Ivory Bill

Baroness Jones of Whitchurch Excerpts

2nd reading (Hansard): House of Lords
Tuesday 17th July 2018 Lords Chamber

[Baroness Jones of Whitchurch (Lab)]

My Lords, as my noble friend Lord Grantchester has made clear, we very much support the aims of the Bill. Action to tackle the international trade in ivory is welcome, if not long overdue. As we have heard, despite international efforts, around 20,000 elephants are killed each year for the ivory trade—approximately 55 elephants every day. At that unsustainable rate, elephants are likely to be extinct in the wild within two decades.

Our country can make a huge contribution to reversing that decline, not only through the action that we take in the UK but through the influence that we are then able to bring to bear upon others. By passing this Bill we will have earned the right to become a global voice on this issue, and indeed to use that voice to urge other countries to follow our lead.

At the heart of the problem are some very unsavoury organised criminals. The illegal wildlife trade is the fourth largest illegal trade behind drugs, human trafficking and counterfeiting, worth over an estimated £15 billion annually. Ivory tusks trade at £65 per pound on the Asian black market. It is a serious organised crime that is decimating wildlife populations, threatening local livelihoods and fuelling further criminal activity, including terrorism, with extremists using the money to fund their activities across Africa.

As the noble Baroness, Lady Chalker, pointed out, security forces believe that many of the gangs involved in wildlife trafficking are now using existing drug trafficking routes to smuggle the ivory as well. They use sophisticated techniques: they have secret codes and communications channels and are therefore very difficult to intercept. However, we have to take that challenge on.

Such gangs can succeed only because demand for highly valued ivory pieces in Asia continues to be so strong and so lucrative. I agree with the noble Lord, Lord Hague, that ultimately our challenge is to reposition ivory not as a symbol of luxury and wealth but as a symbol of cruelty. That is where the future lies.

Meanwhile, the criminals continue to be successful because the restrictions we have already introduced are simply not working. Recently, the campaign group Avaaz bought 109 items of ivory from 10 European countries and had them tested using radio carbon dating. Almost one-fifth of the objects were found to contain ivory from animals killed since 1990. This is illegal, following the restrictions on the global ivory trade that were put in place in 1989. Three-quarters of the items were dated after 1947. Even the highly respected auction house, Christie’s, has been fined for trying to sell illegal ivory, and there is widespread evidence of the current rules being circumvented or misunderstood.

As well as blocking routes to markets, we have to address the poverty and deprivation that drives some of the poorest African villagers to poach—a point made by a number of noble Lords. They have to be persuaded that they have a future conserving elephants and other wildlife. The value of elephant tourism is extremely high, with a living elephant in the savannah worth 76 times more than a dead elephant in the marketplace. Protecting Africa’s elephants, therefore, makes monetary sense too, but we have to get that message across. This is why we have welcomed the £44 million recently announced by the Government to invest in such initiatives as eco-guardians and the community enforcement networks to help to create alternative livelihoods.

I also agree with the noble Baroness, Lady Miller, that we need to pay tribute to those conservationists and individuals who have risked and lost their lives to protect endangered species. I very much liked her suggestion that we could have a monument to acknowledge their contribution to the campaign.

I turn now to some of the concerns that have been expressed today. The noble Lord, Lord De Mauley, and others questioned whether a continued antique ivory trade contributes to the illegal trade in new ivory. We should of course acknowledge and value the cultural significance of historic ivory products—nothing in this Bill prevents their continued ownership—but the fact of the matter is that the existence of a legal domestic market is helping to fuel the illegal trade by providing cover and reinforcing the high value of ivory across the world. We know that illegal ivory items seized by the police and Border Force in the UK have been falsely antiquated, using artificial stains or ageing techniques, and are clearly destined for the legal antique market. The two sources are interconnected. There is also considerable evidence that legal CITES Article 10 certificates have been used to conceal illegal ivory.

As the noble Lord, Lord Hague, and the noble Baroness, Lady Chalker, have said, the Bill is not a panacea—of course it is not. However, it will make a difference and will save the lives of thousands of elephants by beginning to break up those trading routes.

For those who queried how museum quality would be judged, in evidence to the Common’s committee on this Bill the museums themselves expressed that they were confident that they could make the arrangements work, whether it is for small museums or large museums.

Other noble Lords have contrasted the 10% de minimis exemption for antiques with the 20% proposed for musical instruments. We support the 20% threshold and believe it is necessary to manage the legacy of instruments made decades ago when alternative materials such as plastic were not readily available. These instruments are not subject to the same level of commercial activity. There is no music industry trade in these instruments, but simply an ongoing series of one-to-one transactions between fellow musicians and music shops to repair, maintain and sell the instruments on to further instrument players. For professional musicians, their instruments are the tools of their trade. They are an investment in their livelihoods, mostly sold at the end of their career only to allow them to retire with dignity, not to make a profit.

My noble friend Lady Quin raised the issue of Northumbrian pipes. I think we would all like to hear them played because she has sparked our interest. I would have thought that the instrument would indeed include the bag and the bellows. The Minister might have a different view. But as she said, these are domestic, not commercial instruments. I would have thought that their future could be protected by sharing and gifting in the future.

I now turn to some areas where we would like to see improvements in the Bill and we will explore these in Committee. First, as has been said, the Bill has a narrow focus on elephants. It ignores the poaching of hippo and other non-elephant species for their ivory. Broadening the definition of ivory is necessary, not only because many other CITES species are at risk of becoming endangered, but to prevent a narrow focus on elephant ivory pushing poachers towards other forms of ivory. For example, the black market’s insatiable demand for ivory has already turned towards hippos, which offer a cheaper, and, in many ways, easier, ivory option. Hippos have declined by 12% to about 100,000 in the past decade with the rise in demand for hippos’ teeth threatening the mammal with extinction.

In the other place, the Minister was sympathetic to these concerns, but argued the need for a further consultation to satisfy the requirements of the European Court of Human Rights. We have never been persuaded of this argument and indeed have legal advice and advice from the Consultation Institute that contradicts that. Nevertheless, we are pleased that the Secretary of State has now announced a further consultation to extend the provisions in the Bill to include hippo, walrus and narwhal ivory. But the consultation is not due to start until this Bill receives Royal Assent, which will be some time towards the end of October. I do not understand why this consultation cannot start now. If it did, it could be completed before Royal Assent and perhaps included in this Bill. Can the Minister explain why the Government are unable to publish the consultation before the Bill is passed?

Secondly, we believe the exemptions to the ban on sales set out in the Bill should strike a balance between being robust and proportionate, but we share concerns that the scope of Section 2 as drafted is too wide. To this end, we will be pressing the Government to ensure that only the,

“rarest and most important items of their type”,

are granted exemptions. That was a phrase initially used by the Government which has now been replaced by a broader exemption as defined in the Bill. We will revisit that definition.

In addition, we will argue, as other noble Lords have mentioned, for an annual register of items that have been exempted to be published to ensure transparency and public confidence in the ban. We will also be looking for assurances that the registration and certification schemes are not open to abuse. That is important because, as we have heard, legal CITES Article 10 certificates have been used to conceal illegal ivory.

Finally, we believe it is vital that the UK has the right level of funding and enforcement powers in place to enforce the ban. The National Wildlife Crime Unit has only 12 members of staff, including administrative staff, to cover the entirety of its work across the UK, and its funding is due to expire in 2020. So we hope that the Minister will be able to give us greater assurances about longer-term funding.

We will be seeking more powers to tackle online cybercrime where so much of the illegal trade continues to flourish and we hope that the Government will be able to give us further assurances on that. If not, I am quite attracted to the proposal put by the noble Lord, Lord St John of Bletso, for a complete ban on internet trading, which may be an easier option.

In conclusion, I thank all noble Lords who have contributed their expertise to the debate. We will seek to improve the Bill in Committee, but I am pleased that so far we are developing cross-party support for it, and ultimately I hope that we will achieve unanimous approval of its overarching objective of ending the illegal poaching of elephants.

Ivory Bill

Baroness Jones of Whitchurch Excerpts

Committee: 1st sitting (Hansard): House of Lords
Monday 10th September 2018 Lords Chamber

Of course, those who deal in ivory, such as auction houses and dealers, should have to pass a strict certification process. For those who transgress—and some will, just as some people fake paintings by great artists—the full weight of the law should come upon them. I submit to your Lordships’ House that this is a sensible way to proceed. It does not in any way demolish the Government’s good intentions in respect of elephants, but passing the amendment—or something similar to it—will produce a Bill that conforms far more to the principles of common sense. I beg to move.

[Baroness Jones of Whitchurch (Lab)]

My Lords, I echo the good wishes to the noble Lord, Lord Carrington, that the noble Lord, Lord Cormack, expressed, and of course we wish him a speedy recovery.

I have the greatest respect for the noble Lord, Lord Cormack, and I have listened very carefully to his arguments, but he will not be surprised to hear that, on this amendment, we really cannot support the position that he has put forward. I think that, on this issue, he has his priorities wrong because this is a debate about where our energies and our loyalties should lie. I think that the whole emphasis, the reason that we had the consultation and have this Bill before us today, is that it was felt that the previous legislation was not working and therefore more stringent steps needed to be taken to stop the trade as concerns elephants.

I have listened carefully to what the noble Lord is saying, but I do not see that he is doing anything to help stop that trade. If anything, he is making the situation worse.

[Lord Cormack]

Can the noble Baroness give one single piece of evidence where the sale of a genuine piece of antique ivory has created the problems to which she alludes?

[Baroness Jones of Whitchurch]

The noble Lord will know that that is not the issue. The issue has always been that the market is flooded with some legitimate pieces and some illegitimate pieces, and the market has not been able to distinguish between the two. This is why we have to restrict the sale of goods more stringently than we have done. That is the issue. If we introduced his date of 1918 rather than 1947, we would be back to square 1 because everyone would suddenly reclassify their ivory as being pre-1918. We would be in the same ball game of trying to distinguish between what was legitimate and what was illegitimate. The problem is of being able to date what comes on to the market effectively. The legislation as it stands has had a problem with that, which is why we are taking these further steps, so we are having a debate at cross purposes. I am trying to do something that protects elephants. The noble Lord is trying to protect inanimate objects. I think that, at the end of the day, the elephants win that argument. They are a higher priority. That was the view of the vast majority of people who responded to the consultation. I will not rehearse all those arguments; we argued them through in the Second Reading. He will know that there was a huge response to the Government’s consultation, and the vast majority of people supported tighter restrictions because they could see that, without those, elephants are being hunted down and massacred to extinction. Nothing that he is saying today is going to stop that.

[Lord Cormack]

I have the figures here. Of the people who responded to the consultation exercise—and incidentally, 35,000 were identical emails—99% were from three organisations dedicated to the preserving of elephants. We all agree with the elephants’ being preserved, but you do not need to ban the sale of genuine antique items to preserve genuine living elephants.

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[Baroness Jones of Whitchurch]

My Lords, that is not the issue. The problem is that we simply do not have the resources to go around carbon-dating every single piece of ivory on the market. That is why we have to find some way of restricting it. If not, people will put their own classification on the ivory; sometimes it will be correct and sometimes it will be incorrect. We do not have the wherewithal or the facilities to manage that effectively. That is why the Bill is before us today: it gives us a structure for managing what ivory is coming on to the market and a more authenticated version of whether it is legitimate.

I take issue also with what the noble Lord said about the consultation. Around the Chamber, there are noble Lords who represent a number of the elephant charities whose members care passionately about the issue, but if we were to ask anybody in the street what they thought the priorities were, I think that the vast majority would say that they cared more about the elephants than the issues that he is raising today. That is the reality; the noble Lord has a very niche view of it, but I think that most people care more about seeing elephants and other animals living at peace in the wild.

The issue is not whether people own ivory. The noble Lord put great emphasis on sequestration and confiscation, but that is not what this Bill is about; it is about the buying and selling of ivory. People can own all the lovely pieces that he was talking about; they can pass it down through the family, but it is only when they want to buy or sell it that it becomes an issue. The Bill does not stop people valuing, loving and caring for family heirlooms. It is only the commercial market that is under question.

There are very good reasons for our trying to put in the Bill tightly worded exemptions—we shall talk about those shortly. The restrictions have to be extremely tight and the rarest and most precious items have to be recognised and distinguished. Not all items produced prior to 1918 are beautiful or valuable. There would be that cut-off date, but to allow all ivory unrestricted circulation in an unrestricted market would skew the market and undermine the wider intent of the Bill. The very existence of such markets would encourage fraud in a similar way to that which made the 1947 date unworkable. With a free flow of pre-1918 ivory, I think that everybody would start to reclassify ivory and the whole date would become blurred.

I am summarising—I am sure that Minister will do it better than me. We had a huge debate on this at Second Reading. I did not persuade the noble Lord; he did not persuade me, and I think that we will carry on the debate as the Committee proceeds. At the end of the day, it is about priorities. As far as I am concerned, the priority is the elephants living in the wild. On this issue, the noble Lord has his priorities wrong.

[Lord Clement-Jones (LD)]

My Lords, due to illness in the family, my noble friend Lady Bakewell is not present for this part of Committee, although I believe that she will be along later. In her absence, I want to intervene briefly in support of the remarks of the noble Baroness, Lady Jones.

The noble Lord, Lord Cormack, has started off Committee in fine, eloquent style, but the phrase “coach and horses” springs to mind as a result of what he had to say. The noble Baroness is absolutely right: the kind of amendment that the noble Lord is putting forward would serve only to introduce further ambiguity and uncertainty into a Bill which has been designed to make sure that we do not have the ambiguities and uncertainties of the current legislation. The noble Lord, Lord Berkeley, had it absolutely right: the difficulties in identifying the difference between pre-1947 and pre-1918 ivory are rife. John Betjeman disapproved strongly of fish knives—

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[Lord De Mauley]

As noble Lords have heard, despite a ban on international trade in ivory, tens of thousands of elephants are killed each year for their tusks. It is a tragedy and every respected antique dealer would wholeheartedly agree that everything possible must be done to bear down on it. Having in an earlier phase of my life been the Minister responsible for the UK’s efforts to bear down on illegal wildlife trafficking, I now find myself as chairman of LAPADA, the art and antique dealers’ trade association and, as such, declare an interest. Although my remarks represent my own views, they are informed by what I have learned in that capacity, as well as that of a former Minister.

As with countless other businesses today, antiques are marketed and promoted online and professional antique dealers increasingly use the internet to sell antiques and works of art. Amendment 4 would be extremely unfair on some who may deal with exempt ivory. Furthermore, it is not necessary to give effect to the Bill. In addition, to underline the fact that it is unnecessary, I point out the inconsistency of exempting musical instruments from these restrictions. I take it that anyone advertising an item online who has been granted an exemption certificate, or who has registered the item under the Clause 10 provisions, would be advised to indicate the existence of the certificate or registration as part of their promotional material.

[Baroness Jones of Whitchurch]

My Lords, I am grateful to the noble Lord, Lord Clement-Jones, for raising this issue today. We touched upon it at Second Reading and noble Lords have referred to the letter from the Minister that we received in response to that. The noble Lord will know that we have considerable sympathy with the arguments that he has put forward this afternoon. The online sale of items containing ivory is undoubtedly the most difficult market to police. The Committee has already heard that the worst violations of existing restrictions take place online. It is a global trade, using global communications. As the noble Lord said, the poachers and middlemen have sophisticated communication networks, including codes and jargon to conceal the real nature of the goods being traded. This is happening globally, across borders. This is why, ultimately, we need a global response to close these markets down. It is an area for the UK Government alone to be effective in doing this.

We also know that, as the noble Lord said, we have limited resources to police these sales. This issue is covered in amendments to the Bill which we will come to later. I also like to think that the measures already in the Bill and the additional amendments we propose would at least bring the legitimate UK online trade under control. The requirement for exemption certificates; the need for registration and photographs; the oversight of professional institutions; the removal of the defence of ignorance for buyers and sellers and the tightening up of enforcement should help to deliver more watertight controls. I understand the argument about proportionality and we need to bear it in mind quite sensitively.

Although I am sympathetic to the noble Lord, I wonder if, at this time, we should let the current proposals run and then use the reviews we are proposing in later amendments to the Bill—for example, working with the National Wildlife Crime Unit and border police—to assess how effective the Bill has been. That would give us the opportunity to look at whether we still have an online problem. The onus is on the Minister to reassure the Committee that this is going to be effective in tackling online trade. Otherwise, the whole Bill will be effectively undermined if all the trade moves towards there.

I would like to think that the checks and balances are there. It may be that we have been proved wrong. I would like to hear more from the National Wildlife Crime Unit about whether it thinks it can manage within the existing constraints. If it feels it can do it, albeit it will probably need some extra resources—we are all well aware of that—then I am inclined to take it on trust at this moment. However, it is certainly an important issue to get right.

[Baroness Vere of Norbiton]

I thank the noble Lord, Lord Clement-Jones, for initiating this debate on whether to ban certain types of exempted, and therefore legally saleable, ivory items through online channels. The noble Lord has read out much of my answer already but it does bear repeating. From the very outset, the Bill was drafted with online and offline sales in mind. The Bill prohibits all commercial activities in ivory, regardless of where those activities take place, subject, of course, to the exemptions in the Bill.

Equally, anyone who breaches the ban, be it online or not, will be committing an offence and will face the same range of sanctions, including a criminal sanction of up to five years in prison and/or an unlimited fine. There are a number of further provisions included in the Bill that will assist in tackling illegal online sales. It will be an offence to facilitate breaching the ban. Therefore, this would include, for example, a UK-based online sales forum which facilitates the sale by allowing sellers to advertise their item, make contact with buyers and accept payment.

In that example, those responsible for such online sales forums, which would include corporate bodies, would be found to be in breach of the ban if they could not show that they had taken reasonable steps to prevent an illegal sale taking place. These steps would include, for example, ensuring that the item for sale is exempt and had been registered or had an accompanying exemption certificate. We therefore expect such online forums to take all actions to ensure that they and their users act in compliance with the ban, in the same way that we expect offline channels to do the same. The Bill also prohibits the deliberate misrepresentation of ivory during a sale—for example, as bovine bone. This issue was raised by the noble Lord and it is very important. Both the seller and the buyer could be committing an offence if one or both of the parties knew or suspected that it is ivory.

Noble Lords will be aware that other items subject to restrictions, such as kitchen knives, are allowed to be traded online. Indeed, I am not aware of any item that is singled out for such a ban depending not on the legality of the sale but on the channel—that is, online or offline—through which the sale is transacted. We believe it would be disproportionate to completely ban the commercial dealing in exempt ivory items online and that it would shut off a relatively transparent means of monitoring the extent to which trading is happening online. As a noble Lord mentioned earlier, there are 2 million to 3 million items containing ivory and it would be utterly wrong to ban the sale or the legal trading of those items online. Indeed, as my noble friend Lord De Mauley pointed out, the auction houses use the online environment as a very valuable way of marketing the items they have for sale.

We agree that enforcement is extremely important. We cannot have online trading in ivory if we are unable to enforce properly. Online sales are a priority for the National Wildlife Crime Unit regarding the illegal wildlife trade. There will be much more on enforcement and funding in due course. However, this issue is so important that I will recommend that we write to noble Lords on enforcement, on what we can do in the online environment and on the resources we intend to put into that enforcement.

I turn briefly to the point raised by my noble friend Lord James of Blackheath about roulette balls. I understand that he has been in touch with officials about this and that they have written to him. These balls will be caught by the ban but, as was mentioned, there are alternatives. I hope with this explanation I have reassured the noble Lord that we have considered—and, indeed, are considering—the matter of online sales and that he will therefore see fit to withdraw the amendment.

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I find myself in a difficult position. I do not want to disagree with the Government on a matter like this. I do not think it should in any way be a party political point, but I hope they will think very seriously as to whether they have chosen the right date. It seems there are very strong arguments for a later date. Of course we will not vote on this today, but should a similar amendment be proposed on Report, I would be most inclined to vote for it.

[Baroness Jones of Whitchurch]

My Lords, I shall speak to Amendment 10 in this group. I rather resent the implication that the noble Lord, Lord Clement-Jones, and I do not understand the significance of beautiful works of art. That is clearly not the case. The debate that we are having is about—and we are repeating this time and again—how we can stop the illegal poaching of elephants to create, if you like, imitations of beautiful works of art.

We take a very different view from other noble Lords who have spoken to amendments in this group who have in some way wanted to water down the application of the Bill. We believe that the current definition of,

“outstandingly high artistic, cultural or historical value”,

is too subjective and too widely framed and therefore too difficult to apply with any certainty. We therefore believe that we should set the bar higher and make the definition clearer. These categories were all debated during the consultation and were framed by examining global best practice in this sector in terms of how you apply and enforce these definitions. They are designed to cover items that, when sold, do not directly or indirectly fuel the poaching of elephants, so we are back to that issue again.

We are concerned that the test has been toned down, given that there was an earlier form of wording. The earlier wording talked about the “rarest and most important” pieces, which appears to have been changed to a consideration of an item’s rarity and the extent to which it appears to be an important example of its type. Our concern is that that is difficult phraseology to apply with any certainty.

It is important that we get this wording right. If we do not, there may be other consequences that do not help what we are trying to achieve. We know that the sale of items that seem to be important and the best of their type is fuelling the market in Asia by making some items more desirable. Those who cannot afford the items classified as best of their type go out and try to find imitations, which is where we come back full circle to the reason for the Bill and the need to ensure that whatever we do does not carry on fuelling the demand for newly poached ivory. Despite what noble Lords have said, there is a link between antique and modern ivory and, therefore, a need to close that market. As I have said, the exemptions in the Bill have to be rigorously defined and enforced.

Although I shall not go to the wall on this, I would expect religious items to be covered by the current definitions. I am not convinced that we need a separate category; I would have thought that the cultural definitions covered that.

The noble Lord, Lord Cormack, said that he was worried about local and regional significance not being taken into account. Again, I think that the professionals assessing whether items meet the grade for an exemption certificate would be expected to take account of those local variations rather than just assuming that everything has a value only in the London markets.

Noble Lords are right that whatever we do in the UK is only part of tackling the problem. In many ways, we are only the middle people in an international trade that is passing through our country. That is why the Secretary of State is right in wanting to use the forthcoming international wildlife crimes conference as a means for the UK to put pressure on other countries. There is no point in us trying to do it in isolation; we have to make sure that other countries follow suit, as a number already have. This legislation is only part of the jigsaw, but we have to play our part in all this. To do that, we have to get rigorous, enforced definitions right. I am not sure that we have got them right at the moment and worry that there is too much room for subjectivity, but I am sure that the Minister will reassure me and others that the current definitions hold up.

[Lord Gardiner of Kimble]

My Lords, my noble friends’ amendments would widen the scope of Clause 2 to allow more items to fall under this category of exemption, while the noble Baroness, Lady Jones of Whitchurch, strives to tighten it. As noble Lords will know from Second Reading, the Government came forward with the current set of exemptions in discussion with the antiques and museum sector.

The Bill’s intention is to prohibit commercial activities concerning ivory in the UK and the import and re-export of ivory for commercial purposes. My noble friend Lady Rawlings and other noble friends mentioned the UK’s market. Between 2005 and 2014, 31% of ivory exported from the EU for commercial purposes was from the UK; the number of worked ivory items exported to mainland China increased from 2,000 to 11,000 between 2010 and 2014, and the UK Border Force recorded 602 seizures of illegal ivory items moving into and out of the UK in the four years between 2013 and 2017.

This is the scenario in which we exist and why what we have had before is simply not good enough. I emphasise that we intend this to be one of the toughest bans in the world. We are clear as a Government that this is the right thing to do in terms of leadership. We also recognise—I feel that my noble friends in particular as owners of ivory see this differently from me—that the public interest of saving the elephant has the supremacy on these matters. However, we have sought as a responsible and reasonable Government to ensure exemptions that we think are proportionate. That is why the limited and targeted exemption from the prohibition on dealing for pre-1918 ivory items which are of outstanding,

“artistic, cultural, or historical value”,

have a rarity value and are important examples of their type is legitimate.

As has been said before, it is not the Government’s intention to affect our artistic and cultural heritage unduly. This exemption recognises that a certain stratum of ivory items are traded not because they are made of ivory, but due to their artistry or rarity. I assure both my noble friends and the noble Baroness, Lady Jones of Whitchurch, that the Government have worked extensively with conservation NGOs and the arts and antiques sector to shape this exemption. We believe that the clause, as it stands, is a proportionate approach and any change would undermine this carefully balanced position. Indeed, the chairman of the Society of Fine Art Auctioneers welcomed the distinction our proposals make,

“between the market for ivory as a substance … and the market for works of art whose significance lies in their status as works of art, not for what they are made of”.

The criteria which must be met for an item to qualify under this exemption are intentionally narrow and will be detailed in statutory guidance. My noble friends Lord De Mauley, Lord Cormack and Lord Inglewood referred to religious significance being a key factor for consideration when determining whether to issue an exemption certificate. We consider religious significance to be a factor of both cultural and historic significance—a point that the noble Baroness, Lady Jones of Whitchurch, made—so we do not believe that it is necessary to reference it separately in the Bill.

On the rationale behind the 100 years backstop, this date has been chosen as it is in line with the commonly agreed definition of “antique” as being items that are 100 years old. It represents 100 years before the Bill was introduced. The amendment from my noble friend Lord De Mauley seeks to widen this exemption to items,

“suitable ... to the collection of a qualifying museum”.

We believe that this is too broad a definition to be included as part of what is intended to be a clearly defined exemption. It is worth noting that any accredited museum may purchase an item of ivory whether or not it meets one of the categories of exemption under Clause 9. This ensures that the decision to purchase rests with the relevant experts at accredited museums.

I repeat that the rationale behind this Bill is the need to curtail the demand for ivory that is driving the disastrous poaching of elephants in increasing numbers. I noted in my Second Reading speech and, indeed, today, that this demand is fuelled by both the illicit and the licit trade. This is what the African leaders are asking to do. It is what is coming out of the UN report. It is not a Minister just saying it. People in Africa and the UN are saying to us: “Please will you bear down on your licit trade because it is part of the problem”.

I am sorry to disappoint my noble friends, but I am sure they will understand that this is designed as a narrowly drawn exemption. I am not in a position to accept the amendments and I emphasise that a great deal of attention has been paid to what are tightly defined packages of exemptions, of which this is one. I believe that the Government have produced something that is proportionate and on those grounds I ask my noble friend to withdraw his amendment.

Ivory Bill

Baroness Jones of Whitchurch Excerpts

Committee: 1st sitting (Hansard - continued): House of Lords
Monday 10th September 2018 Lords Chamber

[The Earl of Kinnoull (CB)]

My Lords, I shall be brief. I will speak to Amendment 31, which is purely a probing amendment. Following Second Reading, it struck me that the success of this Bill would very much depend on the take-up rate of the use of the register, so my amendment is aimed at trying to probe a bit of that. I noted that in the Bill, while plenty of powers are given to the Secretary of State to charge fees for registration, there is no duty alongside that, telling the authorities what they should be trying to do. My amendment is aimed at trying to put a bit of duty alongside the powers.

I notice that the success of curbing drink-driving in the UK has been very much driven by the fact that people in the country now expect people not to drink-drive. We need to ensure that nothing stands in the way of people developing a feeling that ivory has a special and difficult thing associated with it. Therefore, they should comply with this law enthusiastically, because it will help the problem that we have all been talking about. I do not think I can add any more.

[Baroness Jones of Whitchurch (Lab)]

My Lords, I shall speak briefly on these two amendments. I think we all accept that the cost of registration should not be prohibitive. Equally, I have to say that I think a blanket fee of £5 is unrealistic. It should not, however, be used as a money-raising opportunity, as some government fee systems have been found to do. In his letter to us after Second Reading, the Minister made it clear that the fees would be based on a cost-recovery calculation. Fine, but he went on to say that the calculation would be based on the cost of building a new IT system. At that point, alarm bells started to ring. I am sure that the Government would accept that they have a rather shaky reputation for delivering IT systems on budget.

I therefore hope that the Minister will take this opportunity to reassure us that the cost will not be prohibitive and that it will take into account the ability to pay of a wide range of potential traders who might want to use the system, taking on board the points that have been made that they will not always be the professionals and those who are able to pay large fees.

We have referred to the registration scheme several times and I know that the Minister says that we will have further details of it, but it would be helpful if he could clarify the timescale for it. Will we definitely have more details before Report?

[Baroness Vere of Norbiton (Con)]

My Lords, both amendments relate to the fees that can be set by the Secretary of State when registering an item containing ivory. When owners register their items under the exemptions for items of low ivory content, musical instruments, sales to museums and portrait miniatures, it is only right that they pay a fee for the service provided. This fee will contribute to the cost of building and administering the registration system.

On my noble friend Lord De Mauley’s amendment, we need to be careful about setting a fee on the face of the Bill—that is, in primary legislation—as, over time, circumstances which will need to be taken into account may change and mean that it is necessary to revise the fee—in either direction.

To reiterate, the Government intend that the fee will be small and proportionate, but I cannot agree with my noble friend that a fee of £5, set out in primary legislation, is appropriate. The fee will be dependent on the cost of the IT system and its administration and will be determined in accordance with Her Majesty’s Treasury’s guidelines with regard to cost recovery. I hope that alarm bells are not now ringing. We aim for the system to be as simple to use as possible.

On Amendment 31, in the name of the noble Earl, Lord Kinnoull, I recognise his interest in ensuring that fees are not set at a rate that would discourage registration and entirely share his view. The Government are finalising the specifications for the registration system. Further details will be available in due course, but I do not have a time for them as yet. If I get one, I will write to noble Lords and advise them. Work to date has included input from a range of stakeholders, including those most likely and most frequently to use the system; for example, representatives from the Association of Art & Antiques Dealers and the Music Industries Association. We want to ensure that we understand their needs. Our aim will be to develop a system that is simple to use and cost effective.

We recognise that many items registered under these exemptions are likely to be of a lower value than those that qualify as exempt under Clause 2, so I can assure noble Lords that the registration fee will reflect that. As I have said, the Government are taking into account a wide range of opinions. I reassure noble Lords that we recognise the intent behind the amendments and acknowledge that it is in no one’s interest to have fees that are unacceptably high. I hope that my noble friend will feel sufficiently reassured to withdraw his amendment.

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[Lord Cormack (Con)]

My Lords, my noble friend Lord De Mauley has been made tolerably happy for the moment. I am delighted about that, even if it is in a very small matter. I hope that on an equally small matter, although one with real repercussions, I can be made happy, because, as I explain in the explanatory statement:

“This amendment is designed to simplify the bureaucratic arrangements which will follow the enactment of this Bill”.


This amendment does not really concern elephants at all, and I hope that my noble friend—whichever noble friend responds—will be able to accept it. It provides that the certificate,

“remains valid if the ownership of the item passes by inheritance to a member of the family of the registered owner”.

I am not even asking that it should remain valid if it is given to somebody outside the family or is left in a will to somebody without a family connection.

Many such objects will be on the premises. Although I hope it will be many years before our noble friend the Duke of Wellington goes to a higher place, if the things that remain his property in No. 1 London or at Stratfield Saye pass to his son or another member of the family by inheritance, it seems quite unnecessary to have to go through the bureaucratic rigmarole again. I really hope that I will get a sympathetic response to this extremely modest—but I believe entirely sensible—proposal. I beg to move.

[Baroness Jones of Whitchurch]

My Lords, I understand what the noble Lord, Lord Cormack, is trying to achieve but, with the best will in the world, I am not sure that it is practical. If an item is important enough to be passed down through inheritance to another family member, it is also important that the new owner has an up-to-date registration certificate for it.

The Bill requires that if there is a change of owner a fresh application should be made to register the item. This is important because it will ensure that the registration system has an up-to-date record of the name of the owner and their contact details and so on. Without this change of ownership recorded on the register, we are concerned that confusion might arise as to who has the legal obligations of ownership spelled out elsewhere in the Bill. If an item appears on the market or if it is suspected of being a forgery, the enforcement officers will not know whom to contact to clarify the position.

I am trying to give the noble Lord something to be cheerful about but I do not think that this is the way to go about it. I do not think an automatic transfer of an item and the registration certificate would work without the associated paper trail to show the current ownership.

[The Parliamentary Under-Secretary of State, Department for Environment, Food and Rural Affairs (Lord Gardiner of Kimble) (Con)]

My Lords, the intention behind my noble friend’s amendment is to provide that a person who inherits a registered ivory item from a family member would not need to reregister it under Clause 10, regardless of whether he or she intends to deal in the item themselves. Clause 11(2) places duties on a registered owner to notify the Secretary of State when he or she becomes aware of any relevant information relating to the registered item becoming invalid or incomplete. A person inheriting a registration in an ivory item would therefore be subject to this duty at the point he or she became responsible for the registration. I think the noble Baroness, Lady Jones of Whitchurch, outlined very compelling reasons. If a person inheriting or taking possession of an ivory item is unaware that the item is registered, the Government would expect that person to decide whether he or she wants to sell or hire the item and to register it accordingly.

The main point I want to reference is that we are working extremely hard with all concerned to ensure that the self-registration of ivory items will be straight-forward and as simple as possible for those expected to use the registration system. For the security of the next generation in ensuring the item is as it should be and is properly registered, I am very sorry to have to disappoint my noble friend. It is in the interest of the next generation that we have the provisions for the points that the noble Baroness, Lady Jones of Whitchurch, outlined rather better than I have. On that basis, I respectfully ask my noble friend to withdraw his amendment.

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Moved by

[Baroness Jones of Whitchurch]

34: After Clause 11, insert the following new Clause—
“Verification of exempted items
(1) The Secretary of State may by regulations made by statutory instrument provide for the verification of the exempted status of an item containing ivory.(2) A statutory instrument containing regulations under this section may not be made unless a draft of the instrument has been laid before, and approved by a resolution of, each House of Parliament.”Member’s explanatory statement
This new Clause would allow the Secretary of State to create a verification system to enable a person intending to purchase an item containing ivory to check that it has been registered as exempt or has an exemption certificate.

[Baroness Jones of Whitchurch]

My Lords, this proposed new clause would allow the Secretary of State to create a verification system to enable a person intending to purchase an item containing ivory to check that it has been registered as exempt or has an exemption certificate. That is imperative to ensure that the exemption process is robust and deliverable. Defra has stated that:

“The compliance processes will enable sellers to demonstrate that their items meet the relevant exemption, and thus that their use in commercial dealing is permitted under the Bill. The processes will also enable potential purchasers to assure themselves that they are acting in accordance with the ban”.


The term “assure themselves” is interesting and seems to indicate that a buyer has less responsibility to ensure compliance with the ban than a seller. Given that the definition of dealing in Clause 1 specifically includes buying ivory, we believe that a trustworthy system needs to be available so that buyers can ensure that they are complying with the law.

There are many reasons why a buyer may need to verify that an item is exempt; for example, when purchasing an item online. A buyer may not even be aware of what a legitimate exemption certificate should look like and may seek the reassurance of an independent confirmation. We are also aware of cases involving legal CITES Article 10 certificates and fraudulent copies being used to conceal illegal ivory. Sadly, unscrupulous dealers may well attempt to contravene the ban though such tactics. At the same time, an added advantage would be that a failed verification check could bring an individual to the notice of the authorities and be used to support a prosecution.

I hope that noble Lords will see the sense of the proposals we are making today, and that the Minister will feel able to take this proposal away and come back with suggestions as to how a robust verification process could be implemented. Of course, key to that will be the infamous IT system, when it is in force, and the issue of data, data protection and access. I realise that there are more complications to this than I am suggesting, but we feel nevertheless that buyers should have the right to make those checks and I therefore beg to move.

[Lord De Mauley]

My Lords, I think that this is a most sensible suggestion. The definition of “dealing” includes buying ivory objects, so how else is a buyer to avoid breaking the law, unless they have a means of verifying either that a de minimis object has been registered, or that an exemption certificate has been issued for an outstanding one?

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[Baroness Jones of Whitchurch]

I thank the Minister for that reply. I am pleased to hear the stages that she set out and confirmation that there will be that access to a verification system. I was disappointed in her last comment that we do not need regulation on this, which is part of what our amendment proposes. I think this is straying into the whole area of the Delegated Powers Committee report; it queried the extent to which information like this should be in the Bill rather than just being taken in the form of guidance, which I think is what she said. I would like to look at this in more detail. Again, it comes back to when we will have more detail before Report but, obviously, at the moment I beg leave to withdraw my amendment.

Amendment 34 withdrawn.

Ivory Bill

Baroness Jones of Whitchurch Excerpts

Committee: 2nd sitting (Hansard): House of Lords
Wednesday 12th September 2018 Lords Chamber

Moved by

[Baroness Jones of Whitchurch]

36: Clause 12, page 8, line 7, leave out subsection (2)

[Baroness Jones of Whitchurch (Lab)]

My Lords, Amendment 36 would remove the defence of ignorance for those found to be in breach of the Act. At Second Reading numerous concerns were raised about how unsuspecting members of the public could accidentally flout the ivory ban. There was much discussion about selling an item found in grandma’s attic or at a car boot sale that, unbeknown to them, contained ivory. Of course some of this challenge comes down to publicity and communication. As with all new legislation, there is a need to make the public aware of their new responsibilities, and indeed progress has already been made. As we discussed, the consultation received a record number of responses, which is indicative of public and industry awareness. This will undoubtedly grow when the UK hosts the international Illegal Wildlife Trade Conference, at which the Secretary of State has already made it clear that he intends to highlight this flagship legislation. So really everyone should know the situation regarding the sale of goods containing ivory and understand that it has changed. Meanwhile the National Wildlife Crime Unit will have to focus its scarce resources very carefully. It simply will not have the staff to visit car boot sales on the off-chance of a transgression. As the unit itself has made clear, it will,

“deal with the ones who have a complete disregard for policy protocol legislation … who are deceptive, who lie and who want to make money out of this”.

While we understand the principle behind this subsection, we believe that genuine accidental transgressions of this type can be dealt with lightly through an enforcement undertaking with no monetary penalty, and that this provision is therefore unnecessary. We are concerned that unscrupulous traders could exploit this loophole so that they could continue to deal in ivory with impunity, only to feign ignorance if they are caught. We know that new elephant ivory is offered for sale and is often mislabelled as antique ivory, ivory from other species or other material altogether, such as bone. In some instances this may have been due to genuine unawareness, although deliberately mislabelling it is a well-known tactic in the illegal ivory trade. For the ban to be effective, it is imperative that any exemptions are narrowly defined and that breaches can and will be enforced. That is why we believe the defence of ignorance would undermine the intention and effectiveness of the Bill. I hope noble Lords understand the point that I am making and will support this view. I beg to move.

[Lord De Mauley (Con)]

My Lords, I reiterate my declaration of interest as chairman of LAPADA, the art and antiques dealers’ trade association. We have worked closely with BADA, the other major trade association.

On the face of it, Clause 12(2) provides protection against prosecution for those people who are not aware that the item they are handling contains elements of ivory. That they may be prosecuted only if it can be shown that they knew or suspected, or ought to have known or suspected, that an item was made from ivory appears to me to be reasonable. I suppose that I could see that the interaction between this subsection and Clause 35(4) could cause confusion and potentially prove unjust. As I understand it, Clause 35(4) means there is the presumption that, if a material can be proved to be ivory of any animal, it can be assumed to be the ivory of an elephant unless proved otherwise. If one takes the case of someone who genuinely believes an item to be made from the ivory of another species and not from elephant ivory, I am not sure whether they would receive the protection of Clause 12 because it does not refer specifically to elephant ivory. I wonder whether the Minister can shed any light on this point.

[The Parliamentary Under-Secretary of State, Department for Environment, Food and Rural Affairs (Lord Gardiner of Kimble) (Con)]

My Lords, this amendment would mean that persons could not use a defence that they did not know or suspect, or ought to know or suspect, the item was ivory. I should therefore explain why this provision was included and how it would be applied.

This provision has been included to help tackle the problem of illegal ivory items being deliberately mislabelled as another substance, such as bovine bone. It is also to protect those who fall victim of mislabelling of ivory and who, and I underline this, genuinely did not know that the item they were buying contained ivory. The purpose of the Bill is not to penalise or criminalise unnecessarily people who have made a genuine mistake. This provision also allows the police, enforcement bodies and courts to use their professional discretion when considering the most appropriate approach to deploy for individual defendants.

The issue of labelling ivory as another substance when it is sold is a common one. Illegal ivory items are often deliberately mislabelled as another substance, such as bovine bone, in order to evade existing restrictions on ivory sales. For this reason, the Bill ensures it is an offence to deal in ivory where that person knew or suspected, or ought to have known or suspected, that it was ivory. In practice, this means that, where it is clear that a person is deliberately mislabelling ivory as some other substance in order to attempt to circumvent this ban, this will be an offence. Likewise, anyone buying items of mislabelled ivory who could reasonably be expected to know it is elephant ivory will also be liable.

The enforcement bodies and courts will consider the position of the person when taking a view as to whether they should have known or suspected the item was ivory; for instance, if the person is an antiques dealer or a member of the public. They may also, for example, take into account if it is a repeat offence or if the seller deliberately mislabelled the item and then provided other information to indicate more discreetly to potential buyers that the item was in fact ivory. For example, sellers have been known to include close-up photographs in order to show the tell-tale lines or crosshatching, which are characteristic of ivory.

I will need to reflect on what on my noble friend Lord De Mauley said, but the Bill at this moment relates to elephant ivory. We will come on to further amendments that relate to the ability of this legislation potentially to extend to other species. For the moment, the Bill is dealing with elephant ivory.

Clause 12(2) is phrased to capture some instances of genuine mislabelling, where there was no intention to breach the ban and where the person could not reasonably be expected to know the item was ivory. This element of the Bill is designed to protect such people, who may be buyers, sellers or those facilitating a sale or purchase and whose prosecution I think your Lordships would accept is not what we are seeking in this legislation. I hope for those reasons the noble Baroness is able to withdraw her amendment.

[Baroness Jones of Whitchurch]

My Lords, I think that we want to achieve the same thing here. It is a question of whether the existing wording achieves what the Minister has outlined. We do not want to penalise or take to court any innocent person who is trapped in this way. That is not our intention and clearly it is not the Government’s intention. However, I do not know how you can prove that someone genuinely did not know that something had ivory in it. I have a feeling that we are trying to prove a negative here, which in terms of enforcement will be quite difficult.

Therefore, we are in the game of asking how you prove that somebody ought to know and how you prove that somebody could not possibly have known. It is quite unusual to have a get-out clause in a Bill that says, “If you didn’t know about it, we’ll let you off”. With most legislation—it might be banning smoking in cars—it is not normally a defence to say, “I didn’t know”. Equally, I find it odd that the Bill is introducing a situation where someone can say, “I didn’t know, so maybe I should be let off on this occasion”.

I think that we want to achieve the same thing; I just do not feel that the wording here delivers what the Minister is trying to get at, and I would like to reflect a little more on his response. I hope that, in return, he will listen to what I am saying because, as I said, I am not sure that this wording delivers his exact intent. Maybe there is another way through this but, for the moment, I beg leave to withdraw the amendment.

Amendment 36 withdrawn.

Moved by

[Baroness Jones of Whitchurch]

37: Clause 12, page 8, line 20, leave out “six months” and insert “12 months”
Member’s explanatory statement
This is a probing amendment concerning the discrepancy between the maximum term of imprisonment for breaching the prohibition in Northern Ireland compared to England and Wales, and Scotland.

[Baroness Jones of Whitchurch]

My Lords, this is very brief probing amendment. It concerns the discrepancy between the maximum term of imprisonment for breaching the prohibition in Northern Ireland compared to England, Wales and Scotland.

The Bill states that the criminal sanction for breaching the legislation in Scotland, England and Wales is 12 months’ imprisonment, whereas it is just six months in Northern Ireland. Can the Minister confirm that this discrepancy reflects the fact that the United Kingdom does not have a single legal system? Is the law somehow different in Northern Ireland or is this simply a drafting error? On the face of it, the current wording does not seem fair or logical. I look forward to the Minister’s response and beg to move.

[Baroness Bakewell of Hardington Mandeville (LD)]

My Lords, I support the noble Baroness, Lady Jones of Whitchurch, on this probing amendment. Although I accept and respect that it is for the devolved Administrations to set their own penalties, we must keep in mind the difficulties that this will cause. As we all know, the devolved arrangements in Northern Ireland have broken down and there appears to be little prospect of them resuming in the near future. This would leave a situation where the penalties in one part of the UK were lighter than in the rest.

Those seeking to circumnavigate the law and benefit from the proceeds of trading ivory might be prepared to risk a six-month imprisonment term instead of 12 months. These are, after all, hardened criminals. It would be extremely unfortunate if the trafficking in illegal ivory and ivory products were shifted to Northern Ireland because the penalties there were more lenient. I respect completely what the noble Baroness, Lady Jones, said, and I am sure that the Minister will give clarification—but I wonder whether the Government and the Secretary of State might consider having uniformity of sentencing across the UK.

[Baroness Vere of Norbiton (Con)]

My Lords, the amendment from the noble Baroness, Lady Jones, seeks to increase the maximum prison term for breaching the prohibition in Northern Ireland. As a result of the devolution settlement, Northern Ireland has the power to adopt practices concerning criminal justice that are different from those in England and Wales. The sentence that would apply in Northern Ireland is up to six months and is set out in the laws applying to that nation.

In England and Wales, Section 154(1) of the Criminal Justice Act 2003, which would increase the maximum sentence available on summary conviction from six months to 12 months, has not been commenced. This means that currently the maximum sentence available in England and Wales on summary conviction is six months. Therefore, the two are in alignment and thus the penalties are the same across the UK. Should the relevant section be commenced for England and Wales, the maximum available prison sentence would increase to 12 months—the Bill provides for that—and the two would no longer be in alignment. With that explanation, I hope that the noble Baroness will feel able to withdraw her amendment.

[Baroness Jones of Whitchurch]

I am grateful to the noble Baroness for that explanation. We were just trying to establish the facts of the case, and she has clearly set them out. Obviously we will respect the devolution package and we certainly do not want to force something on Northern Ireland where it thinks it has some control of its own in these matters. I am grateful for that clarification and need not say anything more on it. I beg leave to withdraw the amendment.

Amendment 37 withdrawn.

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[Lord Norton of Louth (Con)]

My Lords, I, too, have signed to give notice of opposition to the clause standing part of the Bill. I endorse the words of the noble and learned Lord, Lord Judge, with whom I agree totally. Like him, I have no problems with what the Bill seeks to achieve; the principle is wholly worthy. Indeed, I have no problem with other parts of the Bill either. My concern is with this clause. I do not see why it cannot be excised from the Bill leaving the other parts in place.

Given the clauses that precede and succeed it, I do not see why this clause is necessary. It confers a particular power on civilian officers and civil servants in a way that is remarkable. The Explanatory Notes seek to claim that the powers conferred in the clause are not unusual, but they cite only one example as a means of doing that. One example is not sufficient to demonstrate that this is “not unusual”. It strikes me that these are remarkable powers in themselves, which means that there would have to be a compelling case for this House to go along with them.

There is already a problem with the actual powers, therefore, but then, as the noble and learned Lord indicated, we have to look at what they are designed to achieve. Subsection (2)(a) is free-standing. It confers on civil servants the power to enter purely for the purpose, as the noble and learned Lord put it, of giving a pep talk. I would be rather amazed if even police officers wanted the power to come in and simply give one a pep talk, so to confer that power on civil servants strikes me as remarkable. It is not linked to the enforcement powers; it is simply to go in and, effectively, to seek to educate people about the provisions of the Bill.

Therefore, the power of entry is remarkable but so is what it is used for. Perhaps the Minister can tell us whether there are provisions in any other Acts that confer on officials powers of this sort to go in and simply remonstrate or give a pep talk to those whom they feel need to be educated. I am at a loss to understand why the clause is in the Bill, given the other provisions that it contains.

[Baroness Jones of Whitchurch]

My Lords, we very much welcome the interventions by the noble and learned Lord, Lord Judge, members of the Constitution Committee and other noble Lords who have raised concerns about the status and powers of accredited civilian officers. The noble and learned Lord has done a fantastic demolition job on the provisions in the existing clause. I also welcome his overall support for the objectives of the Bill, which are indeed very welcome.

While we have argued throughout that there need to be robust enforcement mechanisms in the Bill, we equally accept that the creation of a new breed of civilian enforcers, with the widespread powers envisaged in the Bill, goes far too far. We would have hoped that providing extra resources for the National Wildlife Crime Unit would provide a more acceptable alternative to the challenge of effective enforcement.

I do not intend to say a great deal because I know that the Minister is keen to find a way to resolve these concerns. I hope that he is able to reassure us that the Government will be tabling their own amendments to bring enforcement back in line with the practice of legal enforcement using comparative situations. I therefore look forward to hearing his response.

[Lord Gardiner of Kimble]

My Lords, I express my gratitude to the Constitution Committee for publishing its valuable report, which raised some important points regarding the powers conferred by the Bill on accredited civilian officers. I place on record that I am most grateful to the noble and learned Lord, Lord Judge, for meeting me and officials so that we could discuss and, in turn, reflect on the concerns that he and the committee expressed. I am also mindful of the amendments tabled by my noble friend Lord Cormack.

The issue of enforcement is critical and I am sure that the Committee would agree that it is paramount that the enforcement of the ivory ban must be both proportionate and robust. As noble Lords will be aware, when I refer to accredited civilian officers, I am referring to the officers of the regulator, which will be the Office for Product Safety and Standards. OPSS is part of the Department for Business, Energy and Industrial Strategy. It is an experienced enforcement body that currently enforces a range of regulations on behalf of the Government, including regulations on timber, biodiversity, waste and chemicals, and carbon reduction. For example, OPSS ensures that timber traders are complying with the regulations to ensure that their products are made from legally sourced timber.

OPSS also has experience of co-working with the police, the National Wildlife Crime Unit and Border Force, which will also play a critical role in the enforcement of the ivory ban so that we make sure that the enforcement is effective and that all parties are clear on their role and remit. For all those reasons it was considered to be the most appropriate regulator.

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[Lord De Mauley]

My Lords, I will also speak to Amendments 52, 54, 56, 57 and 58 in this group. Many antiques, regardless of the materials used in their construction, can be fragile and need to be handled with care. For example, ivory is sometimes incorporated into bronze sculptures. To the uninitiated, bronze may seem a strong material, capable of withstanding a gentle knock or two. However, one important feature of bronze sculptures is the patina of their surface. Application of a sticky label in the wrong way or allowing a metal watchstrap to rub against the surface could damage it, destroying the sculpture’s integrity and thus reducing its value. Antique dealers spend a fortune purchasing professional packing services when moving or shipping antiques and the handling of antiques is a specialist skill in its own right.

A badly informed officer, believing that he is seizing an ivory item that breaches the provisions of the Bill, may treat the item casually, even before it has been properly assessed by someone with knowledge and understanding of antiques. Ivory in particular can be brittle and will not take kindly to rough handling. What we need to avoid is antiques being seized, subsequently found to be compliant and then returned damaged to their owners. This amendment is intended to place an obligation on officers to take extra care when handling the antiques that they have seized.

On Amendments 52 and 54, as drafted Clause 29 allows not just the Secretary of State but also police officers and accredited civilian officers to decide the fate of cultural property that has been seized. The factors that need to be considered in disposing of a cultural artefact differ greatly from those that apply to endangered species that do not also possess cultural and historical attributes. A seized item may well be an object of cultural significance that a museum may wish to acquire and, consequently, a decision about its future should involve the input of people possessing specialist knowledge of objects of the same type. This is knowledge that police officers and accredited civilian officers will not have. For this reason, the amendments would limit the decision about the fate of seized objects to the Secretary of State alone and require him or her to take the advice of someone who is able to provide specialist advice, such as a museum curator or art market professional.

I turn finally to Amendments 56, 57 and 58. The aim of amending Clause 31 is similar to that of amending Clause 29. In this case, it concerns the people who are granted the power to decide the fate of previously seized objects where the person entitled to the object cannot be traced. At present this power is granted to a police or customs officer, as well as the Secretary of State. For the reasons that I referred to on Clause 29, the decision should be limited to the Secretary of State alone and be taken on the advice of someone familiar with the type of ivory object whose return has been attempted. I beg to move.

[Baroness Jones of Whitchurch]

My Lords, I will make just a few brief comments in response to the noble Lord’s amendments, which seem in the main unnecessary. First, it is self-evident that the officers would take care to avoid damaging seized items. This would apply equally to the process of seizing other high-value goods including stolen artworks, with which they would be familiar. I am not convinced that the need for that level of care needs to spelled out in the Bill, given they have that specialist training.

Secondly, we have already addressed the concern about the role of accredited civilian officers, but it does not seem practical or sensible that the only person able to determine how a piece should be disposed of should be the Secretary of State. Thirdly, as we discussed earlier, we would expect a decision to dispose of an item to be taken with guidance from individuals with clear expertise in this area. Again, we are not convinced this needs to be in the Bill. I look forward to hearing the Minister’s undertaking on how these disposals will work in practice and hope that he will be able to reassure his noble friend that these amendments are not necessary.

[Baroness Vere of Norbiton]

My Lords, the first amendment in this group would require police and customs officers to take account of an item’s physical nature and exercise reasonable care when searching premises under the powers in the Bill. I am sure that noble Lords will agree that officers must always have regard to their surroundings and the objects therein when conducting a search and should not wilfully damage anything. Police and customs officers have vast experience of conducting searches in many different types of premises and for a wide range of items—valuable, delicate, dangerous or otherwise. I therefore do not think it necessary to include wording to that effect in the Bill. Indeed, it may be counterproductive. For example, if it is omitted from other Bills in future involving similarly delicate items, will it be assumed that care is not needed in those cases?

The other amendments in this group remove the discretion from police and customs officers to dispose of seized or forfeited items and instead require the Secretary of State to consult an expert in ivory items before making decisions on the disposal of such items. Police forces have well-established processes for dealing with seized property of all types. In the first instance, owners have the opportunity to appeal against a seizure and therefore the item may be returned. But if the seized item cannot be returned to the original owner, there are well-established methods for its disposal.

There are many possible uses for seized items containing ivory that cannot be returned to the original owner. For example, they may be used for educational, training and research purposes, when it is in the public interest to do so. Ivory items seized by police and customs officers in recent years have been used for training officers in the identification of ivory products or donated to accredited museums or to conservation bodies for awareness raising. Zoos, for example, might display examples of illegal wildlife trade products made from endangered species.

I hope that this explanation will be sufficient to satisfy my noble friend and that he will feel able to withdraw his amendment.

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Moved by

[Baroness Jones of Whitchurch]

64: Insert the following Preamble—
“Whereas the 1989 Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) agreed to ban the international trade in African elephant ivory; and the resolution adopted at the 2016 Conference of Parties to CITES agreed to phase out domestic ivory markets which contributed to poaching or illegal trade in ivory:
And whereas it is expedient to give effect in the United Kingdom to the restrictions on domestic trade:”
Member’s explanatory statement
This amendment would insert a Preamble linking the Bill to the resolution adopted unanimously by governments at the 2016 Conference of Parties to the UN Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) which called on all governments to close domestic ivory markets which contribute to poaching or illegal trade in ivory.

[Baroness Jones of Whitchurch]

My Lords, this amendment would insert a preamble linking the Bill to the resolution adopted unanimously by Governments at the 2016 Conference of the Parties to the UN Convention on International Trade in Endangered Species of Wild Fauna and Flora, or CITES. This called on all Governments to close domestic ivory markets which contribute to the poaching of, or illegal trade in, ivory.

Unfortunately, the government amendment introduced on Report in another place had the accidental consequence of removing the only explicit link between this Bill and CITES. There is now nothing in the Bill to make it clear that this legislation was drafted partly in response to the resolution adopted unanimously at the 2016 Conference of the Parties to CITES.

An amendment of this type was specifically requested by the David Shepherd Wildlife Foundation and the Born Free Foundation, which shared our concern that the link to the conference commitment had been deleted. We believe that such a preamble would strengthen the Act against possible judicial and equalities challenges by confirming that the legislation enables the UK to comply with international obligations to control domestic ivory markets under a UN-backed treaty. There are already precedents for this, notably in the original legislation to implement CITES in the UK—the Endangered Species (Import and Export) Act 1976—so this amendment would protect the Government’s resolve to comply with international treaties and strengthen their legal defence. I hope that noble Lords and the Minister will see the sense of the amendment and feel able to support it. I beg to move.

[Lord Gardiner of Kimble]

My Lords, the noble Baroness’s amendment would insert a preamble at the beginning of the Bill to draw a link between the provisions in the Bill and the Convention on International Trade in Endangered Species of Wild Fauna and Flora.

The United Kingdom is a party to CITES in its own right and will continue to be bound by and committed to its obligations under this important convention. Indeed, the UK is a very active participant in CITES. At the last CITES Conference of the Parties in 2016, the UK played a major role in achieving strong outcomes for endangered species, which will help ensure their survival in the wild. The UK ivory ban is consistent with both CITES and the EU Wildlife Trade Regulations. Under the withdrawal Act, these regulations will become part of UK domestic law. The UK ivory ban goes further than CITES and the EU in restricting commercial dealing in ivory.

Clause 35, which deals with the definition of ivory, previously referred to CITES for a specific reason—in order to limit the future application of the Bill to CITES-listed ivory-bearing species. As I alluded to in the previous group, the amendment made in the other place made it possible to broaden the scope of the Bill in the future to all ivory-bearing species, thus removing the need for a reference to CITES. No other provision in the Bill could be limited by a reference to CITES.

The Ivory Bill will apply alongside our existing obligations under CITES and the EU Wildlife Trade Regulations, and therefore there is no need to reference CITES or indeed the regulations in the Bill. As is customary, the Long Title of the Bill outlines the matters covered by it. As I said, we are acknowledged as one of the strongest participants in CITES but, given the amendment introduced in the other place, we do not think that CITES requires to be cited in this Bill. For the reasons I have set out, I ask the noble Baroness to withdraw her amendment.

[Baroness Jones of Whitchurch]

I thank the Minister for that explanation. The purpose of the amendment was to strengthen our hand in the Bill so as to avoid legal challenges that might otherwise have been made. In seeking to insert this preamble, I do not think that it was ever our intention to restrict what the Bill could achieve in terms of broadening out beyond CITES-specified endangered species. Nevertheless, I hear what the Minister says. I will again reflect on his views and his response, and I will take some soundings from those who have encouraged us to put forward this amendment. However, for the time being, I beg leave to withdraw the amendment.

Amendment 64 withdrawn.

Ivory Bill

Baroness Jones of Whitchurch Excerpts

Report stage (Hansard): House of Lords
Wednesday 24th October 2018 Lords Chamber

[Lord Carrington of Fulham (Con)]

My Lords, I support my noble friend Lord Cormack’s amendment. I really just want to add to my noble friend Lord Hague that one of the great problems that the drafters of the Bill faced, and never really answered, is the claim that there is an inability in the ivory markets to tell the difference between modern ivory, newly carved from poached elephants, and antique ivory. It is in fact extremely easy to do and is done as a matter of course; indeed, it is enshrined in the Bill by museums having the expertise to determine whether an ivory item presented as of exceptional international and domestic importance—and therefore exempt under the Bill—is old or new. There is the expertise to determine whether ivory is old or new and to tell whether an ivory chess set—the example used by my noble friend Lord Cormack—is an old ivory chess set or one carved for the Hong Kong market. The reality of all this is that we are destroying a great many highly prized historical artefacts in this country for, probably, zero effect on the elephant population. That is the great tragedy of the Bill.

[Baroness Jones of Whitchurch (Lab)]

My Lords, noble Lords will not be surprised by this, but we are very much opposed to this amendment. The noble Lord, Lord Hague, put the case much more strongly than I will, but I was disappointed by the position of the noble Lord, Lord Cormack, on this. The very fact that his amendment focuses on exports goes to the heart of what the Bill is about. I am sorry that he has sought to start this debate in such a negative way. I hoped that we would have learned from our debates in Committee and that we had made the case in Committee, as the noble Lord, Lord Hague, said, that we are trying to stop the illegal exports of illegal pieces. That is the heart of the problem.

The latest CITES statistics show that there has been a dramatic increase in the amount of both raw and worked ivory being exported from the EU: in 2014-15, the last two years for which data are available, the EU exported 1,258 tusks. That is what has happened according to the CITES information. Over and above that, as the noble Lord, Lord Hague, said, there is the undercurrent of all the illegal trade of which nobody has any record. That is at the heart of this, and I am very sorry that we have started this debate looking at exports, which is the real problem that we have. I know we will go on to talk about other issues, but I regret this and I hope that the noble Lord, Lord Cormack, in other contributions that he might make, will do more to persuade us that he really understands the basis of the Bill. He said that he welcomed the Bill, but I think he has more of a responsibility to demonstrate how. I therefore urge noble Lords to oppose the amendment.

[The Parliamentary Under-Secretary of State, Department for Environment, Food and Rural Affairs (Lord Gardiner of Kimble) (Con)]

My Lords, my noble friend’s amendment would allow commercial exports of ivory to be exempt from the ban. Given the rationale of the Bill, this amendment would be contrary to its purpose. We have heard from all sides, and we are all united behind the need to tackle the devastating decline in elephant populations, which is being driven by the global demand for ivory. While key demand markets are primarily in the Far East, the UK has, by introducing the Ivory Bill, acknowledged that its own legal ivory market is one of the largest in the world. By closing this market we want to ensure that the UK no longer plays a role in driving the global demand for ivory, including in the Far East.

Currently, the UK ivory market is linked to the Far East. As I mentioned in Committee, a 2016 report by TRAFFIC, the wildlife trade monitoring network, shows that a shift has taken place over a number of years, with the UK legal market increasingly serving consumers in the Far East. UK Border Force officials have uncovered numerous antique ivory items being sent to Asian markets, often mislabelled as items other than ivory. Market surveys in the Far East have also shown that demand for ivory rarely distinguishes between legal and illegal ivory, with both found to be sold side by side. It cannot be denied that antique ivory from the UK is being exported to those markets, where it fuels the social acceptability of ivory and, in turn, perpetuates the demand.

I thank my noble friend Lord Hague for setting it out so clearly—indeed, the noble Baroness, Lady Jones, has said it much better than I possibly could—and I agree with every word he said. If we were to exclude exports from the UK’s ban, as proposed by this amendment, we would not only be allowing this link to continue but would also be condoning, internationally, the export of ivory items to demand markets. This would set back the actions already taken by other countries such as the United States and China by allowing new markets to grow in the Far East. It would also undermine the global movement to close markets and remove the value associated with ivory, which African elephant range states are calling upon us to do.

My noble friend Lord Hague referred to—as I will describe it—this global movement. The Illegal Wildlife Trade Conference was held earlier this month in London, where the UK Government launched the international Ivory Alliance, which will work to close domestic markets and reduce demand for ivory. It was a privilege to introduce a session at the conference—jointly chaired by my noble friend Lord Hague and Dr Zhou Zhihua of China, with a panel including the Assistant Deputy Secretary from the US Department of the Interior and the former New Zealand Prime Minister Helen Clark—which focused on the importance of closing domestic ivory markets.

The action the UK has taken by introducing this Bill is already helping to encourage other countries to take action. As my noble friend Lord Hague has said, both the Cambodian and Laotian Governments announced at the conference that they will be closing their domestic markets. This is an important step forward. Our work in the UK has also resulted in an Australian parliamentary committee recommending that Australia close its domestic market. The committee urged the Australian Government to follow the UK’s approach, which they described as an example of best practice.

Our actions are already having an impact and will continue to, if we make the right decisions. The current restrictions in place are not strong enough and there is an international movement, endorsed by a CITES resolution, to address the gap and in turn protect elephants. The UK must play its part, and it is for these reasons that the Government cannot support my noble friend’s amendment. As is customary at this stage, I therefore respectfully ask him to withdraw it.

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[Baroness Bakewell of Hardington Mandeville]

My Lords, I am grateful to the noble Lord, Lord Hague, for so eloquently setting out the case. The removal of “outstandingly” or “outstandingly high” would substantially increase the number and types of items that qualify for exemption. The purpose of the outstanding artistic value exemption is to allow the older items of exceptional artistic value to be traded.

The exemption before us would undermine that purpose and risk weakening the Bill by enabling trade in many pre-1947 worked items. The proposal of the noble Lord, Lord Cormack, to replace “important” with “significant” will similarly severely weaken the exemption criteria. It will already be possible for Art Deco items to be purchased by museums from private owners under Clause 9, which intentionally does not specify the age of ivory artefacts that can be acquired by museums. It is unwise and unnecessary to widen the exemption further.

As I said, those who support extending the exemptions do not see that this increase in items containing ivory will impact on the elephant population. Unfortunately, they are not correct. It is also wrong to assume that anything that is not exempt, or does not get a certificate, will be destined for the rubbish dump. Families will keep their personal artefacts and furniture containing ivory and pass them on to their children or grandchildren. Unfortunately, a lot of hysteria is being generated.

The monitoring of the elephant population, particularly in Africa, is much more sophisticated nowadays—due to the use of drones—than previously. The sad truth is that the population is down to 400,000. For the first time since records were kept, the number killed each year is higher than the number of live calves born. It is time to make a stand, and it is obvious that this House—across the political divide—supports the Bill. While the Ivory Bill is not perfect, it is a significant step forward in protecting the elephant. We must show the world that we are serious, in the hope that others will follow suit. We cannot support this group of amendments.

[Baroness Jones of Whitchurch]

My Lords, I shall respond to these amendments, which would move the applicable date for exemptions from pre-1918 to pre-1947 and would lower the threshold for exemptions, allowing larger numbers of items containing ivory to be bought and sold.

As has been said, these amendments will considerably weaken the impact of the Bill. As the Minister explained in Committee, 1918 was chosen because it defines items which are 100 years old and therefore classified as antiques. A move to include more recent items for exemptions, as suggested in Amendment 3, would inevitably increase the number of items containing ivory in circulation. It would include a much wider group of objects than the Art Deco items which the noble Lord seeks to protect. In any prohibitive Bill of this kind, it is impossible to find a perfect date from which to apply the constraints. As we have mentioned several times, we would have preferred a complete ban on ivory sales but, if there has to be a cut-off date for exemptions, we agree that 1918 has the best logic. Of course, as has been said, that would not affect the ownership or gifting of items, nor the continuing trade in Art Deco items which do not contain ivory.

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[Lord Cormack]

It is perfectly possible to forbid online sales, full stop. We would not object to that. Again, as has been implicit in all our arguments throughout every stage of the Bill, it is perfectly possible to insist that only registered auction houses and registered dealers, whose expertise has been established, can deal in ivory. All of that we have said time and again, so it is quite unfair for the noble Baroness to make such a sweeping statement.

[Baroness Jones of Whitchurch]

I find it ironic that the noble Lord talks about sweeping statements. The fact is that we talked about having a complete ban on online sales. Indeed, colleagues on the Lib Dem Benches proposed that in Committee; it is perhaps sad that they have not brought it back on Report. The noble Lord, Lord Cormack, will also know that the reason we are here today is that we already had a ban, which was meant to constrain what auction houses and so on were doing. It was then found that illegal pieces were passing through the auction houses.

I am not saying that the Bill is perfect; it is not, but it is a considerable step forward from the previous legislation. The Government would not be pursuing the Bill, with our support, if they did not feel that the evidence was compelling and overwhelming. The noble Lord, Lord Hague, is absolutely right: we have to close down the domestic ivory market, not for its own sake but because this is part of an international movement. Only when we all share the same broad objectives internationally will we actually be effective in all this.

I was quite offended by some of the comments from the Benches opposite in the previous debate, which somehow implied that there was a conspiracy among some African countries on this issue. I do not see it on that basis. I too attended the Illegal Wildlife Trade Conference and the Minister was absolutely right. There were Heads of Government there and people in various senior positions from all round the world, including the African nations. They were absolutely passionate about needing to protect the elephants and protect their economic interests in the longer term, and therefore to close down the illegal ivory trade. Until we all understand why that is necessary, we will not be able to make much progress on this. On that basis, I therefore urge noble Lords to reject all these amendments.

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[Lord Gardiner of Kimble]

I will make sure that I get a precise note. The whole purpose of us saying that people can apply online and offline is precisely to cover the diversity of private individuals, as I mentioned. I will just check for my noble friend whether a form can be sent or whether it has to be downloaded.

The answer, apparently, is that there will be a range of opportunities for people to receive forms—online or not. I am told that a hard copy application can be requested by telephone. I think that covers, in one way or another, most people in this country.

The committee also recommended that Clause 5 should include more details about the appeals regime, rather than leaving it to secondary legislation. Amendments 17 to 21 deliver the committee’s recommendation. First, the amendments set out in the Bill that the First-tier Tribunal will hear any appeals against a decision by the Secretary of State not to issue an exemption certificate or to revoke an existing certificate. As many of your Lordships will know, the First-tier Tribunal has wide experience of hearing appeals concerning regulatory matters and, indeed, is the body to hear appeals against decisions to serve civil sanctions in Schedule 1 to the Bill. The amendments also set out in the Bill the grounds on which an appeal may be made and the powers of the tribunal on hearing an appeal. The only matters that will be left to secondary legislation will be any further grounds that the Secretary of State may wish to add and the cost of an application for an appeal to the tribunal. I acknowledge once again the recommendations of the Delegated Powers and Regulatory Reform Committee, and I beg to move.

[Baroness Jones of Whitchurch]

My Lords, I support these amendments. We are very pleased that the Government have listened to the Delegated Powers Committee and have addressed its concerns about too much detail being contained in guidance. We will return to this issue when we debate our Amendment 40, which seeks to establish regulations about how those dealing in ivory can verify the exempted status of the piece being bought or sold.

We also welcome government Amendments 17, 18 and 21, which considerably tighten up the basis on which appeals on exempted certificates can be made. We raised this issue in Committee and are very pleased that the Government listened to those arguments and have produced specific grounds for appeal that cannot be used to undermine the clarity of the decision-making process. We therefore support these amendments.

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Moved by

[Baroness Jones of Whitchurch]

40: After Clause 11, insert the following new Clause—
“Guidance
The Secretary of State may by regulations produce and publish guidance to enable a person dealing in ivory to verify the exempted status of an item.”Member’s explanatory statement
This amendment would enable the Secretary of State to lay verification guidance before both Houses of Parliament.

[Baroness Jones of Whitchurch]

My Lords, Amendment 40 concerns verification regulations. As we debated in Committee, it is imperative that the exemption processes introduced in this Bill are robust and proportionate. In Committee, we introduced a probing amendment that would allow the Secretary of State to create a verification system to enable buyers to ensure that they were complying with the law. We felt that this was particularly important, given that the definition of “dealing” in Clause 1 specifically includes buying as well as selling ivory. Even the noble Lord, Lord De Mauley, with whom we on these Benches have found little common ground with regard to this Bill, concurred that it was a most sensible suggestion.

In response, the noble Baroness, Lady Vere, agreed that a potential buyer must be able to verify that it is legal to purchase the item before finalising the sale. She outlined how a buyer wishing to check the legality of buying or hiring an item would be able to confirm that it had been registered or certified as exempt and look it up on the online system via the item’s reference number. This would enable them to compare the photos and description on the system with the object they intended to purchase. This was a welcome commitment from the Government. I was disappointed, however, by the noble Baroness’s insistence that we do not need regulations to underpin such a system.

Noble Lords will be aware that the Delegated Powers and Regulatory Reform Committee report raised concerns about the scope of regulation-making powers contained in the Bill, concluding that the delegation of powers was inappropriate in many areas. We agreed with this view and feel strongly that it would be inappropriate for the purpose of establishing a verification system too. The verification process described by the noble Baroness, Lady Vere, must be subject to parliamentary scrutiny and should be set out in regulations. We feel that this is very important, given the legal implications for breaking the prohibition on dealing, as well as issues involving privacy and the protection of personal data. Indeed, it was for this reason that the noble Lord, Lord Gardiner, advised that the Government would be unable to publish photos or descriptions of specific items exempted. We need to be much clearer about the verification processes that would underpin the Bill and the protections that would be afforded to the buyers, particularly when they are making online purchases, when fake sales particulars are all too often a hazard.

Having reflected on the Minister’s earlier response, we also believe that the negative procedure offers an appropriate level of parliamentary scrutiny for the verification of exempt items. Therefore, we hope that noble Lords will support this amendment, which would insert regulations, but to be approved only through the negative procedure. I beg to move.

[Lord Gardiner of Kimble]

My Lords, this proposed new clause would provide the Secretary of State with a new delegated power to make regulations and publish guidance to enable a potential buyer of an ivory item to check its exemption status prior to purchase. I reassure the noble Baroness that the Government will ensure that compliance, by both sellers and purchasers of ivory items, is fully facilitated. The Secretary of State will issue non-statutory guidance, which will set out the detail of each exemption and the requirements for self-registration or certification of exempted items. The guidance will also contain clear advice, for both buyers and sellers, on compliance, including the process by which a potential buyer will be able to check a registration or certification before purchasing an item. I also make the point that verification is in the Bill. We will provide administrative guidance to assist both the buyer and the seller.

I note that the amendment tabled by the noble Baroness would create an additional delegated power for the Secretary of State, by allowing him to specify how many items should be verified. Furthermore, to lay regulations to specify this would be a duplication of the relevant provisions already in the Bill.

Before I set out for your Lordships precisely how the registration system will work, which is important, and thus the measures in place to enable verification, I also note that the Delegated Powers and Regulatory Reform Committee of this House has considered the Bill in detail and made a number of recommendations to reduce the number of delegated powers, which, as we heard on earlier amendments, the Government have addressed.

Ultimately, it will always be in the seller’s interest to ensure that the exemption certificate or registration document is available at the point of sale. It would be appropriate for an antique dealer or auction house to display the certificate or registration details alongside the item or show it to customers at the point of sale. For online sales, we would similarly anticipate that a seller would show proof that the item has been registered or an exemption certificate issued.

We are currently working on the design and build of a new online system to enable owners of exempt items to register them prior to sale or hire. A potential buyer wishing to check the registration of an item will be able to look up that item on the online system, using the unique registration number provided on the seller’s registration document. The buyer will be able to view the information concerning that item held on the database to satisfy themselves that it indeed relates to the item in question. This will allow buyers the comfort that the seller has complied with the process and to verify the registration document.

For items with an exemption certificate under Clause 2 of the Bill—that is, the rarest and most important items of their type—we would in practice expect the seller to make the exemption certificate available to the potential buyer. Similarly, the potential buyer will also be able to consult the online database using the unique identification number on that exemption certificate.

That is why we do not need a power in the Bill to provide the means for buyers to verify that they can legally buy a certified or registered ivory item: as I have explained, it is our intention that this will be achieved through the functionality of the online registration system. This provides a clear means for the buyer to verify the legitimacy of their intended purchase. Furthermore, the Government will publish non-statutory guidance, which will set out exactly how sellers should provide buyers with the assurance that they are entitled to sell an item and that the transaction will therefore be lawful.

Before the Bill is commenced, we will run an awareness-raising campaign to ensure that relevant stakeholders and members of the public are fully aware of the new legislation and associated guidance. As such, we believe it would be unnecessary to include additional powers in the Bill to enable a potential buyer of an ivory item to check on the exemption status of an ivory item. As I have explained, this is precisely why perfecting the online registration system is so important and why work is under way on that.

I believe that the Government have covered the points that the noble Baroness seeks to address, given the explanation and a bit more detail. As the online system is developed, I am happy to ensure, for any noble Lords interested in these matters, a continuum of assurance that this work is well in hand. On that basis, I say to the noble Baroness that these points are covered. I sincerely hope she feels able to withdraw her amendment, because the Government have covered this point.

[Baroness Jones of Whitchurch]

My Lords, I am grateful to the Minister for that response but I am disappointed by what he had to say. I had hoped that he would have reflected a little more on the debate we had in Committee on these issues. He acknowledged that the Delegated Powers Committee has already been critical of the amount of delegation included in the Bill. He went on to talk about producing administrative guidance or non-statutory guidance, which is a continuation of that non-specific process. He then said that the Government were working on the design of the registration scheme. I understand that it may not currently be fully functioning, but that is all the more reason we need to see the detail and need regulations that spell it out.

I am sorry that the Minister was not able to meet us further on this. There are big issues around implications for privacy and data protection. There is a legal underpinning: if you break this law, sanctions will be taken against you. It is not a frivolous issue; it is important. It is not simply about buying and selling but about complying with the law and not complying with the law. I am therefore sorry to say that, unless the Minister is able to tell us that he is prepared to come back to this at Third Reading, we would like to test the opinion of the House.

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Moved by

[Baroness Jones of Whitchurch]

42: Clause 12, page 8, line 7, leave out subsection (2) and insert—
“(2) It is a defence for a person charged with an offence under this section to prove that they did not know or suspect, and could not reasonably be expected to know or suspect, that the item is ivory, is made of ivory or (as the case may be) has ivory in it.”Member’s explanatory statement
This amendment permits a defence of ignorance, with the onus on a person to prove that they did not and could not have been expected to know or suspect that an item contained ivory, to help tackle the problem of deliberately mislabelling ivory items as other substances.

[Baroness Jones of Whitchurch]

My Lords, Amendment 42, which deals with the defence of ignorance in Clause 12, would remove the provision in the Bill stipulating that an offence has been committed only if the person knew or ought to have known or suspected that an item contained ivory. Under our amendment, it would be a defence if a person proved that they did not know or suspect, or could not have known or suspected, that an item contained ivory. That might sound as though there is not much difference, but there is an important difference in the burden of proof, and that is something that we seek to strengthen.

We considered this issue in Committee but failed to have a meeting of minds on the wording of this clause. At the time, the Minister, the noble Lord, Lord Gardiner, advised that the provision had been included to help tackle the issue of illegal ivory in items being deliberately mislabelled as another substance, and to protect those who fall victim to such ploys who genuinely did not know that an item they were dealing with contained ivory. Of course, we know that mislabelling is common. Numerous studies have found that new elephant ivory offered for sale is often mislabelled as ivory from other species or another material altogether, such as bovine bone. In some instances, this may well have been due to genuine unawareness, although deliberate mislabelling is a well-known tactic used in the illegal ivory trade to evade detection and facilitate illegal sales. In those circumstances, a seller might provide other information to indicate more discreetly to buyers that the item is indeed ivory, such as close-up photographs that depict cross-hatching, a tell-tale sign of ivory, or code words used in the trade to surreptitiously indicate that an item is made of or contains ivory.

We must have a form of wording that differentiates between those who are playing the system and know perfectly well what they are trading and others who have been genuinely duped. If we stick with the original wording, it would too easy to claim that you were unaware of what you were buying and would make enforcement a real challenge for the agencies, which would have to prove that you knew it was ivory.

Our amendment allows for a defence of ignorance but introduces a higher evidential threshold than in the clause as currently drafted. It also brings it in line with the provision in Clause 12(3), which allows for a defence if an individual can demonstrate that they took all reasonable precautions to comply with the law. I am therefore moving this amendment and I hope noble Lords will see the sense of our arguments. I beg to move.

[Baroness Vere of Norbiton]

My Lords, I thank the noble Baroness, Lady Jones of Whitchurch, for her amendment to Clause 12(2). The purpose of the current subsection (2) is to outline the criteria required to demonstrate that an offence has been committed. Subsection (3) provides a person accused of an offence with the defence that they took reasonable steps to avoid the commission of that offence. The purpose of subsections (2) and (3) together is to provide a balanced and proportionate framework with regard to prosecutions under the Bill, and to tackle the problem of illegal ivory items being deliberately mislabelled, while also providing a defence that allows a person to prove that they took the reasonable steps needed to ensure that the item was not elephant ivory.

Amendment 42 is explained by the noble Baroness, Lady Jones, in the Member’s explanatory statement published alongside the amendment as permitting the “defence of ignorance”. As noble Lords will know, there is no defence of ignorance in UK law. It is not permissible for someone accused of a crime, be it large or small, simply to claim that they did not know that it was illegal to do something. If we were to accept the amendment, we would also be suggesting that an individual would be able to prove a negative—to prove that they did not know something. That would be extremely problematic.

Furthermore, the amendment as drafted does not in fact reflect a “defence of ignorance” as referred to in the Member’s explanatory statement to the amendment. To explain a little, the amendment would remove the criteria in Clause 12(2), which outlines the requirements that must be satisfied for an offence to occur. Subsection (2) provides legal certainty on what constitutes an offence. It states that an offence is committed in relation to an item only, first, if a person knows or suspects or, secondly, if the person should have known or suspected that the item involved in the commission of an offence is elephant ivory or has elephant ivory in it. Subsection (3) essentially achieves the desired effect of the noble Baroness’s amendment. It states:

“It is a defence for a person … to prove that the person took all reasonable precautions and exercised all due diligence to avoid committing the offence”.


In fact, subsection (3) goes further than the amendment, as it explicitly states what a person must prove to rely on that defence. Furthermore, in this case the individual will be seeking to prove a positive action. It is a far easier prospect to prove that due diligence has been undertaken than to prove a negative—that they simply did not know.

Let us have a quick look at how the Bill would operate if the noble Baroness’s amendment were accepted. Mrs Smith goes to a car-boot sale and sees a lovely box, which is very similar to her grandmother’s. She is not a very well-off lady, she owns absolutely no antiques and she pushes the boat out on that day and pays a tenner for this box as a treat. The box has a tiny, almost imperceptible, amount of ivory in it. Is Mrs Smith a criminal? It is not our intention that she should be. Removing subsection (2) makes the law far less clear because in that subsection is the outline of the requirements that must be met for an offence to occur. In the current draft of subsection (2), the elements of an offence are clear. To remove the subsection, as suggested in the amendment, would upset the firm legal foundation of the Bill. Removing the criteria for the offence in subsection (2) would cause significant uncertainty and risks overwhelming the enforcement system with Mrs Smiths, while the real criminals are left free to continue to break the law by dealing in ivory on much larger scale.

The Bill seeks to be balanced and proportionate. Removing subsection (2) would achieve neither aim. The police, enforcement bodies and the courts can use their professional discretion when considering the approach to use, based on a number of factors—for example, whether that person knew about ivory trading, whether it is a repeat offence or whether there is any evidence of deliberate mislabelling. Discretion is very welcome, but it must be based on a firm foundation of effective law. The amendment of the noble Baroness runs the risk of criminalising those who are not criminals at all.

Clause 12(2) and (3) are very carefully phrased. They protect individuals where there is absolutely no intent to breach the ban, and where the person could not be reasonably expected to know that the item was ivory or even contained ivory. It is not our intention to criminalise these people; that would be disproportionate and counterproductive. I have listened very carefully to the arguments put forward by the noble Baroness, Lady Jones. It is the Government’s intention in subsections (2) and (3) to be clear and proportionate, and I believe that is the case. Given this explanation, I hope that the noble Baroness will feel able to withdraw her amendment.

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[Baroness Jones of Whitchurch]

My Lords, the Minister and I agree that it was never our intention to criminalise Mrs Smith at the car-boot sale, and that is part of the argument that I had intended to set out. We were trying to criminalise those people who were playing the game and deliberately trying to mislead people. I am pleased that the Minister said that there was no defence of ignorance in UK law. Our worry was that that was exactly how her wording came across, because the original amendment says that an offence is being committed only if the person knew or ought to have known or suspected than the item contained ivory; that implied a defence of ignorance.

However, I hear what the Minister says: we have to look at subsections (2) and (3) together, and, perhaps because of the late hour, I will not choose to pursue it on this occasion. I therefore beg leave to withdraw the amendment.

Amendment 42 withdrawn.

Ivory Bill

Baroness Jones of Whitchurch Excerpts

Report stage (Hansard - continued): House of Lords
Wednesday 24th October 2018 Lords Chamber

Moved by

[Baroness Jones of Whitchurch]

104: Insert the following Preamble—
“Whereas in 1989 the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) agreed to ban the international trade in African elephant ivory; and the resolution adopted at the 2016 Conference of Parties to CITES agreed to phase out domestic ivory markets which contributed to poaching or illegal trade in ivory:
And whereas it is expedient to give effect in the United Kingdom to the restrictions on domestic trade:”
Member’s explanatory statement
This amendment would insert a Preamble linking the Bill to the resolution adopted unanimously by governments at the 2016 Conference of Parties to the UN Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) which called on all governments to close domestic ivory markets which contribute to poaching or illegal trade in ivory.

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[Baroness Jones of Whitchurch (Lab)]

My Lords, I am moving Amendment 104, which deals with the Government’s obligations in the international CITES resolution. We debated this issue in Committee and it remains a concern to a number of the wildlife and elephant charities. This amendment would insert a preamble linking the Bill to the resolution adopted unanimously by Governments at the 2016 conference of parties to the Convention on International Trade in Endangered Species of Wild Fauna and Flora—CITES. This calls on all Governments to close domestic ivory markets, which contribute to the poaching of and illegal trade in ivory.

As we explained in Committee, the government amendments introduced on Report in another place, while welcome, had the accidental consequence of removing the explicit link between the Bill and CITES. There is now nothing in the Bill to make it clear that this legislation was drafted partly in response to the resolution adopted unanimously by Governments at the 2016 conference of parties to CITES.

We raised this concern in Committee, where the Minister, the noble Lord, Lord Gardiner, reaffirmed the importance and relevance of CITES. However, he argued that an explicit link in the preamble was unnecessary, given that the aforementioned government amendment made it possible to go further than CITES and broaden the scope of the Bill to all ivory species.

While we welcome this provision, we nevertheless believe that such a preamble would strengthen the Act against possible judicial and European Court of Human Rights challenges by confirming that the legislation enables the UK to comply with international obligations to control domestic ivory markets under a UN-backed treaty. Moreover, as the Minister himself noted:

“No other provision in the Bill could be limited by a reference to CITES”.—[Official Report, 12/9/18; col. 2353.]


We therefore do not accept that the reference to CITES is as limiting as the Minister would have us believe. Indeed, there are precedents for this, notably in the original legislation to implement CITES in the UK under the Endangered Species (Import and Export) Act 1976. This Act also covered thousands of non-CITES species.

We believe that this amendment, contrary to what the Minister has argued, would have the effect of strengthening rather than weakening the Bill. I beg to move this amendment and hope that noble Lords will support it.

[Lord Gardiner of Kimble]

My Lords, the noble Baroness’s amendment would insert a preamble to the Bill to reference the Convention on International Trade in Endangered Species of Wild Fauna and Flora, or CITES, and the important resolution agreed at the CITES COP 17 regarding closing elephant ivory markets.

In Committee, I assured the noble Baroness that the removal of a link to CITES in the Bill was not an unintended consequence. It was as a direct result of the amendment made in the other place to enable the Secretary of State to broaden the scope of the Bill in the future to all ivory-bearing species, rather than only those listed under CITES. We are confident that there is no need for a reference to CITES in the Bill, and we do not believe that it would provide additional protection to the Bill, for example against legal challenge.

In Committee, I reassured your Lordships that, as a very active party to CITES, the UK will continue to be bound by and committed to its obligations under this important convention. The UK ivory ban is consistent with our obligations under both CITES and the EU wildlife trade regulations, and therefore neither need to be cited in the Bill. It is also the case that the ban goes much further than both CITES and the EU wildlife trade regulations in restricting the commercial dealing in ivory.

For example, amending Clause 35 to remove reference to CITES species and include reference to all ivory-bearing species means that all ivory-bearing species—not only CITES species—can be added to the scope of the Bill in the future if the outcome of an information-gathering exercise, such as a consultation, supports this. Therefore, the UK has gone further than outlined in the CITES resolution on elephant ivory. While I appreciate the noble Baroness’s intention to provide protection to the Bill, again I must say that we do not believe the preamble is required.

I want to make one other practical point following advice I have received. The noble Baroness referred to a preamble from much earlier legislation. It is now the case that primary legislation uses the long title to specify a Bill’s objectives, instead of a preamble.

I well understand all the connections with CITES and the EU trade regulations, but this Bill goes further. Therefore, we cannot support the noble Baroness’s amendment, for the reasons I have outlined, and I ask her to withdraw it.

[Baroness Jones of Whitchurch]

My Lords, I am grateful to the Minister for his response. We accept that the Bill has gone further than the original CITES treaty. Our objective in putting the CITES reference in the preamble was to firm up the Government’s justification, if you like, for having the Bill in the first place. We have been debating this for several days now and we are still trying to justify why we have to do it, and this is part of the continuing justification.

Given that there is still some unhappiness out there—if not indeed in your Lordships’ Chamber—our intention with what has been proposed in the Ivory Bill was to give it some legal extra bottom, if you like, in terms of why we are doing it by referring to a UN-backed treaty. Nevertheless, I accept that the Minister is saying that this was not an unintended consequence but was in fact deliberate. Time will tell whether it would have helped to have our reference in the preamble, because only in time will we know whether there are legal challenges to this.

However, given the lateness of the hour, we do not intend to move to a vote. I therefore beg leave to withdraw the amendment.

Amendment 104 withdrawn.

Ivory Bill

Baroness Jones of Whitchurch Excerpts

3rd reading (Hansard): House of Lords
Tuesday 13th November 2018 Lords Chamber

[The Parliamentary Under-Secretary of State, Department for Environment, Food and Rural Affairs (Lord Gardiner of Kimble) (Con)]

My Lords, I express my gratitude to all noble Lords for their interest in the Bill and their contributions. Whatever else, we are all united in our desire to protect such a magnificent animal in the wild.

I bring it to your Lordships’ attention that I have placed in the Library of the House, with their permission, copies of letters received from my noble friends Lord De Mauley and Lord Carrington regarding Clause 7, “Pre-1947 items with low ivory content”, and my response to them. Specifically, these letters concern the definition of “integral” and the means of assessing the 10% de minimis threshold. In particular, the letters confirm that the ivory content of an item for the purpose of the de minimis exemption is to be determined as a percentage of the total volume of material in the item.

I am grateful for the positive engagement and support of the noble Baroness, Lady Jones of Whitchurch, and the noble Lord, Lord Grantchester, on the Opposition Benches, and the noble Baroness, Lady Bakewell of Hardington Mandeville, and the noble Lord, Lord Clement-Jones. I also express my gratitude to the Constitution Committee, the noble and learned Lord, Lord Judge, and the Delegated Powers and Regulatory Reform Committee. The Government responded positively to the recommendations made by these committees and I agree with the comment made by the noble and learned Lord, Lord Wallace of Tankerness, on Report that this was,

“a very good model of how this House works”.—[Official Report, 24/10/18; col. 948.]

I am also grateful to the noble Earl, Lord Kinnoull, for raising insurance transactions and for the subsequent discussions that led to the resolution of this matter on Report. I also place on record my gratitude for the contributions that my noble friend Lord Hague made during the passage of the Bill, and for the experience he brought of what is really happening in the worldwide threat to the elephant.

I take this opportunity to thank each of the devolved Administrations for their productive engagement and the support they have shown for the Bill. Finally, I thank my noble friend Lady Vere and the hard-working Bill team, my private office and the clerks for their work and support.

[Baroness Jones of Whitchurch (Lab)]

My Lords, the Bill represents a significant step towards ending the illegal elephant-poaching crisis. It will enshrine in UK law the commitment made at the 2016 CITES convention to close down the domestic ivory markets that fuel illegal poaching. We believe that the exemptions permitted, carefully crafted in consultation with stakeholders, strike the balance between being robust and pragmatic. I welcome the Minister’s clarification that we can help by taking the value out of the market.

The Minister raised the question of items containing voids and the de minimis issue. While we agree very much with the advice that he has now given, there may be occasional cases where assessing the ivory content of an item is not straightforward. We believe that such items ought to be rare and can be picked up in the guidance that will follow.