Financial Services Bill 2019-21

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Information since 19 Apr 2026, 4 a.m.

Financial Services Bill 2019-21 mentioned

Live Transcript
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8 Jun 2026, 4:47 p.m. - House of Lords "as part of the Financial Services Act 2012, the Consumer Credit Act was designed for the pre-digital " Lord Stockwood, Minister of State (Department for Business and Trade) (Labour) - View Video - View Transcript
29 Jun 2026, 3:48 p.m. - Lords Grand Committee "The noble Baroness, Lady Noakes, said on day one in committee that she concluded that in the 2023 Financial Services Act, quote, we fail to understand what the lack of EU oversight as passed into UK law meant for the democratic oversight of what the regulators do with the powers that they acquire. " Speaker 3 - View Video - View Transcript
6 Jul 2026, 3:51 p.m. - Lords Grand Committee "Because I raised it when we did deliberation on the Financial Services Act now of 2021 and Fisma 2023, that is, to have an AI responsible officer in all financial services institutions that develop, deploy and use AI. " Speaker 3 - View Video - View Transcript
1 Sep 2026, 7:50 p.m. - House of Lords "the Financial Services Act 2012, which was the route used to " Lord Carlile of Berriew (Crossbench) - View Video - View Transcript

Parliamentary Debates
Public Office (Accountability) Bill 101 speeches (50,410 words) 2nd reading Tuesday 1st September 2026 - Lords Chamber Ministry of Justice Mentions: 1: Lord Davies of Brixton (Lab - Life peer) for example, an independent investigation directed by the Treasury under Section 77 of the Financial Services Act - Link to Speech
Financial Services and Markets Bill [HL] 97 speeches (22,964 words) Committee stage Monday 6th July 2026 - Grand Committee Department for Business, Innovation, Science and Trade Mentions: 1: Lord Holmes of Richmond (Con - Life peer) issue of which colleagues will be well aware, because I raised it when we deliberated on the Financial Services Act - Link to Speech
Financial Services and Markets Bill [HL] 96 speeches (26,504 words) Committee stage Wednesday 1st July 2026 - Grand Committee Department for Business, Innovation, Science and Trade Mentions: 1: None in respect of its functions under Parts 1 and 5 of the Banking Act 2009 and Part 2 of the Financial Services Act - Link to Speech
Financial Services and Markets Bill [HL] 121 speeches (37,077 words) Committee stage Monday 29th June 2026 - Grand Committee Department for Business, Innovation, Science and Trade Mentions: 1: Baroness Northover (LD - Life peer) noble Baroness, Lady Noakes, said on day one in Committee that she concluded that in the Financial Services Act - Link to Speech 2: Lord Stockwood (Lab - Life peer) This requirement was introduced by the Financial Services Act 2012, and since it came into force, both - Link to Speech
Financial Services and Markets Bill [HL] 69 speeches (37,670 words) 2nd reading Monday 8th June 2026 - Lords Chamber Department for Business, Innovation, Science and Trade Mentions: 1: Lord Stockwood (Lab - Life peer) Financial Conduct Authority, known as the FCA, continuing the changes introduced as part of the Financial Services Act - Link to Speech 2: Baroness Bennett of Manor Castle (Green - Life peer) are—and that makes a welcome change.When I first took part in the debates on what became the Financial Services Act - Link to Speech

Select Committee Documents
Wednesday 24th June 2026 Correspondence - Correspondence from the FCA to the Treasury on follow-up to Financial Inclusion session, dated 22 June 2026 Treasury Committee Found: • FSMA 2000 s.3B principles were introduced through Financial Services Act 2012 (which amended FSMA

Secondary Legislation
Financial Services Act 2012 (Relevant Functions in relation to Complaints Scheme) (Amendment) Order 2026 This Order amends the Financial Services Act 2012 (Relevant Functions in relation to Complaints Scheme) Order 2014 (S.I. 2014/1195) (“the 2014 Order”). HM Treasury Parliamentary Status - Text of Legislation - Made negative Laid: Thursday 2nd July - In Force: 23 Jul 2026 Found: Financial Services Act 2012 (Relevant Functions in relation to Complaints Scheme) (Amendment) Order 2026
Overseas Prudential Requirements Regime (Credit Institutions and Investment Firms) Regulations 2026 Section 1 of, and Schedule 1 to, the Financial Services and Markets Act 2023 (c. 29) revoke Regulation (EU) No. 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (“the Capital Requirements Regulation”). Articles 81(1)(a)(iii), 82(a)(iii), 107(4), 114(7), 115(4) and 116(5) of the Capital Requirements Regulation enable the Treasury to determine that a third country applies prudential and supervisory requirements equivalent to those applied in the United Kingdom in relation to credit institutions and other types of firms. The revocation of articles 81(1)(a)(iii), 82(a)(iii), 107(4), 114(7), 115(4) and 116(5) comes into force on 1st January 2027 by virtue of the Financial Services and Markets Act 2023 (Commencement No. 15 and Saving and Transitional Provisions) Regulations 2026 (S.I. 2026/682 (C. 56)). HM Treasury Parliamentary Status - Text of Legislation - Draft affirmative Laid: Thursday 2nd July - In Force: Not stated Found: Gibraltar Financial Services Commission to accept deposits under paragraph 3 of Schedule 2 to the Financial Services Act
Carbon Dioxide Transport and Storage (Financing of Costs of Offshore Decommissioning) Regulations 2026 These Regulations make provision for the establishment of offshore decommissioning funds to meet the decommissioning costs relating to offshore carbon dioxide-related infrastructure. Obligations in respect of the decommissioning and abandonment of such infrastructure are established in other legislation – for instance, Part 4 of the Petroleum Act 1998, the Storage of Carbon Dioxide (Licensing etc.) Regulations 2010, and other licensing regulations applicable to different parts of the United Kingdom. These Regulations require security for the costs of such decommissioning obligations to be provided by way of an offshore decommissioning fund, and establish requirements for these funds in respect of the fund operational and post operations periods, as defined in regulation 2 and Schedule 1. Department for Energy Security & Net Zero Parliamentary Status - Text of Legislation - Made negative Laid: Monday 15th June - In Force: 10 Jul 2026 Found: Section 2 of the Banking Act 2009 was amended by: the Financial Services Act 2012 (c. 21), section 101
Local Government Pension Scheme (Pooling, Management and Investment of Funds) Regulations 2026 These Regulations make provision in relation to the management and investment of pension funds by asset pool companies on behalf of administering authorities which are required to maintain such funds by the Local Government Pension Scheme Regulations 2013 (S.I. 2013/2356) (“the 2013 Regulations”). They revoke and replace the Local Government Pension Scheme (Management and Investment of Funds) Regulations 2016 (S.I. 2016/946) (“the 2016 Regulations”). Parliamentary Status - Text of Legislation - Made negative Laid: Thursday 21st May - In Force: 30 Jun 2026 Found: 112 of Part 2 of Schedule 2, of that Act. (11)Section 22 was amended by section 7(1) of the Financial Services Act
Russia (Sanctions) (EU Exit) (Amendment) Regulations 2026 These Regulations are made under the Sanctions and Anti-Money Laundering Act 2018 (c. 13). Regulations 3 to 29 amend the Russia (Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/855) (“the 2019 Regulations”). Regulation 30 amends the Trade, Aircraft and Shipping Sanctions (Civil Enforcement) Regulations 2024 (S.I. 2024/948) (“the TASSCE Regulations”). Foreign, Commonwealth & Development Office Parliamentary Status - Text of Legislation - Made affirmative Laid: Tuesday 19th May - In Force: 20 May 2026 Found: Part 4A was inserted by section 11(2) of the Financial Services Act 2012 (c. 21).

Department Publications - Transparency
Friday 28th August 2026 Department for Education Source Page: National Careers Service: course directory Document: (Excel) Found: creditors; any criminal convictions; found guilty of an offence under the Companies Act and Financial Services Act
Friday 28th August 2026 Department for Education Source Page: National Careers Service: course directory Document: (Excel) Found: creditors; any criminal convictions; found guilty of an offence under the Companies Act and Financial Services Act
Friday 28th August 2026 Department for Education Source Page: National Careers Service: course directory Document: (Excel) Found: creditors; any criminal convictions; found guilty of an offence under the Companies Act and Financial Services Act
Friday 28th August 2026 Department for Education Source Page: National Careers Service: course directory Document: (Excel) Found: creditors; any criminal convictions; found guilty of an offence under the Companies Act and Financial Services Act
Wednesday 26th August 2026 HM Treasury Source Page: Financial Conduct Authority (FCA) Annual Report and Accounts 2025/26 (for the year ended 31 March 2026) Document: Financial Conduct Authority (FCA) Annual Report and Accounts 2025/26 (for the year ended 31 March 2026) (webpage) Found: and 15(3) of Schedule 1ZA of the Financial Services and Markets Act 2000 as amended by the Financial Services Act
Wednesday 26th August 2026 HM Treasury Source Page: Financial Conduct Authority (FCA) Annual Report and Accounts 2025/26 (for the year ended 31 March 2026) Document: (PDF) Found: 15(3) of Schedule 1ZA of the Financial Services and Markets Act 2000 as amended by the Financial Services Act
Thursday 6th August 2026 HM Treasury Source Page: HM Treasury annual report and accounts 2025 to 2026 Document: (PDF) Found: 198, allows the Bank of England (BoE) to issue penalties for compliance failures, and the Financial Services Act
Thursday 6th August 2026 HM Treasury Source Page: HM Treasury annual report and accounts 2025 to 2026 Document: (PDF) Found: 198, allows the Bank of England (BoE) to issue penalties for compliance failures, and the Financial Services Act
Thursday 9th July 2026 HM Treasury Source Page: Financial Ombudsman Service Annual Report 2025 to 2026 Document: (PDF) Found: 7A (3) of Schedule 17 of the Financial Services and Markets Act 2000, as amended by the Financial Services Act
Thursday 9th July 2026 HM Treasury Source Page: Financial Ombudsman Service Annual Report 2025 to 2026 Document: Financial Ombudsman Service Annual Report 2025 to 2026 (webpage) Found: paragraph 7A(3) of Schedule 17 of the Financial Services and Markets Act 2000, as inserted by the Financial Services Act
Monday 29th June 2026 HM Treasury Source Page: Prudential Regulation Authority (PRA) Annual Report 2025/26 Document: (PDF) Found: of schedule 1ZB of the Financial Services and Markets Act (FSMA) 2000 as amended by the Financial Services Act
Monday 29th June 2026 HM Treasury Source Page: Prudential Regulation Authority (PRA) Annual Report 2025/26 Document: Prudential Regulation Authority (PRA) Annual Report 2025/26 (webpage) Found: paragraph 19(4) of schedule 1ZB of the Financial Services and Markets Act 2000 as amended by the Financial Services Act

Department Publications - Guidance
Wednesday 26th August 2026 Ministry of Defence Source Page: Armed forces pensions Document: The Gibraltar Regiment Act 1998 - Royal Gibraltar Regiment (Pension Arrangements) Notice 2022 (webpage) Found: Act; or(b) 65;“occupational pension scheme” has the meaning given in section 592(1) of the Financial Services Act
Thursday 16th July 2026 Home Office Source Page: Guidance: Counting rules for recorded crime Document: (ODS) Found: society 95 Disclosure, Obstruction, False or Misleading Statements Triable-either-way offences Financial Services Act
Tuesday 7th July 2026 Ministry of Justice Source Page: Ministry of Justice: Data First Document: Data First prisoner custodial journey data catalogue (ODS) Found: statement to induce person to enter agreement / exercise rights conferred by investment FI12 Financial Services Act
Tuesday 7th July 2026 Ministry of Justice Source Page: Ministry of Justice: Data First Document: Data First magistrates' courts defendant data catalogue (ODS) Found: remediation notice 9 Miscellaneous crimes against society 9572 TEW offences contrary to the Financial Services Act
Thursday 14th May 2026 Department for Energy Security & Net Zero Source Page: Energy code manager standard licence conditions: determination notice Document: (PDF) Found: name that was created as one of the successors to the Financial Services Authority by the Financial Services Act

Department Publications - Research
Thursday 30th July 2026 Ministry of Justice Source Page: Criminal Justice Statistics Quarterly: March 2026 Document: (ODS) Found: Director etc. 05108 05108 - Knowingly or recklessly furnishing false or misleading information (Financial Services Act
Monday 29th June 2026 Ministry of Justice Source Page: Criminal Justice Statistics Quarterly: December 2025 Document: (ODS) Found: Director etc. 5108 05108 - Knowingly or recklessly furnishing false or misleading information (Financial Services Act

Department Publications - Policy and Engagement
Thursday 16th July 2026 HM Treasury Source Page: Meeting minutes - February 2026 Document: Meeting minutes - February 2026 (webpage) Found: Governor of the Bank of England are required, by the Bank of England Act 1998 (as amended by the Financial Services Act
Wednesday 15th July 2026 HM Treasury Source Page: Financial Services Regulators Complaints Commissioner Annual Report and Accounts 2025-26 and regulator responses Document: (PDF) Found: Prudential Regulation Authority July 2026 Presented to Parliament pursuant to section 87 of the Financial Services Act
Wednesday 15th July 2026 HM Treasury Source Page: Financial Services Regulators Complaints Commissioner Annual Report and Accounts 2025-26 and regulator responses Document: Financial Services Regulators Complaints Commissioner Annual Report and Accounts 2025-26 and regulator responses (webpage) Found: These documents were presented to Parliament pursuant to section 87 of the Financial Services Act 2012
Wednesday 15th July 2026 HM Treasury Source Page: Financial Services Regulators Complaints Commissioner Annual Report and Accounts 2025-26 and regulator responses Document: (PDF) Found: (For the year ended 31 March 2026) Presented to Parliament pursuant to section 87 of the Financial Services Act
Wednesday 15th July 2026 HM Treasury Source Page: Financial Services Regulators Complaints Commissioner Annual Report and Accounts 2025-26 and regulator responses Document: (PDF) Found: (for the year ended 31 March 2026) Presented to Parliament pursuant to section 87 of the Financial Services Act
Wednesday 15th July 2026 HM Treasury Source Page: Financial Services Regulators Complaints Commissioner Annual Report and Accounts 2025-26 and regulator responses Document: (PDF) Found: (for the year ended 31 March 2026) Presented to Parliament pursuant to section 87 of the Financial Services Act
Tuesday 14th July 2026 HM Treasury Source Page: Alternative Investment Fund Managers Regulation – Draft SI and Policy note Document: (PDF) Found: .gibraltarlaws.gov.gi/legislations/financial-services-act-2019-4690 (c) S.I. 2001/3084.
Thursday 2nd July 2026 HM Treasury Source Page: FSCS Annual Report and Accounts and Class Statements 2025/26 Document: (PDF) Found: Comptroller and Auditor General is the statutory auditor of FSCS, as required under the Financial Services Act

Non-Departmental Publications - Guidance and Regulation
Aug. 26 2026 Veterans Advisory and Pensions Committees Source Page: Armed forces pensions Document: The Gibraltar Regiment Act 1998 - Royal Gibraltar Regiment (Pension Arrangements) Notice 2022 (webpage) Guidance and Regulation Found: Act; or(b) 65;“occupational pension scheme” has the meaning given in section 592(1) of the Financial Services Act
Dec. 17 2024 Ofcom Source Page: Online Safety Act – Illegal Content Codes of Practice 2024 and explanatory memorandum Document: (PDF) Guidance and Regulation Found: An offence under any of the following provisions of the Financial Services Act 2012— (a) section 89
Dec. 17 2024 Ofcom Source Page: Online Safety Act – Illegal Content Codes of Practice 2024 and explanatory memorandum Document: (PDF) Guidance and Regulation Found: An offence under any of the following provisions of the Financial Services Act 2012— (a) section 89

Non-Departmental Publications - Transparency
Aug. 26 2026 Financial Conduct Authority Source Page: Financial Conduct Authority (FCA) Annual Report and Accounts 2025/26 (for the year ended 31 March 2026) Document: (PDF) Transparency Found: 15(3) of Schedule 1ZA of the Financial Services and Markets Act 2000 as amended by the Financial Services Act
Aug. 26 2026 Financial Conduct Authority Source Page: Financial Conduct Authority (FCA) Annual Report and Accounts 2025/26 (for the year ended 31 March 2026) Document: Financial Conduct Authority (FCA) Annual Report and Accounts 2025/26 (for the year ended 31 March 2026) (webpage) Transparency Found: and 15(3) of Schedule 1ZA of the Financial Services and Markets Act 2000 as amended by the Financial Services Act

Non-Departmental Publications - Transparency

Aug. 26 2026
Financial Conduct Authority

Source Page: Financial Conduct Authority (FCA) Annual Report and Accounts 2025/26 (for the year ended 31 March 2026)
Document: (PDF)
Transparency

Found: 15(3) of Schedule 1ZA of the Financial Services and Markets Act 2000 as amended by the Financial Services Act

Aug. 26 2026
Financial Conduct Authority

Source Page: Financial Conduct Authority (FCA) Annual Report and Accounts 2025/26 (for the year ended 31 March 2026)
Document: Financial Conduct Authority (FCA) Annual Report and Accounts 2025/26 (for the year ended 31 March 2026) (webpage)
Transparency

Found: and 15(3) of Schedule 1ZA of the Financial Services and Markets Act 2000 as amended by the Financial Services Act

Non-Departmental Publications - Open consultation
Jul. 16 2026 HM Revenue & Customs Source Page: Draft regulations: updating definitions in the Bank Levy legislation Document: (PDF) Open consultation Found: changes to the Prudential Regulation Authority’s Rulebook, changes in consequence of the Financial Services Act

Non-Departmental Publications - Policy paper
Jul. 13 2026 HM Revenue & Customs Source Page: Securities Transfer Tax — modernisation of the Stamp Taxes on Shares Framework Document: (PDF) Policy paper Found: “The operator” here has the same meaning as in Part 17 of the Financial Services Act 2000 (see section

Non-Departmental Publications - Statistics
Jul. 09 2026 Office for Health Improvement and Disparities Source Page: Impact of drug and alcohol treatment on reoffending Document: (ODS) Statistics Found: Disclosure, obstruction, false or misleading statements 09572 - TEW offences contrary to the Financial Services Act

Arms Length Bodies Publications
Jun. 05 2026 Financial Conduct Authority Source Page: CP26/17: Quarterly consultation paper No. 52 [pdf] Document: CP26/17: Quarterly consultation paper No. 52 [pdf] (PDF) Consultation papers Found: These rules are referred to as ‘CRR rules’. 4.11 Under section 5 of the Financial Services Act 2021,
May. 19 2026 Financial Conduct Authority Source Page: Regulatory Initiatives Grid - May 2026 Excel version [xlsx] Document: Regulatory Initiatives Grid - May 2026 Excel version [xlsx] (Excel) Corporate documents Found: market-access-arrangements-for-financial-services-between-the-uk-and-gibraltar-a-consultationLNoThis GAR was introduced in the Financial Services Act
May. 19 2026 Financial Conduct Authority Source Page: Regulatory Initiatives Grid - May 2026 [pdf] Document: Regulatory Initiatives Grid - May 2026 [pdf] (PDF) Corporate documents Found: This GAR was introduced in the Financial Services Act 2021.
May. 01 2026 Financial Conduct Authority Source Page: Three arrested in FCA investigation into suspected unlawful financial promotions Document: Three arrested in FCA investigation into suspected unlawful financial promotions (webpage) News stories Found: Making false or misleading statements is an offence under Section 89 of the Financial Services Act 2012
Apr. 29 2026 Financial Conduct Authority Source Page: Market Watch 85 Document: Market Watch 85 (webpage) Newsletters Found: The offences it covers ECCTA covers information about offences under these sections of the Financial Services Act

Draft Secondary Legislation
The Overseas Prudential Requirements Regime (Credit Institutions and Investment Firms) Regulations 2026 Section 1 of, and Schedule 1 to, the Financial Services and Markets Act 2023 (c. 29) revoke Regulation (EU) No. 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (“the Capital Requirements Regulation”). Articles 81(1)(a)(iii), 82(a)(iii), 107(4), 114(7), 115(4) and 116(5) of the Capital Requirements Regulation enable the Treasury to determine that a third country applies prudential and supervisory requirements equivalent to those applied in the United Kingdom in relation to credit institutions and other types of firms. The revocation of articles 81(1)(a)(iii), 82(a)(iii), 107(4), 114(7), 115(4) and 116(5) comes into force on 1st January 2027 by virtue of the Financial Services and Markets Act 2023 (Commencement No. 15 and Saving and Transitional Provisions) Regulations 2026 (S.I. 2026/682 (C. 56)). HM Treasury Found: Gibraltar Financial Services Commission to accept deposits under paragraph 3 of Schedule 2 to the Financial Services Act

Draft Secondary Legislation

The Overseas Prudential Requirements Regime (Credit Institutions and Investment Firms) Regulations 2026
Section 1 of, and Schedule 1 to, the Financial Services and Markets Act 2023 (c. 29) revoke Regulation (EU) No. 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (“the Capital Requirements Regulation”). Articles 81(1)(a)(iii), 82(a)(iii), 107(4), 114(7), 115(4) and 116(5) of the Capital Requirements Regulation enable the Treasury to determine that a third country applies prudential and supervisory requirements equivalent to those applied in the United Kingdom in relation to credit institutions and other types of firms. The revocation of articles 81(1)(a)(iii), 82(a)(iii), 107(4), 114(7), 115(4) and 116(5) comes into force on 1st January 2027 by virtue of the Financial Services and Markets Act 2023 (Commencement No. 15 and Saving and Transitional Provisions) Regulations 2026 (S.I. 2026/682 (C. 56)).

HM Treasury

Found: Gibraltar Financial Services Commission to accept deposits under paragraph 3 of Schedule 2 to the Financial Services Act

Deposited Papers
Friday 17th July 2026 Source Page: Letter dated 13/07/2026 from Lord Stockwood of Great Grimsby and Cleethorpes to Baroness Neville-Rolfe, Baroness Kramer, Baroness Noakes and others regarding points raised during the Committee stage (third day) of the Financial Services and Markets Bill: long-term strategies, the Legislative and Regulatory Reform Act 2006 (LRRA 2006), primary legislation, smaller businesses. 4p. Document: FAO_Peers_on_Regs_260713.pdf (PDF) Found: guidance on how the FCA and PRA intend to advance their objectives was introduced by the Financial Services Act

Deposited Papers

Friday 17th July 2026

Source Page: Letter dated 13/07/2026 from Lord Stockwood of Great Grimsby and Cleethorpes to Baroness Neville-Rolfe, Baroness Kramer, Baroness Noakes and others regarding points raised during the Committee stage (third day) of the Financial Services and Markets Bill: long-term strategies, the Legislative and Regulatory Reform Act 2006 (LRRA 2006), primary legislation, smaller businesses. 4p.
Document: FAO_Peers_on_Regs_260713.pdf (PDF)

Found: guidance on how the FCA and PRA intend to advance their objectives was introduced by the Financial Services Act