Thursday 7th November 2024
Written Evidence -
The Investment Association
EGC0044 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
London and International Insurance Brokers' Association (LIIBA)
EGC0043 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
TheCityUK
EGC0027 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
Lloyds Market Association
EGC0026 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
Association of British Insurers
EGC0028 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
CMS Cameron McKenna Olswang LLP
EGC0012 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
Linklaters
EGC0042 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
British Insurance Brokers' Association
EGC0041 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
Electronic Money Association
EGC0010 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
Financial Services Lawyers Association
EGC0038 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
Herbert Smith Freehills LLP
EGC0030 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
Alternative Investment Management Association
EGC0033 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
Freshfields Bruckhaus Deringer LLP
EGC0037 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
Clifford Chance
EGC0040 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
Innovate Finance
EGC0035 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
UK Finance
EGC0045 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
FIA - Futures Industry Association
EGC0023 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
Lloyd's of London
EGC0025 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Thursday 7th November 2024
Written Evidence -
Association for Financial Markets in Europe
EGC0029 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Monday 4th November 2024
Written Evidence -
WhistleblowersUK
EGC0002 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Monday 4th November 2024
Written Evidence -
NEDs in FS
EGC0005 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 5th November 2024
Written Evidence -
Personal Investment Management and Financial Advice Association (PIMFA)
EGC0013 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 5th November 2024
Written Evidence -
Foot Anstey LLP
EGC0019 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 5th November 2024
Written Evidence -
Association of Foreign Banks
EGC0017 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 5th November 2024
Written Evidence -
Protect
EGC0011 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 5th November 2024
Written Evidence -
ClearBank Limited
EGC0008 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 5th November 2024
Written Evidence -
Citizens Advice Scotland
EGC0015 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 5th November 2024
Written Evidence -
Transparency Task Force
EGC0021 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 5th November 2024
Written Evidence -
ShareSoc - The UK Individual Shareholders Society
EGC0007 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 5th November 2024
Written Evidence -
KELL
EGC0020 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 5th November 2024
Written Evidence -
International Underwriting Association
EGC0022 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 5th November 2024
Written Evidence -
Mr Wala Al-Daraji
EGC0014 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 5th November 2024
Written Evidence -
City of London Law Society Regulatory Law Committee
EGC0018 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 5th November 2024
Written Evidence -
Bryan Cave Leighton Paisner LLP
EGC0016 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Wednesday 30th October 2024
Oral Evidence -
NatWest Group
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 30th October 2024
Oral Evidence -
Allica Bank, and ClearBank
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Thursday 31st October 2024
Correspondence -
Letter from Baroness Altmann to Lord Forsyth of Drumlean regarding listed investment companies and cost disclosure (2 October 2024)
Financial Services Regulation Committee
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Wednesday 6th November 2024
Oral Evidence -
The Investment Association, and Abrdn
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 6th November 2024
Oral Evidence -
Sardine, and Sardine
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 13th November 2024
Oral Evidence -
Financial Conduct Authority (FCA), and Financial Conduct Authority (FCA)
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Wednesday 20th November 2024
Oral Evidence -
Alternative Investment Management Association (AIMA), and State Street
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 20th November 2024
Oral Evidence -
British Private Equity and Venture Capital Association (BVCA), and Blackstone
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 20th November 2024
Oral Evidence -
S&U Plc, and Finance & Leasing Association (FLA)
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 27th November 2024
Written Evidence -
EGC0039 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 26th November 2024
Written Evidence -
EGC0004 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Monday 25th November 2024
Written Evidence -
Dr. Kevin A. Moss
EGC0001 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Monday 25th November 2024
Written Evidence -
Finscope Consulting Limited
EGC0024 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Monday 25th November 2024
Written Evidence -
ASC Advisors LLC
EGC0031 - FCA enforcement guidance consultation
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 26th November 2024
Correspondence -
Letter from Nikhil Rathi, Chief Executive of the FCA, to Lord Forsyth of Drumlean regarding the Court of Appeal judgment on motor finance commission (13 November 2024)
Financial Services Regulation Committee
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Wednesday 27th November 2024
Oral Evidence -
HM Treasury
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 27th November 2024
Oral Evidence -
HM Treasury
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 27th November 2024
Oral Evidence -
HM Treasury
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Thursday 5th December 2024
Correspondence -
Letter from Nikhil Rathi, Chief Executive of the FCA, to Lord Forsyth of Drumlean regarding the FCA’s consultation paper CP24/2 (Part 2) on publicising enforcement investigations (27 November 2024)
FCA enforcement guidance consultation - Financial Services Regulation Committee
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Tuesday 10th December 2024
Correspondence -
Letter from Nikhil Rathi, Chief Executive of the FCA, to Lord Forsyth of Drumlean regarding the FCA's Perimeter Report (9 December 2024)
Financial Services Regulation Committee
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Wednesday 11th December 2024
Written Evidence -
Nationwide Building Society
SCG0019 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 11th December 2024
Written Evidence -
Building Societies Association
SCG0024 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 11th December 2024
Oral Evidence -
Nationwide Building Society, Building Societies Association, Principality Building Society, and Coventry Building Society
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Thursday 19th December 2024
Declarations of interest -
Financial Services Regulation Committee Declaration of Interests as of 19 December 2024
Financial Services Regulation Committee
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Wednesday 18th December 2024
Written Evidence -
Association of British Insurers (ABI)
SCG0033 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Friday 20th December 2024
Correspondence -
Letter from Lord Forsyth of Drumlean to Nikhil Rathi, Chief Executive of the FCA, regarding motor finance commission (20 December 2024)
Financial Services Regulation Committee
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Wednesday 18th December 2024
Oral Evidence -
Association of British Insurers (ABI)
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 18th December 2024
Oral Evidence -
FCA Financial Services Consumer Panel, FCA Financial Services Consumer Panel, and FCA Financial Services Consumer Panel
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 18th December 2024
Oral Evidence -
JP Morgan UK, and BNY
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Oral Evidence -
Prudential Regulation Authority (PRA), and Prudential Regulation Authority (PRA)
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
TP ICAP Group plc
SCG0010 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
abrdn plc
SCG0008 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Finance & Leasing Association
SCG0005 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
UK Sustainable Investment and Finance Association
SCG0003 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
British Insurance Brokers' Association
SCG0011 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
ClearBank Limited
SCG0006 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
The Investment Association
SCG0009 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Lord Blackwell
SCG0007 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
BlackRock
SCG0004 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Crezco Limited
SCG0002 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Zurich Insurance
SCG0023 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
TheCityUK
SCG0016 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Alternative Investment Management Association (AIMA)
SCG0015 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
CryptoUK
SCG0014 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
WJ Morris
SCG0013 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Quoted Companies Alliance
SCG0012 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
British Insurance Brokers' Association
SCG0011 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
TP ICAP Group plc
SCG0010 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Lloyd's of London
SCG0022 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Digital Currencies Governance Group
SCG0021 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
OakNorth Bank
SCG0020 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
City of London Law Society Regulatory Law Committee
SCG0017 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Association of Foreign Banks
SCG0026 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Social Mobility Foundation
SCG0027 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Slaughter and May
SCG0035 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Independent Investment Management Initiative (IIMI)
SCG0036 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Aon
SCG0030 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Lloyd's Market Association
SCG0031 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Charles Stanley
SCG0034 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
Monzo
SCG0029 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
European Venues and Intermediaries Association [“EVIA”]
SCG0028 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 8th January 2025
Written Evidence -
PIMFA
SCG0025 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Written Evidence -
St. James's Place
SCG0037 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Written Evidence -
Will Collins
SCG0040 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Written Evidence -
International Regulatory Strategy Group (IRSG)
SCG0038 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Written Evidence -
SME ALLIANCE LIMITED
SCG0032 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Written Evidence -
UK Finance
SCG0039 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Written Evidence -
Will Collins
SCG0040 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Written Evidence -
Sardine
SCG0047 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Written Evidence -
Santander UK
SCG0046 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Written Evidence -
The City of London Corporation
SCG0043 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Written Evidence -
Innovate Finance
SCG0049 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Written Evidence -
Revolut
SCG0044 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Written Evidence -
Building Societies Association
SCG0050 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Written Evidence -
Paragon Banking Group
SCG0045 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Written Evidence -
Phoenix Group
SCG0042 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Written Evidence -
Curve
SCG0041 - FCA and PRA’s secondary competitiveness and growth objective
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Friday 17th January 2025
Correspondence -
Letter from Nikhil Rathi, Chief Executive of the FCA, to Lord Forsyth of Drumlean regarding motor finance commission (17 January 2025)
Financial Services Regulation Committee
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Wednesday 15th January 2025
Oral Evidence -
Phoenix Group
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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Wednesday 15th January 2025
Oral Evidence -
Financial Inclusion Commission, Which?, and StepChange Debt Charity
FCA and PRA’s secondary competitiveness and growth objective - Financial Services Regulation Committee
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