Data Protection Bill [HL]

Lord Brougham and Vaux Excerpts

Committee: 4th sitting (Hansard): House of Lords
Wednesday 15th November 2017 Lords Chamber

[Lord Stevenson of Balmacara]

My Lords, we turn to Schedule 5, which deals with an issue covered in the Data Protection Act 1998 and comes forward again in this Bill. It relates to how the accreditation of certification providers is carried out in practice and, for a primary piece of legislation, goes into rather a lot of detail about the way reviews are carried out and appeals are heard. These are probing amendments to try to put on the record some of the issues.

Amendments 108C and 110A would ensure that documentation submitted by the applicant must be relevant to the matter to be considered by the commissioner. This is quite a widely drafted power and it would be otiose if the applicant raises issues that are not narrowly to the point.

Amendment 108D is a probing amendment into the grounds on which an applicant can bring an appeal. At the moment, all the applicant appears to have to show is that they are “dissatisfied”, which seems a rather broad way of opening up a discussion on an important issue. The word “dissatisfied” does not sound as though it will restrict the ability of people to put in submissions on this point.

Amendment 108E deals with the timing. There is a two-stage review process, each stage lasting 28 days, so it is odd that we have different timings. I would be grateful for a comment on that. I do not think there is a particular issue; perhaps the problem is the way it is expressed.

Amendment 108F deals with the very wide powers specified for the grounds to appeal against those appointed members of an appeal panel. Again, I do not see anything wrong with that, but it would be helpful to know the Government’s thinking on why the grounds are so wide: someone can simply put in an appeal and it must be heard. That would probably be rather open-ended, but it may be that there is a history of this and issues that we are not aware of.

Finally, on Amendment 110A, the arrangements for the appeal panel hearings also seem heavily specified. I wonder whether there may be a case for a slightly lighter touch and leaving it more open to the ACAS body, if that is the one concerned, to carry them through.

There are no particular issues here and we are not looking for major changes, but I would be grateful for a response. I beg to move.

[The Deputy Chairman of Committees (Lord Brougham and Vaux) (Con)]

If Amendment 108F is agreed to, I cannot call Amendment 109 due to pre-emption.

[Baroness Chisholm of Owlpen]

My Lords, I am grateful to the noble Lord for turning the attention of the Committee to the accreditation process. I recognise the intention behind his detailed amendments; namely, to reduce the administrative burden associated with requests for accreditation decisions to be reviewed and, subsequently, for the review process to be appealed. Under the new regime, both the Information Commissioner and the United Kingdom Accreditation Service will be able to accredit organisations that wish to offer a certification service for compliance with data protection legislation. Many organisations may wish to make use of certification services to support their compliance with the new law, and the accreditation process is intended to support them in choosing a provider of certification.

Schedule 5 establishes a mechanism for organisations that have applied for accreditation to seek redress against a decision made by UKAS or the Information Commissioner. The mechanism process has two elements. In the first instance, organisations can seek a review of the accreditation decision. Then, if they are unhappy with that review process, they can lodge an appeal. I share the noble Lord’s desire to minimise the administrative burden created by that review and appeal mechanism. Amendments 108C and 110A limit the documents that may be submitted when appealing. Amendment 108E reduces the time to lodge an appeal. Amendment 108F removes the ability of the appellant to object to members of the appeal panel.

I assure noble Lords that we want a fair and straightforward review and appeals mechanism. Our choice of process, time limits and other restrictions mirrors the appeals process that UKAS currently operates. That process is as provided for by the Accreditation Regulations 2009. Maintaining a consistent appeals process creates administrative simplicity and efficiency. The Government consider that the process in Schedule 5 strikes the right balance between limiting the administrative burden on the accrediting bodies, while also providing applicants with sufficient means of redress.

To add them up, there are four reasons why we feel that what is in there now works well: our choice of process, time limits and other restrictions limits the appeals process that UKAS currently operates; it maintains a consistent appeals process, which creates administrative simplicity and efficiency; it strikes the right balance between limiting the administrative burden but provides applicants with sufficient means of redress; and the accreditation process will give organisations confidence that they are choosing the right provider of certification. I hope I have addressed the noble Lord’s concerns and urge him to withdraw the amendment.