Baroness Hayman of Ullock Portrait Baroness Hayman of Ullock (Lab)
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My Lords, it has been a very interesting debate, with some excellent speeches. I hope the Minister is clear about the concerns of the majority of those who have spoken. I will speak particularly to Amendments 76 and 77 in the name of my noble friend Lady Jones of Whitchurch, and to Amendment 78 in the names of the noble Baronesses, Lady Parminter and Lady Bennett of Manor Castle, and my noble friend Lady Jones of Whitchurch. We also support the other amendments in this group that aim to improve the application of environmental principles and address the proportionality limitations and exemptions currently in the Bill.

The Bill enshrines important principles in law, as we have heard, but the clauses on these principles are largely unchanged from previous drafts, despite very clear evidence from pre-legislative scrutiny of the need for them to be strengthened. As the noble Baroness, Lady Jones of Moulsecoomb, said, these are the principles a green Government would wish to implement. As the noble Baroness, Lady Boycott, said, we must have consistency. Other noble Lords have spoken about the importance of the principles and the inadequacy of just having to “have due regard”. The noble Lord, Lord Krebs, rightly reminded your Lordships’ House that we were expecting a Bill of non-regression.

Amendment 76 seeks to drive consideration of the environmental impacts of policy-making throughout all governmental bodies. Amendment 77 ensures that a Minister must, when making policy, directly apply the environmental principles in effect at that time. Environmental principles have been binding on all public authorities, including in individual administrative decisions, but this legal obligation on all public authorities will be undermined by the Bill. The impact of the principles has extended deeply and routinely into administrative decision-making, often having a binding effect on the public bodies directly delivering measures, including, for example, in respect of GMOs, pesticides, waste regulation and water regulation. As my noble friend Lady Young of Old Scone clearly laid out, it is vital that the duty applies to all public authorities. The principles must be taken account of in the formation of policy, implementation, public authority decision-making and many other stages of environmental management.

We have heard concerns about the impact on our devolved Administrations from the noble Lord, Lord Wigley, for example, and the noble and learned Lord, Lord Hope of Craighead, talked about the Scottish legislation. I draw the Minister’s attention to Section 14 of the Scottish continuity Act, which requires Scottish Ministers to have direct and due regard to the guiding principles on the environment in developing policies, including proposals for legislation. It also places additional requirements on public authorities to have direct and due regard to the principles when carrying out strategic environmental assessments of plans, policies and programmes. Can the Minister explain why he believes the Government’s approach here will have a better outcome for the environment?

Clause 16 of this Bill requires the Secretary of State to prepare a policy statement on environmental principles, but only Ministers, and not public authorities, must have due regard to this statement, and this requirement does not apply to decision-making. Furthermore, Clause 18 brings in a number of wide-ranging exemptions, as we have heard, seeming to absolve the Treasury, the MoD and those spending resources in government from having to consider the principles at all. The noble Baroness, Lady Parminter, clearly explained why this is very problematic. It is important to establish a principle that no area of government should be exempted from its responsibilities to the environment.

Amendment 78 removes the proportionality limitations and exemptions for the Armed Forces for defence policy, tax, spending and resources. The noble Baroness, Lady Parminter, introduced her amendment on this extremely clearly, and the noble Baroness, Lady Bennett of Manor Castle, explained further why it is particularly important to include the MoD.

However, in considering the exemptions for the Armed Forces and defence policy, we do not want to impede the work of our Armed Forces or compromise our safety and security in any way. Were these exemptions to be confined or constricted to decisions relating to urgent military or national security matters, it could perhaps be considered reasonable. However, the clause is not drafted in this way; rather, it is a blanket exclusion for the Ministry of Defence and the Armed Forces from complying with environmental principles at all, as set out in the Bill.

We are in a climate emergency. There is no time to wait around for the good will of departments to take action and certainly not those with those such significant spending, carbon emissions and land ownership. In response to media coverage of concerns about the wide exclusions in the Bill, Defra offered some clarification on spending, including:

“It is not an exemption for any policy that requires spending.”


However, these wide exemptions remain in the legislation, meaning that policymakers are less likely to apply the policy statement in relation to the policy on defence and financial matters without explicit instruction to do otherwise.

The truth is that Clause 18 is a blank cheque for Ministers to invoke if they decide under certain circumstances not to be bound by environmental protection. I look forward to the Minister’s consideration and response.

Lord Goldsmith of Richmond Park Portrait The Minister of State, Department for the Environment, Food and Rural Affairs and Foreign, Commonwealth and Development Office (Lord Goldsmith of Richmond Park) (Con)
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My Lords, I thank all noble Lords for their contributions on this important subject.

I start with Amendment 75 tabled by the noble Baroness, Lady Jones of Moulsecoomb. The Government’s view is that the current list of five environmental principles will work to protect the environment. The principles outlined in the Bill have significant case law and history so their meaning and application is clearly understood and defined. These five principles are also consistent with those agreed through the UK-EU Trade and Co-operation Agreement. If we were to increase the number of principles to those outlined in the noble Baroness’s amendment, this would create confusion, leading to ineffective application of the principles for policymakers and an uncertain impact on future policy-making

Amendment 78 tabled by the noble Baroness, Lady Parminter, deals with proportionality and exemptions for tax and spending, the Armed Forces and defence policy. Environmental principles will be embedded at the heart of policy development across government, but there will be times when action is not proportionate. As such, it is right that Ministers are able to reject a policy change where this is considered legally disproportionate—for example, where a policy change would be very costly and the environmental benefit insignificant. I do not believe that this is an unreasonable position. If the exemption to act proportionately were removed, Ministers would be required to prioritise environmental concerns even where they incurred significant and disproportionate cost to society and where the gains were nevertheless insignificant.

Similarly, exempting some limited areas from the duty to “have due regard” provides flexibility with respect to the nation’s finances, defence and national security. In relation to defence and national security, removing the exemption in the Bill could restrict our response to urgent threats. Policy decisions concerning defence are often made rapidly, or even in real time, where there is an urgent need to achieve operational imperatives. The Government wish to retain that agility.

Let me add now rather than later, in relation to the point made by the noble Baroness about land—in particular, SSSIs, which are currently owned by the MoD—that the exemptions do not apply in any respect to SSSIs. There should be no change in status for land that is protected in law as a consequence of its designation as an SSSI or anything else. As it happens, the MoD is meeting its national target in relation to SSSIs.

The noble Baroness, Lady Boycott, gave an example of trees planted on MoD land for a special purpose but which now face a threat. Given that this is a live planning matter there is a limit to what I can say, but she will not be surprised to hear that neither I nor—I am quite certain—my colleagues would want to see such trees grubbed up. The Bill adds protections for trees, through strengthening the Forestry Act as well as through other measures, which we have discussed, and will continue to discuss in Committee. In addition, Defra and MHCLG are currently working closely together to work out how we can boost protections for trees in various ways, including through the new designation of “long-established woodlands”.

Taxation, spending and allocation of resources are excluded from the remit of the principles of the office for environmental protection to provide for maximum flexibility in respect of the nation’s finances. For example, at fiscal events and spending reviews, decisions must be taken with consideration to a wide range of policy priorities, such as sustainable economic growth, macroeconomic and financial stability and sustainable levels of debt. These macroeconomic issues are too remote from the environmental principles for them to be directly applicable. However, I emphasise that this is not an exemption for any policy that requires spending. For example, if in future the Department for Transport were given funding from the Treasury to achieve a particular transport aim, the programme in question would still have to have due regard to the environmental principles policy statement in policy and decision-making.

As regards Amendment 76 tabled by the noble Baroness, Lady Parminter, given that it is central government that sets the overall strategy and approach for any key decisions taken by other public bodies, it is not necessary to extend the environmental principles duty to cover these public authorities. The application of the environmental principles policy statement by Ministers will mean that the environmental protection promoted by the principles will filter down into local policy and strategic decisions. This means, for example, that in the case of a planning application for a village pub, the decision will be made in compliance with the National Planning Policy Framework, which will in future be set by Ministers having had due regard to the policy statement. It would therefore be unreasonable, and create unnecessary duplication, for the local authority to also have due regard to the principles policy statement—as well as in considering a planning application in the case of that village pub. We need to try to avoid imposing excessive and unnecessary burdens on public authorities. That is why we have taken the approach that we have.

I turn to Amendment 77 in the name of the noble Baroness, Lady Jones of Whitchurch, and Amendment 73 tabled by the noble Baroness, Lady Jones of Moulsecoomb. Requirements to apply the principles directly via a duty through the policy statement would risk inconsistency in their interpretation and application by Ministers. It could result in the principles being applied either too stringently or ineffectively. Placing a legal duty on the environmental principles policy statement offers greater clarity for policymakers because the policy statement will set out specific details on the application and interpretation of the principles. By comparison, a similar requirement in the EU framework is opaque and effectively impossible for anyone to legally challenge. The extent of the EU requirement to consider the principles—the manner in which it has actually impacted EU environmental policy—is an unknown. Our policy statement, with more detail and more context, will mean better and clearer application of the environmental principles to policy-making.

I hope that it will also reassure the noble Baroness, Lady Jones of Whitchurch, if I clarify that Clause 46 already provides through a definition that policy includes proposals for legislation. The noble Baroness, Lady Jones of Moulsecoomb, I believe—I apologise if it was not her—mentioned the Aarhus convention. I know that we will be debating that issue in some detail in a later group of amendments, so I will leave my comments until then.

Finally, I turn to Amendment 77A in the name of my noble friend Lady McIntosh of Pickering. By placing a statutory duty on Ministers of the Crown to “have due regard” to the policy statement, the Government are ensuring that the application and interpretation of the five environmental principles is consistent across government policy-making. In answer to the noble Baroness, Lady Parminter, the Clause 18 duty is amenable to judicial review. It provides flexibility for the policy statement to be considered with substance, rigour and an open mind. The due regard duty is used in other high-profile areas, such as in the case of the public sector equality duty, and has been shown to have significant effect to catalyse a change in behaviour. There is also extensive case law and, notably, the Brown principles setting out what this duty means in practice. The practical effect of these principles is that a duty to ensure compliance with the policy statement as proposed in the amendment would not add any additional benefit or clarity. However, such a duty would add unnecessary burdens and inflexibility for policymakers compared to the due regard duty as the clause stands.

To address the comment made by the noble Lord, Lord Krebs, echoed by the noble Baroness, Lady Hayman, I say that our approach is not designed to replicate the EU framework; it is designed to provide a more effective process. Our approach goes further than the EU by ensuring that Ministers across government are legally obliged to consider the principles in all policy development where it impacts on the environment. In the EU, the principles apply only in the development of policy that is specifically environmental. In addition, the environmental principles listed in the Treaty on the Functioning of the European Union do not apply directly to, and therefore are not legally binding on, member states. Rather, they apply when the EU makes environmental policy. Under our membership of the EU, there was no legal obligation for the UK or any other member state to use these principles when making environmental policy unless they featured in domestic law. That clearly changes with, I hope, the introduction of the Bill. With respect to the noble Lord, Lord Krebs, I think he could not be more wrong on the point of regression in relation to our previous status under the European Union.

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This is a specific amendment and, following on the back of the very interesting debate on the last group of amendments, it is all about trying to put specific determinates on the relationship between the Secretary of State, the chair and the board to ensure that a degree of independence is secured. Spelling out in detail specific mechanisms for qualification and the requirement to consult in the context of removing someone from office seems to me, and to us, to be a perfectly legitimate and reasonable amendment. I look forward to the Minister’s response on why he feels it cannot be reasonably incorporated into the Bill.
Baroness Hayman of Ullock Portrait Baroness Hayman of Ullock (Lab)
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My Lords, it is interesting to hear the noble Baroness, Lady McIntosh of Pickering, introduce her amendments because at present the Bill does not give detail on what happens if a member becomes unfit, is found unsuitable or is simply not satisfactory as a member of the committee. It strikes me that we need proper clarity in this, as the noble Lord, Lord Bruce of Bennachie, said.

It was interesting to hear what the noble Viscount, Lord Trenchard, said about the amendment preventing anyone who had ever been found guilty of a criminal offence at any time in their life being on the committee. I agree that it is harsh but I am not sure, having looked at the amendments, if that is their intention. As the noble Lord, Lord Bruce of Bennachie, said, the Secretary of State would still have discretion over that. If that means that situation could be avoided, I see no issues with it, but I agree that we would not want to have a blanket ban on anyone who maybe had a small conviction many years ago when they were young but had been a perfectly good citizen since.

It is also interesting how this fits with the Government’s Code of Conduct for Board Members of Public Bodies, which clearly

“expects all holders of public office to work to the highest personal and professional standards.”

We know that there are clear codes of conduct set out for all members of such boards to adhere to. Section 5.8 of that code says:

“You must inform the sponsor department of the body of any bankruptcy, current police investigation, unspent criminal conviction or disqualification as a company director in advance of appointment, or should any such instances occur during your appointment.”


This completely ties in with what the noble Lord, Lord Bruce of Bennachie, was saying: that the issue would be if you had not declared such a thing at the time of your appointment. On that basis, it would be helpful to hear the Minister’s thoughts on this area because, now I have listened to the noble Baroness, Lady McIntosh of Pickering, and the noble Lord, Lord Bruce of Bennachie, I think that we need some clarity.

Lord Goldsmith of Richmond Park Portrait Lord Goldsmith of Richmond Park (Con)
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I hope I went some way at least towards reassuring noble Lords about the robust process for appointing the chair, board members and non-executive directors of the OEP earlier. I would like to provide additional assurance in relation to Amendments 89 and 90 from my noble friend Lady McIntosh of Pickering.

We have carefully designed the OEP for it to effectively deliver its functions in England and over reserved matters. We have designed the appointment and removal processes of OEP members to retain the right balance between ministerial accountability and operational independence. Should it become apparent that a non-executive member of the OEP were unable or unfit to carry out their duties as a member of the OEP board, we would expect this important development to be a subject of significant discussion between the Secretary of State and the OEP chair. As such, it is not necessary to prescribe this on the face of the Bill.

Additionally, in answer to the noble Baroness, Lady Hayman, Schedule 1 already sets out the grounds for the removal of a non-executive board member in the unlikely event of them being unable or unfit to carry out their functions. Greater detail on these matters is better dealt with in the terms of appointment for individual non-executive members rather than on the face of the Bill. Should the Secretary of State act disproportionately in the termination of a non-executive member, they will be held to account and scrutinised by Parliament.

I hope that this reassures my noble friend, and I beg her to withdraw the amendments.

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Moved by
97: Clause 22, page 13, line 32, at end insert—
“(ba) how the OEP intends to determine whether the protected provisions of the REACH Regulation set out in Schedule 20 are being upheld,(bb) how the OEP intends to exercise its enforcement functions where a breach of obligation is found to have occurred under paragraph (ba),”Member’s explanatory statement
This amendment would require the OEP’s strategy to consider (a) how it will ensure that protected provisions of the REACH Regulation (including the principle that animal testing should only be used as a last resort) are being upheld, and (b) how its enforcement functions may be applied in the case of breaches of protected provisions.
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Baroness Hayman of Ullock Portrait Baroness Hayman of Ullock (Lab)
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My Lords, I rise to propose Amendment 97, which—like Amendment 289, which I will also speak to—is in my name and that of my noble friend Lady Jones of Whitchurch. I also give our strong support to the amendments in the name of the noble Baroness, Lady Bakewell of Hardington Mandeville.

Environmental groups, animal rights charities, health campaigners and the chemicals industry all remain concerned that the Government’s plans for UK REACH put the environment, human and animal health and business interests at risk. The CHEM Trust has specific concerns about whether the Government accept industry proposals for deregulating UK REACH, on which I understand a decision is imminent. Are the Government looking to amend the Environment Bill to allow this, and does the Minister agree that this would effectively make it harder to prevent the chemical pollution of our water, air and the wider environment?

I turn to our Amendment 97. Schedule 20 of the Bill protects the principle of animal testing “as a last resort” and the principle of the promotion of non-animal alternatives. Our Amendment 97 would require the OEP’s strategy to consider, first, how it will ensure that the protected provisions of the REACH regulation, including the principle that animal testing should be used only “as a last resort”, are being upheld—and, secondly, how its enforcement functions may be applied in the case of breaches of protected provisions.

EU REACH requires companies to share data and thus avoid unnecessary animal testing. Under it, animal testing is to be avoided in favour of alternative methods, and tests involving the use of animals can be carried out only “as a last resort”. However, a major challenge in making sure that animal testing has only been used as a last resort and that the promotion of alternatives is applied in EU REACH has been the failure of oversight and enforcement. The European Chemicals Agency, responsible for the EU chemicals testing legislation, has been judged in the past, by the independent EU ombudsman, to be lacking in appropriate action to ensure that the number of animal tests carried out is minimised. This judgment has been acknowledged, as was the agency’s duty to review and prohibit animal tests more effectively in the future. This amendment seeks to ensure that oversight and enforcement of these important principles are included in the remit of the OEP, thus strengthening UK REACH by applying the lessons learned from EU REACH.

However, EU REACH has also minimised animal tests through data sharing and other measures—something that was heavily promoted by the British delegation when REACH was initially created. According to Home Office figures, in 2019, 3.4 million procedures involving living animals were carried out in Great Britain—all, by statutory definition, with the potential to cause

“pain, suffering, distress or lasting harm”.

Importantly, the 2019 figures show a decrease of 3% on the previous year, which is also the lowest number since 2007. So we must not jeopardise this progress.

Many people are deeply concerned about the use of animals in experiments, with 74% of the public agreeing that more needs to be done to find alternatives. Therefore, the regulation of animal research and testing is a significant issue for the UK. The Government must ensure that the public can have confidence that legislation governing the use of animals in science is applied rigorously.

I have talked previously in your Lordships’ House about my concerns that, under UK REACH, the HSE’s lack of access to the full chemical safety data currently held by EU REACH could lead to duplicate animal testing. The Chemical Business Association has said that British businesses do not normally own the testing data required for registrations under UK REACH; it is held by a consortium of European countries. To reuse the data, companies may need to obtain permission from the consortium and would likely have to pay for the extension of rights. If this cannot be obtained, tests may have to be redone to establish safety information, which could involve repeat animal testing.

In the case of new animal tests, a testing proposal must first be submitted and approved, but we have yet to discover what stance the UK authorities, led by the HSE, will take in interpreting the principle of using animal testing only as a last resort. Now that we have left the EU, it is important that domestic accountability is strengthened. We should be seeking to ensure that our standards are the best in the world, while working to influence the EU and other trading partners to raise animal welfare standards.

Amendment 289 would establish a mechanism for reviewing the performance of the HSE in relation to its expanded responsibilities under UK REACH. We have tabled this amendment because the Government have so far failed to demonstrate that the HSE, as the chemical regulator in the UK, will be equipped with the necessary skills and capabilities that at least match what has been provided by the European Chemicals Agency. It is worth reminding your Lordships’ House that the UK chemicals industry has a turnover of £32 billion and represents a workforce of 102,000, so it is imperative that this highly skilled industry is protected. In creating the new UK REACH, the Government have shown insufficient understanding of how chemicals are managed in complex supply chains, with analysis of neither the cost of setting up the new regime nor the additional cost to business. As currently set up, we will worryingly not have the same level of protection from harmful chemicals that we currently enjoy.

Can the Minister set out how the new system will be staffed and resourced to ensure current levels of protection continue, and how that system will be reviewed on its performance and capabilities? Assuming that it will be reviewed, how often will this take place? Who will carry out the review, what will it cover and what action will be taken to remedy any failings or concerns? We need a regulatory system that provides the same levels of protection for human health and the environment that we enjoyed under EU REACH, otherwise critical decisions on chemicals will be made by a body with little experience and with layers of accountability and scientific expertise stripped away.

In a previous debate on this issue, the Minister said he agreed with me that the Health and Safety Executive’s ability to take on the task of the agency is essential to the success of UK REACH, so does he also agree that there needs to be a mechanism to review the agency’s performance to ensure that it is taking on the task to the required standard in order to have confidence that its responsibilities are being properly discharged? There must not be any repeat animal tests, so what guarantees can the Minister give—he is a strong supporter of animal welfare—and how confident is he that this can be ensured and will not just be an undeliverable promise?

The last time I raised this issue with the Minister, he recognised that there are concerns about the duplication of animal testing and, as reassurance, he gave the fact that the last resort principle is enshrined in the Bill as a protective provision. I do not believe that it is a cast-iron guarantee against unnecessary duplicate testing, but if he genuinely believes that the Bill is strong enough and that UK REACH will be capable of working effectively in this area, can he explain exactly how these protective provisions will be upheld and what will happen if any breaches of these provisions are found to have taken place? I beg to move.

Baroness Bakewell of Hardington Mandeville Portrait Baroness Bakewell of Hardington Mandeville (LD)
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My Lords, it is a pleasure to follow the noble Baroness, Lady Hayman of Ullock. I support Amendments 97 and 289, to which she spoke so comprehensively. I shall speak also to Amendments 277, 281, 282, 294, 295, 296 and 297 in my name.

These amendments are all about REACH—the registration, evaluation, authorisation and restriction of chemicals. REACH was introduced in the EU in 2006 and was not carried over into UK law at the point of Brexit, as were a large number of other EU laws. By mid-2019, some 24,660 animal tests had been performed for EU REACH purposes, equating to an estimated 6 million animals. While it has in the past been necessary to test chemicals on animals, it is not necessary to repeatedly duplicate tests for the same or very similar chemicals over and again. Testing should be kept to an absolute minimum, as the noble Baroness, Lady Hayman, said.

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Baroness Hayman of Ullock Portrait Baroness Hayman of Ullock (Lab)
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I thank all noble Lords who have taken the trouble to take part in this debate. I thank the noble Baroness, Lady Bakewell, and the noble Lord, Lord Teverson, for their support for our amendment and stress again our support for theirs. This is an important issue and it is good that we have been able to work together on it. I was pleased that the noble Baroness, Lady Jones of Moulsecoomb, mentioned the importance of non-animal technologies and those that are in development; we need to push further on this issue.

As the noble Lord, Lord Teverson, said, the contribution of the noble Baroness, Lady Fox, was in many ways not particularly relevant to the amendments, but I want to say a few things about it. I do not understand why it is wrong to have strict regulation of animal testing and I cannot believe that anybody would support unnecessary duplicate testing, whatever their position on the issue; I agree with her that we do not need unnecessary bureaucracy. The amendment talks about enforcement if protected provisions are seen to have been breached. Why would you want to vote against that? Why is it not right that breaches of protected provisions should be enforced?

It is not a binary decision to be for animal welfare or for human welfare. I am for both, and I hope that everybody would be for both. Let us not get into an argument that you cannot have animal welfare if you are going to have human health; that is just a nonsense.

I thank the Minister for her very thorough response on what is quite a complicated issue. I also feel for her in responding to the noble Lord, Lord Teverson, as he has so much knowledge in this area. However, there are still some questions to be answered and I would like time to consider her quite detailed reassurances on this matter. For now, I beg leave to withdraw the amendment.

Amendment 97 withdrawn.