Mar. 06 2024
Source Page: Letter dated 29/02/2024 from Baroness Vere of Norbiton to Lord Sharkey regarding a question raised in the draft Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2024 debate: 11 March commencement date for the statutory instrument. 2p.Found: 29/02/2024 from Baroness Vere of Norbiton to Lord Sharkey regarding a question raised in the draft Financial
Laid - 9 Nov 2023 In Force 31 Dec 2023
These Regulations concern certain instruments (“resolution instruments”) issued by the Bank of England (“the Bank”) when a central counterparty is failing or likely to fail (under the special resolution regime set out in Schedule 11 to the Financial Services and Markets Act 2023 (c. 29) (“the 2023 Act”) (central counterparties)). …
Found: Financial Services and Markets Act 2023 (Resolution of Central Counterparties: Deferment of Provisions
Laid - 6 Sep 2023 In Force 27 Sep 2023
These Regulations create three exemptions to section 55NA(1) of the Financial Services and Markets Act 2000 (c. 8) (“the Act”). The effect of an exemption is to disapply the general requirement that authorised persons must not approve the content of a communication for the purposes of section 21 of the …
Found: Financial Services and Markets Act 2000 (Exemptions from Financial Promotion General Requirement) Regulations
Laid - 9 Nov 2023 In Force 31 Dec 2023
These Regulations make provision relating to the use by the Bank of England (“the Bank”) of cash call instruments, as provided for in paragraph 32 of Schedule 11 to the Financial Services and Markets Act 2023 (c. 29) (cash call power), in relation to the clearing members of a central …
Found: Financial Services and Markets Act 2023 (Resolution of Central Counterparties: Calculation of Maximum
Laid - 16 Oct 2023 In Force 31 Dec 2023
These Regulations restrict the making of certain instruments where stabilisation powers are exercised under Schedule 11 (central counterparties) of the Financial Services and Markets Act 2023 (c. 29). Schedule 11 (“the Schedule”) makes provision establishing a special resolution regime for central counterparties (“CCPs”). It provides the Bank of England with …
Found: Financial Services and Markets Act 2023 (Resolution of Central Counterparties: Partial Property Transfers
Published - Monday 16th October 2023
Department: HM TreasuryThese Regulations restrict the making of certain instruments where stabilisation powers are exercised under Schedule 11 (central counterparties) of the Financial Services and Markets Act 2023 (c. 29). Schedule 11 (“the Schedule”) makes provision establishing a special resolution regime for central counterparties (“CCPs”). It provides the Bank of England with …
Found: The Financial Services and Markets Act 2023 (Resolution of Central Counterparties: Partial Property Transfers
Mentions:
1: Baroness Vere of Norbiton (Con - Life peer) Markets Act 2023 (Resolution of Central Counterparties: Partial Property Transfers and Safeguarding - Speech Link
Jan. 04 2024
Source Page: Letter dated 21/12/2023 from Baroness Vere of Norbiton to Lord Livermore and Lord Sharkey regarding questions raised during the debate on the Financial Services and Markets Act 2023 (Benchmarks and Capital Requirements) (Amendment) Regulations 2023: the relationship between Credit Valuation Adjustment discount factor and Basel 3.1, SME supporting factor, discount factor. 2p.Found: Letter dated 21/12/2023 from Baroness Vere of Norbiton to Lord Livermore and Lord Sharkey regarding questions
Report Dec. 14 2023
Committee: Secondary Legislation Scrutiny CommitteeFound: Overseas Regulators) Regulations 2024 Adoption Support Agencies (England) (Amendment) Regulations 2023 Financial
Correspondence Nov. 15 2023
Committee: Liaison Committee (Lords)Found: Liaison Committee to Lord Gardiner of Kimble, Chair of the House of Lords Liaison Committee on the Financial