Justice and Security Bill [HL]

Lord Marks of Henley-on-Thames Excerpts
Monday 23rd July 2012

(12 years, 4 months ago)

Lords Chamber
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Lord Pannick Portrait Lord Pannick
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My Lords, I support what has been said by the noble Lord, Lord Thomas of Gresford. I added my name to Amendment 69ZC because I was concerned to hear the noble and learned Lord the Advocate-General for Scotland say last Tuesday night, at col. 220, that the Bill would allow the judge to look at intercept evidence in closed proceedings. I had not previously understood that this was the purpose and effect of paragraph 9 of Schedule 2, and that is my fault. However, as a matter of principle it is surely one thing for the Bill to allow the judge in a secret procedure to look at material that is admissible in court but which the state is unwilling to have looked at in open court because of its sensitivity. One understands the purpose of those provisions. It is quite another thing for the state to be allowed to rely in the closed hearing on material that is, in any event, inadmissible in open court.

I had understood the Government’s defence of the closed material procedure to be that the state should not be in a worse position because the evidence on which it wishes to rely cannot be adduced in open court. To allow the state to rely on intercept evidence in the closed procedure—evidence that is inadmissible in open court—would put the state in a better position in a closed material procedure than in an open proceeding, and that cannot be right. Nor can it be a defence of such an arrangement for the Minister to argue, as he did briefly last Tuesday night when we touched on this important issue, that this is what happens in other closed material proceedings. I do not recall the House giving any consideration to this important issue on those occasions. We are now being asked to expand the scope of closed material proceedings very substantially, and I hope that we can now address the issue of principle.

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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My Lords, I have been one of those persuaded by the Government of the need for Part 2 of this Bill: that there may indeed be cases in which the injustice of being unable to achieve a determination of the issues in the case outweighs the injustice inherent in having the case tried in part by closed material procedure.

In being so persuaded, however, I have been one of those who have been extremely reluctant to see such a departure from the principles that normally guide us in civil proceedings. That persuasion has been on the basis that closed material proceedings would be a last resort only and that the decision to hold such proceedings would be taken only on the basis that national security required certain material to be withheld from the public at large and from the excluded party or parties, despite the serious unfairness inherent in that procedure.

However, it would be fundamental that, except for the departures from ordinary procedural law inherent in the withholding of security-sensitive information, the proceedings before the judge would otherwise be ordinary civil proceedings. Moreover, the material before the judge, which he could consider in coming to his conclusion, would be evidence that he or she would ordinarily be able to hear and take into account in ordinary civil proceedings.

If that were not to be the case, and material that would be inadmissible in an ordinary case were to become admissible because the proceedings were held as a CMP, that would set them apart from the ordinary procedural law of the land and create an entirely new security court of a type that many in this House would find both alien and sinister. Furthermore, it would undermine the whole concept of the use of a CMP being a last resort, because the very fact of the CMP would give a party seeking to introduce evidence that would otherwise be inadmissible a litigation advantage. That would make the CMP procedure desirable in itself, irrespective of any considerations of national security. The CMP would then become a parallel and less fair procedure than ordinary civil proceedings in a way quite unintended by those of us who see the need for the Bill.

For those reasons, I support this simple amendment, which makes absolutely clear the position of the admissibility of material considered by the judge. I hope that the Minister will accept the amendment and reassure us on this important point in closing.

Lord Goldsmith Portrait Lord Goldsmith
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I start by apologising to the Committee that I have been unable to take part in the debate on the part of the Bill that I wanted to take part in—this part—due to other commitments. It would have given me the opportunity to say more than I will say now about how concerned I am about the departures from traditional ways of resolving disputes, which other noble Lords have referred to. All the amendments that have been moved deserve careful consideration by the Government, and I will underline why that should be so.

First, as soon as one moves to a different procedure for determining civil disputes, it is important that one makes sure that the safeguards for litigants are available. Whereas in ordinary civil litigation one may simply be able to reply on the general approach of the court to make sure that those safeguards are there, in this novel and as yet uncharted territory one does not know. That is why it seems right that the Government should carefully consider, as noble Lords’ amendments propose, the detailed procedural safeguards that should take place. That is all the more so—this is my second reason —because this is a one-sided procedure. In circumstances in which the Government determine that they wish to go down closed material procedures, these considerations apply all the more because the risk is that the Government see the advantage to them of this procedure rather than to the litigant.

Looking at the way in which the Bill would operate, I also think about how some of us might have to explain this procedure to colleagues in other countries. They will ask, “Is it true that England, a country that we thought had such strong safeguards for liberty, can now have procedures in which evidence is relied on by the state against an individual without that individual seeing it?”. I have spent a lot of time overseas and I will find that difficult to justify. I will find it all the more difficult to justify if—and this is why I support the amendment moved first by the noble Lord, Lord Hodgson of Astley Abbotts—I had to say, “And what is more, it is true that the judge made the decision for that procedure to apply without there even being a hearing as to whether it should”. I would find that very difficult indeed to justify.

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Lord Soley Portrait Lord Soley
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My Lords, I intervene as a member of the Delegated Powers and Regulatory Reform Select Committee, to which my noble friend Lord Beecham has already referred and which has been referred to on the other side of the Chamber. I do not speak for the Committee, but I can say quite clearly that we spent some considerable time on this and were very concerned about it. We all know the powers as Henry VIII powers. Whenever we have these, we look at them carefully and with considerable concern about the power of Parliament being sidelined in relation to the power of the Government.

The context of all this is my own involvement in many of these issues, going right back to the 1970s and 1980s when I first started working with some of the legislation dealing with the emergencies in Northern Ireland and with other prevention of terrorism Acts. The tendency in all these things is for the Government to require the extra powers, for reasons which we all understand and are very sympathetic to, because on one side of the equation is the need to deal with the difficult situations but to do so by exercising the proper rule of law, and on the other is the right of Parliament to oversee what the Government have done.

I have made this point before but I make it again simply to reinforce the context of this. If we look at the history of these sorts of Acts, we see that they have a long involvement in the Government taking additional powers, very often in difficult situations, and then extending those powers into other areas. I have referred in the past to the Official Secrets Act 1911. Not long after that Act, MI5 and MI6 were created. However, neither MI5 nor MI6 had a legal existence until the 1980s; we literally did not put them into law. If we look at the prevention of terrorism Acts in the 1970s and 1980s, we see that we often legislated for drastic situations in which we needed to protect the public but did so in a way in which Parliament was increasingly marginalised. I had a great objection to one of the prevention of terrorism Acts, which had in effect a more than Henry VIII power whereby the Home Secretary alone could exclude a person from one part of the United Kingdom to another part without reference to Parliament.

What did the Delegated Powers and Regulatory Reform Committee focus on here? It was on this very issue of the power that the Government are taking. I refer here not so much to the report which my noble friend Lord Beecham has dealt with very well, but to the notes provided to the Delegated Powers Committee: the Home Office and Ministry of Justice memorandum. This is not new material.

Paragraph 47 of the memorandum says:

“It is appropriate to make provision in the Bill for this power”—

that is, the power to define the relevant civil proceedings in a court, excluding the criminal courts of course—

“because it is possible that a case not within the scope of the current definition of ‘relevant civil proceedings’ will arise, such that a CMP is needed for the just consideration of the case to be heard before a different court or tribunal”—

a point that we are all aware of—

“whilst at the same time there is a need to protect national security sensitive evidence from disclosure”.

Again, that is something we are all very aware of. It continues:

“Furthermore, if this happens, the need to provide for the possibility of a CMP in such proceedings will be pressing in terms of time”.

The last sentence says:

“For these two reasons it is considered appropriate to provide for this power, since the changes can be made more quickly than amending primary legislation”.

The concern of the Delegated Powers Committee in this respect was what form of parliamentary control could be had over this sort of extension. This is the sort of creeping power that I have described and which any Government, not just this one, could in the future extend to other courts. The exception in the Bill itself is of course criminal courts. The Delegated Powers Committee took the view that there was no reason why this should not extend to coroners’ courts, even though the Government have, as I understand it, expressed the view that it should not in fact do so. However, there is nothing in the Bill to say that it does not. My worry would be that, given that there is a whole range of issues—including the point just made by my noble friend about trade unions, although this might be less likely in the nature of the information required—this would extend to tribunals as well. It could be extended across the board to many other areas of the law, which would be damaging and dangerous.

In the Delegated Powers Committee report we asked why, if there was urgency of time, we were looking at an affirmative procedure. An affirmative procedure is not fast; nor, incidentally, is the super-affirmative procedure referred to in the constitutional law report by the Constitution Committee, which suggested a super-affirmative procedure to deal with this. That is not a fast procedure either. If we need a rapid response—and I for one accept that a rapid change will be needed at times to deal with a case—one begins to look for a different way of addressing these urgent and difficult situations.

I have often felt, particularly as a member of the Delegated Powers Committee, that we do not really have the best system available to look at delegated powers. We almost need additional ways of doing this, and perhaps there will be a discussion on that when we come to another report issued by the Delegated Powers Committee on another occasion. I would simply say that, in the current situation, a Bill put through both Houses as a fast reaction to this would be a better way of dealing with it, not least because a Bill that is put before both Houses in the expedited system that we are quite used to when dealing with terrorist situations can also have a sunset clause in it. In other words, the action given to the Government and approved by Parliament to allow the Government to take this additional power could have a finite lifespan.

If we suddenly felt that we needed this power for a coroner’s court hearing, for example, there is no reason why a Bill could not be moved through this House quite rapidly and have a sunset clause in it so that it would expire after a certain period of time. We have done that before; we did it with the prevention of terrorism Act in the 1980s, so it is perfectly possible to do this. My concern, and that of most other members of the Delegated Powers Committee, was that this is a very real Henry VIII power that gives the Government great powers which Parliament is not given sufficient control over. That is the history of this sort of legislation. Parliament always needs to be alert to its duty—and it is a duty—to protect the citizens of a country from a Government having excessive powers.

In following up my noble friend’s comments on all this, I would certainly ask the Government for an explanation of why an expedited Bill through both Houses would not be a better option than an affirmative order, whether a super-affirmative order or a conventional affirmative order; or, indeed, whether the Government agree that there is considerable danger in any Government, with the best will in the world, faced with serious problems of the type that we have these days, being content to allow for a situation that is not only not fast—because the affirmative procedure is not fast—but that extends considerable power to the Government, which in most circumstances we would not accept.

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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My Lords, I will speak to Amendments 70A and 70B in my name and the names of my noble friends Lady Williams of Crosby and Lord Thomas of Gresford. I speak as a member—a very new member—of the Delegated Powers and Regulatory Reform Committee.

Our amendments are in narrower terms than the amendments tabled by the noble Lord, Lord Beecham, the noble Baroness, Lady Smith, and those of the noble Lords, Lord Hodgson and Lord Dubs. Amendment 70A is prompted by the concern mentioned by the noble Lords, Lord Beecham and Lord Soley. Clause 11(2) and (3) gives the Secretary of State the power to add courts and tribunals to the very restricted list of courts that may hold closed material proceedings. That list comprises the High Court, the Court of Appeal and the Court of Session. That plainly involves the power to add coroners’ courts.

It is in that respect that the Joint Committee on Human Rights took the view that there was no case for inquests to be made the subject of closed material procedures. Not only did the committee reject the argument that coroners were liable to be disabled from conducting full investigations by the exclusion of sensitive material, but it pointed out, rightly in my view, that the use of CMPs in inquests would probably be a breach of Article 2 of the European Convention on Human Rights. That right to life article carries with it a procedural requirement for states to investigate suspicious deaths. On the basis of cases both here and in the European Court of Human Rights, such investigation has to be open and enable the families of the deceased to be involved in the proceedings. Compliance with those requirements would not be possible in any meaningful way where an inquest was held with a CMP.

The Government’s response to the JCHR report was to concede that there would be no inquests held under the closed material procedure. In his foreword to the Government’s response, my right honourable friend Ken Clarke, the Justice Secretary, went further and said that CMPs,

“will only be extended to civil cases in the Court of Appeal and High Court, and the equivalent courts in Scotland and Northern Ireland”.

That is in accordance with the Bill as drafted. That extra concession to exclude the lower courts was rightly made. It is important that this extremely sensitive procedure, where it has to occur, should be managed at the highest level. I suggest that both concessions should be made binding and should not be capable of being removed in effect by executive action.

Even if one could envisage the extension of CMPs to other proceedings, there is no reason, as the noble Lord, Lord Soley, pointed out, why that should not be achieved by further primary legislation. I disagree slightly with the noble Lord in that I would suggest that there is no case based on urgency. It is inherent in the nature of inquests that there is no extreme urgency. Indeed, we have all seen that inquests are frequently adjourned for very long periods to allow other proceedings or investigations to take their course. In the case of other civil proceedings, if CMPs are warranted they can be instituted in the High Court, where a CMP application can be made. As the noble Lord, Lord Beecham, pointed out, the Delegated Powers and Regulatory Reform Committee drew our attention to the scope of the powers conferred so that we in this Committee could appreciate the unconstrained nature and extent of the provision that might be made under them by this or a future Government. I suggest that the committee was right to do so.

Amendment 70B would remove from Clause 11(3)(b) the Henry VIII provision in relation to the power to change the definition of “relevant civil proceedings”. There would be no power for the Secretary of State to amend, repeal or otherwise modify any enactment, leaving the Secretary of State with a power to make only minor provisions, such as those that might be necessary to take into account the passage of other legislation. Taken together with Amendment 70A, this amendment would draw the sting from Clause 11(2) and (3) as it stands. I commend the amendments to the Committee.

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Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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I am sorry to interrupt my noble and learned friend but I am just confused as to how the Government can argue that a power which may be exercised to add or remove a court or tribunal in non-criminal proceedings—which by his own admission these are—cannot be said to extend to a coroner’s court. It was that problem that exercised the Delegated Powers Committee and we saw no reason for the conclusion for which my noble and learned friend is arguing.

Lord Wallace of Tankerness Portrait Lord Wallace of Tankerness
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We shall have to agree to differ. Considerable thought has been given to this and we believe that it would not be possible to extend the power here. I am always wary of putting “for avoidance of doubt” clauses into Bills, and I know parliamentary counsel also have anxiety about these things. If that helped, I would certainly be prepared to look at it to put that beyond doubt, although I do so with the caveat that by putting in such things, you have to watch you do not stir up more problems than the ones you are trying to resolve.

We do not believe that the order-making power here can be extended by this coalition Government or any future Government to inquests without primary legislation.

I would like to pick up on the points made by my noble friend Lady Berridge and the differences between civil proceedings, between parties and the inquisitorial nature of a coroner’s inquiry. The Government recognise that inquests have a unique role in our justice system. In inquests where intelligence evidence cannot be disclosed without risking national security and public safety, we will continue to use existing arrangements. In such circumstances, the Government can make a public interest immunity application to exclude the material. The coroner will exclude the material if he or she decides that the public interest in withholding the information outweighs the public interest in disclosing it. An inquest can also be converted into an inquiry under the Inquiries Act 2005. My noble friend made that point in regard to the inquest into the death of Azelle Rodney which could not proceed because neither the coroner nor the jury could see highly sensitive material. To allow all the material to be seen, the inquest was converted into an inquiry with terms of reference mirroring the purpose of the inquest.

With regard to the Mark Duggan case, it would be inappropriate for me to comment at this Dispatch Box on how the Inner North London and North London coroners propose to handle any sensitive material in their conduct of the inquest into the death of Mark Duggan. It is for the coroners concerned in these cases to decide the best course of action.

Finally, Amendments 70A and 70B would limit instead of remove the order-making power. Amendment 70A would omit the aspect of the power which would enable the adding or removal of a court or tribunal. We believe it is the key aspect of the power and so we could not accept it being limited in this way.

Amendment 70B would omit the aspect of the order-making power which enables orders to be made which amend or repeal any enactment, and I fully understand why Parliament is always wary of any such power. The provisions are for the situation where the definition of “relevant civil proceedings” is changed and certain supplementary or consequential changes are needed. An example of this is in subsection (4), and I hope that it meets the specific concerns raised by my noble friend Lord Hodgson. So, if a tribunal is added, Clauses 6 to 11 of the Bill may need to be adapted for use in relation to that tribunal. The power could be used to explain what “rules of court” mean for the tribunal because tribunals have “procedural rules” rather than “rules of court”. These sorts of differences would be reflected in the use of that power.

I hope I have been able to explain why the Government reached this position.

Justice and Security Bill [HL]

Lord Marks of Henley-on-Thames Excerpts
Tuesday 17th July 2012

(12 years, 5 months ago)

Lords Chamber
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Lord Thomas of Gresford Portrait Lord Thomas of Gresford
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My Lords, I raised in my Second Reading speech the question of a separate judge for the determination of disclosure issues, in particular PII applications and Section 6 proceedings: that is, a judge who is separate and distinct from the trial judge. The reason I believe this to be a necessary safeguard in civil proceedings is because the trial judge in civil proceedings is the judge of fact. That is quite distinct from criminal proceedings in the Crown Court, where it is the jury that makes the decision on what has happened.

It was the procedure instituted in the Diplock criminal courts in Northern Ireland, where the judge, unusually, sat alone without a jury. He decided the facts and returned the verdict. The purpose of this practice was to build public confidence in the criminal trial process in the absence of a jury. The importance of public confidence in the system has been emphasised today, most particularly by my noble friend Lady Williams, but also by others who have referred to the need to keep public confidence in the judicial system.

This proposal has been the subject of discussion with the Minister, and with the Secretary of State, for which I am grateful, and I have been provided with a note which sets out the Ministry of Justice’s views. The first reason for its lack of support for my suggestion is that,

“it is better from the point of view of the administration of justice and judicial case management that the judge trying the case—who will have a direct interest in ensuring that he or she oversees a fair trial process—should be the judge who determines whether a CMP should be allowed”.

This totally ignores the fact that, in ordinary civil litigation, preliminary issues are the province of a Master of the Queen’s Bench, or a registrar. He deals with strike-out applications, case management, and in particular, with disclosure under Part 31 of the rules of the Supreme Court. Applications seeking further disclosure or contesting claims for disclosure are tried by the Master subject to appeal, not necessarily to the trial judge, but to another High Court judge.

In civil proceedings, unlike criminal proceedings, a two-tier system is in existence at the moment. Anything that is ruled out by the Master on the basis that it should not be disclosed or is irrelevant or inadmissible is not put before the trial judge. The trial judge does not become involved in these proceedings until the case is ready for trial and the disclosure issues are already dealt with.

Another aspect of the Master’s work is to deal with, as I said, strike-out applications, where allegations in the pleadings which are irrelevant or scandalous are struck out and never come before the trial judge at all. Clause 9 says that subject to Clauses 7, 8 and 10, the normal rules of court continue to apply, in relation to disclosure. That seems to mean that the Master would govern all applications in the case relating to material which is not the subject of a Section 6 application but, when it comes to sensitive material, those applications are dealt with by the trial judge. I do not believe that the Ministry of Justice has fully taken on board the standard everyday practice in civil proceedings, whether in London or across the country, where preliminary issues are not dealt with by the trial judge.

The second reason given by the Ministry of Justice for rejecting my suggestion is that relevant, but very sensitive, evidence, which would fall to be excluded otherwise from the proceedings under a public interest immunity application, is considered by the trial judge. I draw attention straight away to the difference between “material”, which is the word used throughout the Bill—Section 6 applications relate to material—and evidence, which is what is admissible and what is relevant and what the judge may take into account in coming to his decision.

The ministry says that:

“The issue is about allowing the judge to know the full facts, even in circumstances where they cannot be fully shared with the claimant. So there will usually be no question of the judge’s mind being swayed by evidence which ought not to be taken into account at all. It is about allowing the judge to take all the evidence into account”.

Of course, if all the material is put before the judge—not evidence, but material—he still has to exclude from his mind irrelevant and inadmissible material. Presumably that is multiple hearsay, inexpert opinion, the product of intercept and so on.

On intercept, I want to ask the Minister a very specific question. Under the provisions of this Bill on a Section 6 application, the judge is permitted to look at intercept material. Is he, as the trial judge, permitted to consider intercept evidence for the purposes of his decision on the issues between the parties on material that would be inadmissible in open proceedings? The Bill as drafted suggests that he may take such material into account in making a declaration under Clause 6 that a CMP application may be made, but nothing is said in the following clauses about whether he may take inadmissible evidence, like intercept, into account in formulating his judgment.

Indeed, there is a huge hole in this Bill. It deals with a Section 6 application and how you can make it; it deals with how the judge determines that application and what rules are to be applied; and it deals with how he is required to withhold material the disclosure of which he considers would be damaging to the interests of national security; but having made all those decisions what then? One would have expected a clause saying something to the effect that the judge in open court may take into account the material that he has considered in the Section 6 application. One would have expected at that point that the Bill would not be silent about what happens afterwards and to what degree he can take into account what he has seen but which he cannot disclose. If evidence is inadmissible in open proceedings, how can it be inadmissible in closed proceedings? The inherent unfairness of Section 6 applications is doubly compounded.

That brings me to the Government’s third point. Again, I quote:

“It is normal for judges at all levels to decide whether evidence is admissible and, if it is not, to put it out of their minds when reaching a judgment”.

That seems to confirm that the judge is to take into account only admissible evidence in deciding the issue. Again, I ask: does that apply to the intercept evidence that he is permitted to see in a Section 6 application? Does he put intercept out of his mind?

The fourth point is:

“This is true even when the judge is also the decision maker on the facts—for example in criminal cases in the magistrates’ court, where there is no jury; and in cases in the civil courts where PII claims are made”.

We are most certainly not dealing with criminal proceedings in the magistrates’ court in this Bill. I would be grateful if the Minister would indicate how often PII hearings do take place in such magistrates’ courts, where the magistrates carry out the Wiley test of weighing the interests of secrecy against the interests of justice. I have never heard of it happening. It may do, but I have never heard of PII applications determined by magistrates. In the civil courts, of course, I repeat, the judge discards material which he rules should not be disclosed as inadmissible —that is to say, it does not enter into the process of his determination of the issues in the case. He must sift out, from the material put to him in the Section 6 application, what is to be discarded because it is inadmissible and take into account only relevant evidence.

The final substantive point made by the Ministry of Justice is that a separate judge would have to review disclosure decisions as the trial progresses. Perhaps he would, but he would be fully informed of the state of the proceedings and of the issue which had arisen in the open proceedings, no doubt by the state’s representative, who would discuss the position with the claimant’s special advocate before such a hearing. There are ways of getting round what goes on in the open hearing which may be required to be reported back to the disclosure judge.

My point is that the designation of a disclosure judge by the Lord Chief Justice, although I put it might be more appropriate to say the Lord Chancellor, or, since it is civil proceedings, the Master of the Rolls would ensure that there is a cadre of judges, security cleared, who would develop expertise in this type of case. They would quickly be adept at redaction, gisting, disclosure to a security ring or whatever way they can deal with evidence or parts of evidence which might be disclosed to the parties. A disclosure judge could, for example, permit the special advocate to ask the claimant specific questions by way of taking instructions and could control the manner in which that would happen. If the disclosure judge decided there was a limited area of the evidence that justice demanded that the trial judge, but not the parties, should see, I suppose that in extremis that could be done. There could be a tiny residue of material which cannot be disclosed by gisting or in any other way to the parties in the open proceedings. Otherwise, however, the trial judge would deal with the issues between the parties only on the admissible and relevant evidence which the disclosure judge had decided should be open to them all.

The Government have suggested that the rationale of my amendment is to avoid the contamination of the judge’s mind in relation to material which he has seen but which is not shared with the parties. The use of the pejorative word “contamination” clouds the issue; the intention of the state in applying for Section 6 proceedings is exactly to influence prejudice or, if you like, contaminate the judge’s mind in coming to his judgment. I am concerned to ensure that justice is seen to be done in an open and transparent way that will command the confidence of the public and continued respect for the rule of law. I beg to move.

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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My Lords, I added my name to the amendment put down by my noble friend Lord Thomas of Gresford. This debate is informed by the far-reaching discussion that we had last Wednesday on the relationship between PII and CMP. I suggest that in that debate there emerged a consensus around a series of principles which can be distilled as follows.

First, the use of CMP should always be a last resort given the inherent injustice in the trial judge seeing evidence that is withheld from one or more of the parties. Secondly, there should be substantial flexibility in considering how far a just determination of the issues could be achieved by relying on the PII procedure where the exclusion of security-sensitive material under PII would not make determination of the issues impossible. Thirdly, the court should always, as far as possible, make use of gisting, redaction and other ways of protecting security-sensitive material rather than relying on CMP. Fourthly, before resorting to CMP the court should always be satisfied that the public interest lies in having closed proceedings rather than in letting the case go without a determination on the merits at all. Finally, in any CMP, the use of closed material should be kept to the minimum.

Justice and Security Bill [HL]

Lord Marks of Henley-on-Thames Excerpts
Tuesday 17th July 2012

(12 years, 5 months ago)

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Lord Lester of Herne Hill Portrait Lord Lester of Herne Hill
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My Lords, I would just point out that Amendment 62, which has not been included with this group of amendments, will deal with a particular way of trying to alleviate the problems about the special advocate. We will come to that in the next group.

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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My Lords, I had not intended to intervene in this debate, but having heard the noble Lord, Lord Pannick, and my noble friend Lord Faulks describe—accurately, one has to concede—the role of the special advocate and the limited responsibility that he has to the person whose interest he is appointed to represent, one is bound to come back to the amendments proposed by my noble friend Lord Hodgson and ask whether there is not a field that my noble and learned friend the Minister ought to consider—namely the degree to which we might fairly increase permitted disclosure to the person whom the special advocate is appointed to represent. There ought to be a guiding principle, consistent with what the noble Baroness, Lady Manningham-Buller, said, that there should be as much communication as is consistent with the interests of justice, short of disclosing material to the party from whom some disclosure that is prejudicial to national security is withheld. The special advocate’s position could be effectively carried out without compromising national security if some movement in that direction were to be conceded. It may be that my noble friend’s amendments do not achieve precisely that balance, but at the moment we have a system that is so restrictive of communication that it destroys the public confidence in the special advocate system that there might be.

Lord Beecham Portrait Lord Beecham
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My Lords, this is an important group of amendments, as are the amendments to follow which deal with the position of special advocates. The Constitution Committee, in its report of 15 June, made reference to the earlier report of the Joint Committee on Human Rights and stated:

“The use of Special Advocates has proven to be highly controversial”.

The report then quoted the 2010 report of the Joint Committee on Human Rights which stated that, even with the use of special advocates, the closed material procedure,

“is not capable of ensuring the substantial measure of procedural justice that is required”.

The Constitution Committee report continued:

“The Special Advocates themselves have voiced grave concerns as to the limitations inherent in their role. They submitted a … response to the Green Paper”,

which stated:

“Our experience as Special Advocates … leaves us in no doubt that CMPs are inherently unfair; they do not work effectively; nor do they deliver real procedural fairness”.

The Constitution Committee report added that even the Court of Appeal—which commended the special advocate system and said that it,

“enjoys a high degree of confidence among the judiciary”—

pointed out that the system is,

“‘inherently imperfect’ and that the system ‘cannot be guaranteed to ensure procedural justice’”.

Those are significant criticisms, even allowing for the efforts made by the distinguished body of men and women who serve as special advocates. I refer again to the evidence to the Select Committee about the special advocates, particularly the evidence of Mr McCullough, who was clear about the problems they faced. He said that the best they can do is,

“very limited indeed, particularly given the nature of intelligence material, which, very often, requires inferences to be drawn from circumstances that may have a sinister explanation … We, as the Special Advocates, are in great difficulties in displacing the sinister explanation if we cannot take instructions from the person who is in a position to provide the innocent explanation. So that is a fundamental difficulty”,

that they find themselves in under the Bill. In answer to a question from my noble friend Lady Lister in the same evidence session, he said that the legislative form of words that could be devised,

“would simply be that there is an obligation to give a minimum level of disclosure, which would enable the affected person to give effective instructions to their own representatives or to their Special Advocate. It would not be difficult to draft”.

That rather follows the line of the noble Lord, Lord Marks, in commending a procedure that would safeguard the element of national security but allow instructions—potentially, at least—to be given.

Fixed-term Parliaments Bill

Lord Marks of Henley-on-Thames Excerpts
Wednesday 14th September 2011

(13 years, 3 months ago)

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Lord Bach Portrait Lord Bach
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My Lords, I do not intend to take up much time of the House. Our position remains the same. We support the amendment. It still seems to us to be a practical and sensible proposal that is generous to the Government and gives them their five-year term of this Parliament but takes account of the substantial concern and suspicion that there is about the Bill across both Houses of Parliament. Noble Lords may have seen that, last week in the House of Commons, at least seven Conservative Members of Parliament voted against the Government on this issue.

What is Her Majesty's Government's argument? Put by a junior Minister at the Cabinet Office, the honourable Mr Harper, last week, it is effectively that the Cross-Bench amendment moved by the noble Lord, Lord Butler, is unconstitutional. Anyone reading Mr Harper's speech from last week and looking at the ridiculous amendment proposed by the Government would be struck by the frankly patronising, even insulting, manner in which he addresses the Cross-Bench amendment. It is perhaps a little cheeky for a junior Minister to attempt to patronise two ex-Cabinet Secretaries, a very distinguished ex-Speaker of the House of Commons and one of our leading constitutional legal experts, but that is what he chose to do. That insult, or patronisation, pales into insignificance compared with the pure chutzpah in this Government protesting about the way in which constitutional change takes place. If the right reverend Prelate will forgive me, it is a bit like Satan preaching against sin.

Where, both in this Bill and in its now notorious predecessor, the Parliamentary Voting System and Constituencies Act 2011—whose absurd consequences we can all see this week, and the Liberal Democrat Benches more than most—was there, first, any pre-legislative scrutiny? Secondly, where was there any draft legislation? Thirdly, where was there any suggestion in the Conservative Party’s manifesto for the last election of supporting fixed-term Parliaments? Indeed, I recall—and I am sure the Minister will correct me if I am wrong—the Prime Minister himself, before the election, insisting that there must be a general election whenever a new Prime Minister took office. That is the complete opposite of what is proposed in this Bill. Where is there the search for consensus? Where, in short, is there any of that care, caution and concern for our past, present and future which should always be part of constitutional change? The answer of course is that there was none, and our country will pay the price for such hurried and careless law-making.

The Government criticise the amendment of the noble Lord, Lord Butler, saying that the sunset clause is not suitable in a constitutional Bill, forgetting, as the noble Lord, Lord Pannick, reminded us a few minutes ago, that, when in opposition, both parties demanded—quite rightly, in many cases—sunset clauses in constitutional matters affecting citizens’ civil liberties. In short, there is absolutely nothing unconstitutional.

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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Will the noble Lord help me on this? Does he agree that this sunset clause is not just a sunset clause but also a sunrise clause, in the sense that the matter can be brought back in any subsequent Parliament, for the duration of that Parliament alone, so that effectively the difference between this clause and other sunset clauses—that is, the clauses proposed by the amendment—is to leave the country and the electorate in a state of permanent uncertainty, and to deprive the Fixed-Term Parliaments Act, as it would be, of any force whatever to that effect?

Fixed-term Parliaments Bill

Lord Marks of Henley-on-Thames Excerpts
Monday 18th July 2011

(13 years, 5 months ago)

Lords Chamber
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Lord Armstrong of Ilminster Portrait Lord Armstrong of Ilminster
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As one who put his name to the amendment on Report, I rise briefly to add to the comments of my noble friend Lord Butler of Brockwell and others. I do not need to go through the defects of and objections to the Bill again. For all the reasons given in earlier stages, and again by my noble friend Lord Butler now, I share his view that the Bill is neither necessary, nor desirable, nor satisfactory.

There is something very rummy about a Bill in which one clause decrees that a Parliament should last for a full term of five years, and the next clause tries to provide for the circumstances in which, despite the first clause, it may be dissolved prematurely. It is all Lombard Street to a China orange that the time will come when a premature Dissolution would be to the manifest benefit of the country, in circumstances which have not been foreseen or provided for by the legislation. The Prime Minister will have to resort to some artificial device to enable him to request a Dissolution from the Queen—for instance, by calling for a vote of confidence in Her Majesty’s Government, and advising his supporters to abstain or even vote against it.

As the noble Baroness, Lady Jay, has pointed out, the Bill has been introduced as part of the glue to allow the coalition to stick together and stay in office as long as possible while it takes through the unpalatable measures required to restore a measure of stability in the finances of the Government, and a climate more conducive to growth in the economy.

It is said that the legislation is intended to deprive Prime Ministers of the opportunity to request a premature Dissolution for the sake of supposed party-political advantage. If Prime Ministers are so deprived then, as the noble Lord, Lord Forsyth, has pointed out, they will be forced to trim the timing and the quality of their policies to the electoral timetable. They will defer good news, such as tax benefits, until near enough the election to affect the result. That may not be in the best interests of the country. Either way, the Prime Minister is going to retain some form of discretion about how he or she responds in these circumstances. Therefore, in reducing—though not, I suspect, eliminating—one risk, there is reason to fear the risk of unforeseen and adverse consequences. One devil—if it really is a devil—may be stunned, if not slain outright, but seven other devils may be released.

After the next general election, a new Government and a new Parliament should be obliged to review the arrangements for and against legislation of this kind, decide whether to be bound by the provisions of this legislation in future, and consider the case for reverting to more flexible arrangements of the kind that have prevailed until now. Passing this amendment would ensure that that would happen, so I hope that your Lordships will vote accordingly, if they are asked to divide, and invite the other place to think again.

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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My Lords, the other place has rightly rejected these amendments because they rest on a fundamental misconception that, merely by enacting legislation that is not time-limited, Parliament is seeking to bind its successors by passing permanent legislation. That proposition needs only to be stated to demonstrate its falsity. The Bill contains no entrenching provisions. It does not seek to restrict in any way the power of any subsequent Parliament to amend or repeal it. If the next or any future Parliament wishes to reconsider the provisions of this Bill when enacted it is free to do so, relying on the normal processes by which we consider and pass legislation. In 1885, Dicey defined the doctrine of parliamentary sovereignty on this point as the right,

“to make and unmake any law whatsoever”.

Nothing in this Bill as unamended infringes that principle.

These amendments, with their ungainly hybrid of a sunset provision and what might appropriately be called a Lazarus clause—rather than a sunrise clause—would kill off the effective provisions in the Act after the next general election automatically and without any parliamentary consideration whatever, contrary to the assertion of my noble friend Lord Cormack. They would then allow one or any number of future Parliaments, by simple resolution of both Houses, to reinstate the legislation for a single Parliament at any time and at any stage of the Parliament in question. That would not then be a fixed-term Parliaments Bill; it would be no more than an unedifying muddle with no clarity for the electorate—or for parliamentary candidates, for that matter—when they go to the polls.

The amendments offend against constitutional principle on three main grounds. It is notable that your Lordships’ Constitution Committee, led by the noble Baroness, Lady Jay, did not at any stage suggest a sunset and sunrise clause in the form proposed. The first offence against principle is that the amendment threatened to remove from Parliament the right to insist on full and detailed consideration of any proposal to repeal or re-enact the legislation by introducing a mechanism for re-enactment by resolution of both Houses. That re-enactment, as my noble and learned friend Lord Wallace of Tankerness pointed out in opening, would apply to the Schedule, which contains historic and important repeals, and would apparently be reversible by a resolution of both Houses.

Secondly, the amendments would increase the power of your Lordships' House beyond that generally permitted by the Parliament Acts because they would give this House the power to thwart the will of the other place, not merely to delay its implementation, if a resolution were passed by the House of Commons but denied passage by the House of Lords.

Thirdly, the amendments would offend against the Salisbury/Addison convention, if not in the letter certainly in the spirit. Both the Labour Party and the Liberal Democrats had commitments to fixed-term Parliaments in their manifestos, which were then agreed by the Conservatives in the coalition agreement. The settled view of the House of Commons, expressed on two occasions, is that this Bill should pass. Yet these amendments seek to time-limit it in a way that would remove its impact altogether. I say that because as the noble and learned Lord, Lord Falconer of Thoroton, and a number of other Lords pointed out at earlier stages of this Bill's passage, no legislation whatever is required for this Parliament to last until May 2015.

As always, the noble Lord, Lord Butler of Brockwell, put his argument seductively and persuasively, but the reality is that far from being asked to act in this House as guardian of the constitution by these amendments, we are in fact asked to challenge the primacy of the elected House and to usurp the revising and scrutinising role of this House by effectively emasculating this Bill.

Lord Forsyth of Drumlean Portrait Lord Forsyth of Drumlean
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Perhaps the noble Lord could help me with a point. I may be wrong, but I believe that we still retain the power in this House to prevent the other place from extending the life of a Parliament. Is there not a parallel there?

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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My Lords, I do not accept that there is a parallel. There is indeed the exception in the Parliament Act for a Bill to extend the life of Parliament, and that was the case with this Bill, with the power to extend by two months. That is not the case in respect of these amendments.

Lord Goldsmith Portrait Lord Goldsmith
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My Lords, I have listened to the noble Lord and the noble Lord, Lord Rennard, and I must say that it seems to me that they are making an enormously unnecessary mountain out of this. What has happened is perfectly straightforward. Many parts of this House do not like this Bill, and for good reason. Your Lordships’ Constitution Committee, on which I have the privilege to sit, did not like it either. But in the way that this House often finds compromise solutions, instead of saying, “We won’t have the Bill at all”, the House said, “You can have your Bill. You want a fixed term this time around, but don’t force this down the throats of every successive Parliament. We will make it easy for you. We will not even require you to go through the full process, though you can if you want to”—I think the noble Lord, Lord Cormack, was at one stage proposing that, and I will come back to it. The House said, “We will leave it on the basis that if each House resolves that in its turn it wants a fixed-term Parliament, it can have one”.

That seems to me to be an eminently suitable compromise. What the noble Lords say, inter alia, is that this somehow gives this House the ability to prevent the Commons from having its way. But no; if the Commons wants to pass a Bill—a full Act—against the wishes of this House, it can still do that in the next Parliament. There is no constitutional aberration about this at all. It is a sensible compromise, it is a good British compromise, and it is the sort of compromise that this House is good at finding. I too hope that the noble Lord, Lord Butler, will divide the House. If he does, I will gladly join him in the Lobbies.

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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Does the noble and learned Lord accept that the will of the House of Commons is that this Bill should pass in a way that does not last just for one Parliament, and that this Parliament does not need any legislation to sit until 2015?

Lord Goldsmith Portrait Lord Goldsmith
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I have two answers for the noble Lord. First, that is one of the reasons why this Bill has never been necessary. It would have been perfectly possible for the Prime Minster to have made it very clear—on his honour, on his commitment, or whatever— that he was not going to go to the country until later. That was undoubtedly one of the options which was available, as we know from the evidence that has been given. The reasons why it was not taken I do not find at all convincing. Nevertheless, that is the route by which the Government have gone. Secondly—I say this with respect to the noble Lord, who has not been here as long as some other noble Lords—this House has the obligation and the responsibility of saying to the other place, “We think you are wrong. Think again”, and from time to time of saying, “We think you are wrong and we are not going to support what you are trying to do”.

Fixed-term Parliaments Bill

Lord Marks of Henley-on-Thames Excerpts
Tuesday 10th May 2011

(13 years, 7 months ago)

Lords Chamber
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Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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My Lords, like my noble friend Lord Tyler, I agree that these amendments are clever and elegantly drawn, and the quality of the speeches in favour of them supports that. However, upon analysis, one sees that the effect of the amendments is to undermine the entire Bill from the next election. Having listened carefully to the speeches that have been made in support of them, it is plain to me that that is the desire of those who have made them. The effect of the amendments is that a resolution of both Houses would be required to make any subsequent Parliament fixed term. As has been rightly pointed out, this and any Government already have the power to decide the date of the next election, which they can, if they wish, fix. That being the case, with these amendments, this Bill would add nothing to the existing law.

The Bill, which has been extensively debated, is intended to legislate for the principle of fixed-term Parliaments for the long term. To the extent that it is enacted and stays in force, it will ensure that the power to dictate the timing of elections is removed from the Prime Minister of the day. That is, however, subject to the provisions in Clause 2 for early elections. Much humour has been made of the loss to the House of Commons of the noble Lord, Lord Tyler, in October 1974. It is likely that this Bill would not have saved the noble Lord’s career then, because the House would probably have been dissolved in any event pursuant to the early election provisions had this Bill been in force.

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Lord Butler of Brockwell Portrait Lord Butler of Brockwell
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Since it is agreed that the legislation is not necessary to bind the present Government, what purpose can it possibly have except to bind future Governments?

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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My Lords, that is an important point, but the answer is that if you legislate on the principle, as this Bill when an Act will seek to do, the electorate will be entitled to know what it is voting for at any election. Will it get a fixed-term Parliament unless the legislation is amended or repealed, or will the Government and the Prime Minister retain the right to choose when to go to the country? If the Government decide to repeal the legislation or amend it, they are likely to put that in their manifesto. On the basis of these amendments, the Government will have the right after the election to determine what the electorate has given them. That, in my respectful submission, is wrong in principle.

Furthermore, the amendments are inconsistent with the Parliament Act 1911. By that Act, the House of Commons can insist on legislation that does not extend the life of a Parliament and this does not extend the life of a Parliament, with the exception of the possible two-month extension, and we do not know what will happen to that. This House can only delay legislation. By these amendments, because of the provision for a resolution of both Houses, the power of this House would be there to deny passage to a resolution that the House of Commons wished to pass. That again is contrary to the principle and militates against these amendments.

The so-called sunrise clause in Amendment 25 would cause chaos. By way of example, under Amendment 25, the schedule would come into force only to the end of the first meeting of the next Parliament, but that schedule is the one that would repeal the Septennial Act 1715 among other things. Would that suddenly come back into force after the next election?

The amendments are understated in their presentation. They hand straight back to the Prime Minister and the Government of the day, with no need for legislation, the power to choose the timing of the next election. That is the answer to the point made by the noble Baroness, Lady Jay, when she intervened on my noble friend Lord Tyler.

Lord Gilbert Portrait Lord Gilbert
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I have listened very carefully to the noble Lord’s speech. Over and again I heard him say that the Prime Minister would have total power to choose the general election date. Has it never occurred to him that the monarch has a say in that? The noble Lord finds that funny, but I do not.

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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We plainly take a different view of the constitutional arrangements. The monarch has a say in certain very limited circumstances but, by and large, in a constitutional monarchy she takes the advice of the Prime Minister and is very careful to avoid becoming embroiled in constitutional disputes of this sort.

Lord Gilbert Portrait Lord Gilbert
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Is the noble Lord actually advancing the proposition that the monarch has no discretion whatever as to whether she actually accedes to a request for a dissolution?

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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Noble Lords will have heard me say that her discretion is very limited and that she seeks to stay out of controversy of this sort where she possibly can. Plainly, sometimes, the monarch’s role is to get involved and sometimes that is unwisely exercised, as with the dismissal by Sir John Kerr of the Government of Gough Whitlam in Australia. That was not the monarch directly, but it was the monarch’s representative and that shows the danger of the monarch becoming involved. Controversy has raged ever since in Australia and elsewhere about that exercise of the royal prerogative. It is a dangerous one.

My point is that if you read these amendments carefully, a resolution of both Houses would be required for this legislation to survive beyond the first meeting after the next election. That is wrong. If Parliament wishes to change the law, it needs to pass new law to do so.

Lord Falconer of Thoroton Portrait Lord Falconer of Thoroton
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My Lords, as I indicated earlier, I support this suite of amendments. They are important in relation to the position of Parliament and this Bill for three reasons. First, such a series of clauses might well be appropriate in any constitutional legislation that makes a significant change. I do not think that anybody doubts that, because that is how the Government are putting it. I agree with other noble Lords who have said that this is potentially a significant constitutional change. In my respectful submission, before we commit ourselves irredeemably to this change it is sensible to see what happens. For that first reason, I support the amendments.

Secondly, we broadly know—there is no real dispute—the provenance of these constitutional changes. There is no suggestion that there is a widespread desire among constitutionalists or the public for this particular change. It is an insider’s deal in relation to politics, which suits two political parties. As far as one can see, it has no broad political support beyond the two political parties. I venture to suggest that, if the public's interest could be engaged in this and one explained to the public that we might have a situation under the Bill where the Government could be defeated on the Finance Bill, then defeated on a vote of confidence that they put down and they would still not have to have a general election—or that the Government could be defeated on a vote of no confidence put down by the Opposition and they would still not have to leave because they could spend 14 days bribing a variety of rebels and other small parties to join them, so they could hold on in Government—the public might not find this Bill worth supporting. It is an insider's Bill, which does not feel particularly attractive to me.

There is a third reason of importance. I have found in the course of these debates in the Commons and in your Lordships' House that people think that, in relation to a significant constitutional change, there should be public consultation, a desire to find consensus and pre-legislative scrutiny. Indeed, on 25 May, David Heath, the Deputy Leader of the House of Commons said that he favoured pre-legislative scrutiny for this Bill. His only concern was that such scrutiny might lead to the Bill being forced into the next Session of Parliament. Noble Lords will remember that the coalition in the Commons then extended this Session by approximately nine months thereby making it clear that there could be no clash. There was still no pre-legislative scrutiny.

Therefore, I think most people who have debated this would agree that this Bill has not gone through the appropriate procedures for a Bill of this importance constitutionally. Is there no price to be paid for this? Is Parliament to be absolutely supine in relation to this? It is a big opportunity for the coalition Government to put their money where their mouth is. They say they believe in new politics and they say they believe in reaching out for consensus; I cannot see any reason why the noble and learned Lord cannot say, on behalf of the Government, that he agrees with what has been said and that we should see whether the way that the Bill operates between now and the next election gains public support and, if it does, Parliament can form a view about whether to pass the resolution next time around. That would not cost the Government anything, because they would have the Bill they want.

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Lord Falconer of Thoroton Portrait Lord Falconer of Thoroton
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With respect, the Parliament Act is a total red herring. The noble Lord, Lord Marks of Henley-on-Thames, says that by allowing the decision to depend on a resolution of both Houses, we—Parliament—are giving the power back to a Government with a majority. Of course we are, but we are doing that anyway because they could pass a repealing Act. Surely it must be right for this House to express its disapproval of the way that the Bill has been brought forward by supporting the amendment tabled by the noble Lord, Lord Pannick, the noble Baroness, Lady Boothroyd and the noble Lords, Lord Butler and Lord Armstrong, and to say, “Yes, you can have your Bill, but let us see whether or not a major constitutional change like this—which is very much an insider’s Bill—works, let us see whether or not it is something worth continuing and let the next Parliament decide”.

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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I do not understand how what the noble Lord has said answers my point that in order to revive the Fixed-term Parliaments Act after the next election, you would have to have a resolution of both Houses, while ordinary legislation could be insisted upon by the House of Commons after a delay of a year.

Lord Falconer of Thoroton Portrait Lord Falconer of Thoroton
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Parliament could use its majority to get the repealing Act through, just as it could use its majority to pass the resolution. In my respectful submission, there is no difference between the two.

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Lord Pannick Portrait Lord Pannick
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My Lords, I am grateful to all noble Lords who have spoken in this interesting debate and for the support that has been expressed on all sides of the House. My answer to the noble and learned Lord, Lord Mackay of Clashfern, is that we are dealing with an exceptional Bill which is being brought forward by the coalition Government to deal with a particular short-term political problem. In the light of that, we should think very carefully before we embody on the statute book, as a permanent measure introducing permanent constitutional change, a measure which has at best a short-term political purpose.

I respect the views expressed by the noble Lords, Lord Tyler and Lord Marks, and by the Minister. I respect their views because they and the Liberal Democrats strongly believe in fixed-term Parliaments as a matter of principle. However, their difficulty is that large numbers of noble Lords on the government Benches do not agree with fixed-term Parliaments as a matter of principle. They are rightly concerned about the constitutional implications of such a measure, as so eloquently expressed by the noble Lords, Lord Hamilton and Lord Cormack, in this debate. They are particularly concerned about this matter in the absence of any public consultation on this issue, in the absence of any pre-legislative scrutiny and given the lack of any evidential basis for the new constitutional principles we are about to enact.

The inescapable reality is that the Government and large numbers of noble Lords on the government Benches are supporting the Bill not because they believe in the constitutional principle but because it is part of the coalition agreement, and it is part of the coalition agreement because of the political needs of this coalition Government to remain together for five years. I repeat: I do not deprecate that; it is a perfectly proper political position to adopt as a basis for legislation which applies to this Parliament. However, it is not an acceptable basis for general constitutional change, as the noble Lord, Lord Butler, has pointed out.

The noble Lord, Lord Turnbull, asked whether under the amendments a future Parliament could approve a resolution at any time during that Parliament. The answer is yes, and the reason the amendment is so drafted is that it would be inappropriate to limit the events and the circumstances that may occur during a future Parliament. It is quite possible that a coalition Government might be formed part of the way through a future Parliament. The noble Lord, Lord Marks, and the Minister were concerned about the Parliament Act, but of course a future Parliament could at any time enact primary legislation on this subject.

The Minister asked a fair question—all his questions were fair, of course, but he asked me to address this one in my reply—about how this will work in the future. My belief, my expectation, is that no future Government will want to apply the provisions in this Bill as they are unless there is another coalition Government with similar political demands to this one. I hope and expect that after the next general election, if there is a desire in principle for fixed-term Parliaments, the relevant responsible Government will bring forward new primary legislation that will be based upon proper consultation and pre-legislative scrutiny and in the light of experience.

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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I am sorry to interrupt the noble Lord, but what is his answer to my point and to that of the Minister that there should be proper, full parliamentary consideration of primary legislation to amend or appeal this Bill rather than the odd mechanism proposed in his amendments.

Fixed-term Parliaments Bill

Lord Marks of Henley-on-Thames Excerpts
Tuesday 29th March 2011

(13 years, 8 months ago)

Lords Chamber
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Lord Cormack Portrait Lord Cormack
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My Lords, I very much agree with what has been said so far. We will have an opportunity later to debate this clause in its entirety, and I believe that it should be replaced by something that is much more carefully and thoughtfully drawn up. To bring the Speaker into this position would be a cardinal political sin, in my view. We have heard from two former Speakers, who were clear in their advice to this House. In doing so, they were able to speak from the experience of working with the Clerk of the House that none of us can rival, and nor can any Minister in the Government.

While the Minister in charge of this Bill in another place is an extremely able and industrious young Minister, who I am sure has a glittering future ahead of him, he is not the world’s greatest constitutional expert. This Bill is deficient in many respects. It has many aspects, some of which I will touch on later, that should give any constitutional expert real cause for alarm. However, if there is one thing above anything else that is devastating in its implications, it is the politicisation of the role of Speaker. The noble Lord, Lord Howarth, has done the House a signal service in drawing specific attention to this. The House has been singularly fortunate too to be able to hear from the noble Baroness, Lady Boothroyd, and the noble Lord, Lord Martin, who were able to speak from very real experience. I beg the House—although of course we will not vote on this tonight—to stand firm. I very much hope that the Minister’s response will indicate that we will not need to proceed into the Content and Not Content Lobbies on this one, but if we do we should send a real signal to the other place that this is something up with which we will not put.

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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My Lords, I rise with some diffidence in view of the speeches from the noble Baroness, Lady Boothroyd, the noble Lord, Lord Martin, and others that we have heard. First, I think we all believe that the notion that the courts should be able to interfere with the Speaker’s certificate when this Bill is enacted, if it is enacted in its present form or in something similar to it, is one that we would abhor. No one is suggesting that that is a desirable or acceptable outcome in any way.

In moving his amendment, the noble Lord, Lord Howarth, discussed the evidence before the Constitution Committee in some detail. I do not propose to rehearse that evidence. However, I would point out that Professor Bradley, an old friend with whom I would be hesitant to disagree, expressed the conclusion that the judiciary would surely accept that this was an area for political judgment which the courts were not qualified to make. That was the conclusion of your Lordships’ Constitution Committee.

This is not simply a matter of the evidence of Mr Harper, which has been dismissed in quite strong terms by others who have spoken. In the light of the careful note of the Clerk of the House of Commons, the Constitution Committee spent a great deal of time analysing all the evidence on this point. The conclusion to which it came was that the risk of judicial interference was very small. It went further in concluding that it was so small that it was not sufficient to warrant the rejection of Clause 2. The assessment of what risk might or might not be acceptable is a difficult area. I align myself with the view expressed by the majority of the legal evidence to the effect that the chances of interference by the courts would be so small as to be insignificant.

That is not to say that we can ever stop anyone bringing a misguided application. However, as Professor Bradley also pointed out, misguided applications can be dealt with quickly and given short shrift. That is what I believe and would expect to happen. The result is that in theory an initial challenge could be brought to the Speaker’s certificate. However, it is the judgment of the Constitution Committee, which I invite your Lordships’ House to accept as well founded, that that challenge would not lead anywhere—a judgment that was made in the face of, and on consideration of, the evidence of the Clerk of the House of Commons, to which a great deal of respect was given.

Lord Forsyth of Drumlean Portrait Lord Forsyth of Drumlean
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My noble friend is obviously an expert in these matters. As the argument is about the degree of risk, can he explain why it is necessary to take the risk at all?

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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My Lords, this is a matter we have canvassed before. My noble friends and I put forward a suggestion in an amendment as to the definition of votes of confidence which might mitigate the risk still further. One problem with the later amendment of my noble friend Lord Cormack is the complicated definition of votes of no confidence. Of course, when it is clear that there is a vote of no confidence, it is very difficult to imagine the issues for the Speaker to determine—that there has been such a vote and that there has been a lapse of 14 days—being justiciable. While I can see that part of the wider argument of the noble Baroness, Lady Boothroyd, and the noble Lord, Lord Martin—that it is important to avoid the Speaker being drawn into political controversy —is absolutely right, nevertheless the amendment is concerned with the question of justiciability.

The next question for your Lordships to consider is whether the words of the amendment add anything to the words of the Bill. As the noble Lord, Lord Howarth, pointed out, the words of the amendment are drawn from the wonderful and eloquent words of the Bill of Rights, which states that,

“the freedom of speech and debates or proceedings in Parliament ought not to be impeached or questioned in any court or place out of Parliament”.

That is a general statement of the principle of parliamentary privilege.

The words of more recent statutes which outlaw judicial interference have been more similar to the words adopted in this Bill. The Parliament Act 1911, in dealing with certificates, uses the words “conclusive for all purposes” and,

“shall not be questioned in any court of law”.

The phrase is “shall not”, not “ought not”. I suggest that, for a modern approach to the construction of statutes, the phrase “shall not” is much more useful than “ought not”. The House of Lords Act 1999 simply uses the provision that the certificate shall be “conclusive”. In this Bill we have the words, “conclusive for all purposes”.

Taking that body of statute law as a whole, I suggest that the right conclusion is that, with the possible exception now of “ought not”, those phrases “shall be” and “shall not be”—the imperative form—are effective to provide as much protection from judicial interference as we are likely ever to be able to achieve. It is a matter for the courts, and the balance between Parliament and the courts, as to whether in any conceivable circumstances the court could, at some stage, accept an invitation to interfere with parliamentary privilege. Given the state of the statutes at the moment, this is the best guarantee that we are ever going to get. On the history of the courts’ approach to these matters, I cannot in a million years agree that the courts would interfere with such a certificate, although they cannot prevent a challenge being launched at the outset.

Lord Falconer of Thoroton Portrait Lord Falconer of Thoroton
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My Lords, this has been a powerful short debate. My noble friend Lord Howarth introduced the debate moderately and marshalled the material effectively. The speeches of the noble Baroness, Lady Boothroyd, and the noble Lord, Lord Martin, would make any Government stop in their tracks in relation to certification and the Speaker.

It is important to identify that two separate points are being made. First, no one engaged in the discussion of the Bill wants the courts to have anything whatever to do with challenging what goes on in Parliament. I speak only from the point of view of the courts, not from the point of the view of the Commons. For all the reasons given by the noble Lord, Lord Martin, and the noble Baroness, Lady Boothroyd, the courts would run a mile from giving any determination in relation to this. They would do so for legal reasons: first, this is a proceeding in Parliament and therefore protected by the Bill of Rights; secondly, it specifically involves a certificate given by the Speaker of the House of Commons as to a proceeding in the House of Commons; and, thirdly, the Bill states:

“A certificate under this section is conclusive for all purposes”.

As a matter of legal drafting, it is clear that the draftsman is trying to keep out the courts as much as possible.

Equally, for all the reasons given by the two impressive ex-Speakers, the courts do not want to be in a position where they have to say, “We know you all think there is about to be an election, but Mr Justice X has just said that there is not going to be an election”. Can you imagine the situation if a Speaker of the House of Commons had said, “I know you all think that a vote on whether or not we should go to war in Iraq is a vote of no confidence, but I have decided that it is not. Therefore, even if the vote is defeated in the House of Commons, there will be no resignation of the Prime Minister and there will be no general election”. I leave it to the House to seek the views of the two ex-Speakers as to what effect on Parliament that would have.

I was struck by the evidence of Mr Harper in comparison with what the noble Lord, Lord Martin, and the noble Baroness, Lady Boothroyd, have said. They have given graphically their opinion of what it would be like to make these decisions. However, the chairman of the Select Committee asked Mr Harper:

“But it would presumably put pressure on the Speaker if, let us say, he did not make an announcement in advance”.

Mr Harper replied:

“I think the Speaker would want to make sure that the House was clear about the nature of the debate and the vote attached to it. I am not sure that it would put pressure on him; I think there would be an expectation that he would set out clearly the nature of the debate and vote that was to take place, the consequences of the vote and what he would do as a result, so that people were clear about it. I think there would be an expectation that that is what would happen … I don’t think it’s asking the Speaker to make decisions beyond those he should make if there is an expectation. If there is a convention that certain kinds of votes, like votes on the Address, are treated as confidence votes and are treated as those by the government, for the Speaker to make that explicit, effectively, it is a convention that exists and he is simply going to be setting out the consequences of that convention. He is not really creating any new rules. He is just making it more explicit about the effect of existing conventions that are already in place” .

Fixed-term Parliaments Bill

Lord Marks of Henley-on-Thames Excerpts
Tuesday 29th March 2011

(13 years, 8 months ago)

Lords Chamber
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Moved by
45: Clause 2, page 2, line 21, leave out from “(2),” to second “day” and insert “polling for the election is to be conducted on a day, or two consecutive days, no earlier than four weeks and no later than eight weeks after the date of the certificate issued under subsection (1) or (2), and on a”
Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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My Lords, the amendment addresses two issues. I do not propose to deal with the question of possible weekend voting because we have discussed that already.

The first issue is that the Bill as drawn omits to provide for a timetable for an election to take place after a vote for a Dissolution or a vote of no confidence. The existing provision in the Bill is for an election to be held on the day appointed by Her Majesty, by proclamation, on the recommendation of the Prime Minister. The Bill therefore leaves it to the defeated Prime Minister to decide on the advice he gives to the Queen as to how long should elapse before a general election is held in the event of a vote of no confidence. To leave the date of the election as open as that would be unsatisfactory and open to abuse.

Secondly, the timescale suggested in the amendment—that an election should be held no earlier than four weeks after the Speaker’s certificate and no later than eight weeks after the certificate—is intended to strike a sensible balance. On the one hand, it is important to avoid an unholy rush to judgment, with a squeezed timetable for candidate selection, for nominations and for postal votes; on the other hand, it should not be possible to delay an election under either of the provisions for an early Dissolution for too long. It is also important not to permit an unduly long campaign to enable a Prime Minister to bolster an unpopular Government’s position. Keeping the period reasonably short is particularly important when there is a vote of no confidence because the Government who have just been rejected by the elected House would remain in power following that vote until replaced after the election.

However, the period allowed also has to be long enough to make it possible for a reasonably full campaign to take place, even where the Speaker’s certificate comes just before a holiday period. The timing of any early Dissolution may be unpredictable and inconvenient and that may happen. For this reason, while it might at first blush seem desirable to opt for a shorter period of six or seven weeks as the longest period permissible, we feel that eight weeks is about right.

It will be interesting to hear what other noble Lords think about the appropriate period, but it would not be sensible for the Bill to be enacted with no timetable at all. I beg to move.

Lord Grocott Portrait Lord Grocott
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My Lords, this is a characteristic of trying to solve a problem that has never existed. The only occasion on which this system has been tested—we keep going over the same ground and I do not need to repeat it—was when Jim Callaghan lost a vote of no confidence. I can remember absolutely no dispute, argument, difficulty or sense of abuse about the period between the defeat of the Government and the general election being held. However, now, as with fixed-term Parliaments and a number of other provisions in the Bill, we seem to need to write into statute law what has historically always operated perfectly satisfactorily.

In particular I am concerned that, unless we can improve the Bill, in addition to the two-week period when the Government are being formed, there is now to be up to eight weeks—10 weeks in all—between the defeat of the Government in a motion of no confidence and the general election. The longest election period in the time that I was fighting elections was six weeks, in 1997. I think that there was universal agreement that that was at least two weeks too long. The public get bored—I do not blame them—pretty rapidly. I shall not go over those arguments again because they are conclusive. I simply say that this is yet another example of an attempt to impose a straitjacketed legal constraint on something which has worked perfectly well and requires no change whatever. At its worst, it could lead to a general election campaign effectively lasting for 10 weeks, which is at least six weeks too long.

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Lord Wallace of Tankerness Portrait Lord Wallace of Tankerness
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It is not what the Government envisage. However, if a vote of confidence had been on 10 December 2012, holding an election on 1 May 2013, which the noble and learned Lord mentioned, might well be considered to be an abuse of the statutory power. Under judicial reviews, the court would not necessarily substitute its own date, but the Prime Minister would be required to nominate or recommend a date to Her Majesty that would be consistent with a proper exercise of the statutory power. It is highly hypothetical and unlikely, but it would not be unreasonable; if there had been a vote of no confidence and 10 days had elapsed in December 2012, setting an election date for 1 May 2013 would be an abuse of power. That would be widely recognised.

However, the point that I am making is that we do not believe that there should be the kind of restrictions set out in my noble friend’s amendment. They could run into practical problems for the very reasons that he illustrated, but, in practical political terms, it is not likely that a date would be set that would be seen to be an abuse by taking it too far.

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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My Lords, I am grateful for the consideration that has been given by noble Lords and my noble and learned friend to the amendment. The problem that it sought to address was simply the question of the lack of a timetable. I am bound to say that the exchange we have just heard between the noble and learned Lord, Lord Falconer of Thoroton, and my noble and learned friend illustrates that there is—in theory, at least—scope for an abuse of power by a Prime Minister that could, perhaps in extreme and unlikely circumstances, lead to a challenge, because executive action of this sort might be justiciable and there is room for an abuse of power. The amendment simply seeks to address that.

Of course we are open to consideration of that time, but the noble Lord, Lord Grocott, talked of James Callaghan; it does not follow that because James Callaghan behaved well on that occasion everyone else necessarily would do so. As regards the number of weeks, it is right that there is a window of only a month, and that could involve a holiday period. However, the corresponding argument is that it may be undesirable for a vote of confidence in June to lead to an election being deferred until September or October, on the basis that holidays would intervene. We took the view that is worthy of consideration that it is more important to have an election than it is to avoid the holiday periods and allow them to be an excuse for not holding an election. I beg leave to withdraw the amendment.

Amendment 45 withdrawn.

Fixed-term Parliaments Bill

Lord Marks of Henley-on-Thames Excerpts
Monday 21st March 2011

(13 years, 9 months ago)

Lords Chamber
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Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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My Lords, accepting, as I suspect we all do, that this is a matter of judgment, I suggest to the Committee that the judgment referred to by the noble and learned Lord, Lord Lloyd of Berwick, is best made by a serious assessment of the balance between, on the one hand, the likelihood—although not the certainty under the provisions of the Bill—of less frequent elections and, on the other, the stability that a five-year Parliament offers and the opportunity for the electorate to bring a greater maturity of judgment because of the experience that they have of the Parliament and the Government after five years rather than four years. In making that judgment I suggest that the historical precedents since the war are of limited assistance, precisely because we have not had fixed-term Parliaments.

One complaint of those who argue for four years is that the Bill substitutes five years for a maximum of five years and a norm of four years. That is the effect of the Bill, but the complaint ignores the fact that the effect in practice of the 1911 Act has been that, where a Government have had a working majority, the Parliament has lasted five years if the Prime Minister has believed that he or she will lose, which means that he or she has stayed for the full term. The noble and gallant Lord, Lord Stirrup, and the noble Lord, Lord Martin, argued that the fifth year tends to be a lame-duck year—an ineffective year. The noble Lord, Lord Grocott, said much the same thing. It is an ineffective year because, it is said, in the case of five-year Parliaments, the Government is tired and expects to lose. However, you cannot deduce from that that, where everyone knows that the next election is fixed for the end of the five years, there will be similar exhaustion.

In the past, when a Prime Minister has expected to win, he or she has gone after four years. That analysis is borne out by the elections of 1964, 1979, 1997 and 2010. In each of those years, the election was held at the end of five years and the Government went on to lose. An exception is the election of 1992, when the Government expected to lose and were rather surprised to win. The only other exception to that analysis, although it is not a real exception, is the election of February 1974, which noble Lords will know was held for special reasons. However, that election gives us a useful analysis of whether it is true to say that there would have been four fewer elections or whether you can count the elections and say that there would have been that many fewer. I suggest that under the provisions of this Bill it is highly likely that there would in any case have been an election in 1974 because when the then Prime Minister said, “I want an election to determine the issue of who governs the country, the Government or the miners”, the then Opposition to Mr Heath would have accepted the challenge and voted for an election, so that Parliament would have been dissolved on a two-thirds majority basis. It is not possible to say how many fewer elections there might have been. The Bill makes the basis for Dissolution more logical and removes what we say is the unfairness of allowing the Prime Minister sole charge of when there is an election.

As we know, the average length of Parliaments since the war has been three years and 10 months. I suggest that the calculation of that average term is of no assistance. The principal point against the relevance of such an average is that it takes into account all those early elections called by the Prime Minister in the exercise of precisely the power that the Bill is designed to remove. Secondly, it takes into account the very early elections of 1951, 1966 and October 1974. In that sense, the noble Lord, Lord Grocott, is right to say that it leaves out the ducks, but those ducks are important to leave out because, in the calculation of a sensible term for a Parliament with a working majority, those Parliaments where the Government had no working majority and had to go to the country early are of no assistance.

Lord Bach Portrait Lord Bach
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I am interested in the noble Lord’s arguments. He knows that his party’s policy for many years was, honourably, that there should be fixed terms for four years. Did he support that policy? If not, was he always a five-year man? If he did support that policy, when was it that he changed his mind to five years? Was it, by any chance, around the time that the coalition was formed?

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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That is a perfectly fair question, because it is well known that it was Liberal Democrat policy to go for four-year fixed terms. However, it is quite clear that the formation of the coalition caused people to consider their policy and the arguments one way or the other. The coalition has put forward a programme for government. It is a considered view—which, I suggest, is no less right because it is a view come to after negotiation, the negotiations to which Mr Laws refers in the book that the noble and learned Lord, Lord Falconer, is now reading—that that period gives more stable government. The question for this House is, in the light of what has happened, to consider whether five years is better than four. The history of the Liberal Democrat policy on the point does not assist us. We have to bring a new and balanced judgment to the question now before Parliament.

Lord Cormack Portrait Lord Cormack
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Surely if five years is what the leaders of the coalition want—I fully understand that, as I have made quite plain—we do not need the legislation for that. How does the noble Lord answer that point? They can have that under current legislation.

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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The noble Lord is quite right to point that out, but it has long been Liberal Democrat policy, with which I firmly agree and consider extremely important, that we should have fixed-term Parliaments in the long term, because they make a level playing field. The question that we are considering in the context of the Bill is whether those Parliaments should be for four years or five. It is of no assistance to say that we can fix a Parliament for five years now and decide later. We are determining the right period under the Bill. This Parliament cannot bind its successors, as the noble Lord plainly knows. If a future Parliament should take a different view, it is for that Parliament to legislate, as my noble friend pointed out. However, on consideration of this Parliament and what we should do now, we say that, as a matter of principle, it is right to go for five years.

Understandable concern has been expressed on all sides of the House and by the Constitution Committee about the need for pre-legislative scrutiny. If we accept that there is a need for pre-legislative scrutiny of important legislation, then the first year of a Parliament will generally be given over in respect of important legislation to that scrutiny.

Lord Cormack Portrait Lord Cormack
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Not this time.

Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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I accept that; it gives rise to the concern that has been expressed and that I am, for these purposes, accepting. If it be the case that enactment of legislation starts in year two of a Parliament, and given the point made by the noble Lords, Lord Martin and Lord Grocott, which I think we all accept, that the last year of a Parliament is given over to preparing for a general election, a five-year Parliament leaves a period of three years for positive legislation and a four-year Parliament leaves only two years, because we all accept that inevitably the imminence of Dissolution makes legislation more difficult, as the time is limited in the last year. I suggest to the House that the stability that is required for the convenient and sensible passage of legislation is better achieved with three whole years between the first and last years.

In terms of government rather than simply legislation, I also suggest that four years runs a danger of leading to short-term planning, which inhibits a strategic approach to all forms of activity in government. That point was well made by the noble Lord, Lord Armstrong of Ilminster, at Second Reading.

On the other side, of course it is the case that regular recourse to the electorate is at the heart of our democratic system of government. However, there is no doubt that Governments that are too driven by early electoral considerations may not be the best or most effective Governments. The four-year term in the United States is frequently and rightly criticised for its shortened electoral cycle and for the fact that from far too early in the term the Administration are looking for the prospects of re-election—all political eyes are firmly fixed on the next election.

The last point is this: a shorter term has the effect of depriving the electorate of the time to judge on mature reflection the effectiveness of government policy and legislation. That is particularly true of a reforming Government who reform the way in which the public services are delivered and taxes and benefits are administered, as this Government will and as may be the case with many future Governments. That is the case because the preparations for the Dissolution and an election come at a time when much of what the Government have done during the term, particularly after the first year of the term—this brings me back to the point about pre-legislative scrutiny—has not had time to take effect, so the electorate have not had the opportunity to judge what the Parliament and the Government have done during the term.

The noble and learned Lord, Lord Falconer, laughed when I talked about a matter of principle with reference to what I had previously described, and continue to describe, as a matter of judgment. Of course that is right, but I suggest that the better balance between four years and five years is the one that the Government have struck and incorporated in this Bill as unamended.

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a point of principle lost in a second. What will their point of principle be tomorrow on it? I would not rely heavily on it.
Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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Is the noble and learned Lord, Lord Falconer, not prepared to concede that it may just be that, in spite of the frivolous tones in which he dismisses the arguments, my right honourable friend Mr Osborne may just have been right?

Lord Falconer of Thoroton Portrait Lord Falconer of Thoroton
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He might have been, but I would not rely on anybody whose point of principle—this one was adopted for years by the Liberal Democrats—evaporates in the course of one sentence in a negotiation. Say that it is a compromise or a deal done to benefit the country, but do not say that it is a point of principle which switched in the course of negotiations. That is the weakness of the argument, in my respectful submission, that the noble Lord, Lord Marks of Henley-on-Thames, was making.

The noble Lord, Lord Dobbs, made an impressive speech. I have never heard statistics more blatantly abused than by him. Perhaps I might draw attention to two particular points. First, he chose his starting point as October 1974 to ignore the February to October 1974 point, as he explained. Secondly, the difficulty with the fact that there was one election where the date was forced upon the Prime Minister by a Motion of no confidence was simply obliterated from his mind completely, so that he focused only on 1978. What he said was accurate in that, obviously, in choosing the date that they have for elections Prime Ministers are motivated by the chances of winning. That is the basic reason why one has a fixed-term Parliament but it does not really assist in determining between four and five years.

The speech made by the noble Lord, Lord Butler of Brockwell, was the most admirable. I say that genuinely, having worked with him. He was the Cabinet Secretary in 1997 when we took power and, having seen the talent of the noble Lord, I can genuinely understand how he would find the elected politicians quite wearisome to start with, particularly when they come into power with no experience of any sort of government. If I were him, I would have the least often elections as possible but, as people have made the point, this debate is just as much about accountability as about stable government. The reason that the Bill is being brought forward—this is the Government’s defence—is because the public are fed up with the politicians and want more accountability and more mechanisms to have control over them. The idea that you do that by extending the length of a Parliament, which is the effect of this, seems, with the greatest respect, to be nonsense. Nothing could be better designed to reduce confidence in government than the disingenuous explanations that have been put forward for the Fixed-term Parliaments Bill in the course of this debate. I will withdraw my amendment, but it will be back. I beg leave to withdraw the amendment.

Fixed-term Parliaments Bill

Lord Marks of Henley-on-Thames Excerpts
Monday 21st March 2011

(13 years, 9 months ago)

Lords Chamber
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Moved by
30: Clause 2, page 2, line 10, leave out “of” and insert “tabled by the Leader of the Opposition in the House of Commons declaring that the House of Commons has”
Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
- Hansard - -

My Lords, the effect of the amendments in this group, tabled by my noble friends Lord Rennard and Lord Tyler, and by me, is to refine Clause 2(2), which covers the provision for an early dissolution in the event of a vote of no confidence on a simple majority followed by a period of 14 days in which no Government is formed that enjoy the confidence of the House of Commons.

At Second Reading, the noble and learned Lord, Lord Falconer of Thoroton, in what he described sotto voce a moment ago as one of his “many agonies”, made the point that under the clause it would be theoretically possible for a Prime Minister to engineer a vote of no confidence in his or her Government by his or her side so as to secure an early dissolution at a time of his or her choosing. That would deprive the Bill of its intended very beneficial effect of removing from the Prime Minister precisely that power.

The criticism cannot be made of Clause 2(1), which requires a two-thirds majority of all the seats in the House of Commons to trigger an early dissolution, so that in practice cross-party support would be required, given that no Parliament in recent history has enjoyed such a majority. However, in relation to Clause 2(2), the criticism made by the noble and learned Lord is technically accurate. At Second Reading, the response was made that any Prime Minister engineering a vote of no confidence in his or her Government in such a Machiavellian way would be punished at the ballot box. However, I and others suggested that the problem might need to be addressed at later stages of the Bill. The need to address the point made by the noble and learned Lord is given added weight by the fact that, in Germany, Governments have resorted to the device of engineering defeat on votes of confidence, as the noble Lord, Lord Norton of Louth, correctly pointed out. It was done by Chancellor Brandt in 1972, by Chancellor Kohl in 1982 and by Chancellor Schroeder as recently as 2005.

The way in which Amendment 30 addresses the problem is simple. By requiring that a Motion of no confidence under Clause 2(2) must be tabled by the leader of the Opposition, the mischief is effectively addressed. The position of the leader of the Opposition is constitutionally recognised. He or she would inevitably be—and historically invariably has been—the person who would move a genuine Motion of no confidence. It follows that requiring that he or she be the mover of such a Motion if it is to have effect is a simple way to achieve the intention of the Bill. It would also provide a certain symmetry. Given that the purpose of the Bill is to remove from the Prime Minister the power to call an election at a time of his or her choosing, who better to be responsible for the trigger for an early election when all-party consensus is absent than a Member of the House who seeks to replace him or her as Prime Minister?

I note that Amendment 33, proposed by the noble Lord, Lord Howarth of Newport, is to the same effect. It gives me great confidence in our amendments that this is the first time since I joined your Lordships' House that I have had the pleasure of expressing agreement with the noble Lord in a debate on a constitutional matter.

I will make one final point. A further effect of Amendments 30 and 31 is that they contain a simple definition of a vote of no confidence. A Motion of no confidence would be a Motion declaring that the House of Commons had no confidence in Her Majesty’s Government. That would mean that, once any vote went against the Government on an issue that would or might be seen as a confidence issue, the leader of the Opposition would have a chance to table a Motion of no confidence in those terms. If it were passed, the Speaker’s certificate would follow and the 14-day period provided for by Clause 2(2) would be triggered. If the Motion failed, that consequence would not follow. That arrangement would avoid doubt or argument, and it would avoid the need for any complication in the definition of what did and what did not constitute a vote of no confidence. I beg to move.

Lord Howarth of Newport Portrait Lord Howarth of Newport
- Hansard - - - Excerpts

My Lords, as the noble Lord, Lord Marks of Henley-on-Thames, has just noted, it is remarkable that I have tabled an amendment which seeks to achieve exactly the same purpose as the amendments in this group tabled by the Liberal Democrat noble Lords. It is a nice example of how our parliamentary dialectic can be fruitful. The public notice all this adversarialism—they notice that we are always disagreeing with each other. However, if one takes a longer view, we find that all this debate and argument tends to produce a new consensus. Until recently, the Liberal Democrats wanted immediately to move on to discover new truths and interest us in new suggestions. They have been the grit in the oyster, endlessly introducing new ideas into our public debates. I hope that they will be able to continue to do so now that they have joined the governmental establishment. We shall see.

We have heard a certain amount about Germany from the noble Lords, Lord Norton of Louth and Lord Marks. I think that it was in 1983, although the noble Lord, Lord Marks, suggested it was 1982—the noble Lord, Lord Norton, will tell us who is right—that Chancellor Kohl deliberately contrived to defeat a Motion of confidence in his Government. As I understand it, the reason was that he wanted an election because he had come to power in the previous year by means of a parliamentary vote and not by means of popular endorsement at the election. He lacked a popular mandate and he wanted one. I do not think that he was punished at the ballot box, so I am not sure that the safeguard that the Government have suggested exists against the cynical use of the no-confidence provisions in the Bill to contrive an early election by an unscrupulous Prime Minister would necessarily work. On that occasion at least, Chancellor Kohl did not suffer at the election.

It is at least a possibility that Mr Cameron, too, not having won an election and feeling that he lacks popular endorsement, might, if he thought that he had an opportunity to do better in an early general election, be very tempted to go for that. It is hard to foresee that but who knows? If the 14-day provision that we are about to debate on another amendment were taken out, it would be even more important to guard against the Prime Minister being able to contrive a vote of no confidence. If immediately following a vote of no confidence he could go to the country, it would be that much more attractive to him.

I think we can see why the Liberal Democrats are keen for the Bill to be amended to provide that only the leader of the Opposition can table a Motion of no confidence. It is, sadly, because they do not trust their coalition partners and the Prime Minister. They worry that, as the Liberal Democrats become more unpopular—and we will perhaps see evidence of that after the local government elections and in the AV referendum—and as the cuts, which those who voted for them did not expect them to support, start to bite, Mr Cameron may ditch them and cut and run. Unless this amendment is in the Bill, the supermajority lock may not do the trick for them and keep the Deputy Prime Minister and his colleagues in office by postponing the evil day when he has to face the electors of Sheffield and the Liberal Democrats have to face the electors of the United Kingdom.

I note that an amendment of this kind would be less necessary if we were to have proportional representation as that would make it less likely that any party would win an overall majority in an early election and, therefore, it would be less tempting for the Prime Minister to contrive an early general election. However, we are where we are. The Liberal Democrats failed to secure a referendum on proportional representation and we have a referendum on the alternative vote only. I hear different views as to what the alternative vote might produce: some say that it is a majoritarian system of election that tends to reinforce the swing and others say that it is more likely that the alternative vote will produce an endless series of coalitions. Whatever the outcome proves to be in practice, with that electoral system it would be more important to have the safeguard which the noble Lord, Lord Marks, and others have proposed. I hope we do not have AV and some of us will do our best to ensure that we do not have it.

I see one significant argument against these amendments. We might have a situation, which the noble Lord, Lord Norton of Louth, has adumbrated and which the Government have already played out, in which the Government lost a vote on a key Bill, they were incapable, for whatever conjunction of circumstances, of governing effectively, and their majority had fallen as in 1951 or 1996, but the Opposition reckoned that it was in their political interest to defer the election to allow the Government to continue to stew in their political juice for a little longer. In that situation they would not want to table a Motion of no confidence just yet. Of course, that would be bad for the country.

These are all hypothetical possibilities. It is very difficult for us to provide for every contingency that might arise, but I think it would be sensible to incorporate an amendment of the kind moved by the noble Lord and of the kind that my Amendment 33 provides.

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Lord Marks of Henley-on-Thames Portrait Lord Marks of Henley-on-Thames
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My Lords, I am grateful for the indications given by the Minister that there will be some flexibility in consideration of how to deal with no confidence Motions. The Minister should know that I and my noble friends who proposed these amendments fully support the two triggers and the basis on which no confidence Motions are dealt with in the Bill, subject to the proposition mentioned at Second Reading by the noble and learned Lord, Lord Falconer of Thoroton. Indeed, it gave me great pleasure to agree with the noble Lord, Lord Howarth of Newport, in relation to this amendment, but it gave me less pleasure to hear him suggest that the only reason the Liberal Democrats are moving the amendment is because they do not trust their Conservative colleagues not to rat on the coalition and go to the country. I invite noble Lords to accept that the reason for the amendment is simply to address the problem that the noble and learned Lord, Lord Falconer of Thoroton, identified in the Second Reading debate, which was that the Prime Minister could technically engineer a dissolution and that that was the mischief at which this Bill is aimed.

I turn to the history of no confidence Motions. I had understood from the Library note, as had my noble and learned friend Lord Wallace of Tankerness, that since 1895 all Motions of confidence or no confidence have been moved by the leader of the Opposition, or at least if not initially, then taken over by him after others had moved such Motions. The reason why that is an attractive proposition is that it is simple and it vests in the alternative Prime Minister the power to move the Motion of no confidence. In tabling the amendments as we did, my noble friends and I considered carefully the question of balance between Front-Benchers and Back-Benchers in the other place, to which the Minister referred. However, if one does not specify that it should be for the leader of the Opposition to move a Motion of no confidence, inevitably the field is opened in such a way as to make it possible for the Prime Minister to collude with another Back-Bench Member of Parliament, not of his own party, in the moving of a Motion of no confidence. That is undesirable because it increases the danger to which the noble and learned Lord, Lord Falconer of Thoroton, originally referred.

On the question of the definition of a vote of no confidence, I accept, as I suspect do most Members of the Committee, that traditionally in the House of Commons, Motions on issues considered to be issues of confidence may take many forms. But, at the margins, such Motions do not necessarily amount to Motions of no confidence and I do not accept that the desirable way to deal with those Motions on the margins is by requiring the Speaker to certify that they are Motions of no confidence. If this Bill is enacted, we are moving into a new era in this field, that of fixed-term Parliaments with a statutory code for early Dissolution. It is, I would suggest, appropriate that there should be a new procedure, a new clarity, in the statutory code on the question of votes of no confidence. In moving the amendment, it seems to us that the sensible way to proceed is for a Motion on a confidence issue that may be at the margins or may be dubious to be followed by a clear, declaratory Motion of no confidence about which there could be no doubt. It is for that reason that the simplicity and, I suggest, the elegance of the solution whereby the leader of the Opposition has that responsibility, should be accepted.

The idea that a certificate of non-collusion should be the way forward, as suggested in the amendment proposed by the noble and learned Lord, Lord Falconer of Thoroton, carries with it endless difficulties that make the solution unattractive. I see that the noble and learned Lord is nodding in agreement. It would involve the Speaker in value judgments, which would be thoroughly undesirable, would be difficult to make and would require him to conduct a single-handed assessment of the evidence before him of collusion or non-collusion. I note that the noble and learned Lord appears to agree with that.

I urge the House in passing this Bill to have regard to the central mischief at which it is aimed. In so doing, I invite a robust answer to the question of the noble and learned Lord, Lord Falconer, about the conundrum facing Mr Heath in 1974. He wanted Dissolution on the basis of testing who governed the country, the Government or the trade unions. Had he been able to get a majority, as I suspect he would have done, of two-thirds—in other words, the agreement of the Opposition to go to the country on that issue—that would have been all well and good. Had he been unable to get the agreement of the Opposition, I suggest that it would not have been appropriate to allow him the option of engineering a vote of no confidence in his own Government in those circumstances, because what should have happened was that either the House agreed, the Opposition agreed or the Opposition moved the Motion.

In so saying, I beg leave to withdraw the amendment.

Amendment 30 withdrawn.