever. The disadvantaged become yet more disadvantaged. Even the advantaged, who are the people I spend most of my life talking to, are full of anxiety at this uncertain, unclear, difficult-to-navigate process.

The Government could do something about it very simply and at very low cost. The data are all there. Every admissions authority knows its admissions criteria. They all follow a coherent structure and the information on how an admissions round has gone is not exactly complicated. If each admissions authority had to contribute those data to a common table and the table was then made open data by the Government, that would be all they had to do. The great gods in my world are the property websites. They command so much traffic that we all have to pay attention to what they want. They want as good a set of catchment information as they can get. If the Government were to make these data open, I and a multiplicity of other people would suddenly find ourselves having to spend large amounts to catch up with the market, and that would be no bad thing.

The cost to the Government would be the creation of a table and no more. The responsibility for the accuracy of the data would remain with those who put the data into the table. The benefits, apart from a general reduction in anxiety, would be a better quality of choices, particularly for the disadvantaged, because it becomes easier to give them something that they can use to understand their options and encourage them to look at schools that are opening their doors to them.

Something that some schools are trying, and which I really encourage the Government to consider instead of grammar schools, is opening some of their admissions to ballot rather than things that are gameable. Schools that do so find that they still get only the advantaged applying because the disadvantaged do not know how it works or even that they have the option.

To have serious information systems out there that made it easier to find out your chances of getting in to which schools would be really helpful in giving the disadvantaged access to excellent schools. Local authorities I have spoken to would also find that helpful. They are getting less and less complete information as to what is happening in admissions in their area because crucial data are withheld by academies. They are just a black box. You send them a list of people who have expressed a preference and back comes a list of people that the academy will accept. There is no indication of what process the academy has gone through; no data are flowing back.

If we are to pick up on the White Paper—I would be very happy if we did—and make local authorities the champions of parents, we have to provide excellent data. To have the data open and available would do nothing but good for the honesty of schools in the application of their admissions criteria, because every disappointed parent could see why they failed and whether that was fair.

Grammar Schools

Lord Lucas Excerpts

Thursday 8th September 2016 Lords Chamber

[Lord Nash]

I entirely agree with the noble Baroness about alternative provision and PRUs. We have in fact created many more alternative provision free schools. There are some excellent examples in London—for example the TBAP free school in Fulham—and we are looking more closely at this area to improve alternative provision. We are also keen to make sure that provision for pupils with SEN and behavioural difficulties in all schools and academies can be well accommodated.

[Lord Lucas (Con)]

My Lords, we have a policy which we fought extremely hard for—that every child has a right to an academic education. We need a very high proportion of our pupils to be academically excellent. How on earth does a grammar school policy fit with that?

[Lord Nash]

We have had a very strong drive over the last six years of improving academic quality in the curriculum. I reminded the House recently that sadly, in 2010, only one in five pupils in state schools was studying a core suite of academic subjects—something that would be regarded as basic fare in most successful education jurisdictions and in any independent school. Through EBacc we doubled the number of pupils doing this. We are determined to see many more pupils doing the EBacc and doing a core suite of academic subjects. It gives disadvantaged pupils in particular the cultural capital they need, as they do not get that at home. We have been very focused on improving the academic achievement of all our pupils.

Education and Adoption Bill

Lord Lucas Excerpts

Thursday 5th November 2015 Grand Committee

[Lord Knight of Weymouth (Lab)]

My Lords, as has become fashionable, I will start with an apology that I have to leave early and that I was not able to take part at Second Reading because of my other interests. That segues into reminding your Lordships of my interests, particularly in respect of my full-time work, which I am not at, at TES—Times Education Supplement or whatever phrase resonates best with your Lordships.

This is a very interesting, probing amendment to a key clause. I broadly support what the Government are trying to do with coasting schools and any sense of complacency in schools which feel that they are not blipping on the Minister’s radar. Clearly they should be, through the RSCs. I have to say, I baulk at that acronym. If you do a search on TES for “RSC” you get to resources provided by the Royal Society of Chemistry, which frustrates the Royal Shakespeare Company. To have another one entering the lexicon frustrates me slightly, but I am sure that the Minister will be informed by the regional schools commissioners.

There seem to be three issues here: the type of school, the definition of coasting, and the definition of intervention. I would be very interested to hear some clarification on the record from the Minister about the types of school. It seems fairly clear that these are local authority-maintained schools so one’s assumption is that this applies to grammar schools, comprehensive schools and so on. It is particularly important that it is clear that it applies to grammar schools as well as non-selective maintained schools.

Then there is the question of academies. Academies are addressed in the amendment. I recall when I was a Minister—a long time ago now—that we did not want to include academies in legislation because we had separate legal agreements with academies and it became very complicated to unpick those legal agreements because you had to replace them with primary legislation and that created complications with sponsors. I remember the lines that I was given to take extremely well. I suppose I hope that those lines have moved on because we now have a lot more academies. Once you get to the point where the majority of secondary schools, for example, might be academies, you start to worry about the democratic deficit of Parliament no longer being able to properly influence the evolving nature of the governance of academies. They are not part of the local authority family. There is a direct relationship in contract law between them and the Secretary of State. How does Parliament influence them if we continue to have that line to take from the department and the Minister?

Incidentally, I would be interested to have clarification about where university technology colleges and studio schools fit within this. I listened to the excellent Cass Business School lecture by the noble Lord, Lord Baker, where he talked extensively, as one might expect, about university technology colleges and how well they are doing. I am a studio schools ambassador. There is fantastic progress in the performance of children in those small, more vocationally focused schools, although on some of the data it does not look as though they are performing as well on raw attainment. Having clarity around these exceptions is also helpful.

That leads to a second issue to do with coasting. We have heard really good contributions from all sides of the Committee on that. I, too, do not think that we should have an overreliance on data. I welcome the notion that we have better progression data than we used to. When I was responsible for the national challenge, it was very much data-driven and was very hard-edged and raw. The notion that we can do something more sophisticated feels a lot fairer. I agree with my noble friend about the use of the regional schools commissioners’ judgments and other things that inform that.

In the context of a broad and balanced curriculum and the comments of the noble Baroness, Lady Howarth, it is worth saying that I am able to see some of the data around teacher recruitment. For example, I see evidence that it is quite easy to recruit PE teachers—this has to do with the amendment tabled by the noble Lord, Lord Addington—but it is a lot harder to recruit in some other subjects, such as those in the EBacc. When I see evidence around what head teachers are saying they are doing to compensate for being unable to recruit in certain subjects, I see that one of the things they might do is not continue with some subjects if they cannot easily recruit for them. That would create a worrying scenario in respect of a broad and balanced curriculum. I add that comment because it might inform the debate about teacher recruitment that we will have on later amendments.

Finally, on intervention, this amendment is to the first clause, about certain schools being defined as coasting and therefore eligible for intervention. We are all interpreting intervention as being academy status. This Government will be with us, whether we like it or not, at least until 2020. If it is the Government’s intention that they want every school to be an academy, perhaps they should just say that, legislate for it and get on with it, and create certainty in the system. We can then debate real issues about the democratic deficit around academies and the governance of them, if that is what is happening en masse and at scale, rather than it feeling as though they are trying to manoeuvre, lever, persuade and cajole, and do everything they possibly can to get every school to be an academy, without actually saying so. That would be a more honest and straightforward way for us to proceed, if that is the Government’s clear intent. If it is not, and they want local authority schools to thrive, let them say so, clearly and unambiguously, and create a genuinely level playing field, without it feeling, as it does in this case—namely, if the intervention really is to be made to become an academy—as though they are using every excuse to force that to happen.

[Lord Lucas (Con)]

My Lords, I enjoy listening to the noble Lord, Lord Knight, much more in opposition than I ever did when he was a Minister.

I have been looking at the draft of the definition on the DfE website. I think that it has gone way off beam in including in the definition of coasting a measure of absolute performance. Coasting is about relative performance: about not doing well by the kids you have got. If you put a figure in there—you cannot be coasting if you have more than 65% of pupils getting grades A to C, including maths and English—you are leaving out all the schools in the leafy suburbs, grammar schools and schools that are selective in other ways because they have tweaked their educational requirements or are religious schools. They are just as likely to be coasting as schools which deal with a broader range of children. I am very keen that the Government should be clear that coasting is about relative performance and not absolute performance.

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[Baroness Sharp of Guildford (LD)]

My Lords, I would like to add a few words. I have been very sympathetic with quite a lot of what has been said today. In particular, as the noble Lord, Lord Knight, said, I think that we are all quite sympathetic with the notion of wanting to improve performance. Picking up the point made by the noble Lord, Lord Lucas, the concept of a coasting school goes back to when the late Chris Woodhead was Chief Inspector of Schools in the 1990s. He was very concerned that bright pupils were not being pushed and stretched enough to achieve their potential. As we have it, the definition of both the floor and the progress measure does not pick up those bright pupils. It does not pick up grammar schools or the good comprehensives in the leafy suburbs such as Guildford, which do a good job but perhaps could do a better job. If we are looking at coasting schools, it is important that they perhaps are given a bit of a jolt as well as other schools.

I am very sympathetic with what the noble Lord, Lord Lucas, says about progress being what we are actually looking at here, and that the floor standard should play a lesser part and the progress standard a better part. However, I recognise that at present it is quite difficult to measure progress standards, particularly in primary schools. I have great reservations about reintroducing key stage 1 tests but, equally, if it is left to teacher assessment, there is inevitably an element of subjectivity about it, which creates some difficulties.

The noble Baroness, Lady Howarth, made a point about the regional schools commissioners, which at the moment have very few resources. They will be backed by the advisory board of heads. But one of our scarce resources is good leadership and governance in schools. I am sure all of us know of both primary and secondary schools that have spent a long time trying to find good heads and of those with gaps where a deputy has had to take over and run the school for a year or so. When Ofsted comes in, it then marks the school down on leadership and governance because of the very fact that it has not been able to find a head.

We have crippled the leadership training programme. The National College for Teaching and Leadership has been more or less wound up, although elements have been put into teacher training. Compared to the programmes that were run about seven years ago or so, what is available now is a very pale imitation. What we ought to be doing is making sure that every good deputy is sent off to do these programmes, which involve evening and weekend work and attending short courses. They were extraordinarily good and enabled us to generate a new cadre of heads about 10 years ago. They are now working their way through, but we are not doing enough to produce a new cadre of heads, and we are very short of them. I see great difficulty in both the proposals for regional schools commissioners to have these advisory groups of heads who will move into schools and, for that matter, the proposals that came the other day from the Secretary of State about creating a school leadership group and so forth to work in rural and coastal areas. Take these good heads away from their schools and their schools often sink. We know very well that there are difficulties if you do not have a head.

I come back to the point made by the noble Baroness, Lady Massey. I am currently a member of the Select Committee which is looking at social mobility and skills. There is no doubt whatever about what she said about social skills being so important and so valued. It worries me that there are secondary schools in this country that are so worried at the moment about their achievements in academic terms that they are scrapping PHSE. They consider it unnecessary, so the attention to social skills is just not there in the schools. I take on board what has been said about the need to have a broad-based curriculum and so forth, and it would be very nice if the regulations stressed that need as well as including the definition of coasting.

Finally, I would ask whether the Government intend to reply to the recommendations from the Delegated Powers Committee and the Constitution Committee. What will their response be?

[Lord Lucas]

My Lords, the noble Baroness, Lady Sharp, reminds me that there are some very interesting variations within schools when it comes to progress. You get schools where the bright kids make no progress at all, and those where the SEN kids fall backwards while the general level of progress in the school is good. If we are to have a measure of what constitutes coasting, there must be scope for applying it to the school community as a whole and asking for some level of consistency in performance. Not doing well, for instance, by kids on free school meals but doing well by the rest, and on average being okay, is not where this measure should be at. There should be some sense that this is meant to be consistent across the whole school community and that schools should not be boosting one section of the school community and neglecting the rest.

I have a lot of sympathy with the arguments put forward by the noble Baroness, Lady Howarth. That a school should come out of the coasting definition by cutting back on breadth should be discouraged. I can see why it should not be in the definition of coasting, but narrowing down should not be a permissible way to get out of coasting. It is so depressing, going to schools that are narrowly focused on exams. I do not do it often, but it is a grim experience.

Lastly, I will say that someone has sent me a copy of Call Me Dave. If the noble Baroness would like to throw it on the bonfire in Lewes, she can take it.

[The Parliamentary Under-Secretary of State, Department for Education (Lord Nash) (Con)]

My Lords, I will speak to the group containing Amendments 1, 2, 5, 7 and 9, which concern coasting schools, tabled by the noble Lords, Lord Watson, Lord Hunt and Lord Addington, and by the noble Baronesses, Lady Massey and Lady Bakewell. Before doing so, I will say that at the recent Third Reading of the Childcare Bill I wished the noble Baroness, Lady Jones, who has been the Front-Bench spokesman on education throughout my time in this job, well with her new brief. I did not realise at the time that the noble Lord, Lord Touhig, was also leaving the education Front Bench and going back to his old brief of defence, so I would like to take this opportunity to wish him all the best with his new brief. It has been a pleasure working with him.

It has also been a pleasure discussing the Education and Adoption Bill with noble Lords both on and off the Floor of the Chamber. I hope that all noble Lords who attended the meetings with regional schools commissioners, head teacher board members and multi-academy trust chief executives on Monday found it useful. It is refreshing that on the 410th anniversary of the gunpowder plot we can take comfort from the fact that we are no longer a society divided, as our country was 410 years ago, and that there is cross-party support for the central thrust and purpose of this Bill.

As this is the first group of amendments, I hope that noble Lords will permit me to remind everybody of the purpose of this legislation, which is to ensure that every child, regardless of background, has the opportunity to go to a good school. That means dealing with failure swiftly, as a day spent in a failing school for a child is a day of their education lost for ever. We made this absolutely clear in our manifesto, on the basis of which we were elected to government.

So where a school is failing, the legislation proposes that it will become an academy forthwith. Also, for the first time, and as we also stated in our manifesto, we are bringing coasting schools into scope. This is about putting children first. But we must do this in a way which is clear to all and is practicable, and I must say, as I will elaborate, I have some real concerns about the practicality of the amendments proposed to the coasting definition.

Clause 1 of the Bill gives a power to the Secretary of State to make regulations defining which schools will be deemed to be coasting, and therefore eligible for intervention. To assist noble Lords’ scrutiny of this clause, we published draft regulations in June setting out our proposed definition and have also launched a public consultation on the proposed definition. The definition provides a clear and transparent data-based approach. The policy is about identifying schools which are failing to fulfil the potential of their pupils over time. We have therefore consciously chosen to base the definition on three years’ performance data, rather than a single Ofsted judgment or a snapshot of a single year’s results. As noble Lords have said, Ofsted judgments can often be rather backward-looking, excellent though they generally are.

From 2016, primary and secondary schools will be held to account against new headline accountability measures. Given that our proposed definition looks at data over three years, under this definition it would be 2018 before schools have three years of data reflecting these new metrics. It is important that we do not wait until then to tackle coasting schools. So our draft regulations contain an interim measure for 2014 and 2015 which is based on the current headline accountability measures familiar to schools, as well as the measure that will apply from 2016 onwards. A school must be below the coasting bar across three years in order to be deemed to be coasting and to become eligible for intervention.

From 2016, the proposed coasting definition for secondary schools will be based on Progress 8. Progress 8 is a measure which has been well received by schools and head teachers. It is a robust metric, based on the progress a pupil makes in eight GCSEs when compared to pupils with the same starting point. At least five of those GCSEs have to be in English baccalaureate subjects. As the measure compares the results of pupils against those with a similar starting point in other schools, it clearly focuses on whether schools are fulfilling the potential of all their pupils and makes it an ideal metric on which to assess whether a school is coasting—and it moves away from what Tristram Hunt so accurately described as the great crime of the C/D borderline.

For primary schools, we think it is right that the coasting definition includes both an attainment and a progress element. For a primary school to be identified as coasting, it must fall below the bar on both attainment and progress in all three years. Attainment is critical for primary schools as there is an absolute standard which pupils need to reach to be able to make a successful start in secondary school. In 2016, the attainment bar for the coasting measure will be 85% of pupils meeting the new expected standard in reading, writing and maths.

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[Lord Nash]

The noble Baroness is completely right. I have not made myself clear. The progress measure comes in for the first time in 2016. The coasting definition is based over three years. Therefore, for the first year that the coasting definition applies, it can only have the progress measure in for one year, which is why we have these interim measures for 2014 and 2015. In 2018, however, it will all be entirely based on three years’ progress—so we will be entirely focused on progress in secondary schools.

[Lord Lucas]

My Lords, that is not the way the draft reads. It says: if fewer than 60% of school pupils achieve five A* to C grades, including English and maths, and the school has a below median score on progress. To fit in with what the noble Lord is saying, that “and” ought to be “or”.

[Lord Nash]

It applies only to 2014 and 2015—and if it is not clear, we will make it clear in the future.

Amendment 5 requires draft regulations to be laid before and approved by each House before they can be made or updated. I hope that the noble Lord, Lord Addington, and the noble Baroness, Lady Bakewell, will allow me to discuss this important element of the amendment when we reach Amendment 8, which proposes exactly the same approach.

Amendments 2 and 9 propose that academies, alongside maintained schools, would become eligible for intervention, and, in the case of Amendment 2, subject to the statutory intervention powers in the Education and Inspections Act 2006, when notified by Ofsted that they are schools where pupils do not fulfil their potential.

I agree that coasting schools must be tackled—whether it is a maintained school or an academy. But academies are not governed by the statutory framework that this Bill seeks to amend. They are run by charitable companies—academy trusts—which operate in accordance with the terms of individual funding agreements between the academy trust and the Secretary of State. We have already published a new coasting clause for the model funding agreement, as I have said. But I want to reassure the House again that, even where academies do not have this specific clause in their existing funding agreement, regional schools commissioners will assess all academies against the coasting definition. Where academies are identified as coasting, RSCs will assess their capacity to improve sufficiently in just the same way as maintained schools, supporting and challenging them to improve and taking action under their funding agreements where necessary.

RSCs have already shown that they take effective action when academies underperform. Since 1 September 2014, when RSCs came into post, they have issued 58 prewarning and warning notices to academy and free school trusts. In the same period, they have moved 83 academies and free schools to new trusts or sponsors, compared to 13 in the previous academic year.

Amendment 2 would remove the Secretary of State’s power to issue an academy order for a school that has been notified that it is a school in which pupils do not fulfil their potential. While some coasting schools may choose to become academies in order to benefit from the strong governance and support of a multi-academy trust, we have been clear, as I said, that enforced academisation will not be the default solution for all coasting schools. RSCs will want to consider whether a coasting school has demonstrated that it has the capacity to improve sufficiently on its own, and in some cases this capacity will be evident, or it may need advice and support, for example from an NLE, and that may be sufficient to bring about the required improvements.

It is important that RSCs have the discretion to make an academy order where it is clear that a school’s leadership does not have the capacity to improve sufficiently and where the school needs the support of an experienced sponsor in order to fulfil the potential of the pupils. We know that sponsors can bring new life to schools. For example, the City Academy Whitehawk in Brighton and Hove opened in September 2013. The year prior to its becoming an academy, only 39% of pupils achieved level 4 or above in reading, writing and maths at the end of key stage 2. By 2015, the provisional figure has increased to 75%. It would not be right to deny coasting schools this support where it is appropriate.

Amendment 7 would provide the governing body of a maintained school with a right of appeal to the First-tier Tribunal when it considers that the data used to define a school as coasting could have been interpreted in a different way. This amendment is unnecessary. Our clear and transparent data-based definition will not be open to interpretation. Schools will be certain, based on the data, whether they have fallen below the coasting bar or not, but regional schools commissioners are already required by virtue of public law to act reasonably in exercising the Secretary of State’s powers. As I said, they will work with schools to consider all the relevant factors when deciding what action to take.

The draft Schools Causing Concern guidance already includes a number of examples of the type of factors they should consider. As I said, we have been clear that intervention in coasting schools will not be automatic. Nick Capstick, the CEO of the White Horse Federation outlined this clearly when he said:

“It is right that the coasting definition is based on transparent performance measures. It is then clear-cut for schools whether they fall within the coasting definition or not. The majority of schools will therefore be able to carry on free from fear that they suddenly and unexpectedly be judged as coasting”.

I know that noble Lords support our ambition to ensure that all pupils, whatever their background, receive an education that enables them to fulfil their potential. I hope that, following this debate and having seen the detail behind our coasting policy—alongside the proposed coasting definition set out in our recent consultation—noble Lords will be reassured that our approach is the right one.

[Lord Nash]

When we formally intervene, we already publish that information, so it will be in the public domain. In view of what I have said, I hope that noble Lords are reassured that our approach is the right one, and I therefore urge the noble Lord to withdraw the amendment.

[Lord Lucas]

My Lords, despite my noble friend’s fine efforts, I have been unable to torture the words of the draft definition of coasting into the form that he says they take. It is quite clear from the wording here that, taking GCSE as an example, you have to fall below 60% five A to Cs to be considered coasting. It is therefore impossible for any grammar school, however lackadaisical in its teaching, to be considered a coasting school. That is a fundamental fault in the Government’s approach. It is very important that those schools and others which are lucky in their selection of pupils should be eligible for coasting.

[Lord Nash]

We could go on like this for a long time, but I will talk to the noble Lord, Lord Lucas, outside. The first principle of legal interpretation is to look at whether the wording is clear—I think that it is clear, but we can take this offline.

[Lord Lucas]

My Lords, the Minister is already writing me a letter full of statistics, so I hope that he can include that matter. I am comfortable that he says that a grammar school will be eligible, but I would be very grateful if he could make it clear to me how, given the wording in the draft.

[Baroness Sharp of Guildford]

Will the Minister send the letter round to everybody who has participated in the debate?