Education Bill

Baroness Walmsley Excerpts

Monday 4th July 2011 Grand Committee

Moved by

[Baroness Walmsley]

37: Clause 4, page 8, line 29, leave out from beginning to end of line 12 on page 9

[Baroness Walmsley]

My Lords, I shall speak also to Amendments 38, 40, 44 to 47, 53 and 55 to 59 in my name.

I thank the Minister for the letter that I received today following our debates on Thursday. I particularly welcome the pilot to which he referred that allows children to apply in their own right to the Special Educational Needs and Disability Tribunal, with the possibility of that being extended across the country. He also referred to the possibility of regulations to allow them to appeal in their own name to the independent review tribunals when they come into force, and which we are about to debate. I should point out, however, that it would be discriminatory if children were not allowed to appeal.

I and others have been very troubled by the proposed changes to the right of appeal against exclusions. None of us wants to undermine the authority of head teachers and we understand their concerns. However, the fact that some appeals succeed indicates that not all decisions to exclude are correct. The effects of an exclusion on the life of a child are so extreme that it is vital to get these decisions right. I appreciate the Government’s attempt to put some sort of appeal in place in the form of the independent review panels but, frankly, that is not really good enough. I believe that if the appeals go to the right body with the right powers, expertise and experience, all will be well and justice will be done.

These amendments remove the education review panels created by the Bill and replace them with the right for all excluded pupils to appeal against permanent exclusion to the First-tier Tribunal for Special Educational Needs and Disability, as consistently recommended by the Administrative Justice and Tribunals Council. Here is the problem: the new review panels can only uphold the decision to exclude, recommend that the governing body reconsider the case or quash the decision and order the governing body to reconsider where it finds the decision to be,

“flawed when considered in the light of the principles applicable to an application for judicial review”.

The new review panels will not have the power to direct reinstatement. They will have less scope within which to operate and make decisions, but the nature of those decisions will be increasingly complex because they will have to decide whether the governing body’s decision was flawed in the light of the principles of judicial review. The Joint Committee on Human Rights and the AJTC have concluded that this does not provide adequate access to a fair and independent tribunal or an adequate remedy, and is contrary to Articles 6 and 13 of the ECHR.

There are many unanswered questions, including how the recommendation or direction to review will operate and the consequences of a governing body not complying with a recommendation or reaching the same decision to exclude again, following a direction to review. What happens to the pupil? Do they get another appeal? What timescales will operate and how do budgets cope with these additional procedures, especially given the additional powers given to the review panels to adjust school budgets, following a permanent exclusion?

One might ask: does the right of access to a court or tribunal apply to school exclusions? The Government state that it does not because of R (on the application of LG) v Independent Panel for Tom Hood School, decided in February 2010, which found that exclusion is not determinative of a civil right to which Article 6 applies, and Simpson v UK, which found that Article 6 does not apply to educational disputes. However, in Oršuš and Others v Croatia, decided a month later in March 2010, the European Court of Human Rights stated that Simpson v UK was no longer good law, so that Article 6 does apply to educational disputes. In Oršuš, the dispute related to discrimination. The JCHR is of the view that, if Article 6 applies to discrimination in schools, it would also apply to exclusions, which is a strong case. In Oršuš, the court also referred to its case law, which establishes that where a state confers rights that can be enforced by a judicial remedy, those rights can in principle be regarded as civil rights to which Article 6 applies. So the judicial review bit is very significant.

The JCHR is of the view that in a case of permanent exclusion, the right in question is not just the right to an education but the right to continue to attend the school at which the child is enrolled. That right is enforceable before the ordinary civil courts by way of judicial review. The JCHR therefore finds that, as a matter of convention law or of the common law, the right to access to an independent court or tribunal applies to permanent exclusion from school.

Therefore, we now need to ask whether the new review panels are really an independent and impartial tribunal. The Government’s view is that they are. However, the review panels will be able only to quash a decision and order reconsideration. That does not create the possibility for a proper review of the facts, so does not meet the requirements of a fair trial. Given the consequences of exclusion, it is especially important that the cases are examined carefully to ensure that the decision was correct and can be justified, as I said.

The AJTC has the statutory remit to keep under review the administrative justice system and the constitution and workings of tribunals within its oversight. It has taken a keen interest in the operation of school exclusion appeal panels for some years, and has concerns about the Government’s proposals. It notes, as has been mentioned in Committee, that 70 per cent of permanent exclusions affect children with special educational needs. It has consistently recommended that all appeals against permanent exclusion should be heard by the First-tier Tribunal, which it points out can easily be renamed the “first-tier tribunal (education)”.

The AJTC notes that the Government’s proposals are based on the assumption that all exclusions concern children who have been violent against teachers or pupils. That is not the case. I have here a table that shows exclusions in 18 local authorities across the country and 82 exclusion appeals in a particular year, of which 22 were successful. Of the 82, just under 80 per cent were for violent offences; one in five was for non-violent offences.

The AJTC has found that the small percentage of exclusions which go to appeal, which is around only 9 per cent, are more likely to be cases where the parent feels a real sense of injustice. It is therefore interesting to look at the reasons why some appeals succeed. The majority succeed either because the panel did not accept, on the evidence before it, that the pupil had done what he or she was alleged to have done; or because exclusion was a disproportionate punishment for the alleged offence.

A couple of other points need to be made. The Government claim that the SEND reviews take too long. It is true that there is clearly room for improvement, but they are piloting an eight-week turnaround time for appeals, which is very much better than they have been achieving. Secondly, since 70 per cent of all exclusions concern SEN and therefore go to the First-tier Tribunal anyway, it would be much more economical for all exclusion appeals to be heard by the tribunal, instead of requiring each local authority to set up and operate a separate system of review panels to deal with only 30 per cent of the total number of appeals. Also, I regard it as discriminatory to allow SEND pupils to apply to a proper tribunal, while fully able pupils can apply only to a panel with reduced powers.

I have tabled two groups of amendments that do roughly the same thing. I shall mention the difference. Amendments 37, 53, 55, 56, 58 and 59 have been proposed by the AJTC. The rest achieve roughly the same outcome but with one small difference. My noble friend Lord Storey will speak to Amendment 47 in this group, which covers a slightly different matter and has to do with the fine.

What do my groups of amendments do? The right of appeal to the First-tier Tribunal is separated in the Bill from the power to exclude, since this would have the effect of not requiring the tribunal to have regard to the Secretary of State’s guidance, and so maintain the tribunal’s independent discretion. The AJTC group gives the tribunal the power to state that reinstatement would be appropriate but is not practicable in the circumstances. This could happen if, for example, the pupil, parent or guardian does not want reinstatement, even though they have a right to it, but has brought the appeal because they want to state their case. It could happen where relationships have broken down to the extent that it would be more in the interests of the child and the rest of the school community if he were to go elsewhere. The other group of amendments does not give this power, but the tribunal should have it; it is crucial. Where relationships have broken down to such an extent that the head, for various reasons, does not want to let the child back into the school, this would give the tribunal the opportunity to take that into account and make the case that the child has been unwarrantedly excluded, without insisting on reinstatement.

Should the department maintain its argument that sending all exclusion appeals to SEND tribunals suggests that all exclusions concern children with SEND, this could easily be remedied by changing the type of tribunal. This may require a consequential amendment, but I am advised by the Public Bill Office that this could be tabled at a later date. I am also advised that consequential amendments to Schedule 1 may be needed. Again, these could be tabled at a later date when the fate of these amendments is known.

I have received a note of support for these amendments from the National Governors’ Association, which says that the majority of its members support the right of appeal and think that the current government proposals to change to a review panel will be more bureaucratic, and will cause more work, delay and confusion for the parties concerned. I hope I have made the case, albeit rather long-windedly, that justice requires some changes to the proposals in Clause 4. I beg to move.

[The Deputy Chairman of Committees]

I should advise the Committee that if this amendment is agreed I cannot call Amendments 40 to 47, inclusive, for reason of pre-emption.

--- Later in debate ---

[Lord Hill of Oareford]

It is our intention to publish guidance to cover these issues which we will be able to then share with Peers so that they can see how that is proceeding. That will address some of these issues.

[Baroness Walmsley]

My Lords, I am most grateful to the Minister for his reply and to all Members of the Committee who have taken part in this fascinating debate. I have a confession to make. I did not declare an interest at the beginning of this debate: I was once actually excluded. At the age of four, the head of my dancing class asked my mother to take me away because I was not prepared to stand in a row with all the other little girls and point my toe and wave my arms in exactly the same way as everyone else. I wanted to stand in the corner, be creative and do my own thing. I was not prepared to be a clone, so I was asked to leave. However, I remember feeling that sense of injustice because I had not been disruptive in any way; I had not been naughty; I just did not like standing in a row and doing the same as all the other little girls.

Therefore, I suppose that what we need to think about is the cause of the behaviour, and there have been many powerful speeches about the underlying factors that lead to these serious permanent exclusions. A large number of points have been made and I should like to take up a few of them. Much has been made by the Minister and my noble friend Lady Perry about the power of the independent review panel to quash the original decision and ask the school to reconsider, but what is the point of asking it to do that if there is no redress and if it continues with its wrong-headed decisions? The child actually has no right to any redress at all.

An innocent child cannot, in the current situation, be blamed for not wanting to be sent to a referral unit because only today there has been a report from, I think, Ofsted about the poor results that are frequently obtained by pupils in referral units. We must do something about the quality of alternative provision and I very much welcome what the Government are doing with the pilots that we talked about last Thursday. They have the potential very much to drive up the quality of alternative provision, and they are a very good idea.

What the Government are proposing is discriminatory because—not perhaps for the reasons suggested in the debate—we are setting up one system for children with special needs and a completely different one for children without special needs. In fact, we are taking away the current independent appeals panels and setting up something completely new to deal with only the 30 per cent of appeals that do not have any special needs connotations. That strikes me as being daft, particularly in the current financial situation. Why are we doing that? As the noble Lord, Lord Lucas, commented, we are dealing with very small numbers here. The vast majority of children behave well in school; the vast majority of cases of exclusion do not lead to an appeal; and three-quarters of the appeals are not upheld. We are talking about only 25 per cent of appeals being successful—and a very small proportion of those involve the reinstatement of a child where the school does not want it. We are talking about only 60 cases a year.

I ask the Committee: are we throwing away an important principle of natural justice for the sake of 60 cases out of 11 million children? I agree with the noble Baroness, Lady Stowell, that this is an issue of principle—but not the principle that she enunciated. It is the principle that if you have been found innocent or if the punishment has been found to be excessive, you should have a right to reinstatement, as long as other factors do not outweigh that right. We have to bear in mind—I absolutely accept this—the effect on the rest of the school. I therefore draw noble Lords’ attention to proposed new paragraph (c) in Amendment 59, which states that one of the powers of the tribunal could be to,

“decide that because of exceptional circumstances, or for some other reason, it is not practical to give a direction requiring reinstatement, but that it would otherwise have been appropriate to give such a direction”.

That gives the tribunal the opportunity to say, “This child’s case has been made. We are not convinced that the child did what the child was supposed to have done”, or, “We are not convinced that exclusion is the appropriate punishment for it. However, we accept that if this child were to go back into the school, it would cause major problems for the rest of the school community”.

There may be several thousand people involved in that community. Therefore, for the sake of their best interests, and probably those of the child concerned—who wants to go where they are not wanted?—it might be better if the child went somewhere else, even if the case has been made and it is accepted that the decision was wrong. It could well be that that “somewhere else” can better meet the needs of the child. Therefore, that part of the amendment provides a very important power, which I should like to see given to the First-tier Tribunal that I am proposing.

I thank the Minister for what he said about Amendment 47—that the Government will look at the issue of the fine in the consultation. I agree with the noble Lord, Lord Peston, that the fine does not make sense. You have just to ask yourself: who will suffer if money is taken away from a school? It will not be the child who is supposed to have misbehaved. He will have gone to some other school. It will be the children who remain in the school who will suffer if the school is fined. It really is not the sort of deterrent to schools expelling incorrectly that makes sense. I accept that reinstatement can often be difficult but I draw the Committee’s attention to proposed new paragraph (c) in Amendment 59, which would take care of that situation.

I have just one more point on the consultation over the fine. Will the Minister confirm that special schools and PRUs will also be consulted? They are often very small schools. The Minister is nodding; I thank him.

In conclusion, I ask the Committee to think about how adults would respond if, in an employment tribunal, a case had been made in favour of the employee and against the employer, finding that the response to what had happened had been disproportionate, but the employee was unable to get any redress at all. If it is wrong for adults, it is wrong for children. As has been said, children have a very strong sense of what is fair and what is not fair. A decision of this sort could turn a child totally against society. As one noble Lord rightly said, it could flip somebody who already feels disengaged or victimised—as though nobody understands them and everybody is against them, or as though they have no opportunities and are discriminated against—into becoming an extremely antisocial person. Although I accept that there are enormous difficulties in this situation, I ask the Minister to consider very carefully whether it is right to throw away a principle of natural justice in favour of doing something in only 60 cases a year out of 11 million children. It seems a disproportionate act by the Government. I hope we can have more discussions about it over the next few weeks. I beg leave to withdraw the amendment.

Amendment 37 withdrawn.