Laid - 7 Dec 2023 In Force 28 Dec 2023
These Regulations set out the Treasury’s equivalence determination in respect of the regulatory framework that applies to certain central counterparties (CCPs) that are established in the United States of America (USA) and registered as a derivatives clearing organisation (DCO) with the Commodity Futures Trading Commission (CFTC).
Laid - 4 Dec 2023 In Force 26 Feb 2024
These Regulations make amendments consequential on provision in the Financial Services Act 2021 (c. 22) for recognition of collective investment schemes authorised in approved countries. The Financial Services Act 2021 inserted a new section 271A into the Financial Services and Market Act 2000 (c. 8) (“the Act”). The provisions amended …
Laid - 4 Dec 2023 In Force 5 Dec 2023
These Regulations amend the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (S.I. 2017/692) (“the MLRs”) by substituting the list of high-risk third countries in Schedule 3ZA for a new list. Schedule 3ZA was originally inserted into the MLRs by the Money Laundering and …
Laid - 28 Nov 2023 In Force 26 Dec 2023
These Regulations permit the FCA, the PRA and the Payment Systems Regulator to remunerate members of certain of their statutory panels and require specified statutory panels of the FCA and the PRA to make annual reports to the Treasury.
Laid - 27 Nov 2023 In Force Not stated
These Regulations make provision about public offers of securities and the admission of transferable securities to trading on a regulated market (as defined in regulation 3) or a primary MTF (as defined in regulation 8). The legislation being replaced includes:
Laid - 27 Nov 2023 In Force Not stated
These Regulations specify certain securitisation activities as “designated activities” for the purposes of the Financial Services and Markets Act 2000 (see Part 5A) (c. 8) and confer powers on the Financial Conduct Authority (“FCA”) to make rules and give directions in relation to these activities. The activities are acting as …
Laid - 27 Nov 2023 In Force Not stated
These Regulations restate with modifications the provisions of the Data Reporting Services Regulations 2017 (“the 2017 Regulations”) (S.I. 2017/699), with the broad exception of Part 3 of the 2017 Regulations referred to below. The 2017 Regulations made arrangements for the registration and supervision by the FCA of data reporting service …
Laid - 27 Nov 2023 In Force 5 Feb 2024
These Regulations amend Article 5(2) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps, in exercise of the power in Article 5(4) of that Regulation.
Laid - 21 Nov 2023 In Force 12 Dec 2023
These Regulations make provision in relation to the taxation of insurance companies.
Laid - 13 Nov 2023 In Force 4 Dec 2023
These Regulations set out the Treasury’s equivalence determination in respect of the regulatory framework that applies to certain central counterparties (CCPs) that are established in Singapore and authorised by the Monetary Authority of Singapore (MAS).