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Secondary Legislation

Laid - 28 Nov 2023 In Force 26 Dec 2023

Financial Services and Markets Act 2023 (Panel Remuneration and Reports) Regulations 2023
Department: HM Treasury
Made negative
Parliamentary Status - Legislation

These Regulations permit the FCA, the PRA and the Payment Systems Regulator to remunerate members of certain of their statutory panels and require specified statutory panels of the FCA and the PRA to make annual reports to the Treasury.

Found: Financial Services and Markets Act 2023 (Panel Remuneration and Reports) Regulations 2023


Grand Committee
Financial Services and Markets Act 2000 (Disapplication or Modification of Financial Regulator Rules in Individual Cases) Regulations 2024 - Tue 26 Mar 2024
HM Treasury

Mentions:
1: Baroness Vere of Norbiton (Con - Life peer) My Lords, these draft regulations make use of a provision in the Financial Services and Markets Act 2000 - Speech Link
2: Lord Livermore (Lab - Life peer) Services and Markets Act in response to changing market conditions or emerging risks, and to facilitate - Speech Link


Secondary Legislation

Laid - 18 Dec 2023 In Force 8 Jan 2024

Financial Services and Markets Act 2023 (Digital Securities Sandbox) Regulations 2023
Department: HM Treasury
Made negative
Parliamentary Status - Legislation

These Regulations, which are made under the Financial Services and Markets Act 2023 (c. 29) (“the Act”), provide for the testing of the use of developing technology in the carrying on of financial market infrastructure (“FMI”) activities. These provisions are referred to as a “digital securities sandbox” or “DSS”.

Found: Financial Services and Markets Act 2023 (Digital Securities Sandbox) Regulations 2023


Secondary Legislation

Laid - 7 Nov 2023 In Force 1 Jan 2024

Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023
Department: HM Treasury
Draft affirmative
Parliamentary Status - Legislation

Section 1 of the Financial Services and Markets Act 2023 (c. 29) (“the Act”) revokes (or, where appropriate, repeals) retained EU law which is referred to in Schedule 1 to the Act.

Found: Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023


General Committees
Draft Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (No. 2) Order 2023 Draft Financial Services and Markets Act 2023 (Benchmarks and Capital Requirements) (Amendment) Regulations 2023 Draft Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 - Tue 05 Dec 2023
HM Treasury

Mentions:
1: Bim Afolami (Con - Hitchin and Harpenden) the Committee has considered the draft Financial Services and Markets Act 2000 (Financial Promotion) - Speech Link
2: None and Capital Requirements) (Amendment) Regulations 2023 and the draft Financial Services and Markets - Speech Link
3: Bim Afolami (Con - Hitchin and Harpenden) Let me first turn to the Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (No - Speech Link
4: Bim Afolami (Con - Hitchin and Harpenden) put and agreed to.Draft Financial Services and Markets Act 2023 (Benchmarks and Capital Requirements - Speech Link


General Committees
Draft Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2024 - Mon 29 Jan 2024
HM Treasury

Mentions:
1: Bim Afolami (Con - Hitchin and Harpenden) has considered the draft Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) - Speech Link
2: Bim Afolami (Con - Hitchin and Harpenden) Services and Markets Act 2000 (Regulated Activities) Order 2001 to ensure that pension dashboard operators - Speech Link


Draft Secondary Legislation
The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023

Published - Tuesday 7th November 2023

Department: HM Treasury

Section 1 of the Financial Services and Markets Act 2023 (c. 29) (“the Act”) revokes (or, where appropriate, repeals) retained EU law which is referred to in Schedule 1 to the Act.

Found: The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023


Grand Committee
Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 - Wed 13 Dec 2023
HM Treasury

Mentions:
1: Baroness Vere of Norbiton (Con - Life peer) effective following the passage of the Financial Services and Markets Act 2023, which I will refer to - Speech Link
2: None The second SI—the Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 - Speech Link


Secondary Legislation

Laid - 7 Nov 2023 In Force 31 Jan 2024

Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (No. 2) Order 2023
Department: HM Treasury
Draft affirmative
Parliamentary Status - Legislation

This Order amends the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (S.I. 2005/1529) (“the Financial Promotion Order”), the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001 (S.I. 2001/1060) (“the CIS Order”) and the Financial Services and Markets Act 2000 (Exemptions from …

Found: Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (No. 2) Order 2023


Departmental Publication (Policy paper)
HM Treasury

Dec. 05 2023

Source Page: The Financial Services and Markets Act 2000 (The Ombudsman Scheme) Regulations 2024 – Draft SI and Policy Note
Document: The Financial Services and Markets Act 2000 (Ombudsman Scheme) (Fees) Regulations 2024: Draft Statutory Instrument (PDF)

Found: The Financial Services and Markets Act 2000 (The Ombudsman Scheme) Regulations 2024 – Draft SI and Policy