Rule of Law: Law Officers

Lord Keen of Elie Excerpts

Tuesday 15th September 2020 Lords Chamber

[Lord Lexden]

To ask Her Majesty’s Government what role the Law Officers have in ensuring that the rule of law is maintained in (1) the development of domestic legislation and (2) their policies relating to the United Kingdom’s withdrawal from and future relationship with the European Union.

[The Advocate-General for Scotland (Lord Keen of Elie) (Con)]

My Lords, the duty of the law officers is to give the Government full and frank legal advice, to advise and to stipulate adherence to the rule of law. Our advice is confidential, and it is fundamentally important that it remains so. As I have said previously, the freedoms and protections that we all enjoy rely on the rule of law. It is an important constitutional principle and, as a responsible Government, we remain committed to it.

[Lord Lexden (Con)]

My Lords, is it not difficult to retain confidence in the Lord Chancellor and the law officers of the Crown when they acquiesce in the Government’s declaration of willingness to break international law? Are these officers of the Crown not charged with responsibility for ensuring that Ministers respect the rule of law, national and international, in all circumstances—a duty with which permitting threats to break it is hardly compatible.

[Lord Keen of Elie (Con)]

My Lords, I would find it difficult to disagree with any of the observations made by my noble friend. Of course, we must advise Government—as we would advise others—to temper the rule of law at the level of both domestic and international law. I have to say to this House that, in my opinion, the present Bill does not of itself constitute a breach of international law or of the rule of law.

[Lord Falconer of Thoroton (Lab)]

The key characteristic for law officers is not brains—they can get all the advice they want from the English Bar or the lawyers—but backbone. The Secretary of State for Northern Ireland confirmed that a breach of international law would be caused by the passage of the United Kingdom Internal Market Act under Article 4 of the withdrawal agreement.

The Advocate-General produced a load of rubbish to the EU withdrawal committee this morning when he said that Article 16 justified saying that it was not a breach. The party that changes its story on the law—as this Government do—shows it lacks backbone. How does the Advocate-General feel able, consistent with personal honour and professional duty, to remain as Advocate-General?

[Lord Keen of Elie (Con)]

My Lords, let us be clear that I have satisfied myself as to the correct legal position in this context. As I indicated to the EU Justice Sub-Committee this morning, it is my view that the Secretary of State for Northern Ireland essentially answered the wrong question.

[Lord Falconer of Thoroton (Lab)]

For goodness’ sake. He is a Cabinet Minister.

[Lord Keen of Elie (Con)]

I hope that the noble and learned Lord has not become unwell in view of the noises emanating from him—but, if he has, I wish him well for the future.

Let us be clear that we are in a situation where we have rights under an international treaty. Those rights include our response to any breach of obligations by the counterparty, be that a lack of good faith or such action as would fundamentally alter the obligations under the treaty, giving rise to a position—under Article 62 of the Vienna Convention—where we could withhold our operation of the treaty.

It has been suggested to me by no less a legal authority than the noble and learned Lord, Lord Falconer of Thoroton, that we can simply rely on Article 16. This has immense novelty value. The idea the Executive can enter into a treaty at the level of international law and then rely on that to displace primary legislation passed by the domestic Parliament is, I respectfully suggest, extraordinary. That requires these mechanisms in the UKIM Bill to address the contingency of a material breach that we need to address.

[Lord Thomas of Gresford (LD) [V]]

My Lords, the noble and learned Lord told the Scottish Public Law Group in Edinburgh in June 2018:

“If the rule of law is disrespected, and falls into disrepute, elected governments will not be able to govern effectively—any government is simply shooting itself in the foot if it undermines the rule of law.”


The contingent powers in this Bill to change the Northern Ireland protocol unilaterally trash the dispute resolution provisions in the treaty that Boris Johnson signed, and on any sensible reading undermine the rule of law, as Brandon Lewis candidly acknowledged. Will the Minister acknowledge that for him to promote their use by introducing a statutory instrument under these provisions in this House would violate his overarching duty under the Ministerial Code to comply with the law, including international law and treaty obligations, as the Court of Appeal found and as the noble and learned Lord is reported by the Guardian correctly to have advised the Prime Minister? Does he acknowledge that it would also violate the law officer’s oath that he took as Advocate-General of Scotland, and would be a gross dereliction of his duty?

--- Later in debate ---

[Lord Keen of Elie (Con)]

My Lords, with great respect, I adhere completely to my previous observations about the importance of the rule of law, and I have no difficulty with those statements. What is contemplated is a contingent situation, one in which we find that the EU has materially breached its treaty obligations and in which we find that it may have acted in such a way as to fundamentally alter our obligations under the treaties. In those circumstances, we have Article 16 of the Northern Ireland protocol. We also have Article 62 of the Vienna convention with regard to withholding our operations. However, we have to look at our dualist system: not only do we have obligations at the level of international law, pursuant to Article 4 of the withdrawal agreement, but we have drawn them down into domestic law by virtue of Section 7A of the withdrawal agreement Act. Article 16 of the international treaty does not confer upon the Executive the power or right to ignore that primary legislation. That is why an instrument and means of dealing with this matter rapidly and effectively needs to be in place lest there should be such a material breach.

[Lord Lilley (Con) [V]]

Can my noble and learned friend confirm that, if the Government invoke Article 16 to tackle the problems that they foresee, they would still need legislation like the Internal Market Bill to implement it? Do not we need that legislation on the statute book before the end of the transition period to reassure businesses that they will not have to either submit export declarations or pay tariffs on all goods between Great Britain and Northern Ireland?

[Lord Keen of Elie (Con)]

My Lords, I entirely concur with the observations of my noble friend. As I indicated before, it is one thing for the Executive to determine an issue at the level of international law in terms of a treaty, but they cannot utilise that in order to ignore primary legislation of our domestic Parliament. Therefore, a means has to be in place to address the effect of that domestic legislation, and that is the purpose of Part 5 of the UKIM Bill. It will enable us to bring forward regulations that will do that—and, indeed, regulations that will require explanation and the affirmative approval of this House.

[Lord Woolf (CB) [V]]

In view of the fact that the Minister accepts an obligation on the Attorney-General to protect and safeguard the rule of law, in regard to this matter where there are different views, what action is the Attorney-General taking, along with the other law officers, to show the importance of upholding the rule of law?

[Lord Keen of Elie (Con)]

My Lords, I sought to explain this morning to the Security and Justice Sub-Committee the position that I adopt with respect to this matter, and why I consider that the provisions of the Bill are entirely limited in their intent and effect and fall within the rule of law and the requirements of international law. I certainly do not anticipate that those provisions would be abused. Indeed, if they were, I cannot foresee that either House would contemplate passing the relevant regulations. If they did, I would certainly have to consider my position as a law officer, because I owe my obligations to Parliament as well as to the Government.

[The Lord Bishop of Carlisle]

My Lords, can the Minister confirm that the Government recognise that any attempt unilaterally to modify the terms of the withdrawal agreement would adversely affect not only future trade partners but also the confidence that EU citizens resident in this country will place in the commitments that the United Kingdom has made under the agreement? The confidence of British citizens resident in EU countries would also be damaged if they saw that treaty commitments could simply be set aside. Can he offer any reassurance in either regard?

[Lord Keen of Elie (Con)]

My Lords, I would offer absolute reassurance with respect to the points that have been raised. First, there seems to be a common misconception that somehow we could unilaterally alter the treaty provisions. That is simply not possible and is not being attempted. What we are addressing are circumstances in which, in the face of a material breach or fundamental changes in our obligations due to the conduct of the other party, we need to take preventive measures to maintain the paramount intent of the Northern Ireland protocol, which is the integrity of the Belfast agreement.

[Lord Foulkes of Cumnock (Lab Co-op)]

My Lords, the Minister has a very distinguished record in the Scots and English Bar. Does he not find it demeaning to stand up and give this lame political justification for what distinguished lawyers outside Parliament consider to be a breach of the law? How can he justify continuing as a law officer, given that situation?

[Lord Keen of Elie (Con)]

My Lords, I am not seeking to give a political justification for anything; I am providing a legal justification for saying that the UKIM Bill falls within the boundaries of international law, within the boundaries of our treaty obligations and within the boundaries of the rule of law.

[Lord Campbell of Pittenweem (LD)]

My Lords, when the Advocate-General supported the withdrawal agreement in this House, did he find it as ambiguous and problematical as the Prime Minister now claims? If so, why did he vote for it?

[Lord Keen of Elie (Con)]

My Lords, I was not concerned with either ambiguity or problems within the withdrawal agreement Bill; others may have taken a different view.

[Lord Garnier (Con)]

My Lords, may I take it from his earlier answers this afternoon that my noble and learned friend agrees that the law officers’ first duty is to the rule of law, their second is to Parliament and their third—and very much their third—is to the Government, and that respect for the rule of law encompasses ministerial obligations under both domestic and international law? The Bill that we are considering disapplies sections of a treaty that we have freely entered into. How does that fit with the rubric that I have just read out?

[Lord Keen of Elie (Con)]

On the first point, I entirely agree that the role of the law officers requires them to address the rule of law, Parliament and government, and in that order, without any difficulty. As regards the present Bill, it is designed to provide for a contingency, which will operate only in the event of us having to respond to a material breach or fundamental change in obligations, and then only by bringing forward regulations that will require the approval of this House. Unless and until that occurs, there is no breach of the treaty; there is simply a means by which the treaty obligations can be addressed in the event of a breach.

[Lord Singh of Wimbledon (CB) [V]]

Will the Minister agree that, while the Internal Market Bill is clearly intended as a negotiating tool, it can easily have the opposite effect and lead to a further hardening of attitudes? “I’m not going to play with you” is bad enough in a school playground; in international negotiations, it can lead to a dangerous ripple effect, undermining national and international treaties.

[Lord Keen of Elie (Con)]

My Lords, the extent to which these provisions might be used in the context of negotiation is for others to determine. What I will say is that I have to accept the factual matrix as set out by those who represent the Government in these negotiations. Where it is suggested that, for example, the United Kingdom would not be listed as a third party country for the purposes of animal and food products, with the result that it would be unlawful to move such food products from the mainland to Northern Ireland, and that is justified on the grounds that they do not know what our standards are when they are their standards, we then have to contemplate that the outcome of these negotiations may not only be adverse to everyone’s interests but, ultimately, amount a breach of obligations that we have to maintain under the terms of the Northern Ireland protocol.

[The Lord Speaker (Lord Fowler)]

My Lords, the time allowed for this Private Notice Question has elapsed, and I apologise to those Members who were not reached. That brings the Question to an end.