Laid - 20 May 2024 In Force Not stated
Paragraph 15 of Schedule 17 to the Financial Services and Markets Act 2000 (c. 8) was amended by section 63 (the Ombudsman scheme) of the Financial Services and Markets Act 2023 (c. 29). The amendment allows the Treasury to make Regulations to specify persons to whom the Financial Ombudsman Service …
Found: Financial Services and Markets Act 2000 (Ombudsman Scheme) (Fees) Regulations 2024
Published - Monday 20th May 2024
Department: HM TreasuryParagraph 15 of Schedule 17 to the Financial Services and Markets Act 2000 (c. 8) was amended by section 63 (the Ombudsman scheme) of the Financial Services and Markets Act 2023 (c. 29). The amendment allows the Treasury to make Regulations to specify persons to whom the Financial Ombudsman Service …
Found: The Financial Services and Markets Act 2000 (Ombudsman Scheme) (Fees) Regulations 2024
Laid - 29 May 2024 In Force 31 Dec 2024
This Order omits amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (S.I. 2001/544), relating to the repeal of Commission Delegated Regulation (EU) 2017/592, in the Financial Services and Markets Act 2000 (Commodity Derivatives and Emission Allowances) Order 2023 (S.I. 2023/548) (“the Order”). The Order is …
Found: Financial Services and Markets Act 2000 (Commodity Derivatives and Emission Allowances) (Amendment) Order
Laid - 6 Mar 2024 In Force 27 Mar 2024
This Order amends the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001 (S.I. 2001/1060) (“PCIS”) and the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (S.I. 2005/1529) (“FPO”).
Found: Financial Services and Markets Act 2000 (Financial Promotion) (Amendment and Transitional Provision)
Laid - 14 May 2024 In Force 16 Jul 2024
These Regulations are made in exercise of the powers conferred by section 271A of the Financial Services and Markets Act 2000 (c. 8). This provides that the Treasury may approve a country or territory in relation to a specified description of collective investment scheme which is authorised in a country …
Found: Financial Services and Markets Act 2000 (Overseas Funds Regime) (Equivalence) (European Economic Area
Laid - 26 Feb 2024 In Force 30 Jun 2024
These Regulations provide for section 138BA of the Financial Services and Markets Act 2000 (“FSMA 2000”) (c. 8) to apply to any rules made by the Prudential Regulation Authority under that Act, except for rules excluded by section 138BA(3). Section 138BA of FSMA 2000 enables a regulator to give a …
Found: Financial Services and Markets Act 2000 (Disapplication or Modification of Financial Regulator Rules
Published - Monday 26th February 2024
Department: HM TreasuryThese Regulations provide for section 138BA of the Financial Services and Markets Act 2000 (“FSMA 2000”) (c. 8) to apply to any rules made by the Prudential Regulation Authority under that Act, except for rules excluded by section 138BA(3). Section 138BA of FSMA 2000 enables a regulator to give a …
Found: The Financial Services and Markets Act 2000 (Disapplication or Modification of Financial Regulator Rules
Laid - 18 Dec 2023 In Force 11 Mar 2024
This Order specifies an additional activity which is to be treated as a “regulated activity” for the purposes of the Financial Services and Markets Act 2000 (c. 8) (“the Act”) and specifies an additional investment for that purpose. The effect of this is that a person who carries on such …
Found: Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2024
Published - Monday 18th December 2023
Department: HM TreasuryThis Order specifies an additional activity which is to be treated as a “regulated activity” for the purposes of the Financial Services and Markets Act 2000 (c. 8) (“the Act”) and specifies an additional investment for that purpose. The effect of this is that a person who carries on such …
Found: The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2024
Mentions:
1: None Services and Markets Act 2000 (Disapplication or Modification of Financial Regulator Rules in Individual - Speech Link
2: Bim Afolami (Con - Hitchin and Harpenden) Services and Markets Act 2000 (Disapplication or Modification of Financial Regulator Rules in Individual - Speech Link