Financial Services: Regulation

(asked on 20th October 2023) - View Source

Question to the HM Treasury:

To ask the Chancellor of the Exchequer, on how many occasions the outcome of a Financial Conduct Authority action was the (a) cancellation or withdrawal of approvals, (b) a prohibition order, (c) suspension or restriction, (d) a final notice against a person, (e) a fine against a person, (f) public censure and (g) civil action in the 2021-22 financial year.


Answered by
Andrew Griffith Portrait
Andrew Griffith
Minister of State (Department for Science, Innovation and Technology)
This question was answered on 25th October 2023

These questions are matters for the Financial Conduct Authority (FCA), which is independent from Government. The FCA will respond to the Right Honourable Member by letter, and a copy of the letter will be placed in the Library of the House of Commons.

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