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Grand Committee
Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2024 - Tue 13 Feb 2024
HM Treasury

Mentions:
1: Baroness Vere of Norbiton (Con - Life peer) Markets Act 2000 (Regulated Activities) (Amendment) Order 2024. - Speech Link
2: Baroness Vere of Norbiton (Con - Life peer) My Lords, this draft statutory instrument makes an update to financial services legislation to make operating - Speech Link
3: Lord Livermore (Lab - Life peer) My Lords, this SI makes good on a commitment given during the passage of what became the Financial Services - Speech Link


Draft Secondary Legislation
The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (No. 2) Order 2023

Published - Tuesday 7th November 2023

Department: HM Treasury

This Order amends the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (S.I. 2005/1529) (“the Financial Promotion Order”), the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001 (S.I. 2001/1060) (“the CIS Order”) and the Financial Services and Markets Act 2000 (Exemptions from …

Found: The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (No. 2) Order 2023


Lords Chamber
Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (No. 2) Order 2023 - Mon 18 Dec 2023
HM Treasury
Secondary Legislation

Laid - 7 Nov 2023 In Force Not stated

Financial Services and Markets Act 2023 (Benchmarks and Capital Requirements) (Amendment) Regulations 2023
Department: HM Treasury
Draft affirmative
Parliamentary Status - Legislation

Regulation 2 of these Regulations amends Article 384 of Regulation (EU) No. 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012, which requires certain financial institutions to calculate a particular type …

Found: Financial Services and Markets Act 2023 (Benchmarks and Capital Requirements) (Amendment) Regulations


Departmental Publication (Policy paper)
HM Treasury

Dec. 05 2023

Source Page: The Financial Services and Markets Act 2000 (The Ombudsman Scheme) Regulations 2024 – Draft SI and Policy Note
Document: Draft of The Financial Services and Markets Act 2000 (The Ombudsman Scheme) Regulations 2024: Policy Note (PDF)

Found: The Financial Services and Markets Act 2000 (The Ombudsman Scheme) Regulations 2024 – Draft SI and Policy


Departmental Publication (Policy paper)
HM Treasury

Dec. 05 2023

Source Page: The Financial Services and Markets Act 2000 (The Ombudsman Scheme) Regulations 2024 – Draft SI and Policy Note
Document: The Financial Services and Markets Act 2000 (The Ombudsman Scheme) Regulations 2024 – Draft SI and Policy Note (webpage)

Found: The Financial Services and Markets Act 2000 (The Ombudsman Scheme) Regulations 2024 – Draft SI and Policy


Draft Secondary Legislation
The Financial Services and Markets Act 2023 (Benchmarks and Capital Requirements) (Amendment) Regulations 2023

Published - Tuesday 7th November 2023

Department: HM Treasury

Regulation 2 of these Regulations amends Article 384 of Regulation (EU) No. 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012, which requires certain financial institutions to calculate a particular type …

Found: The Financial Services and Markets Act 2023 (Benchmarks and Capital Requirements) (Amendment) Regulations


Deposited Papers

May. 21 2024

Source Page: Letter dated 15/05/2024 from Baroness Vere of Norbiton to Lord Livermore and Lord Sharkey regarding issues raised in the Financial Services and Markets Act 2000 (Disapplication or Modification of Financial Regulator Rules in Individual Cases) Regulations 2024 debate. 4p.
Document: 38BA_SI_-_Baroness_Vere_letter.pdf (PDF)

Found: Letter dated 15/05/2024 from Baroness Vere of Norbiton to Lord Livermore and Lord Sharkey regarding issues


Grand Committee
Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (No. 2) Order 2023 - Wed 13 Dec 2023
HM Treasury

Mentions:
1: Baroness Vere of Norbiton (Con - Life peer) Markets Act 2000 (Financial Promotion) (Amendment) (No. 2) Order 2023.Relevant document: 3rd Report - Speech Link
2: Baroness Vere of Norbiton (Con - Life peer) services market, so potentially that is why. - Speech Link


Grand Committee
Financial Services and Markets Act 2023 (Benchmarks and Capital Requirements) (Amendment) Regulations 2023 - Wed 13 Dec 2023
HM Treasury

Mentions:
1: Baroness Vere of Norbiton (Con - Life peer) Markets Act 2023 (Benchmarks and Capital Requirements) (Amendment) Regulations 2023.Relevant document - Speech Link