Investigatory Powers Bill

Lord Rosser Excerpts

Wednesday 7th September 2016 Lords Chamber

Moved by

[Lord Rosser]

194H: After Clause 220, insert the following new Clause—
“Technology Advisory Panel
(1) Within six months of the passing of this Act a Technology Advisory Panel shall be established.(2) The Panel shall be appointed by and report directly to the Investigatory Powers Commissioner.(3) The purpose of the Panel shall be to advise the Secretary of State and the Investigatory Powers Commissioner on—(a) the impact of changing technology on the exercise of investigatory powers; and(b) the availability and development of techniques to use investigatory powers while minimising interference with privacy.”

[Lord Rosser (Lab)]

My Lords, first, I express our thanks to David Anderson QC, the Independent Reviewer of Terrorism Legislation, for his independent review of the operational case for the bulk investigatory powers contained in Parts 6 and 7 of the Bill, including the Operational Case for Bulk Powers document published with the Bill. The review came about as a result of pressure from the shadow Home Office team during the passage of the Bill in the Commons and is intended to assist in our consideration of the need for the bulk powers in the Bill.

While there had been three preparatory studies, pre-legislative and legislative scrutiny by a number of parliamentary committees, and the Government’s presentation in March of the operational case, consideration of the Bill had not included an authoritative, independent analysis of the operational case for the bulk investigatory powers in Parts 6 and 7. This is now the first opportunity we have had to discuss Mr Anderson’s report as it was not available either at Second Reading or the days spent in Committee prior to the Summer Recess.

The review by David Anderson, which became available last month, considered the operational case—whether there was one, and the strength or otherwise of any such case—for four of the powers in the Bill, namely: bulk interception, bulk equipment interference, bulk acquisition of communications data and bulk personal datasets. These powers can be used only by MI5, MI6 and GCHQ. It seems that the UK is one of five EU member states, the others being Germany, France, the Netherlands and Sweden, which have detailed laws that authorise the conduct of activities similar to at least some of the powers that Mr Anderson was asked to review.

In chapter 4 of his report Mr Anderson sets out the methodology by which he sought to evaluate the operational case for the powers under review. In paragraph 4.5 on page 72 he states that:

“A frame of reference is needed for the purposes of evaluating the utility or otherwise of the powers under review”.

Mr Anderson says that such a framework is not provided by the Government’s operational case, to which I have already referred, since it,

“categorises the purposes served by the powers under review in ways which lack coherence and consistency”.

He says that he had to ask the security and intelligence agencies to agree a classification against which their claims of utility could be evaluated. Perhaps the Minister can give us the Government’s response to Mr Anderson’s views on the operational case for the bulk powers he was asked to review.

Each member of the review team was in agreement with the conclusions of Mr Anderson’s report and with the single recommendation that he made. The report’s conclusion is that there is,

“a proven operational case for three of the bulk powers, and that there is a distinct (though not yet proven) operational case for bulk equipment interference”.

Equipment interference in bulk as opposed to a targeted equipment interference warrant is a new power. The report also found that:

“The bulk powers play an important part in identifying, understanding and averting threats in Great Britain, Northern Ireland and further afield. Where alternative methods exist, they are often less effective, more dangerous, more resource-intensive, more intrusive or slower”.

Mr Anderson was not asked to reach conclusions as to the proportionality or desirability of the bulk powers, as opposed to the operational case for them, on the grounds that these are matters for Parliament.

David Anderson’s report makes a single recommendation, which is covered by this amendment. That recommendation is that a technology advisory panel of independent academics and industry experts should be appointed by the Investigatory Powers Commission to advise on the impact of changing technology and on how MI5, MI6 and GCHQ can reduce the privacy footprint of their activities.

While the report finds that the bulk powers in question have a clear operational purpose, it accepts that technological changes will lead to new questions being raised and that adoption of the recommendation for a technology advisory panel will enable such questions to be asked and answered on a properly informed basis. I hope that, when he responds, the Minister will indicate where the Government stand in relation to the single recommendation in the report. We fully support the recommendation and the case that Anderson has made for the panel, which we believe should be established as soon as practicably possible.

While there is only a single recommendation in the report—and this is our first opportunity to discuss it—other points and issues are addressed. I should like to take the opportunity to raise some of them with the Government and to seek a response on the record prior to making any decisions about what and what not to raise on Report.

Paragraph 2.84 on page 45 of the Anderson report states:

“It has come to my attention that some”,

bulk personal datasets,

“may contain material that is comparable to the content of communications, and in rare cases even material subject to”,

legal professional privilege.

“In the light of these facts I have already recommended to the Home Office that consideration be given to the introduction of additional safeguards to the Bill and Code of Practice”.

Can the Minister say what action the Government have taken or intend to take in the light of what David Anderson has said in the paragraph to which I have just referred?

In paragraph 2.53 on page 36 of his report, Mr Anderson states:

“The Government has expressly acknowledged that targeted thematic EI”—

equipment interference—

“operations, like their bulk counterparts, can take place ‘at scale’, and that they may cover a large geographic area or involve the collection of a large volume of data”.

He goes on to say that nevertheless the thematic equipment interference power is subject to fewer limitations. He says that, in particular, targeted thematic equipment interference operations,

“can be conducted by a wider range of authorities (including the police) … need not be connected with national security, and … need not be overseas-focused”.

In paragraphs 2.56 and 2.57 on page 37 of his report, David Anderson says that he has previously commented that the widely drawn provision for targeted thematic equipment interference in practice introduces an alternative means of performing bulk equipment interference but with fewer safeguards, and that it should be possible to reduce the scope of targeted thematic warrants,

“so as to permit only such warrants as could safely be issued without the extra safeguards associated with bulk”.

He goes on to say that that comment relates to the desirable scope of targeted warrants under Part 5 of the Bill and not to the powers that he was tasked to review. Consequently, he says that he has not pursued the matter in his report, apart from noting that it would be particularly important for those authorising and approving warrants to ensure that the thematic powers are kept within strict bounds and not used as a means of avoiding or circumventing the restrictions that are quite properly being placed on the authorisation of bulk warrants.

--- Later in debate ---

[Earl Howe]

Almost anyone has access to bulk personal datasets. Many of us have a telephone directory. A very wide range of public bodies and commercial organisations have access to bulk personal datasets, because that expression describes a wide range. I cannot be specific to the noble Lord, but if I am able, on advice, I will write to him to elucidate further.

[Lord Rosser]

Before I wind up—and I shall, of course, withdraw the amendment—does the noble Earl anticipate that the Government will come forward with an amendment on Report on the recommendation in the report on the technology panel, or not?

[Earl Howe]

I anticipate that between now and Report the Government will have reached a conclusion on Mr Anderson’s recommendation. We have not done so as yet, as I have explained but, if we come forward with an amendment, that would be on Report.

[Lord Rosser]

I thank the Minister for his detailed response and thank all noble Lords who have participated in this debate, as well as thanking the Committee for its indulgence in allowing us to have a general debate on the Anderson report, even though my amendment related only to one specific part of it. It is very useful to have had the debate that we have had. I am sure that other noble Lords will do so, but I shall certainly want to read again in Hansard the full details of the Minister’s response and the replies that he has given to the questions that have been raised. Once again, I thank him for his detailed response and beg leave to withdraw the amendment.

Amendment 194H withdrawn.

--- Later in debate ---

[Lord Paddick]

My Lords, I am very grateful to the Minister for those amendments. They bring a significant improvement to the Bill and are extremely welcome. We were faced previously with the situation in which operational purposes were to be part of the Bill but we would never know what those operational purposes were. I appreciate that they are not going to become public knowledge, but at least we will now have a review by the Intelligence and Security Committee every three months and the annual review by the Prime Minister as well. Removal of the term “general” is greatly reassuring and we wholeheartedly support these amendments.

[Lord Rosser]

My Lords, we hold a similar view to that which has just been expressed by the noble Lord, Lord Paddick. These amendments seek to pursue a matter that has been raised by the ISC and accordingly raised during the Commons stages of this Bill. I think that these amendments address the concerns raised by the ISC—I certainly have not heard anything to the contrary—and we share the view that, in doing so, they enhance the Bill.

Amendment 197 agreed.

--- Later in debate ---

[Lord Janvrin (CB)]

I, too, rise to support the three amendments tabled by my noble friend Lord Butler. The point here is that he has drawn attention to this gap in offences for the misuse of bulk powers. I moved Amendment 15 earlier in Committee to take account of the fact that there was a gap, suggesting that there was a case for tidying up the misuse of these powers and the offences relating to them in one bundle. However, a better approach may well be to look at my noble friend Lord Butler’s suggestion regarding the specific area of bulk powers.

I echo the points made about the nature of these amendments. They are not about an inadvertent mistake in the heat of a fast-moving situation; they refer to someone who, without lawful authority,

“knowingly or recklessly fails to comply with the safeguards”.

The argument has been used that we should beware the chilling effect, but I am not sure that I can understand that in the context of the words “knowingly or recklessly”.

Secondly, on bulk powers, throughout the Bill we have considered the balance of trust—between the need to reassure the public about the work of our intelligence agencies, and the need to enable the agencies to use investigatory powers with confidence and at pace. It is part of that delicate balance to reassure the public that there is effective deterrence against a rogue operator, a cowboy—someone who misuses these powers “knowingly or recklessly”. That is why the Intelligence and Security Committee has been keen to debate this issue and the nature of the criminal offences, and why I welcome these three amendments as perhaps a compromise between the catch-all offence and doing nothing. Far from inducing a chilling effect, in my view, the public reassurance given by these amendments would strengthen the hand of the intelligence agencies, which are entitled to the public support they so richly deserve.

[Lord Rosser]

We are rather assuming that the Government will oppose the amendments, just as we— wrongly—assumed they would oppose the previous group. If they oppose them, we will certainly want to listen to the strength, or otherwise, of their argument, unless they are going to indicate that, in view of the pressure from around the Committee, they will take this issue away and reflect further on it.

A fairly strong argument has been made for being able to take the kind of action envisaged in the amendments. I do not know whether the Government want to argue that getting a conviction might well have to involve the disclosure of, or some information about, sensitive material that is not in the public domain. However, we certainly wish to hear the strength or otherwise of the Government’s objection to these amendments.

[Lord Paddick]

I want briefly to add our support for the amendments tabled by the noble Lord, Lord Butler of Brockwell, and for his compelling arguments. I have never previously had contact with the security services but, in preparation for this Bill, I visited various places where they operate, and I am convinced that it is not simply a question of the high esteem in which James Bond is held: the perceived integrity of the people who work in the security services is a function of reality. These offences are of far more benefit to the public in reassuring them that, in the extraordinary circumstance that they were committed, such offences do indeed exist, rather than their being demonstrably necessary based on experience because the security services operate in this criminal way.

However, as the noble Lord, Lord Butler of Brockwell, has said, it is something of an anomaly that there is no serious criminal sanction for an abuse of the bulk powers provided by the Bill, yet there are significant criminal sanctions in relation to all the other powers. On that basis, I very much support these amendments.